DFP · Flaherty & Crumrine Dynamic Preferred & Income Fund Inc

$20.55 +0.02 (+0.10%) At close · Aug 28

Market Cap

$422.06M

20.54M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Quarter:

Holders: 85

Total Value: $114,545,405

Total Shares: 5,541,628

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 85 13F filers · Δ vs Mar 31, 2026

Top Holder

23.4%

+0.2 pts

Top 5

53.7%

+0.7 pts

Top 10

68.8%

−0.3 pts

HHI

890

Broadly held+20

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: +5

Institutional value: +6.4%

Shares held: +2.7%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mid SIT INVESTMENT ASSOCIATES INC	+75,646	657,212
Mega RAYMOND JAMES FINANCIAL INC	+53,183	1,294,453
Mid Hennion & Walsh Asset Management, Inc.	+43,356	218,689
Large OSAIC HOLDINGS, INC.	+33,116	80,665
Large COHEN & STEERS, INC.	+20,000	496,489

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Large GUGGENHEIM CAPITAL LLC	−79,734	163,065
Small 1607 Capital Partners, LLC	−45,176	62,441
Mega WELLS FARGO & COMPANY/MN	−25,213	211,865
Large COMMONWEALTH EQUITY SERVICES, LLC	−12,255	38,791
Large Focus Partners Wealth	−10,584	132,309

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Small Shaker Financial Services, LLC	20,669	$427,228
Mid RITHOLTZ WEALTH MANAGEMENT	12,274	$253,703
Mid XTX Topco Ltd	11,132	$230,098
Mid Beacon Pointe Advisors, LLC	10,846	$224,186
Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	10,802	$223,277

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Large HRT FINANCIAL LP	27,049	$542,873
Micro Catalina Capital Group, LLC	14,045	$281,883
Large CWM, LLC	1,836	$36,848
Small Keating Financial Advisory Services, Inc.	750	$15,052
Mid Advisory Services Network, LLC	365	$7,325

Filter: New 12 Increased 30 Reduced 24 Sold out 7 Unchanged 19

Showing 85 of 85

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

RAYMOND JAMES FINANCIAL INC

$26,756,342

23.36%

1,294,453

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	1,158,256	$23,941,151	89.5%	Defined
Raymond James Financial Services Advisors, Inc.	136,197	$2,815,191	10.5%	Defined

SIT INVESTMENT ASSOCIATES INC

$13,584,572

11.86%

657,212

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SIT FIXED INCOME ADVISORS II LLC /ADV	657,212	$13,584,572	100.0%	Sole

COHEN & STEERS, INC.

$10,262,427

8.96%

496,489

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Cohen & Steers Capital Management Inc	496,489	$10,262,427	100.0%	Sole

Invesco Ltd.

$6,390,811

5.58%

309,183

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Investment Advisers LLC	56,988	$1,177,941	18.4%	Defined
Invesco Capital Management LLC	252,195	$5,212,870	81.6%	Defined

Hennion & Walsh Asset Management, Inc.

$4,520,301

3.95%

218,689

WELLS FARGO & COMPANY/MN

$4,379,248

3.82%

211,865

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	37,646	$778,142	17.8%	Defined
WELLS FARGO CLEARING SERVICES, LLC	174,219	$3,601,106	82.2%	Defined

LPL Financial LLC

$4,002,187

3.49%

193,623

GUGGENHEIM CAPITAL LLC

$3,370,553

2.94%

163,065

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GUGGENHEIM FUNDS DISTRIBUTORS, LLC	162,733	$3,363,691	99.8%	Defined
SECURITY INVESTORS LLC	332	$6,862	0.2%	Defined

MORGAN STANLEY

$2,816,947

2.46%

136,282

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY CAPITAL SERVICES, LLC	16,710	$345,395	12.3%	Defined
MORGAN STANLEY SMITH BARNEY LLC	119,572	$2,471,552	87.7%	Defined

Focus Partners Wealth

$2,734,827

2.39%

132,309

AMERIPRISE FINANCIAL INC

$2,165,182

1.89%

104,750

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC	104,750	$2,165,182	100.0%	Defined

Fiera Capital Corp

$2,071,196

1.81%

100,203

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fiera Capital Inc.	100,203	$2,071,196	100.0%	Other

Smith Asset Management Co., LLC

$1,937,647

1.69%

93,742

Whipplewood Advisors, LLC

$1,928,448

1.68%

93,297

Cambridge Investment Research Advisors, Inc.

$1,812,841

1.58%

87,704

OSAIC HOLDINGS, INC.

$1,667,345

1.46%

80,665

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	59,963	$1,239,435	74.3%	Defined
CW Advisors, LLC	20,702	$427,910	25.7%	Sole

1607 Capital Partners, LLC

$1,290,655

1.13%

62,441

Revisor Wealth Management LLC

$1,086,952

0.95%

52,586

1776 Wealth LLC

$1,076,844

0.94%

52,097

Closed-End Fund Advisors, Inc.

$1,044,021

0.91%

50,509

ENVESTNET ASSET MANAGEMENT INC

$1,042,801

0.91%

50,450

PRINCIPAL SECURITIES, INC.

