Westside Investment Management, Inc.

Registered adviser

CIK

1538383

Location

SANTA MONICA, CA

Portfolio Value

Small $706,971,450

Diversification

Diversified

Filing Date

Global Rank

#3,106 / 8,825 ▲ 66 · as of Jun 2026

Top Industry

Semiconductors 12.4%

Period ended 35 days ago

Filed Nov 2, 2026 · 2d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 154522

Roster of Nov 1, 2026

Regulatory AUM

$888,776,410

Main clients

Individuals and high net worth (86% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Mar 2026 to Nov 2026	$888,776,410	Individuals and high net worth (86%)
Apr 2025 to Feb 2026	$774,187,696	Individuals and high net worth (81%)
Apr 2024 to Mar 2025	$659,440,332	Individuals and high net worth (94%)
May 2023 to Mar 2024	$511,547,464	Individuals and high net worth (93%)
Jul 2022 to Apr 2023	$520,816,284	Individuals and high net worth (92%)
Mar 2021 to Jun 2022	$716,210,706	Individuals and high net worth (100%)

2 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 36.5%, 45.2 effective positions, active share 57.3% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

8.0% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 23.0 quarters (12+), a floor since 76.1% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 57.3%; sector active share 34.0% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

1,199 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

8.8%

−0.2 pts

Top 5

24.6%

+0.7 pts

Top 10

38.2%

+1.7 pts

HHI

232

Diversified+11

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	45.4%	$321,078,441	325
Technology	24.0%	$169,613,377	136
Healthcare	8.9%	$63,193,134	96
Industrials	7.4%	$52,026,754	137
Communication Services	5.8%	$41,206,911	43
Consumer Cyclical	3.6%	$25,536,705	87
Financial Services	2.4%	$17,175,845	145
Consumer Defensive	0.9%	$6,224,222	41
Energy	0.7%	$4,843,191	53
Utilities	0.4%	$2,563,269	47
Basic Materials	0.3%	$2,448,576	50
Real Estate	0.2%	$1,061,025	39

