AVUV · Avantis U.S. Small Cap Value ETF · Holdings ETF

$120.95 +1.27 (+1.06%) At close · Oct 20

Volume · Oct 20 1.47M Avg daily vol (3M) 1.3M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

Quarter:

Holders: 325

Total Value: $2,438,905,006

Total Shares: 20,709,053

Showing 1–100 of 325 holdings by value · page 1 of 4

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 325 13F filers · Δ vs Jun 30, 2026

Top Holder

3.3%

−10.0 pts

Top 5

15.6%

−10.8 pts

Top 10

27.3%

−7.9 pts

HHI

133

Broadly held−133

Who Holds AVUV

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 1,149 filers, like-for-like change +9.5%; actively managed books +9.6%; index-like books +4.6%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	67.5%	824	+6.5%	89	27
Exempt adviser	0.0%	1	new	1	0
Adviser	2.0%	8	+24.6%	1	0
Bank	7.5%	29	+16.1%	1	2
Broker-dealer	4.8%	1	+20.5%	0	0
Non-US	0.0%	1	+307.5%	0	0
Holding company	3.1%	6	+2.3%	0	0
Insurer	0.0%	0	-100.0%	0	1
Unknown	15.0%	279	+17.2%	32	13

Style	Share	Filers	Change	New	Exited
Index-like	2.2%	8	+4.6%	1	0
Systematic-like	0.1%	9	+1288.7%	8	0
Concentrated	38.6%	603	+7.6%	53	22
Diversified active	59.2%	528	+10.8%	62	21
Unknown	0.0%	1	0.0%	0	0
Not measured	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	87.0%	824	+9.2%	75	27
Medium turnover	8.4%	151	+12.6%	19	10
High turnover	0.4%	18	+13.2%	10	2
Unknown	4.3%	156	+8.9%	20	4
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	3.5%	148	+21.5%	20	4
Medium horizon	17.4%	336	+10.4%	40	17
Long horizon	77.7%	633	+9.0%	57	20
Unknown	1.3%	32	+0.6%	7	2
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	24.0%	714	+4.7%	78	30
$1B to $10B	26.3%	311	+10.7%	31	12
$10B to $100B	15.7%	91	+8.8%	11	1
$100B or more	34.1%	33	+12.4%	4	0
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	63.2%	764	+6.6%	76	25
Pooled investment vehicles	0.1%	5	+32.0%	3	0
Registered funds and BDCs	0.3%	6	+122.4%	2	0
Pension and profit sharing plans	0.5%	12	+9.3%	0	1
Charitable organizations	0.0%	2	+68.3%	0	0
Governments and sovereign funds	0.0%	2	+52.9%	0	0
Corporations	0.2%	3	+3.7%	1	0
Other investment advisers	0.5%	10	+3.4%	3	0
Other	0.0%	2	new	2	0
Diversified	2.7%	14	-2.1%	2	1
Unknown	32.5%	329	+16.3%	35	16

Private funds	Share	Filers	Change	New	Exited
Hedge funds	1.4%	28	+3.2%	8	1
Private equity funds	14.2%	19	+4.5%	4	0
Venture capital funds	0.3%	4	+3.1%	1	0
Real estate funds	0.9%	17	+25.1%	0	0
Securitized asset funds	0.0%	1	0.0%	0	0
Other private funds	7.9%	23	+5.3%	3	2
Mixed private funds	0.1%	4	+7.1%	0	0
Private funds, type not stated	0.3%	5	0.0%	0	1
No private funds	42.5%	722	+7.3%	74	23
Unknown	32.5%	326	+16.2%	34	16

Location	Share	Filers	Change	New	Exited
United States	98.2%	1,135	+9.4%	122	42
Outside the US	1.8%	14	+11.6%	2	1

The Sep 30, 2026 filing window is still open, so its bar shows only the filers that have filed so far.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 21 holders with no observed 2026-03-31 13F and 16 holders with no observed 2026-06-30 13F.

