Kondo Wealth Advisors, Inc.

Registered adviser

CIK

2070929

Location

PASADENA, CA

Portfolio Value

Small $298,985,170

Diversification

Moderately concentrated

Filing Date

Global Rank

#5,253 / 8,827 ▼ 34 · as of Jun 2026

Top Industry

Consumer Electronics 15.5%

Period ended 37 days ago

Filed Oct 19, 2026 · 18d

8 quarters · since Dec 2024

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 175347

Roster of Nov 1, 2026

Regulatory AUM

$365,077,914

Main clients

Individuals and high net worth (98% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$365,077,914	Individuals and high net worth (98%)
Apr 2025 to Mar 2026	$306,385,071	Individuals and high net worth (98%)
Apr 2024 to Mar 2025	$263,809,037	Individuals and high net worth (98%)
May 2023 to Mar 2024	$230,609,541	Individuals and high net worth (97%)
Apr 2023	$230,609,541	Individuals and high net worth (97%)
Apr 2022 to Mar 2023	$251,031,215	Individuals and high net worth (97%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 92.6% of the book (60%+)

Turnover

Low turnover

3.8% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 6.9 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 86.9%; sector active share 77.9% against the combined 13F book's sector weights.

Over time 7 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

74 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

29.1%

+0.1 pts

Top 5

86.3%

−0.3 pts

Top 10

92.4%

−0.2 pts

HHI

1,924

Moderately concentrated−14

Portfolio Trend

8 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	90.5%	$270,561,073	40
Technology	3.6%	$10,898,809	8
Financial Services	1.9%	$5,676,330	7
Consumer Cyclical	1.6%	$4,706,516	3
Communication Services	1.0%	$3,071,574	5
Healthcare	0.4%	$1,165,629	4
Industrials	0.3%	$1,039,127	2
Utilities	0.3%	$782,067	1
Consumer Defensive	0.2%	$619,828	2
Energy	0.2%	$464,217	2

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
VGIT	VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND	+21,100	517,579	$29,326,026
DFSD	Dimensional Short-Duration Fixed Income ETF	+11,690	338,725	$15,741,228
VTIP	VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND	+4,693	223,607	$11,005,936
IDEV	iShares Core MSCI International Developed Markets ETF	+3,729	292,723	$26,192,854
SCHP	Schwab U.S. TIPS ETF	+2,292	17,648	$443,494
DFEM	Dimensional Emerging Markets Core Equity 2 ETF	+2,212	466,721	$18,538,158
SUSB	iShares ESG Aware 1-5 Year USD Corporate Bond ETF	+1,746	72,999	$1,783,365
ITOT	iShares Core S&P Total U.S. Stock Market ETF	+1,727	329,462	$54,782,941
MSFT	Microsoft Corp	+1,408	4,407	$2,260,350
AVDV	Avantis International Small Cap Value ETF	+1,006	253,632	$27,742,268
DFAS	Dimensional U.S. Small Cap ETF	+495	66,143	$5,120,791
DGRW	WisdomTree U.S. Quality Dividend Growth Fund	+341	6,113	$594,428
BIV	Vanguard Bond Index Funds	+279	12,004	$874,611
IQDG	WisdomTree International Quality Dividend Growth Fund	+268	9,606	$408,831
BSV	VANGUARD SHORT-TERM BOND INDEX FUND	+165	18,535	$1,416,074
DES	WisdomTree U.S. SmallCap Dividend Fund	+126	22,748	$862,149
NVDA	Nvidia Corp	+93	10,360	$2,366,016
DEM	WisdomTree Emerging Markets High Dividend Fund	+78	6,443	$356,362
AAPL	Apple Inc.	+53	13,224	$4,403,856
RWO	State Street(R) SPDR(R) Dow Jones(R) Global Real Estate ETF	+45	4,951	$229,726
AMZN	Amazon Com Inc	+41	5,768	$1,437,097
AMD	Advanced Micro Devices Inc	+21	520	$318,115
BAC	Bank Of America Corp	+19	4,542	$247,221
IEMG	iShares Trust	+16	14,621	$0
AVGO	Broadcom Inc.	+16	1,789	$628,278
No positions match the current search.