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
SPLB	State Street(R) SPDR(R) Portfolio Long Term Corporate Bond ETF	+22,809	153,420	$3,126,699
CGBL	Capital Group Core Balanced ETF	+21,554	223,227	$8,203,591
AGG	iShares Core U.S. Aggregate Bond ETF	+14,070	113,070	$10,689,636
AIQ	Global X Artificial Intelligence & Technology ETF	+10,740	18,619	$1,213,214
HROW	Harrow, Inc.	+10,475	234,526	$7,223,400
FVD	First Trust Value Line Dividend Index Fund	+10,459	59,584	$2,795,085
TMB	Thornburg Multi Sector Bond ETF	+9,950	113,213	$2,781,982
TIP	iShares TIPS Bond ETF	+9,573	17,442	$1,814,665
CRWD	CrowdStrike Holdings, Inc.	+9,497	13,989	$3,703,587
KZIA	Kazia Therapeutics Ltd	+9,250	56,835	$545,331
—		+9,140	39,950	$0
HE	Hawaiian Electric Industries Inc	+8,750	18,723	$167,383
PAAA	PGIM AAA CLO ETF	+8,578	58,640	$3,007,645
XLU	State Street(R) Utilities Select Sector SPDR(R) ETF	+7,990	14,826	$584,737
ALMU	Aeluma, Inc.	+7,850	60,425	$746,853
FIXD	First Trust Smith Opportunistic Fixed Income ETF	+7,073	91,023	$3,756,518
PYLD		+6,885	8,135	$206,547
TSLA	Tesla, Inc.	+5,335	9,214	$3,269,219
IEFA	iShares Core MSCI EAFE ETF	+5,053	122,547	$11,872,353
SHY	iShares 1-3 Year Treasury Bond ETF	+4,502	43,516	$3,533,499
MUB	iShares National Muni Bond ETF	+4,227	55,299	$5,590,728
UBER	Uber Technologies, Inc	+3,700	122,479	$8,391,036
FCAL	First Trust Exchange-Traded Fund III	+3,600	107,385	$4,964,944
IEMG	iShares Trust	+3,306	59,411	$0
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	+3,132	60,416	$22,610,083
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
ETON	Eton Pharmaceuticals, Inc.	−29,775	401,385	$20,667,313
ITM	VanEck Intermediate Muni ETF	−15,904	6,949	$305,756
JPST	JPMorgan Ultra-Short Income ETF	−15,230	32,690	$1,646,595
SBND	Columbia Short Duration Bond ETF	−13,000	7,650	$139,918
CMF	iShares California Muni Bond ETF	−9,487	35,525	$1,922,613
BYND	Beyond Meat, Inc.	−5,707	1,593	$13,157
HPQ	Hp Inc	−5,500	10,200	$319,056
PBI	Pitney Bowes Inc	−5,125	596,590	$9,736,348
PLSE	Pulse Biosciences, Inc.	−3,739	74,029	$3,695,527
NXDR	Nextdoor Holdings, Inc.	−3,500	22,000	$53,460
SMMU	PIMCO Short Term Municipal Bond Active Exchange-Traded Fund	−2,740	46,000	$2,272,860
CGGR	Capital Group Growth ETF	−2,430	36,225	$1,718,151
TBIL	F/m US Treasury 3 Month Bill Fund	−2,050	8,750	$436,187
CVS	CVS HEALTH Corp	−1,860	32,005	$2,742,507
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	−1,746	22,786	$1,598,437
MINT	PIMCO Enhanced Short Maturity Active Exchange-Traded Fund	−1,658	39,521	$3,973,836
—		−1,569	30,822	$0
—		−1,563	268	$0
