GRIFFIN ASSET MANAGEMENT, INC.

Registered adviser

CIK

883803

Location

New York, NY

Portfolio Value

Small $932,775,630

Diversification

Diversified

Filing Date

Global Rank

#2,614 / 8,827 ▼ 123 · as of Jun 2026

Top Industry

Drug Manufacturers - General 7.1%

Period ended 38 days ago

Filed Oct 22, 2026 · 16d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 104548

Roster of Nov 1, 2026

Regulatory AUM

$1,054,935,132

Main clients

Individuals and high net worth (65% of AUM)

Private funds on Schedule D 7.B.(1)

As filed Mar 6, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

No private funds listed.

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Mar 2026 to Nov 2026	$1,054,935,132	Individuals and high net worth (65%)
Mar 2025 to Feb 2026	$969,741,595	Individuals and high net worth (68%)
Mar 2024 to Feb 2025	$902,346,474	Individuals and high net worth (67%)
May 2023 to Feb 2024	$783,891,649	Individuals and high net worth (66%)
Mar 2023 to Apr 2023	$783,891,649	Individuals and high net worth (66%)
Apr 2022 to Feb 2023	$945,320,067	Individuals and high net worth (69%)

3 earlier changes not shown.

Schedule 13D/13G stakes

Stakes of 5% or more disclosed on Schedule 13D or 13G, each on the filer's latest filing for the security. These are event-dated stakes, not the quarter-end 13F portfolio below.

No stake currently held at or above 5%.

A 13D or 13G stays in force until its filer amends it and no amendment is due without a material change, so a stake with no filing in 24 months reads unconfirmed, never sold. An amendment reporting under 5% ends the filer's duty to amend, not necessarily the holding. Shares are restated onto today's split basis. Show 1 exited, below-5% or retired stake

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 28.6%, 62.1 effective positions, active share 56.5% against the S&P 500 as of 2026-06-30; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

12.8% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 23.0 quarters (12+), a floor since 78.2% of the book was already held when coverage starts

Closest benchmark: the S&P 500 as of 2026-06-30, active share 56.5%; sector active share 17.6% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

240 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

5.5%

+0.4 pts

Top 5

19.2%

+1.0 pts

Top 10

29.6%

+0.9 pts

HHI

167

Diversified+6

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Technology	25.2%	$235,249,328	37
Financial Services	17.8%	$165,921,064	33
Industrials	13.1%	$122,256,385	42
Healthcare	11.5%	$107,544,588	17
Consumer Cyclical	8.6%	$79,996,448	16
Consumer Defensive	5.9%	$55,105,934	15
Communication Services	5.7%	$53,595,028	7
Energy	5.3%	$49,241,761	15
Unclassified	4.2%	$38,734,964	43
Basic Materials	1.9%	$17,562,593	5
Real Estate	0.6%	$5,541,404	5
Utilities	0.2%	$2,026,133	5

