DFP · Flaherty & Crumrine Dynamic Preferred & Income Fund Inc · Holdings

$18.74 -0.02 (-0.11%) At close · Oct 21

Market Cap

$384.88M

20.54M

Volume · Oct 21 49.25K Avg daily vol (3M) 68.46K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of DFP: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 80

Total Value: $111,834,126

Total Shares: 5,456,637

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 84 13F filers

Top Holder

23.4%

of institutional value

Top 5

53.7%

of institutional value

Top 10

68.8%

of institutional value

HHI

890

Broadly held

Who Holds DFP

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 83 filers, like-for-like change +2.9%; actively managed books +2.7%; index-like books +14.9%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	29.5%	42	+3.4%	5	3
Adviser	17.7%	6	+4.8%	0	0
Bank	4.9%	6	-8.5%	0	0
Broker-dealer	3.5%	1	+2.6%	0	0
Non-US	1.8%	1	+3.3%	0	0
Holding company	3.9%	2	+30.6%	0	0
Unknown	38.7%	25	+1.2%	6	2

Style	Share	Filers	Change	New	Exited
Index-like	2.5%	1	+14.9%	0	0
Systematic-like	0.2%	1	new	1	0
Concentrated	0.4%	7	+30.7%	2	2
Diversified active	96.9%	74	+2.4%	8	3
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	96.1%	70	+3.5%	7	2
Medium turnover	2.3%	8	-15.8%	2	0
High turnover	0.6%	3	-26.2%	1	1
Unknown	1.0%	2	+26.6%	1	2
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	1.4%	4	+43.2%	2	2
Medium horizon	33.5%	17	+2.2%	1	0
Long horizon	63.9%	59	+2.8%	7	2
Unknown	1.3%	3	-2.4%	1	1
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	10.6%	22	-5.1%	4	2
$1B to $10B	20.8%	25	+16.7%	5	2
$10B to $100B	25.6%	23	-3.8%	2	1
$100B or more	43.0%	13	+3.5%	0	0
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	16.3%	39	+2.2%	5	3
Pooled investment vehicles	0.2%	1	+52.9%	0	0
Registered funds and BDCs	11.9%	1	+13.0%	0	0
Diversified	1.1%	1	-42.0%	0	0
Pension and profit sharing plans	0.0%	0	—	0	0
Unknown	70.5%	41	+2.7%	6	2

Private funds	Share	Filers	Change	New	Exited
Hedge funds	1.4%	2	-35.3%	0	0
Real estate funds	0.0%	1	0.0%	0	0
Other private funds	14.9%	6	+10.1%	1	0
Private funds, type not stated	0.9%	2	+34.9%	1	0
No private funds	12.4%	31	+1.0%	3	2
Mixed private funds	0.0%	0	-100.0%	0	1
Unknown	70.5%	41	+2.7%	6	2

Location	Share	Filers	Change	New	Exited
United States	97.3%	79	+2.7%	10	5
Outside the US	2.7%	4	+10.6%	1	0

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 2 holders with no observed 2026-06-30 13F.

Conviction and Crowding

83 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.000% of filers hold it in their top 10

Mar 31, 2026: 0

Holders above 5%

median weight 0.004%

Mar 31, 2026: 0

Crowding

—

no cover-page share count is dated within about a year of the quarter end

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

no cover-page share count is dated within about a year of the quarter end

Top 10 holders

68.9%

of 13F shares, Herfindahl 0.089

Active holders

+2.7%

like-for-like share change of active filers

5% stakes on record

0 13D, 1 13G (1 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 13.9 quarters

Under 1 year 5.86% 1 to 3 years 54.0% 3 years or more 40.2% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$20.51

estimated per share

Mar 31, 2026: $20.50

Quarter-end price

$20.67

implied by 13F values

Estimated gain or loss

+0.8%

price against the estimated cost

Estimated at a loss

59.3%

of costed 13F value

Estimated cost covers 33.6% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Fund Ownership of DFP by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 1.19% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	0.00%	0.00 pp	0	0
Index ETFs	1.19%	-0.01 pp	244,693	1
Active ETFs	0.00%	0.00 pp	0	0
Active funds	0.73%	+0.10 pp	150,159	3
Unclassified	0.00%	0.00 pp	0	0
All registered funds	1.92%	+0.09 pp	394,852	4