Conviction and Crowding

1,149 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

516

44.9% of filers hold it in their top 10

Mar 31, 2026: 502

Holders above 5%

105

median weight 0.291%

Mar 31, 2026: 116

Crowding

—

shares outstanding is an issuer-wide count, not one listing's

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

shares outstanding is an issuer-wide count, not one listing's

Top 10 holders

35.2%

of 13F shares, Herfindahl 0.027

Active holders

+9.6%

like-for-like share change of active filers

5% stakes on record

0 13D, 0 13G

How long holders have held it value-weighted 15.6 quarters

Under 1 year 7.29% 1 to 3 years 28.8% 3 years or more 63.9% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$93.94

estimated per share

Mar 31, 2026: $90.63

Quarter-end price

$124.72

implied by 13F values

Estimated gain or loss

+32.8%

price against the estimated cost

Estimated at a loss

0.000%

of costed 13F value

Estimated cost covers 78.3% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Fund Ownership of AVUV by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 0 shares.

Fund type	Shares	Funds
Index funds	0	0
Index ETFs	0	0
Active ETFs	72,380	3
Active funds	397,317	11
Unclassified	986,303	4
All registered funds	1,456,000	18

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Quarterly Activity

vs Jun 30, 2026

New

Increased

187

Decreased

Sold Out

Unchanged

New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.

Holder count: -826

Institutional value: -88.0%

Shares held: -87.2%

Top Buyers

vs Jun 30, 2026

Institution	Added	Now Holds
Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	+154,331	621,231
Large Farther Finance Advisors, LLC	+50,088	679,855
Small Planned Solutions, Inc.	+44,891	122,945
Large Concurrent Investment Advisors, LLC	+32,128	252,459
Small PRAIRIE ADVISORY, LLC	+30,622	35,844

Top Sellers

vs Jun 30, 2026

Institution	Sold	Now Holds
Mid FIRST CITIZENS BANK & TRUST CO	−77,481	351,955
Mid Prime Capital Investment Advisors, LLC	−27,919	408,673
Mid Apella Capital, LLC	−27,240	117,901
Small VISTA INVESTMENT PARTNERS LLC	−21,426	20,807
Small Provident Wealth Management, LLC	−17,351	49,858

Top New Positions

vs Jun 30, 2026

Institution	Acquired	Value (USD)
Mid Elser Financial Planning, Inc	153,572	$18,086,174
Small Prism Advisors, Inc.	143,316	$16,878,325
Small Fairway Financial, LLC	52,947	$6,235,568
Small Cadent Capital Advisors, LLC	37,680	$4,437,573
Small Redhawk Wealth Advisors, Inc.	33,269	$3,918,090

Top Sold-Out Positions

vs Jun 30, 2026

Institution	Previously Held	Last Value (USD)
Small KMG FIDUCIARY PARTNERS, LLC	7,807	$974,001
Micro Scarborough Advisors, LLC	4,469	$557,552
Mid MISSION WEALTH MANAGEMENT, LP	2,522	$314,644
Small Innovative Wealth Building LLC	1,664	$207,600
Small Todd Wealth Management, LLC	1,645	$205,230