$991,787

0.87%

47,982

Janney Montgomery Scott LLC

$937,239

0.82%

45,343

SEAMOUNT FINANCIAL GROUP INC

$907,495

0.79%

43,904

&PARTNERS

$898,607

0.78%

43,474

Private Advisor Group, LLC

$810,801

0.71%

39,226

COMMONWEALTH EQUITY SERVICES, LLC

$801,809

0.70%

38,791

AlphaCore Capital LLC

$754,000

0.66%

36,478

Capital Analysts, LLC

$751,209

0.66%

36,343

ROYAL BANK OF CANADA

$656,127

0.57%

31,743

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	31,743	$656,127	100.0%	Defined

NewEdge Advisors, LLC

$648,335

0.57%

31,366

Concurrent Investment Advisors, LLC

$633,514

0.55%

30,649

Samalin Investment Counsel, LLC

$564,518

0.49%

27,311

Capital Investment Advisors, LLC

$494,343

0.43%

23,916

Cetera Investment Advisers

$462,449

0.40%

22,373

STIFEL FINANCIAL CORP

$451,102

0.39%

21,824

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	21,824	$451,102	100.0%	Defined

Shaker Financial Services, LLC

$427,228

0.37%

20,669

Palogic Value Management, L.P.

$403,065

0.35%

19,500

Baird Financial Group, Inc.

$393,908

0.34%

19,057

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Robert W. Baird & Co. Inc	19,057	$393,908	100.0%	Defined

Mathes Company, Inc.

$372,060

0.32%

18,000

Merit Financial Group, LLC

$369,579

0.32%

17,880

Farther Finance Advisors, LLC

$368,732

0.32%

17,839

CENTAURUS FINANCIAL, INC.

$361,373

0.32%

17,483

Cerity Partners LLC

$295,581

0.26%

14,300

WEDBUSH SECURITIES INC

$262,509

0.23%

12,700

WOLVERINE ASSET MANAGEMENT LLC

$259,015

0.23%

12,531

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wolverine Holdings, LLC	12,531	$259,015	100.0%	Defined

BANK OF AMERICA CORP /DE/

$257,610

0.22%

12,463

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	12,463	$257,610	100.0%	Defined

RITHOLTZ WEALTH MANAGEMENT

$253,703

0.22%

12,274

LEVEL FOUR ADVISORY SERVICES, LLC

$249,197

0.22%

12,056

XTX Topco Ltd

$230,098

0.20%

11,132

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	11,132	$230,098	100.0%	Defined

WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC

$226,336

0.20%

10,950

Beacon Pointe Advisors, LLC

$224,186

0.20%

10,846

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

$223,277

0.19%

10,802

HighTower Advisors, LLC

$217,923

0.19%

10,543

Abel Hall, LLC

$217,035

0.19%

10,500

Fiduciary Alliance LLC

$213,934

0.19%

10,350

CARY STREET PARTNERS FINANCIAL LLC

$211,784

0.18%

10,246

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CARY STREET PARTNERS INVESTMENT ADVISORY LLC	10,246	$211,784	100.0%	Defined

J.W. COLE ADVISORS, INC.

$200,995

0.18%

9,724

STANCE CAPITAL LLC

$181,296

0.16%

8,771

UBS Group AG

$142,312

0.12%

6,885

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	4,235	$87,537	61.5%	Defined
UBS AG	2,650	$54,775	38.5%	Defined

Triumph Capital Management

$131,771

0.12%

6,375

ACTION POINT FINANCIAL PLANNING, LLC

$129,434

0.11%

6,262

Golden State Wealth Management, LLC

$115,979

0.10%

5,611

AdvisorNet Financial, Inc

$108,972

0.10%

5,272

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

$102,357

0.09%

4,952

Atlantic Union Bankshares Corp

$93,015

0.08%

4,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Atlantic Union Bankshares Corp	4,500	$93,015	100.0%	Defined

HARBOUR INVESTMENTS, INC.

$82,183

0.07%

3,976

HUNTINGTON NATIONAL BANK

$80,819

0.07%

3,910

PNC FINANCIAL SERVICES GROUP, INC.

$69,141

0.06%

3,345

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	3,345	$69,141	100.0%	Defined

Steward Partners Investment Advisory, LLC

$59,943

0.05%

2,900

North Star Investment Management Corp.

$47,541

0.04%

2,300

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO

$37,536

0.03%

1,816

THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.

$35,841

0.03%

1,734

Westside Investment Management, Inc.

$34,456

0.03%

1,667

Allworth Financial LP

$28,524

0.02%

1,380

MCF Advisors LLC

$25,403

0.02%

1,229

Spire Wealth Management

$18,603

0.02%

900

Geneos Wealth Management Inc.

$17,672

0.02%

855

Rockefeller Capital Management L.P.

$17,135

0.01%

829

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	829	$17,135	100.0%	Defined

Integrated Wealth Concepts LLC

$16,453

0.01%

796

Farmers & Merchants Trust Co of Chambersburg PA

$10,335

0.01%

500

CoreCap Advisors, LLC

$8,226

0.01%

398

HIGHLINE WEALTH PARTNERS LLC

$2,893

0.00%

140

Strategic Advocates LLC

$1,674

0.00%

JFS WEALTH ADVISORS, LLC

$1,281

0.00%

Key facts CIK 1559991 CUSIP 33848W106 13F (30d) 53 filings 53 filers Visit website