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 41 Adviser 6 Bank 6 Broker-dealer 1 Non-US 1 Holding company 2 Unknown 23

Showing 80 of 80

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

RAYMOND JAMES FINANCIAL INC

$26,756,342

23.93%

1,294,453

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	1,158,256	$23,941,151	89.5%	Defined
Raymond James Financial Services Advisors, Inc.	136,197	$2,815,191	10.5%	Defined

SIT INVESTMENT ASSOCIATES INC

$13,584,572

12.15%

657,212

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SIT FIXED INCOME ADVISORS II LLC /ADV	657,212	$13,584,572	100.0%	Sole

COHEN & STEERS, INC.

$10,262,427

9.18%

496,489

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Cohen & Steers Capital Management Inc	496,489	$10,262,427	100.0%	Sole

Invesco Ltd.

$6,390,811

5.71%

309,183

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Investment Advisers LLC	56,988	$1,177,941	18.4%	Defined
Invesco Capital Management LLC	252,195	$5,212,870	81.6%	Defined

WELLS FARGO & COMPANY/MN

$4,379,248

3.92%

211,865

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	37,646	$778,142	17.8%	Defined
WELLS FARGO CLEARING SERVICES, LLC	174,219	$3,601,106	82.2%	Defined

Hennion & Walsh Asset Management, Inc.

$4,045,946

3.62%

214,298

LPL Financial LLC

$4,002,187

3.58%

193,623

GUGGENHEIM CAPITAL LLC

$3,370,553

3.01%

163,065

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GUGGENHEIM FUNDS DISTRIBUTORS, LLC	162,733	$3,363,691	99.8%	Defined
SECURITY INVESTORS LLC	332	$6,862	0.2%	Defined

MORGAN STANLEY

$2,816,947

2.52%

136,282

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY CAPITAL SERVICES, LLC	16,710	$345,395	12.3%	Defined
MORGAN STANLEY SMITH BARNEY LLC	119,572	$2,471,552	87.7%	Defined

Focus Partners Wealth

$2,734,827

2.45%

132,309

AMERIPRISE FINANCIAL INC

$2,165,182

1.94%

104,750

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC	104,750	$2,165,182	100.0%	Defined

Fiera Capital Corp

$2,071,196

1.85%

100,203

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fiera Capital Inc.	100,203	$2,071,196	100.0%	Other

Cambridge Investment Research Advisors, Inc.

$1,812,841

1.62%

87,704

Smith Asset Management Co., LLC

$1,760,748

1.57%

93,260

OSAIC HOLDINGS, INC.

$1,667,345

1.49%

80,665

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	59,963	$1,239,435	74.3%	Defined
CW Advisors, LLC	20,702	$427,910	25.7%	Sole

1607 Capital Partners, LLC

$1,290,655

1.15%

62,441

1776 Wealth LLC

$1,076,844

0.96%

52,097

Closed-End Fund Advisors, Inc.

$1,044,021

0.93%

50,509

ENVESTNET ASSET MANAGEMENT INC

$1,042,801

0.93%

50,450

PRINCIPAL SECURITIES, INC.

$991,787

0.89%

47,982

Whipplewood Advisors, LLC

$951,495

0.85%

50,397

Janney Montgomery Scott LLC

$937,239

0.84%

45,343

&PARTNERS

$898,607

0.80%

43,474

Private Advisor Group, LLC

$810,801

0.73%

39,226

COMMONWEALTH EQUITY SERVICES, LLC

$801,809

0.72%

38,791

AlphaCore Capital LLC

$754,000

0.67%

36,478

Capital Analysts, LLC

$751,209

0.67%

36,343

SEAMOUNT FINANCIAL GROUP INC

$675,224

0.60%

35,764

HIGHLINE WEALTH PARTNERS LLC

$658,723

0.59%

34,890

ROYAL BANK OF CANADA

$656,127

0.59%

31,743

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	31,743	$656,127	100.0%	Defined

NewEdge Advisors, LLC

$648,335

0.58%

31,366

Concurrent Investment Advisors, LLC

$590,377

0.53%

31,270

Samalin Investment Counsel, LLC

$564,518

0.50%

27,311

Capital Investment Advisors, LLC

$494,343

0.44%

23,916

Cetera Investment Advisers

$462,449

0.41%

22,373

STIFEL FINANCIAL CORP

$451,102

0.40%

21,824

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	21,824	$451,102	100.0%	Defined

Palogic Value Management, L.P.