BOND	PIMCO Active Bond Exchange-Traded Fund	−1,530	10,986	$955,672
EQIN	Columbia U.S. Equity Income ETF	−1,480	15,935	$815,934
NEAR	iShares Short Duration Bond Active ETF	−1,407	29,450	$1,468,377
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	−1,218	39,654	$7,762,270
IUSB	iShares Core Universal USD Bond ETF	−1,168	129,210	$5,696,868
TDOC	Teladoc Health, Inc.	−1,100	18,300	$106,140
TBCH	Turtle Beach Corp	−1,050	3,850	$49,164
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
LMUB	iShares Long-Term National Muni Bond ETF	17,574	$817,366
PFFD	Global X U.S. Preferred ETF	24,050	$423,280
FIX	Comfort Systems USA Inc	50	$82,704
BRSV		1,206	$51,387
WATT	Energous Corp	3,000	$39,420
SCHG	Schwab U.S. Large-Cap Growth ETF	870	$31,259
GARP	iShares MSCI USA Quality GARP ETF	295	$25,151
IOND	Ionic Digital Inc.	255	$20,484
IA	Innovative Solutions & Support Inc	676	$12,553
SGI	Somnigroup International Inc.	134	$8,322
FHB	First Hawaiian, Inc.	250	$6,155
GP	GREENPOWER MOTOR Co INC.	10,000	$6,090
TTI	Tetra Technologies Inc	765	$4,490
TTEQ	T. Rowe Price Technology ETF	100	$4,444
EPC	EDGEWELL PERSONAL CARE Co	134	$3,615
MBGL	Mobility Global Inc.	150	$2,571
MBLY	Mobileye Global Inc.	250	$1,847
JMKE	Jersey Mike's Subs Inc.	100	$1,682
DVLT	Datavault AI Inc.	10,000	$1,558
ADIG	Adi Global Distribution Inc.	66	$1,182
PBF	PBF Energy Inc.	10	$769
ZTR	Virtus Total Return Fund Inc.	44	$265
VCIG	VCI Global Ltd	1,000	$87
QNCX	IRulya Therapeutics Inc.	1	$31
PSKY	Skydance Corp	920	$0
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
MSGK	MSG Knickerbockers Corp.	849	$341,161
CFA	VictoryShares US 500 Volatility Wtd ETF	1,500	$148,200
—		353	$72,379
AVDE	Avantis International Equity ETF	439	$39,158
RPG	Victory Portfolios II	505	$32,244
SPAB	State Street(R) SPDR(R) Portfolio Aggregate Bond ETF	1,162	$29,654
BMWKY	Bayerische Motoren Werke AG	1,338	$29,101
DOCS	Doximity, Inc.	1,100	$22,814
WCMI	First Trust WCM International Equity ETF	1,141	$22,329
SPLV	Invesco S&P 500 Low Volatility ETF	293	$21,945
—		346	$19,953
JBS	Jbs N.V.	1,636	$19,386
ROP	Roper Technologies Inc	51	$17,257
—		2,881	$15,182
JPIB	JPMorgan International Bond Opportunities ETF	303	$14,650
BLDR	Builders FirstSource, Inc.	150	$13,422
NUSC	Nuveen ESG Small-Cap ETF	250	$13,030
G	Genpact LTD	447	$12,292
ABR	Arbor Realty Trust Inc	2,100	$11,382
IGSB	iShares 1-5 Year Investment Grade Corporate Bond ETF	208	$10,901
—		921	$10,784
TSLX	Sixth Street Specialty Lending, Inc.	572	$9,821
ALC	Alcon Inc	146	$9,796
OTLY	Oatly Group AB	1,000	$9,350
BNTX	BioNTech SE	100	$9,305
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

