PLSE · Pulse Biosciences, Inc. · Holdings

$53.20 +0.54 (+1.03%) At close · Oct 27 Q2 2026 earnings call transcript

Russell 2000 member Rebalance outlook locked

Market Cap

$3.76B

71.32M

Volume · Oct 27 328.96K Avg daily vol (3M) 513.24K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of PLSE: 13F, 13D and 13G, insiders and funds →

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 113

Total Value: $301,071,145

Total Shares: 10,706,756

Showing 1–100 of 115 holdings by value · page 1 of 2

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 106 13F filers

Top Holder

13.6%

of institutional value

Top 5

48.3%

of institutional value

Top 10

75.2%

of institutional value

HHI

692

Broadly held

Who Holds PLSE

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 105 filers, like-for-like change +36.8%; actively managed books +65.0%; index-like books +6.8%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	48.1%	52	+59.0%	11	5
Adviser	0.1%	1	new	1	0
Bank	23.5%	13	+56.1%	1	0
Insurer	0.2%	1	+0.3%	0	0
Broker-dealer	0.1%	1	0.0%	0	0
Benefit plan	0.2%	2	+14.0%	1	0
Non-US	1.2%	4	-4.9%	0	0
Holding company	15.2%	6	+7.6%	0	0
Exempt adviser	0.0%	0	-100.0%	0	2
Unknown	11.4%	25	+12.3%	5	3

Style	Share	Filers	Change	New	Exited
Index-like	38.5%	23	+6.8%	0	0
Systematic-like	14.6%	6	+212.8%	2	3
Concentrated	0.7%	15	-12.0%	3	2
Diversified active	46.2%	61	+45.1%	14	5
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	60.0%	60	+35.1%	9	3
Medium turnover	5.0%	18	+89.0%	3	2
High turnover	22.9%	14	+61.2%	5	5
Unknown	12.1%	13	-0.1%	2	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	11.5%	14	+1.3%	4	3
Medium horizon	15.9%	17	+0.1%	4	4
Long horizon	57.6%	70	+61.3%	10	2
Unknown	15.0%	4	+49.1%	1	1
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	5.3%	18	+10.7%	5	4
$1B to $10B	7.7%	19	+3.0%	4	3
$10B to $100B	8.8%	20	+63.6%	5	2
$100B or more	78.1%	48	+41.0%	5	1
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	4.1%	26	+3.3%	6	3
Pooled investment vehicles	16.1%	10	+181.7%	4	2
Registered funds and BDCs	27.0%	7	+36.2%	0	0
Pension and profit sharing plans	0.0%	1	-50.0%	0	0
Insurance companies	0.1%	2	+5.7%	0	0
Governments and sovereign funds	0.2%	1	+3.7%	0	0
Other investment advisers	0.0%	1	+39.6%	0	0
Diversified	0.6%	4	+34.4%	1	0
Unknown	51.9%	53	+20.8%	8	5

Private funds	Share	Filers	Change	New	Exited
Hedge funds	15.7%	12	+165.8%	5	3
Private equity funds	0.9%	5	+276.5%	2	0
Venture capital funds	0.0%	1	-25.0%	0	0
Real estate funds	0.0%	2	+66.1%	0	2
Securitized asset funds	0.3%	1	-3.2%	0	0
Other private funds	7.2%	2	+1945.4%	0	0
Mixed private funds	0.2%	1	+61.2%	0	0
Private funds, type not stated	4.3%	1	-31.6%	0	1
No private funds	19.4%	27	+1.8%	4	1
Unknown	51.9%	53	+27.1%	8	3

Location	Share	Filers	Change	New	Exited
United States	94.4%	86	+38.0%	17	6
Outside the US	5.6%	19	+15.7%	2	4

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 2 holders with no observed 2026-03-31 13F and 2 holders with no observed 2026-06-30 13F. Compared across CIK changes: JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

105 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.000% of filers hold it in their top 10