$403,065

0.36%

19,500

Baird Financial Group, Inc.

$393,908

0.35%

19,057

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Robert W. Baird & Co. Inc	19,057	$393,908	100.0%	Defined

Shaker Financial Services, LLC

$390,230

0.35%

20,669

Mathes Company, Inc.

$372,060

0.33%

18,000

Merit Financial Group, LLC

$369,579

0.33%

17,880

CENTAURUS FINANCIAL, INC.

$361,373

0.32%

17,483

Cerity Partners LLC

$295,581

0.26%

14,300

WEDBUSH SECURITIES INC

$262,509

0.23%

12,700

WOLVERINE ASSET MANAGEMENT LLC

$259,015

0.23%

12,531

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wolverine Holdings, LLC	12,531	$259,015	100.0%	Defined

BANK OF AMERICA CORP /DE/

$257,610

0.23%

12,463

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	12,463	$257,610	100.0%	Defined

RITHOLTZ WEALTH MANAGEMENT

$253,703

0.23%

12,274

Farther Finance Advisors, LLC

$250,046

0.22%

13,244

LEVEL FOUR ADVISORY SERVICES, LLC

$249,197

0.22%

12,056

XTX Topco Ltd

$230,098

0.21%

11,132

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	11,132	$230,098	100.0%	Defined

WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC

$226,336

0.20%

10,950

Beacon Pointe Advisors, LLC

$224,186

0.20%

10,846

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

$221,575

0.20%

11,736

HighTower Advisors, LLC

$217,923

0.19%

10,543

CARY STREET PARTNERS FINANCIAL LLC

$211,784

0.19%

10,246

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CARY STREET PARTNERS INVESTMENT ADVISORY LLC	10,246	$211,784	100.0%	Defined

J.W. COLE ADVISORS, INC.

$200,995

0.18%

9,724

Abel Hall, LLC

$198,240

0.18%

10,500

Fiduciary Alliance LLC

$195,408

0.17%

10,350

STANCE CAPITAL LLC

$181,296

0.16%

8,771

UBS Group AG

$142,312

0.13%

6,885

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	4,235	$87,537	61.5%	Defined
UBS AG	2,650	$54,775	38.5%	Defined

ACTION POINT FINANCIAL PLANNING, LLC

$129,434

0.12%

6,262

Triumph Capital Management

$122,248

0.11%

6,475

Golden State Wealth Management, LLC

$115,979

0.10%

5,611

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

$102,357

0.09%

4,952

Atlantic Union Bankshares Corp

$93,015

0.08%

4,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Atlantic Union Bankshares Corp	4,500	$93,015	100.0%	Defined

HARBOUR INVESTMENTS, INC.

$82,183

0.07%

3,976

HUNTINGTON NATIONAL BANK

$80,820

0.07%

3,910

PNC FINANCIAL SERVICES GROUP, INC.

$69,141

0.06%

3,345

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	3,345	$69,141	100.0%	Defined

Steward Partners Investment Advisory, LLC

$59,943

0.05%

2,900

North Star Investment Management Corp.

$47,541

0.04%

2,300

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO

$37,536

0.03%

1,816

Westside Investment Management, Inc.

$34,456

0.03%

1,667

Allworth Financial LP

$28,524

0.03%

1,380

MCF Advisors LLC

$25,403

0.02%

1,229

Spire Wealth Management

$18,603

0.02%

900

Geneos Wealth Management Inc.

$17,672

0.02%

855

Rockefeller Capital Management L.P.

$17,135

0.02%

829

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	829	$17,135	100.0%	Defined

CoreCap Advisors, LLC

$7,514

0.01%

398

Strategic Advocates LLC

$1,674

0.00%

JFS WEALTH ADVISORS, LLC

$1,281

0.00%

Key facts CIK 1559991 CUSIP 33848W106 13F (30d) 14 filings 14 filers Visit website Investor relations