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
BMEA	Biomea Fusion, Inc.	+188,585	248,385	$330,352
SMMT	Summit Therapeutics Inc.	+130,435	324,017	$5,479,127
BXSL	Blackstone Secured Lending Fund	+29,768	42,443	$1,017,783
GBDC	GOLUB CAPITAL BDC, Inc.	+25,842	44,725	$564,876
AIBZ	Bitzero Holdings Inc.	+23,205	35,220	$146,515
VICI	Vici Properties Inc.	+11,854	34,174	$784,976
VELO	Velo3D, Inc.	+11,125	44,228	$481,642
MNST	Monster Beverage Corp	+8,402	17,000	$707,540
BKSY	BlackSky Technology Inc.	+7,948	75,126	$1,600,935
ASTS	AST SpaceMobile, Inc.	+6,749	44,674	$2,629,511
SPYI	NEOS S&P 500(R) High Income ETF	+6,435	10,878	$578,383
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	+5,980	9,830	$602,185
JEPI	JPMorgan Equity Premium Income ETF	+5,827	10,007	$562,593
TEM	Tempus AI, Inc.	+4,624	12,160	$995,904
IBM	International Business Machines Corp	+4,512	31,400	$6,905,802
O	Realty Income Corp	+3,728	16,621	$902,520
IBIT	iShares Bitcoin Trust ETF	+3,329	15,143	$716,869
HD	Home Depot, Inc.	+3,289	48,587	$13,822,515
TSLA	Tesla, Inc.	+2,761	8,917	$3,163,840
AVGO	Broadcom Inc.	+2,739	42,030	$14,760,515
INTC	Intel Corp	+2,520	5,561	$668,599
TFC	Truist Financial Corp	+1,475	99,708	$4,616,480
KOPN	Kopin Corp	+1,460	42,735	$196,581
ABT	Abbott Laboratories	+1,411	72,356	$7,150,943
HON	Honeywell International Inc	+1,341	30,562	$6,446,748
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
QXO	QXO, Inc.	−130,414	15,498	$181,171
PLSE	Pulse Biosciences, Inc.	−83,074	144,211	$7,199,013
OLED	Universal Display Corp \Pa\	−46,343	142,768	$10,998,846
ABSI	Absci Corp	−45,000	11,760	$126,655
DEFT	Defi Technologies, Inc.	−38,500	10,000	$4,947
BAC	Bank Of America Corp	−17,728	319,090	$17,368,068
ET	Energy Transfer LP	−14,916	56,142	$1,109,927
AAPL	Apple Inc.	−13,662	154,015	$51,290,075
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	−13,054	19,822	$2,491,030
ASTX	Tradr 2X Long ASTS Daily ETF	−8,611	19,249	$184,790
KMI	Kinder Morgan, Inc.	−8,011	19,724	$594,678
CLOX	Eldridge AAA CLO ETF	−7,148	38,269	$980,069
MGK	VANGUARD MEGA CAP GROWTH INDEX FUND	−6,922	19,761	$1,830,856
GOOGL	Alphabet Inc.	−6,137	54,897	$18,888,959
INFQ	Infleqtion, Inc.	−6,035	40,030	$539,204
AMZN	Amazon Com Inc	−6,024	70,827	$17,646,547
BEPC	Brookfield Renewable Corp	−5,995	12,449	$351,310
CLOZ	Eldridge BBB-B CLO ETF	−5,471	22,342	$587,594
MRK	Merck & Co., Inc.	−4,585	105,570	$15,340,376
ENB	Enbridge Inc	−3,965	73,904	$3,435,796
PATH	UiPath, Inc.	−3,883	49,928	$641,075
PFE	Pfizer Inc	−3,416	140,445	$4,005,491
CEVA	Ceva Inc	−3,185	8,482	$299,669
NVDA	Nvidia Corp	−3,051	94,963	$21,687,649
HONA	Honeywell Aerospace Inc.	−3,041	26,202	$4,060,523
No positions match the current search.

New Positions

Positions the filer opened this quarter

19 positions

Ticker	Company	Shares	Value
XOM	ExxonMobil Holdings Corp	81,305	$13,232,388
AXTI	Axt Inc	8,996	$696,380
IGV	iShares Expanded Tech-Software Sector ETF	4,319	$459,887
DKS	Dick's Sporting Goods, Inc.	3,385	$454,571
ALGM	Allegro Microsystems, Inc.	11,806	$429,148
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	2,034	$398,155
PLTR	Palantir Technologies Inc.	1,867	$349,222
DRNZ	REX ETF Trust	15,466	$307,354
DOCU	Docusign, Inc.	4,450	$298,817
PSX	Phillips 66	1,161	$296,414
ARCC	Ares Capital Corp	15,323	$292,669
BUG	Global X Cybersecurity ETF	5,404	$249,556
MSOS	AdvisorShares Pure US Cannabis ETF	49,603	$224,205
ALLE	Allegion plc	1,400	$215,278
VIST	Vista Energy, S.A.B. de C.V.	3,132	$204,676
VYMI	VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD INDEX FUND	2,000	$202,260
ONDS	Ondas Inc.	16,710	$122,484
—		1,591	$0
—		1,465	$0
No positions match the current search.