Trimmed

Positions the filer reduced

20 positions

Ticker	Company	Δ Shares	Shares	Value
DFIV	Dimensional International Value ETF	−3,863	153,054	$8,549,596
AVUV	Avantis U.S. Small Cap Value ETF	−2,894	308,790	$36,366,198
DFUV	Dimensional U.S. Marketwide Value ETF	−1,614	138,842	$7,636,310
WFC	Wells Fargo & Company	−1,477	2,889	$231,264
DFUS	Dimensional U.S. Equity Market ETF	−702	105,950	$8,797,028
CAT	Caterpillar Inc	−460	301	$244,047
VZ	Verizon Communications Inc	−343	6,385	$292,879
TSLA	Tesla, Inc.	−276	1,291	$458,059
CVIE	Calvert International Responsible Index ETF	−142	7,897	$656,453
DFAT	Dimensional U.S. Targeted Value ETF	−142	22,056	$1,465,400
META	Meta Platforms, Inc.	−84	793	$575,067
TSM	Taiwan Semiconductor Manufacturing Co Ltd	−72	470	$214,409
GOOG	Alphabet Inc.	−53	2,131	$726,116
CSCO	Cisco Systems, Inc.	−44	2,588	$278,546
CVNA	Carvana Co.	−40	44,953	$2,811,360
DWM	WisdomTree International Equity Fund	−39	15,373	$1,132,136
GOOGL	Alphabet Inc.	−20	2,235	$769,018
COST	Costco Wholesale Corp	−5	423	$385,073
GS	Goldman Sachs Group Inc	−2	232	$208,883
AZN	Astrazeneca PLC	−2	2,349	$379,293
No positions match the current search.

New Positions

Positions the filer opened this quarter

4 positions

Ticker	Company	Shares	Value
SO	Southern Co	9,435	$782,067
XOM	ExxonMobil Holdings Corp	1,442	$234,685
CVX	Chevron Corp	1,124	$229,532
MRK	Merck & Co., Inc.	1,469	$213,460
No positions match the current search.

Sold Out

Positions the filer fully exited

5 positions

Ticker	Company	Shares	Value
KLAC	Kla Corp	1,012	$305,330
INTC	Intel Corp	1,629	$227,457
GE	General Electric Co	579	$216,389
HD	Home Depot, Inc.	606	$213,724
LRCX	Lam Research Corp	470	$203,665
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

74 tracked positions · $298,985,170 total · filing declares 74 positions · $300,178,411 · as of Sep 30, 2026

