SOR · Source Capital /De/ · Holdings

$46.56 +0.31 (+0.66%) At close · Sep 11

Market Cap

$383.48M

8.23M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 56

Total Value: $73,930,309

Total Shares: 1,608,230

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 56 13F filers · Δ vs Mar 31, 2026

Top Holder

19.5%

−0.8 pts

Top 5

53.2%

+2.3 pts

Top 10

76.0%

+4.4 pts

HHI

806

Broadly held+10

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -1

Institutional value: +7.6%

Shares held: +8.4%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Small Shaker Financial Services, LLC	+123,761	153,966
Small Hara Capital LLC	+34,826	99,565
Micro DKM Wealth Management, Inc.	+11,647	313,096
Large OSAIC HOLDINGS, INC.	+8,282	15,115
Mid Pinnacle Financial Partners, Inc.	+5,302	10,334

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Small Keating Financial Advisory Services, Inc.	−18,487	22,786
Mega ROYAL BANK OF CANADA	−10,836	1,815
Mid CARY STREET PARTNERS FINANCIAL LLC	−9,359	9,812
Mid Hennion & Walsh Asset Management, Inc.	−6,259	25,977
Small Colonial Trust Co / SC	−2,642	0

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Mid READYSTATE ASSET MANAGEMENT LP	12,280	$564,511
Large AE Wealth Management LLC	11,760	$540,607
Mid Beacon Pointe Advisors, LLC	4,674	$214,863
Micro AlphaCentric Advisors LLC	1,700	$78,149
Small Crossingbridge Advisors, LLC	1,700	$78,149

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Mid Anchor Investment Management, LLC	31,977	$1,481,174
Large SILVERCREST ASSET MANAGEMENT GROUP LLC	7,803	$361,434
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	4,319	$200,056
Mid Sound Income Strategies, LLC	1,308	$60,586
Small AdvisorNet Financial, Inc	669	$30,988

Filter: New 7 Increased 21 Reduced 18 Sold out 8 Unchanged 10

Showing 56 of 56

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

DKM Wealth Management, Inc.

$14,393,023

19.47%

313,096

D.A. DAVIDSON & CO.

$7,673,312

10.38%

166,920

Shaker Financial Services, LLC

$7,077,817

9.57%

153,966

DIVERSIFIED MANAGEMENT INC

$5,575,471

7.54%

121,285

Hara Capital LLC

$4,577,003

6.19%

99,565

MORGAN STANLEY

$4,177,615

5.65%

90,877

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	90,877	$4,177,615	100.0%	Defined

FIRST TRUST ADVISORS LP

$3,473,217

4.70%

75,554

Mesirow Financial Investment Management, Inc.

$3,466,551

4.69%

75,409

WELLS FARGO & COMPANY/MN

$3,103,158

4.20%

67,504

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	41,883	$1,925,361	62.0%	Defined
WELLS FARGO CLEARING SERVICES, LLC	25,621	$1,177,797	38.0%	Defined

RAYMOND JAMES FINANCIAL INC

$2,667,040

3.61%

58,017

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	44,807	$2,059,777	77.2%	Defined
Raymond James Financial Services Advisors, Inc.	13,210	$607,263	22.8%	Defined

Invesco Ltd.

$1,560,773

2.11%

33,952

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Investment Advisers LLC	33,952	$1,560,773	100.0%	Defined

Smith Asset Management Co., LLC

$1,290,010

1.74%

28,062

Hennion & Walsh Asset Management, Inc.

$1,194,162

1.62%

25,977

US BANCORP \DE\

$1,140,056

1.54%

24,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	24,800	$1,140,056	100.0%	Defined

Keating Financial Advisory Services, Inc.

$1,047,472

1.42%

22,786

LPL Financial LLC

$966,519

1.31%

21,025

&PARTNERS

$726,280

0.98%

15,799

OSAIC HOLDINGS, INC.

