Golden State Wealth Management, LLC

Position in DFP — Flaherty & Crumrine Dynamic Preferred & Income Fund Inc

CIK 1776033 SANTA ANA, CA

Position in DFP

as of Mar 31, 2026 · filed Apr 28, 2026 Compact

Position Value

$85,959

-$1,525 QoQ

Shares Held

4,283

+1.8% QoQ

Ownership

0.021%

of shares outstanding

% of Portfolio

0.02%

of 13F equity value

Holder Rank

—

not a current holder

Holding Since

Mar 2020

13 quarters on record

Voting authority Sole 100.ToString("F0")% Shared 0.ToString("F0")% None 0.ToString("F0")%

Financial Services · as of Mar 31, 2026

Golden State Wealth Management, LLC holds $11,580,961 across 64 Asset Management names. DFP ranks #16 (0.7% of the industry book) .

#	Ticker	Company	Shares	Value (USD)
1	BX	Blackstone Inc.	50,814	$5,843,101
2	GAB	Gabelli Equity Trust Inc	287,296	$1,608,857
3	HTGC	Hercules Capital, Inc.	55,239	$815,880
4	APO	Apollo Global Management, Inc.	6,369	$709,633
5	BLK	BlackRock, Inc.	236	$226,963
6	BN	BROOKFIELD Corp /ON/	4,964	$200,893
7	KKR	KKR & Co. Inc.	1,770	$163,725
8	CION	CION Investment Corp	19,638	$134,323

13 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-03-31	$85,959	4,283	+1.8%	Shares	Sole	2026-04-28
2025-12-31	$87,484	4,208	+1.9%	Shares	Sole	2026-02-13
2025-09-30	$89,394	4,131	+1.6%	Shares	Sole	2025-11-03
2025-06-30	$83,433	4,064	+1.7%	Shares	Sole	2025-08-06
2025-03-31	$80,879	3,996	+1.7%	Shares	Sole	2025-04-24
2024-12-31	$78,384	3,931	-44.4%	Shares	Sole	2025-01-28
2021-09-30	$203,788	7,076	-1.8%	Shares	Sole	2021-11-15
2021-06-30	$210,991	7,206	+1.0%	Shares	Sole	2021-08-12
2021-03-31	$214,936	7,136	+1.0%	Shares	Sole	2021-05-14
2020-12-31	$205,367	7,067	+1.0%	Shares	Sole	2021-01-28
2020-09-30	$191,045	6,998	-16.5%	Shares	Sole	2020-11-12
2020-06-30	$203,861	8,379	+1.0%	Shares	Sole	2020-08-13
2020-03-31	$167,888	8,299	—	Shares	Sole	2020-04-17
No filing history on record for this holder in this stock.