Mar 31, 2026: 0

Holders above 5%

median weight 0.000%

Mar 31, 2026: 0

Crowding

5.64%

of shares outstanding, 18th percentile

Mar 31, 2026: 3.23%

Private-fund advisers

4.43%

of shares outstanding

Institutional ownership

15.5%

58.4% of the estimated free float

Top 10 holders

75.4%

of 13F shares, Herfindahl 0.070

Active holders

+65.0%

like-for-like share change of active filers

5% stakes on record

1 13D, 0 13G

How long holders have held it value-weighted 11.1 quarters

Under 1 year 28.2% 1 to 3 years 37.7% 3 years or more 34.1% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$20.11

estimated per share

Mar 31, 2026: $16.90

Quarter-end price

$27.73

implied by 13F values

Estimated gain or loss

+37.9%

price against the estimated cost

Estimated at a loss

0.000%

of costed 13F value

Estimated cost covers 44.6% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies PLSE's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	BIIB Biogen Inc.	3	0.087
2	COHR Coherent Corp.	3	0.054
3	BMY Bristol Myers Squibb Co	3	0.031
4	UNH Unitedhealth Group Inc	4	0.029
5	PFE Pfizer Inc	3	0.028
6	ABBV AbbVie Inc.	4	0.024
7	AMGN Amgen Inc	3	0.023
8	JNJ Johnson & Johnson	4	0.023
9	META Meta Platforms, Inc.	4	0.022
10	NVDA Nvidia Corp	4	0.020

Shareholder Targets

13F filers that own its peers but not PLSE, quarter ended Jun 30, 2026

Found through its holder-overlap peers: BIIB, COHR, BMY, UNH, PFE, ABBV, AMGN, JNJ, META, NVDA, AAPL, MSFT, PG, CVX, COST, V, LLY, JPM, AMZN, GOOGL. 7,203 filers in all.

#	Filer	In peers	Of book	Largest peers
1	Capital Research Global Investors Adviser, Diversified active	$237,146,846,805 16 held	33.2%	NVDA, GOOGL, MSFT
2	Capital World Investors Adviser, Diversified active	$207,567,523,163 18 held	24.6%	GOOGL, META, NVDA
3	Amundi Holding company, Index-like	$133,241,752,615 20 held	32.1%	NVDA, AAPL, GOOGL
4	Capital International Investors Adviser, Diversified active	$127,122,965,573 18 held	26.3%	GOOGL, MSFT, NVDA
5	FRANKLIN RESOURCES INC Adviser, Diversified active	$126,500,319,524 20 held	27.7%	AAPL, NVDA, MSFT
6	Berkshire Hathaway Inc Insurer, Concentrated	$117,700,527,192 3 held	39.3%	AAPL, GOOGL, CVX
7	LILLY ENDOWMENT INC Unknown, Unknown	$108,400,867,760 1 held	100.0%	LLY
8	DIMENSIONAL FUND ADVISORS LP Registered adviser, Diversified active	$106,995,631,719 20 held	19.4%	NVDA, AAPL, MSFT
9	Fisher Asset Management, LLC Adviser, Diversified active	$106,632,151,467 20 held	31.9%	NVDA, AAPL, GOOGL
10	AMERIPRISE FINANCIAL INC Adviser, Diversified active	$102,657,864,744 20 held	20.8%	NVDA, GOOGL, AAPL

Fund Ownership of PLSE by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 3.63% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	0.91%	+0.11 pp	652,033	54
Index ETFs	2.72%	+0.20 pp	1,939,115	27
Active ETFs	0.00%	0.00 pp	1,961	2
Active funds	2.19%	+1.36 pp	1,563,687	24
Unclassified	0.00%	0.00 pp	0	0
All registered funds	5.83%	+1.68 pp	4,156,796	107

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 56 Adviser 1 Bank 13 Insurer 1 Broker-dealer 1 Benefit plan 2 Non-US 4 Holding company 6 Unknown 29

Showing 100 of 115

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$40,671,641

13.51%

1,466,702

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	14,899	$413,149	1.0%	Sole
BlackRock Investment Management, LLC	55,830	$1,548,165	3.8%	Sole
BLACKROCK ADVISORS LLC	42,027	$1,165,408	2.9%	Sole
BlackRock Fund Advisors	788,660	$21,869,541	53.8%	Sole
BlackRock Institutional Trust Company, N.A.	497,995	$13,809,401	34.0%	Sole
BlackRock Fund Managers Ltd.	3,904	$108,257	0.3%	Sole
BlackRock (Netherlands) B.V.	8,087	$224,252	0.6%	Sole
BlackRock Asset Management Ireland Ltd	17,207	$477,150	1.2%	Sole
BlackRock Asset Management Schweiz AG	4,828	$133,880	0.3%	Sole
Aperio Group, LLC	33,259	$922,272	2.3%	Sole
SpiderRock Advisors, LLC	6	$166	0.0%	Sole