Filter: New 26 Increased 187 Reduced 84 Sold out 7 Unchanged 27

Holder type: Registered adviser 228 Adviser 1 Bank 3 Unknown 93

Showing 100 of 325

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Foster Group, Inc. AVUV

$80,304,772

3.29%

681,878

Farther Finance Advisors, LLC AVUV

$80,066,523

3.28%

679,855

Moisand Fitzgerald Tamayo, LLC AVUV

$75,360,551

3.09%

639,896

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC AVUV

$73,162,374

3.00%

621,231

Avior Wealth Management, LLC AVUV

$71,788,823

2.94%

609,568

Meredith Wealth Planning AVUV

$69,143,473

2.84%

587,106

Krilogy Financial LLC AVUV

$68,831,383

2.82%

584,456

Marquette Asset Management, LLC AVUV

$53,767,775

2.20%

456,549

Prime Capital Investment Advisors, LLC AVUV

$48,129,419

1.97%

408,673

Financial Partners Group, Inc AVUV

$45,997,546

1.89%

390,571

Three Arch Wealth Management LLC AVUV

$44,414,600

1.82%

377,130

FIRST CITIZENS BANK & TRUST CO AVUV

$41,449,739

1.70%

351,955

ENZI WEALTH AVUV

$38,977,983

1.60%

330,967

Kondo Wealth Advisors, Inc. AVUV

$36,366,198

1.49%

308,790

ORRSTOWN FINANCIAL SERVICES INC AVUV

$36,279,990

1.49%

308,058

High Probability Advisors, LLC AVUV

$36,036,560

1.48%

305,991

DEFINE FINANCIAL, LLC AVUV

$33,463,756

1.37%

284,145

Sherrill & Hutchins Financial Advisory, Inc AVUV

$33,214,437

1.36%

282,028

FINANCIAL MANAGEMENT NETWORK INC AVUV

$32,758,196

1.34%

278,154

Meritas Wealth Management, LLC AVUV

$31,089,395

1.27%

263,984

EAGLE WEALTH STRATEGIES LLC AVUV

$29,782,148

1.22%

252,884

Concurrent Investment Advisors, LLC AVUV

$29,732,096

1.22%

252,459

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Concurrent Asset Management, LLC	55,599	$6,547,894	22.0%	Sole
Held directly	196,860	$23,184,202	78.0%	Sole

