Golden State Wealth Management, LLC

Position in HTGC — Hercules Capital, Inc.

CIK 1776033 SANTA ANA, CA

Position in HTGC

as of Mar 31, 2026 · filed Apr 28, 2026 Compact

Position Value

$815,880

-$382,125 QoQ

Shares Held

55,239

-13.2% QoQ

Ownership

0.030%

of shares outstanding

% of Portfolio

0.24%

of 13F equity value

Holder Rank

—

not a current holder

Holding Since

Sep 2021

9 quarters on record

Voting authority Sole 100.ToString("F0")% Shared 0.ToString("F0")% None 0.ToString("F0")%

Financial Services · as of Mar 31, 2026

Golden State Wealth Management, LLC holds $11,580,961 across 64 Asset Management names. HTGC ranks #3 (7.0% of the industry book) .

#	Ticker	Company	Shares	Value (USD)
1	BX	Blackstone Inc.	50,814	$5,843,101
2	GAB	Gabelli Equity Trust Inc	287,296	$1,608,857
3	HTGC	Hercules Capital, Inc. This page	55,239	$815,880
4	APO	Apollo Global Management, Inc.	6,369	$709,633
5	BLK	BlackRock, Inc.	236	$226,963
6	BN	BROOKFIELD Corp /ON/	4,964	$200,893
7	KKR	KKR & Co. Inc.	1,770	$163,725
8	CION	CION Investment Corp	19,638	$134,323

9 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-03-31	$815,880	55,239	-13.2%	Shares	Sole	2026-04-28
2025-12-31	$1,198,005	63,656	-1.4%	Shares	Sole	2026-02-13
2025-09-30	$1,221,151	64,577	-14.5%	Shares	Sole	2025-11-03
2025-06-30	$1,380,834	75,538	-27.0%	Shares	Sole	2025-08-06
2025-03-31	$1,987,966	103,486	-10.5%	Shares	Sole	2025-04-24
2024-12-31	$2,323,569	115,658	+117.1%	Shares	Sole	2025-01-28
2022-03-31	$962,805	53,282	+9.2%	Shares	Sole	2022-05-19
2021-12-31	$809,426	48,790	+67.7%	Shares	Sole	2022-02-14
2021-09-30	$483,118	29,086	—	Shares	Sole	2021-11-15
No filing history on record for this holder in this stock.