BANK OF AMERICA CORP /DE/

$40,114,522

13.32%

1,446,611

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	1,439,094	$39,906,076	99.5%	Defined
BOFA SECURITIES, INC.	7,517	$208,446	0.5%	Defined

VANGUARD CAPITAL MANAGEMENT LLC

$21,868,987

7.26%

788,640

Portolan Capital Management, LLC

$20,889,924

6.94%

753,333

PRICE T ROWE ASSOCIATES INC /MD/

$20,759,731

6.90%

748,638

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	17,458	$484,110	2.3%	Defined
Held directly	731,180	$20,275,621	97.7%	Sole

Balyasny Asset Management L.P.

$19,912,995

6.61%

718,103

CITADEL ADVISORS LLC

$17,373,233

5.77%

626,514

GEODE CAPITAL MANAGEMENT, LLC

$14,870,932

4.94%

536,276

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	68,227	$1,891,934	12.7%	Defined
Held directly	468,049	$12,978,998	87.3%	Defined

STATE STREET CORP

$14,686,473

4.88%

529,624

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	529,624	$14,686,473	100.0%	Defined

MASSACHUSETTS FINANCIAL SERVICES CO /MA/

$12,831,613

4.26%

462,734

UBS Group AG

$7,644,300

2.54%

275,669

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	990	$27,452	0.4%	Defined
UBS AG	273,379	$7,580,799	99.2%	Defined
UBS Switzerland AG	1,300	$36,049	0.5%	Defined

GRIFFIN ASSET MANAGEMENT, INC.

$7,199,013

2.39%

144,211

VANGUARD PORTFOLIO MANAGEMENT LLC

$4,977,451

1.65%

179,497

NORTHERN TRUST CORP

$4,813,648

1.60%

173,590

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	168,488	$4,672,171	97.1%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	2,182	$60,506	1.3%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	2,920	$80,971	1.7%	Other

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$4,214,710

1.40%

151,991

VANGUARD FIDUCIARY TRUST CO

$3,639,645

1.21%

131,253

Point72 Asset Management, L.P.

$2,952,052

0.98%

106,457

NORGES BANK

$2,929,591

0.97%

105,647

Nuveen, LLC

$2,819,669

0.94%

101,683

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	17,532	$486,162	17.2%	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	37,200	$1,031,556	36.6%	Defined
TEACHERS ADVISORS, LLC joint	46,951	$1,301,951	46.2%	Defined

Panoramic Capital, LLC

$2,719,037

0.90%

98,054

D. E. Shaw & Co., Inc.

$2,268,813

0.75%

81,818

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	81,818	$2,268,813	100.0%	Defined

Westside Investment Management, Inc.

$2,156,506

0.72%

77,768

WELLINGTON MANAGEMENT GROUP LLP

$2,071,874

0.69%

74,716

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	74,716	$2,071,874	100.0%	Defined

SECTORAL ASSET MANAGEMENT INC

$1,882,728

0.63%

67,895

Bank of New York Mellon Corp

$1,195,549

0.40%

43,114

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	10,859	$301,120	25.2%	Defined
The Bank of New York Mellon	32,124	$890,798	74.5%	Defined
BNY Mellon, NA joint	130	$3,604	0.3%	Defined
Held directly	1	$27	0.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$987,188

0.33%

35,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	35,600	$987,188	100.0%	Other

GOLDMAN SACHS GROUP INC

$953,329

0.32%

34,379

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	7,994	$221,673	23.3%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	26,385	$731,656	76.7%	Defined

Swiss National Bank

$945,593

0.31%

34,100

MORGAN STANLEY

$887,217

0.29%

31,995

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	5	$138	0.0%	Defined
MORGAN STANLEY & CO. LLC	4,952	$137,318	15.5%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	4,565	$126,587	14.3%	Defined
MORGAN STANLEY SMITH BARNEY LLC	12,715	$352,586	39.7%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	9,758	$270,588	30.5%	Defined