Sold Out

Positions the filer fully exited

23 positions

Ticker	Company	Shares	Value
SBIO	ALPS Medical Breakthroughs ETF	28,699	$1,855,390
VICR	Vicor Corp	3,175	$1,205,801
BCE	Bce Inc	16,521	$355,366
GLW	Corning Inc	1,292	$330,015
XLRE	State Street(R) Real Estate Select Sector SPDR(R) ETF	7,110	$313,053
NBIS	Nebius Group N.V.	1,101	$304,063
SOLS	Solstice Advanced Materials Inc.	3,377	$299,202
BN	BROOKFIELD Corp	6,929	$295,106
FLR	Fluor Corp	5,025	$263,259
—		930	$228,975
XHB	State Street(R) SPDR(R) S&P(R) Homebuilders ETF	1,947	$224,995
TINY	ProShares Nanotechnology ETF	2,276	$220,863
XAR	State Street(R) SPDR(R) S&P(R) Aerospace & Defense ETF	773	$219,369
PAVE	Global X U.S. Infrastructure Development ETF	3,639	$214,409
DBJP	Xtrackers MSCI Japan Hedged Equity ETF	1,865	$214,083
IAK	iShares U.S. Insurance ETF	1,512	$212,526
XLU	State Street(R) Utilities Select Sector SPDR(R) ETF	4,659	$211,239
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	1,328	$209,863
IJR	iShares Core S&P Small-Cap ETF	1,360	$201,701
NNOX	Nano-X Imaging Ltd.	77,149	$89,492
SANA	Sana Biotechnology, Inc.	14,620	$51,023
RR	Richtech Robotics Inc.	14,010	$29,561
GPUS	Hyperscale Data, Inc.	45,000	$6,556
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

240 tracked positions · $932,775,630 total · filing declares 240 positions · $934,387,014 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 240 positions by value · page 1 of 5