All sectors Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology Utilities

Showing 1–50 of 74 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
ITOT	iShares Core S&P Total U.S. Stock Market ETF	Added	329,462	+1,727	$54,782,941	+1.8%	18.32%
AVUV	Avantis U.S. Small Cap Value ETF	Reduced	308,790	-2,894	$36,366,198	−6.5%	12.16%
VGIT	VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND	Added	517,579	+21,100	$29,326,026	+0.1%	9.81%
AVDV	Avantis International Small Cap Value ETF	Added	253,632	+1,006	$27,742,268	+6.6%	9.28%
IDEV	iShares Core MSCI International Developed Markets ETF	Added	292,723	+3,729	$26,192,854	+1.8%	8.76%
DFEM	Dimensional Emerging Markets Core Equity 2 ETF	Added	466,721	+2,212	$18,538,158	−1.8%	6.20%
DFSD	Dimensional Short-Duration Fixed Income ETF	Added	338,725	+11,690	$15,741,228	+0.8%	5.26%
VTIP	VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND	Added	223,607	+4,693	$11,005,936	+0.1%	3.68%
DFUS	Dimensional U.S. Equity Market ETF	Reduced	105,950	-702	$8,797,028	+0.7%	2.94%
DFIV	Dimensional International Value ETF	Reduced	153,054	-3,863	$8,549,596	+0.9%	2.86%
DFUV	Dimensional U.S. Marketwide Value ETF	Reduced	138,842	-1,614	$7,636,310	−1.2%	2.55%
DFAS	Dimensional U.S. Small Cap ETF	Added	66,143	+495	$5,120,791	−5.3%	1.71%
AAPL	Apple Inc. Technology	Added	13,224	+53	$4,403,856	+15.6%	1.47%
CATY	Cathay General Bancorp Financial Services	Added	50,483	+1	$3,003,738	−4.0%	1.00%
CVNA	Carvana Co. Consumer Cyclical	Reduced	44,953	-40	$2,811,360	−5.1%	0.94%
NVDA	Nvidia Corp Technology	Added	10,360	+93	$2,366,016	+15.2%	0.79%
MSFT	Microsoft Corp Technology	Added	4,407	+1,408	$2,260,350	+102.1%	0.76%
DLN	WisdomTree U.S. LargeCap Dividend Fund	Added	22,040	+10	$2,142,288	+1.0%	0.72%
SUSB	iShares ESG Aware 1-5 Year USD Corporate Bond ETF	Added	72,999	+1,746	$1,783,365	+0.2%	0.60%
DFAT	Dimensional U.S. Targeted Value ETF	Reduced	22,056	-142	$1,465,400	−5.6%	0.49%
AMZN	Amazon Com Inc Consumer Cyclical	Added	5,768	+41	$1,437,097	+5.3%	0.48%
BSV	VANGUARD SHORT-TERM BOND INDEX FUND	Added	18,535	+165	$1,416,074	−1.1%	0.47%
SCHX	Schwab U.S. Large-Cap ETF	Held	44,749	0	$1,342,470	+1.9%	0.45%
IVV	iShares Core S&P 500 ETF	Added	1,503	+4	$1,151,072	+2.5%	0.38%
DWM	WisdomTree International Equity Fund	Reduced	15,373	-39	$1,132,136	+0.3%	0.38%
IJR	iShares Core S&P Small-Cap ETF	Held	7,196	0	$978,943	−8.3%	0.33%
BIV	Vanguard Bond Index Funds	Added	12,004	+279	$874,611	−2.7%	0.29%
DES	WisdomTree U.S. SmallCap Dividend Fund	Added	22,748	+126	$862,149	−6.3%	0.29%
UPS	United Parcel Service Inc Industrials	Added	8,509	+5	$795,080	−13.0%	0.27%
SO	Southern Co Utilities	NEW	9,435	NEW	$782,067	NEW	0.26%
GOOGL	Alphabet Inc. Communication Services	Reduced	2,235	-20	$769,018	−4.6%	0.26%
GOOG	Alphabet Inc. Communication Services	Reduced	2,131	-53	$726,116	−5.9%	0.24%
DIS	Walt Disney Co Communication Services	Added	6,754	+6	$708,494	+9.1%	0.24%
QQQ	Invesco Qqq Trust, Series 1	Held	944	0	$698,342	+0.5%	0.23%
JPM	Jpmorgan Chase & Co Financial Services	Added	2,098	+8	$694,081	+1.5%	0.23%
IEFA	iShares Core MSCI EAFE ETF	Held	7,035	0	$681,550	+0.3%	0.23%
MRSH	Marsh & Mclennan Companies, Inc. Financial Services	Added	3,873	+10	$661,237	+2.7%	0.22%
CVIE	Calvert International Responsible Index ETF	Reduced	7,897	-142	$656,453	−3.9%	0.22%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	1,265	+7	$629,906	+0.1%	0.21%
AVGO	Broadcom Inc. Technology	Added	1,789	+16	$628,278	−6.2%	0.21%
IWM	iShares Russell 2000 ETF	Added	2,164	+10	$601,353	−7.1%	0.20%
DGRW	WisdomTree U.S. Quality Dividend Growth Fund	Added	6,113	+341	$594,428	+7.7%	0.20%
META	Meta Platforms, Inc. Communication Services	Reduced	793	-84	$575,067	+16.4%	0.19%
SPY	Spdr S&P 500 ETF Trust	Held	737	0	$562,058	+2.1%	0.19%
CVLC	Calvert US Large-Cap Core Responsible Index ETF	Added	5,508	+7	$521,277	+0.3%	0.17%
TSLA	Tesla, Inc. Consumer Cyclical	Reduced	1,291	-276	$458,059	−30.5%	0.15%
SCHP	Schwab U.S. TIPS ETF	Added	17,648	+2,292	$443,494	+9.0%	0.15%
MU	Micron Technology Inc Technology	Added	403	+16	$429,239	−3.9%	0.14%
IWF	iShares Russell 1000 Growth ETF	Added	3,267	+2	$409,224	+0.9%	0.14%
IQDG	WisdomTree International Quality Dividend Growth Fund	Added	9,606	+268	$408,831	+1.6%	0.14%

Showing the top 50 of 74 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.