CATY · Cathay General Bancorp · Holdings

$64.25 +0.09 (+0.14%) Play latest call Q3 2026 earnings call transcript

S&P 600 member Russell 2000 member Rebalance outlook locked

Market Cap

$4.28B

66.71M

Volume · Nov 6 99.41K Avg daily vol (3M) 456.28K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of CATY: 13F, 13D and 13G, insiders and funds →

Some SEC filings for this period have not finished importing. Holder totals and changes may be incomplete; these filings remain queued for recovery.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 319

Total Value: $3,179,257,035

Total Shares: 51,557,139

Showing 1–100 of 321 holdings by value · page 1 of 4

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 307 13F filers

Top Holder

18.9%

of institutional value

Top 5

47.3%

of institutional value

Top 10

63.9%

of institutional value

HHI

650

Broadly held

Who Holds CATY

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 305 filers, like-for-like change +5.6%; actively managed books +8.4%; index-like books +2.5%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	42.5%	158	+9.6%	25	14
Exempt adviser	0.6%	3	-41.4%	1	2
Adviser	6.8%	8	+7.2%	1	0
Bank	11.6%	16	+4.6%	0	2
Insurer	0.9%	2	+0.6%	0	0
Broker-dealer	0.0%	1	+115.1%	0	0
Benefit plan	0.2%	6	+13.6%	1	0
Non-US	2.4%	11	-4.7%	1	0
Holding company	22.6%	11	+3.2%	1	0
Unknown	12.4%	89	+2.6%	13	10

Style	Share	Filers	Change	New	Exited
Index-like	46.3%	37	+2.5%	0	1
Systematic-like	3.4%	17	-13.0%	3	9
Concentrated	0.5%	60	+1.6%	15	8
Diversified active	49.8%	191	+10.4%	25	10
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	63.7%	182	+3.1%	17	11
Medium turnover	15.9%	62	+39.2%	11	2
High turnover	3.7%	33	-25.3%	10	15
Unknown	16.7%	28	+0.8%	5	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	15.8%	35	+0.4%	9	6
Medium horizon	23.8%	50	-0.4%	10	7
Long horizon	57.9%	203	+10.7%	22	10
Unknown	2.5%	17	-6.6%	2	5
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	1.2%	58	+19.9%	14	7
$1B to $10B	2.7%	83	+2.0%	16	10
$10B to $100B	13.8%	95	+21.7%	10	7
$100B or more	82.2%	69	+3.2%	3	4
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	2.6%	87	+7.7%	14	6
Pooled investment vehicles	1.5%	16	-1.7%	5	7
Registered funds and BDCs	33.7%	23	+11.7%	2	1
Pension and profit sharing plans	0.1%	2	+31.3%	0	0
Insurance companies	0.2%	3	+1.9%	0	0
Charitable organizations	0.0%	1	0.0%	0	0
Governments and sovereign funds	1.0%	7	+10.5%	1	0
Other investment advisers	0.2%	6	+102.6%	1	0
Other	0.1%	1	-1.8%	0	0
Diversified	3.1%	12	-4.8%	2	0
Unknown	57.5%	147	+2.8%	18	14

Private funds	Share	Filers	Change	New	Exited
Hedge funds	4.5%	25	-7.8%	6	9
Private equity funds	0.7%	9	+3.6%	1	0
Venture capital funds	0.0%	1	0.0%	0	0
Real estate funds	0.0%	5	+37.5%	1	1
Liquidity funds	0.0%	2	-2.6%	0	0
Securitized asset funds	0.2%	1	+2.5%	0	0
Other private funds	11.6%	17	-1.1%	1	1
Mixed private funds	0.2%	1	+9.6%	0	0
Private funds, type not stated	1.8%	3	-3.8%	0	0
No private funds	24.1%	97	+18.8%	17	5
Unknown	56.9%	144	+3.7%	17	12

Location	Share	Filers	Change	New	Exited
United States	95.0%	255	+6.3%	34	24
Outside the US	5.0%	50	-8.1%	9	4

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 4 holders with no observed 2026-03-31 13F and 3 holders with no observed 2026-06-30 13F. Compared across CIK changes: JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

305 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.328% of filers hold it in their top 10