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AAPL	Apple Inc. Technology	Reduced	154,015	-13,662	$51,290,075	+5.7%	5.50%
MSFT	Microsoft Corp Technology	Reduced	79,112	-564	$40,576,544	+36.5%	4.35%
ASML	Asml Holding NV Technology	Reduced	19,320	-290	$35,001,464	−10.3%	3.75%
NVDA	Nvidia Corp Technology	Reduced	94,963	-3,051	$21,687,649	+10.6%	2.33%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	62,468	-984	$20,666,288	−0.5%	2.22%
ABBV	AbbVie Inc. Healthcare	Reduced	76,961	-1,134	$20,132,227	+2.4%	2.16%
JNJ	Johnson & Johnson Healthcare	Reduced	73,294	-1,127	$19,403,853	+2.7%	2.08%
GOOGL	Alphabet Inc. Communication Services	Reduced	54,897	-6,137	$18,888,959	−13.4%	2.03%
V	Visa Inc. Financial Services	Reduced	51,436	-193	$18,482,497	+4.3%	1.98%
TJX	Tjx Companies Inc Consumer Cyclical	Added	135,888	+422	$17,979,341	−12.4%	1.93%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	70,827	-6,024	$17,646,547	−3.7%	1.89%
BAC	Bank Of America Corp Financial Services	Reduced	319,090	-17,728	$17,368,068	−9.5%	1.86%
WFC	Wells Fargo & Company Financial Services	Reduced	215,188	-891	$17,225,799	−3.5%	1.85%
MRK	Merck & Co., Inc. Healthcare	Reduced	105,570	-4,585	$15,340,376	+8.4%	1.64%
CAT	Caterpillar Inc Industrials	Reduced	18,782	-384	$15,228,257	−25.4%	1.63%
AVGO	Broadcom Inc. Technology	Added	42,030	+2,739	$14,760,515	−0.6%	1.58%
QCOM	Qualcomm Inc Technology	Reduced	79,097	-293	$14,557,011	−0.8%	1.56%
WMT	Walmart Inc. Consumer Defensive	Reduced	138,652	-1,009	$14,408,715	−8.9%	1.54%
GS	Goldman Sachs Group Inc Financial Services	Reduced	15,529	-608	$13,981,690	−14.3%	1.50%
HD	Home Depot, Inc. Consumer Cyclical	Added	48,587	+3,289	$13,822,515	−13.5%	1.48%
CVX	Chevron Corp Energy	Reduced	67,439	-759	$13,771,718	+21.8%	1.48%
DHR	Danaher Corp Healthcare	Reduced	60,786	-451	$13,467,138	+15.5%	1.44%
XOM	ExxonMobil Holdings Corp Energy	NEW	81,305	NEW	$13,232,388	NEW	1.42%
RTX	RTX Corp Industrials	Reduced	67,813	-360	$12,589,483	−2.7%	1.35%
AXP	American Express Co Financial Services	Reduced	39,591	-380	$12,039,623	−11.0%	1.29%
GOOG	Alphabet Inc. Communication Services	Reduced	34,526	-830	$11,764,389	−5.8%	1.26%
KO	Coca Cola Co Consumer Defensive	Reduced	136,457	-1,780	$11,746,218	+4.6%	1.26%
SBUX	Starbucks Corp Consumer Cyclical	Reduced	123,802	-534	$11,632,435	−8.4%	1.25%
OLED	Universal Display Corp \Pa\ Technology	Reduced	142,768	-46,343	$10,998,846	−32.8%	1.18%
APD	Air Products & Chemicals, Inc. Basic Materials	Reduced	35,992	-210	$10,014,054	−5.6%	1.07%
DIS	Walt Disney Co Communication Services	Reduced	94,462	-602	$9,909,063	+8.3%	1.06%
BRK-A	Berkshire Hathaway Inc Financial Services	Held	13	0	$9,711,065	−0.2%	1.04%
QQQ	Invesco Qqq Trust, Series 1	Reduced	12,677	-1,137	$9,378,064	−7.8%	1.01%
DOV	DOVER Corp Industrials	Reduced	49,312	-235	$9,223,809	−17.0%	0.99%
MMM	3M Co Industrials	Reduced	53,917	-115	$8,850,475	+1.2%	0.95%
BX	Blackstone Inc. Financial Services	Reduced	69,331	-196	$7,771,311	−5.0%	0.83%
COST	Costco Wholesale Corp Consumer Defensive	Reduced	8,284	-2	$7,541,256	−2.7%	0.81%
PLSE	Pulse Biosciences, Inc. Healthcare	Reduced	144,211	-83,074	$7,199,013	+14.2%	0.77%
ACN	Accenture plc Technology	Reduced	39,172	-28	$7,182,969	+47.3%	0.77%
ABT	Abbott Laboratories Healthcare	Added	72,356	+1,411	$7,150,943	+11.1%	0.77%
META	Meta Platforms, Inc. Communication Services	Added	9,657	+418	$7,003,063	+34.6%	0.75%
ORCL	Oracle Corp Technology	Added	50,379	+167	$6,917,036	−6.0%	0.74%
IBM	International Business Machines Corp Technology	Added	31,400	+4,512	$6,905,802	−8.7%	0.74%
C	Citigroup Inc Financial Services	Reduced	52,072	-755	$6,742,282	−8.8%	0.72%
GEV	GE Vernova Inc. Industrials	Reduced	7,089	-231	$6,738,023	−21.7%	0.72%
TGT	Target Corp Consumer Defensive	Reduced	42,802	-444	$6,706,645	+18.7%	0.72%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	13,448	-45	$6,696,431	−0.8%	0.72%
HON	Honeywell International Inc Industrials	Added	30,562	+1,341	$6,446,748	−1.5%	0.69%
ITW	Illinois Tool Works Inc Industrials	Reduced	24,644	-75	$6,340,408	−5.2%	0.68%
AMLP	Alerian MLP ETF	Added	119,085	+312	$6,176,938	+0.3%	0.66%

Showing the top 50 of 240 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.