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$854,555

0.28%

30,817

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	1,344	$37,269	4.4%	Defined
UBS Asset Management Switzerland AG	29,473	$817,286	95.6%	Sole

MANGROVE PARTNERS IM, LLC

$848,870

0.28%

30,612

FORMULA GROWTH LTD

$831,900

0.28%

30,000

Argo Wealth Advisory, LLC

$780,765

0.26%

28,156

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

$756,973

0.25%

27,298

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA	27,298	$756,973	100.0%	Defined

DEUTSCHE BANK AG\

$687,314

0.23%

24,786

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Deutsche Bank Trust Co Americas	6,350	$176,085	25.6%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC	330	$9,150	1.3%	Defined
DWS Investments UK Ltd	18,106	$502,079	73.0%	Defined

RHUMBLINE ADVISERS

$658,393

0.22%

23,743

ALLSTATE CORP

$652,459

0.22%

23,529

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ALLSTATE INVESTMENTS LLC	23,529	$652,459	100.0%	Sole

MILLENNIUM MANAGEMENT LLC

$651,322

0.22%

23,488

Inspire Investing, LLC

$637,628

0.21%

12,773

WELLS FARGO & COMPANY/MN

$598,413

0.20%

21,580

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	16,929	$469,441	78.4%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	4,651	$128,972	21.6%	Defined

WealthTrust Axiom LLC

$596,195

0.20%

21,500

Creative Planning

$583,439

0.19%

21,040

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	44	$1,220	0.2%	Defined
Held directly	20,996	$582,219	99.8%	Sole

ALLIANCEBERNSTEIN L.P.

$576,784

0.19%

20,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	20,800	$576,784	100.0%	Defined

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$567,882

0.19%

20,479

CITADEL ADVISORS LLC

$532,416

0.18%

19,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	19,200	$532,416	100.0%	Defined

DIKER MANAGEMENT LLC

$526,870

0.17%

19,000

Cetera Investment Advisers

$496,755

0.16%

17,914

CITADEL ADVISORS LLC

$463,091

0.15%

16,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	16,700	$463,091	100.0%	Defined

RAYMOND JAMES FINANCIAL INC

$423,714

0.14%

15,280

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	14,996	$415,839	98.1%	Defined
Raymond James Financial Services Advisors, Inc.	284	$7,875	1.9%	Defined

Legal & General Group Plc

$394,873

0.13%

14,240

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	1,804	$50,024	12.7%	Defined
Legal & General Investment Management Ltd joint	12,436	$344,849	87.3%	Defined

FMR LLC

$386,777

0.13%

13,948

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	13,719	$380,427	98.4%	Defined
STRATEGIC ADVISERS LLC	229	$6,350	1.6%	Defined

Farther Finance Advisors, LLC

$379,292

0.13%

7,598

BENDER ROBERT & ASSOCIATES

$378,892

0.13%

7,590

Vanguard Global Advisers, LLC

$365,980

0.12%

13,198

VANGUARD ASSET MANAGEMENT, Ltd

$321,723

0.11%

11,602

Lewis Asset Management, LLC

$299,520

0.10%

6,000

Quantinno Capital Management LP

$291,664

0.10%

10,518

GSA CAPITAL PARTNERS LLP

$290,277

0.10%

10,468

MetLife Investment Management, LLC

$289,445

0.10%

10,438

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	10,438	$289,445	100.0%	Defined

Invesco Ltd.

$284,453

0.09%

10,258

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	2,878	$79,806	28.1%	Defined
Invesco Trust Co joint	7,380	$204,647	71.9%	Defined

LPL Financial LLC

$273,168

0.09%

9,851

CITIGROUP INC

$258,165

0.09%

9,310

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	9,310	$258,165	100.0%	Defined

AXXCESS WEALTH MANAGEMENT, LLC

$241,962

0.08%

4,847

Jupiter Topco LLC

$241,251

0.08%

8,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JANUS HENDERSON INVESTORS UK Ltd	8,700	$241,251	100.0%	Defined