1,199 tracked positions · $706,971,450 total · filing declares 1,893 positions · $784,918,960 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 1,199 positions by value · page 1 of 24

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AAPL	Apple Inc. Technology	Added	93,337	+1,335	$31,083,086	+16.8%	4.40%
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	Reduced	162,345	-275	$25,195,943	−2.0%	3.56%
QQQ	Invesco Qqq Trust, Series 1	Added	31,540	+787	$23,332,344	+3.0%	3.30%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	60,416	+3,132	$22,610,083	+6.7%	3.20%
ETON	Eton Pharmaceuticals, Inc. Healthcare	Reduced	401,385	-29,775	$20,667,313	+32.4%	2.92%
TPC	Tutor Perini Corp Industrials	Added	199,007	+240	$16,422,057	−0.4%	2.32%
GOOGL	Alphabet Inc. Communication Services	Reduced	47,094	-150	$16,204,102	−4.0%	2.29%
AMZN	Amazon Com Inc Consumer Cyclical	Added	61,099	+849	$15,222,814	+6.0%	2.15%
MSFT	Microsoft Corp Technology	Added	29,102	+53	$14,926,415	+37.8%	2.11%
IEFA	iShares Core MSCI EAFE ETF	Added	122,547	+5,053	$11,872,353	+4.6%	1.68%
META	Meta Platforms, Inc. Communication Services	Added	15,936	+7	$11,556,467	+28.8%	1.63%
NVDA	Nvidia Corp Technology	Added	49,850	+2,175	$11,384,742	+19.3%	1.61%
MU	Micron Technology Inc Technology	Reduced	10,675	-220	$11,370,048	−9.6%	1.61%
GOOG	Alphabet Inc. Communication Services	Reduced	31,591	-34	$10,764,317	−3.7%	1.52%
AGG	iShares Core U.S. Aggregate Bond ETF	Added	113,070	+14,070	$10,689,636	+9.1%	1.51%
PBI	Pitney Bowes Inc Industrials	Reduced	596,590	-5,125	$9,736,348	−7.6%	1.38%
AVGO	Broadcom Inc. Technology	Reduced	24,654	-220	$8,658,237	−7.9%	1.22%
UBER	Uber Technologies, Inc Technology	Added	122,479	+3,700	$8,391,036	−2.1%	1.19%
AMD	Advanced Micro Devices Inc Technology	Reduced	13,416	-470	$8,207,371	+1.7%	1.16%
CGBL	Capital Group Core Balanced ETF	Added	223,227	+21,554	$8,203,591	+7.2%	1.16%
VCR	VANGUARD CONSUMER DISCRETIONARY INDEX FUND	Added	21,552	+71	$7,859,582	−7.7%	1.11%
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	Reduced	39,654	-1,218	$7,762,270	−0.3%	1.10%
COHR	Coherent Corp. Technology	Added	26,846	+30	$7,726,546	−27.0%	1.09%
GLD	Spdr Gold Trust	Added	20,102	+2,036	$7,655,645	+15.0%	1.08%
VIG	Vanguard Specialized Funds	Reduced	32,221	-200	$7,517,481	−2.0%	1.06%
HROW	Harrow, Inc. Healthcare	Added	234,526	+10,475	$7,223,400	−24.1%	1.02%
XLV	State Street(R) Health Care Select Sector SPDR(R) ETF	Added	39,277	+17	$6,615,031	+6.2%	0.94%
SMH	VanEck Semiconductor ETF	Reduced	10,850	-276	$6,607,650	−9.5%	0.93%
AVUV	Avantis U.S. Small Cap Value ETF	Reduced	55,924	-347	$6,586,169	−6.2%	0.93%
SDY	State Street(R) SPDR(R) S&P(R) Dividend ETF	Added	39,732	+417	$5,819,942	−2.7%	0.82%
SHOP	Shopify Inc. Technology	Reduced	38,675	-500	$5,735,502	+28.2%	0.81%
IUSB	iShares Core Universal USD Bond ETF	Reduced	129,210	-1,168	$5,696,868	−5.3%	0.81%
SNOW	Snowflake Inc. Technology	Reduced	16,676	-723	$5,662,502	+27.9%	0.80%
URI	United Rentals, Inc. Industrials	Reduced	5,588	-5	$5,592,358	−11.7%	0.79%
MUB	iShares National Muni Bond ETF	Added	55,299	+4,227	$5,590,728	+1.7%	0.79%
HPE	Hewlett Packard Enterprise Co Technology	Added	81,116	+2,845	$5,182,500	+46.8%	0.73%
FCAL	First Trust Exchange-Traded Fund III	Added	107,385	+3,600	$4,964,944	−3.7%	0.70%
MLN	VanEck Long Muni ETF	Added	272,629	+1,986	$4,452,031	−7.5%	0.63%
ABBV	AbbVie Inc. Healthcare	Reduced	16,490	-110	$4,313,618	+3.3%	0.61%
AMGN	Amgen Inc Healthcare	Reduced	9,801	-15	$4,131,219	+16.2%	0.58%
QCOM	Qualcomm Inc Technology	Reduced	22,024	-50	$4,053,296	−0.6%	0.57%
VXUS	Vanguard Total International Stock ETF	Added	47,254	+521	$4,014,699	+0.5%	0.57%
BCO	Brinks Co Industrials	Reduced	39,733	-35	$4,012,635	+6.8%	0.57%
MINT	PIMCO Enhanced Short Maturity Active Exchange-Traded Fund	Reduced	39,521	-1,658	$3,973,836	−4.3%	0.56%
FIXD	First Trust Smith Opportunistic Fixed Income ETF	Added	91,023	+7,073	$3,756,518	+2.6%	0.53%
NOC	Northrop Grumman Corp Industrials	Reduced	7,679	-20	$3,712,642	−5.3%	0.53%
CRWD	CrowdStrike Holdings, Inc. Technology	Added	13,989	+9,497	$3,703,587	+8.0%	0.52%
PLSE	Pulse Biosciences, Inc. Healthcare	Reduced	74,029	-3,739	$3,695,527	+71.4%	0.52%
VHT	VANGUARD HEALTH CARE INDEX FUND	Reduced	11,498	-17	$3,634,287	+5.6%	0.51%
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	Reduced	58,713	-581	$3,610,849	+14.7%	0.51%

Showing the top 50 of 1,199 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.