Great Point Wealth Advisors, LLC AVUV

$27,575,845

1.13%

234,150

RETIREMENT FINANCIAL SOLUTIONS, LLC AVUV

$27,418,033

1.12%

232,810

Harbor Group, Inc. AVUV

$25,876,424

1.06%

219,720

Parkshore Wealth Management, Inc. AVUV

$25,628,283

1.05%

217,613

Lifelong Wealth Advisors, Inc. AVUV

$25,530,887

1.05%

216,786

Peirce Capital Management, LLC AVUV

$25,104,442

1.03%

213,165

Atria Investments, Inc AVUV

$24,073,719

0.99%

204,413

Highland Financial Advisors, LLC AVUV

$23,516,078

0.96%

199,678

FIRST MERCHANTS CORP AVUV

$23,311,275

0.96%

197,939

Financial Synergies Wealth Advisors, Inc. AVUV

$21,622,807

0.89%

183,602

ABLE Financial Group, LLC AVUV

$20,835,279

0.85%

176,915

Wheelhouse Advisory Group LLC AVUV

$20,398,706

0.84%

173,208

BetterWealth, LLC AVUV

$19,536,865

0.80%

165,890

WJ Interests, LLC AVUV

$19,396,836

0.80%

164,701

Avondale Wealth Management AVUV

$19,339,247

0.79%

164,212

Capital Advisors Wealth Management, LLC AVUV

$18,798,329

0.77%

159,619

Arlington Financial Advisors, LLC AVUV

$18,646,759

0.76%

158,332

Elser Financial Planning, Inc AVUV

$18,086,174

0.74%

153,572

Invariant Investment Management AVUV

$18,058,145

0.74%

153,334

Family Investment Center, Inc. AVUV

$17,766,664

0.73%

150,859

Diversify Advisory Services, LLC AVUV

$17,029,424

0.70%

144,599

DIVERSIFY WEALTH MANAGEMENT, LLC AVUV

$17,029,424

0.70%

144,599

Prism Advisors, Inc. AVUV

$16,878,325

0.69%

143,316

Apeiron RIA LLC AVUV

$16,508,998

0.68%

140,180

Porter White Investment Advisors, Inc. AVUV

$15,889,175

0.65%

134,917

MFA WEALTH ADVISORS, LLC AVUV

$15,482,868

0.63%

131,467

COLLECTIVE FAMILY OFFICE LLC AVUV

$15,270,529

0.63%

129,664

Trilogy Capital Inc. AVUV

$15,232,725

0.62%

129,343

Insight Wealth Strategies, LLC AVUV

$14,854,565

0.61%

126,132

Midwest Financial Group LLC AVUV

$14,824,887

0.61%

125,880

WESPAC Advisors SoCal, LLC AVUV

$14,666,251

0.60%

124,533

Planned Solutions, Inc. AVUV

$14,479,232

0.59%

122,945

Greater Midwest Financial Group, LLC AVUV

$14,433,891

0.59%

122,560

PROATHLETE WEALTH MANAGEMENT LLC AVUV

$14,431,416

0.59%

122,539

Financial Futures Ltd Liability Co. AVUV

$14,305,521

0.59%

121,470

Private Wealth Management Group, LLC AVUV

$14,004,618

0.57%

118,915

Apella Capital, LLC AVUV

$13,885,200

0.57%

117,901

VOISARD ASSET MANAGEMENT GROUP, INC. AVUV

$13,378,789

0.55%

113,601

FAMILY WEALTH PARTNERS, LLC AVUV

$13,375,256

0.55%

113,571

Alliance Wealth Advisors, LLC AVUV

$13,140,541

0.54%

111,578

Venture Visionary Partners LLC AVUV

$13,039,729

0.53%

110,722

True Wealth Design, LLC AVUV

$12,837,872

0.53%

109,008

Shotwell Rutter Baer Inc AVUV

$12,076,842

0.50%

102,546

Intelligence Driven Advisers, LLC AVUV

$11,911,846

0.49%

101,145

Wedmont Private Capital AVUV

$11,635,676

0.48%

98,800

Nvest Wealth Strategies, Inc. AVUV

$11,574,200

0.47%

98,278

Physician Wealth Solutions Inc. AVUV

$10,899,260

0.45%

92,547

Towneley Capital Management, Inc / DE AVUV

$10,565,264

0.43%

89,711

Prosperity Planning, Inc. AVUV

$10,393,555

0.43%

88,253

ISLAY CAPITAL MANAGEMENT, LLC AVUV

$9,761,601

0.40%

82,887

JP Wealth Management, Inc. AVUV

$9,664,441

0.40%

82,062

Wilkerson Advisory Group LLC AVUV

$9,628,168

0.39%

81,754

Global Strategic Investment Solutions, LLC AVUV

$9,183,233

0.38%

77,976

Intergy Private Wealth, LLC AVUV

$9,111,040

0.37%

77,363

Echo Wealth Management, LLC AVUV

$8,223,290

0.34%

69,825

Pearl Planning LLC AVUV

$7,969,731

0.33%

67,672

White Pine Investment CO AVUV

$7,813,568

0.32%

66,346

Relyea Zuckerberg Hanson LLC AVUV

$7,703,806

0.32%

65,414

FIRST NATIONAL BANK SIOUX FALLS AVUV

$7,054,305

0.29%

59,899

LexAurum Advisors, LLC AVUV

$6,991,062

0.29%

59,362

Freestate Advisors LLC AVUV

$6,913,334

0.28%

58,702

Northland Capital Management LLC AVUV

$6,905,797

0.28%

58,638

Cooper Financial Group AVUV

$6,893,549

0.28%

58,534

SOUTHERN CAPITAL SERVICES INC /ADV AVUV

$6,758,584

0.28%

57,388

Copper Harbor Investment Advisors, LLC AVUV

$6,710,770

0.28%

56,982

Seed Wealth Management, Inc. AVUV

$6,302,461

0.26%

53,515

Premier Path Wealth Partners, LLC AVUV

$6,261,359

0.26%

53,166

Fairway Financial, LLC AVUV

$6,235,568

0.26%

52,947

Bison Wealth, LLC AVUV

$6,184,573

0.25%

52,514

Pacific Asset Management, LLC AVUV

$6,121,684

0.25%

51,980

Provident Wealth Management, LLC AVUV

$5,871,776

0.24%

49,858

Andrews Advisory Associates, LLC AVUV

$5,851,166

0.24%

49,683

Bank of New Hampshire AVUV

$5,764,723

0.24%

48,949

Friday Financial AVUV

$5,517,995

0.23%

46,854

Stone Summit Wealth LLC AVUV

$5,270,089

0.22%

44,749

Equita Financial Network, Inc. AVUV

$5,034,549

0.21%

42,749

Cherry Tree Wealth Management, LLC AVUV

$5,000,514

0.21%

42,460

Mayfair Advisory Group, LLC AVUV

$4,989,561

0.20%

42,367

Showing the top 100 of 325 holders. Create a free account to see every holder, past quarters, search, filters and CSV export.