$694,835

0.94%

15,115

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	8,290	$381,091	54.8%	Defined
CW Advisors, LLC	6,685	$307,309	44.2%	Sole
Osaic Advisory Services, LLC	140	$6,435	0.9%	Defined

Chemistry Wealth Management LLC

$652,360

0.88%

14,191

Baltimore-Washington Financial Advisors, Inc.

$646,659

0.87%

14,067

BANK OF AMERICA CORP /DE/

$645,326

0.87%

14,038

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	14,038	$645,326	100.0%	Defined

PECAUT & CO.

$625,237

0.85%

13,601

READYSTATE ASSET MANAGEMENT LP

$564,511

0.76%

12,280

AE Wealth Management LLC

$540,607

0.73%

11,760

NWF Advisory Services Inc.

$540,193

0.73%

11,751

EVOLVE PRIVATE WEALTH, LLC

$490,316

0.66%

10,666

Pinnacle Financial Partners, Inc.

$475,053

0.64%

10,334

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Synovus Securities, Inc.	10,334	$475,053	100.0%	Defined

CARY STREET PARTNERS FINANCIAL LLC

$451,057

0.61%

9,812

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CARY STREET PARTNERS INVESTMENT ADVISORY LLC	9,812	$451,057	100.0%	Defined

Capital Investment Counsel, Inc

$413,730

0.56%

9,000

Private Advisor Group, LLC

$366,702

0.50%

7,977

Janney Montgomery Scott LLC

$339,626

0.46%

7,388

Cetera Investment Advisers

$289,794

0.39%

6,304

UBS Group AG

$255,593

0.35%

5,560

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	5,560	$255,593	100.0%	Defined

PENSION & WEALTH MANAGEMENT ADVISORS, INC.

$238,446

0.32%

5,187

NewEdge Advisors, LLC

$235,366

0.32%

5,120

Beacon Pointe Advisors, LLC

$214,863

0.29%

4,674

ASSETMARK, INC

$164,848

0.22%

3,586

Align Financial, LLC

$153,815

0.21%

3,346

JONES FINANCIAL COMPANIES LLLP

$127,153

0.17%

2,766

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	2,766	$127,153	100.0%	Sole

ROYAL BANK OF CANADA

$83,434

0.11%

1,815

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	675	$31,029	37.2%	Defined
RBC Trust Co (Delaware) Ltd	1,140	$52,405	62.8%	Defined

AlphaCentric Advisors LLC

$78,149

0.11%

1,700

Crossingbridge Advisors, LLC

$78,149

0.11%

1,700

Manchester Capital Management LLC

$69,874

0.09%

1,520

Key Capital Management, INC

$60,128

0.08%

1,308

NBC SECURITIES, INC.

$51,072

0.07%

1,111

PNC FINANCIAL SERVICES GROUP, INC.

$45,969

0.06%

1,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	950	$43,671	95.0%	Defined
PNC Ohio Trust Company	50	$2,298	5.0%	Defined

WOLVERINE ASSET MANAGEMENT LLC

$44,361

0.06%

965

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wolverine Holdings, LLC	965	$44,361	100.0%	Defined

Rockefeller Capital Management L.P.

$41,970

0.06%

913

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	913	$41,970	100.0%	Defined

WHI TRUST Co LLC

$41,924

0.06%

912

JPMORGAN CHASE & CO

$32,960

0.04%

717

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities LLC	717	$32,960	100.0%	Defined

BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC

$32,179

0.04%

700

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

$22,755

0.03%

495

MATHER GROUP, LLC.

$10,756

0.01%

234

Cassaday & Co Wealth Management LLC

$919

0.00%

Russell Investments Group, Ltd.

$137

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	3	$137	100.0%	Defined

Colonial Trust Co / SC

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	4,319	$200,056	100.0%	Other

Key facts CIK 91847 CUSIP 836144303 13F (30d) 11 filings 11 filers Visit website