AQR CAPITAL MANAGEMENT LLC

$237,533

0.08%

8,566

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RF&L WEALTH MANAGEMENT, LLC	5	$138	0.1%	Other
Compound Planning, Inc.	1	$27	0.0%	Other
Arax Advisory Partners	769	$21,324	9.0%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	44	$1,220	0.5%	Other
Held directly	7,747	$214,824	90.4%	Defined

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$236,925

0.08%

8,544

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	8,544	$236,925	100.0%	Defined

JPMORGAN CHASE & CO

$232,598

0.08%

8,388

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	7,693	$213,326	91.7%	Defined
J.P. Morgan Investment Management Inc.	692	$19,189	8.2%	Defined
J.P. Morgan Securities LLC	3	$83	0.0%	Defined

Russell Investments Group, Ltd.

$231,822

0.08%

8,360

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	8,360	$231,822	100.0%	Defined

NEW YORK STATE COMMON RETIREMENT FUND

$231,600

0.08%

8,352

NBC SECURITIES, INC.

$161,091

0.05%

3,227

Police & Firemen's Retirement System of New Jersey

$128,750

0.04%

4,643

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Capital	4,643	$128,750	100.0%	Defined

KLP KAPITALFORVALTNING AS

$119,239

0.04%

4,300

Vanguard Investments Australia, Ltd.

$110,781

0.04%

3,995

STRS OHIO

$97,055

0.03%

3,500

BARCLAYS PLC

$87,848

0.03%

3,168

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	2,377	$65,914	75.0%	Defined
BARCLAYS CAPITAL INC.	791	$21,934	25.0%	Defined

BNP PARIBAS ARBITRAGE, SA

$61,837

0.02%

2,230

US BANCORP \DE\

$55,460

0.02%

2,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	2,000	$55,460	100.0%	Defined

OSAIC HOLDINGS, INC.

$53,685

0.02%

1,936

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	1,933	$53,602	99.8%	Defined
Osaic Advisory Services, LLC	3	$83	0.2%	Defined

ROYAL BANK OF CANADA

$45,199

0.02%

1,630

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	565	$15,667	34.7%	Defined
RBC Capital Markets, LLC	1,065	$29,532	65.3%	Defined

Tower Research Capital LLC (TRC)

$43,286

0.01%

1,561

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Latour Trading LLC (Latour)	1,561	$43,286	100.0%	Defined

Ameritas Investment Partners, Inc.

$40,735

0.01%

1,469

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EATON VANCE MANAGEMENT	1,469	$40,735	100.0%	Other

PNC FINANCIAL SERVICES GROUP, INC.

$38,766

0.01%

1,398

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	1,398	$38,766	100.0%	Defined

GAMMA Investing LLC

$30,700

0.01%

615

Sterling Capital Management LLC

$30,650

0.01%

614

Arax Advisory Partners

$28,284

0.01%

1,020

OSTERWEIS CAPITAL MANAGEMENT INC

$27,730

0.01%

1,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSTERWEIS CAPITAL MANAGEMENT LLC/CA	1,000	$27,730	100.0%	Sole

NATIONAL BANK OF CANADA /FI/

$14,086

0.00%

508

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
National Bank Financial Inc.	508	$14,086	100.0%	Defined

SIGNATUREFD, LLC

$12,679

0.00%

254

SIMPLEX TRADING, LLC

$11,646

0.00%

420

CGC Financial Services, LLC

$6,639

0.00%

133

Steward Partners Investment Advisory, LLC

$4,935

0.00%

178

Larson Financial Group LLC

$4,381

0.00%

158

Optiver Holding B.V.

$2,828

0.00%

102

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Optiver VOF	102	$2,828	100.0%	Defined

JONES FINANCIAL COMPANIES LLLP

$2,773

0.00%

100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	100	$2,773	100.0%	Sole

Fortitude Family Office, LLC

$2,745

0.00%

EASTERN BANK

$2,496

0.00%

SJS Investment Consulting Inc.

$2,446

0.00%

Allworth Financial LP

$1,608

0.00%

EverSource Wealth Advisors, LLC

$1,607

0.00%

Global Retirement Partners, LLC

$1,497

0.00%

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Key facts CIK 1625101 CUSIP 74587B101 13F (30d) 20 filings 20 filers Visit website Investor relations