Mar 31, 2026: 1

Holders above 5%

median weight 0.003%

Mar 31, 2026: 0

Crowding

15.8%

of shares outstanding, 46th percentile

Mar 31, 2026: 16.7%

Private-fund advisers

14.6%

of shares outstanding

Institutional ownership

76.9%

80.8% of the estimated free float

Top 10 holders

63.8%

of 13F shares, Herfindahl 0.065

Active holders

+8.4%

like-for-like share change of active filers

5% stakes on record

0 13D, 5 13G (5 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 15.7 quarters

Under 1 year 21.4% 1 to 3 years 25.8% 3 years or more 52.8% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$48.42

estimated per share

Mar 31, 2026: $44.53

Quarter-end price

$61.92

implied by 13F values

Estimated gain or loss

+27.9%

price against the estimated cost

Estimated at a loss

0.000%

of costed 13F value

Estimated cost covers 15.0% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies CATY's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	MTX Minerals Technologies Inc	3	0.199
2	KFRC Kforce Inc	3	0.184
3	WERN Werner Enterprises Inc	4	0.184
4	HTLD Heartland Express Inc	3	0.178
5	OFG Ofg Bancorp	3	0.158
6	SRCE 1St Source Corp	3	0.158
7	IBOC International Bancshares Corp	3	0.150
8	ARCB Arcbest Corp	3	0.138
9	CPK Chesapeake Utilities Corp	3	0.130
10	INSW International Seaways, Inc.	3	0.130

Shareholder Targets

13F filers that own its peers but not CATY, quarter ended Jun 30, 2026

Found through its holder-overlap peers: MTX, KFRC, WERN, HTLD, OFG, SRCE, IBOC, ARCB, CPK, INSW, ATKR, MHO, LEA, AGCO, POR, AIZ, DPZ, PB, SON, ENS. 1,463 filers in all.

#	Filer	In peers	Of book	Largest peers
1	PZENA INVESTMENT MANAGEMENT LLC Registered adviser, Diversified active	$889,945,646 1 held	2.64%	LEA
2	Soroban Capital Partners LP Registered adviser, Concentrated	$786,934,120 1 held	5.56%	DPZ
3	EARNEST PARTNERS LLC Registered adviser, Diversified active	$427,877,004 3 held	1.55%	ENS, SON, ATKR
4	JACOBS LEVY EQUITY MANAGEMENT, INC Registered adviser, Diversified active	$422,230,879 11 held	1.52%	DPZ, LEA, WERN
5	1ST SOURCE BANK Unknown, Concentrated	$416,946,324 1 held	18.9%	SRCE
6	BARROW HANLEY MEWHINNEY & STRAUSS LLC Registered adviser, Diversified active	$375,174,989 8 held	1.14%	PB, OFG, WERN
7	SCHRODER INVESTMENT MANAGEMENT GROUP Registered adviser, Diversified active	$372,811,840 10 held	0.270%	LEA, AIZ, ENS
8	Clearbridge Investments, LLC Registered adviser, Diversified active	$352,297,623 3 held	0.290%	POR, INSW, PB
9	Capital World Investors Adviser, Diversified active	$310,013,543 1 held	0.040%	AGCO
10	Boston Partners Registered adviser, Diversified active	$280,400,272 11 held	0.250%	ENS, DPZ, LEA

Fund Ownership of CATY by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 30.01% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	5.03%	+0.58 pp	3,356,968	81
Index ETFs	24.98%	-3.27 pp	16,663,135	78
Active ETFs	2.19%	-2.03 pp	1,458,851	25
Active funds	13.90%	+3.77 pp	9,274,982	125
Unclassified	2.73%	+2.72 pp	1,823,870	15
All registered funds	48.83%	+1.77 pp	32,577,806	324

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 162 Exempt adviser 3 Adviser 8 Bank 16 Insurer 2 Broker-dealer 1 Benefit plan 6 Non-US 12 Holding company 11 Unknown 98

Showing 100 of 321

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$604,643,944

19.02%

9,753,895

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	50,225	$3,113,447	0.5%	Sole
BlackRock Investment Management (Australia) Ltd	140	$8,678	0.0%	Sole
BlackRock Asset Management Canada Ltd	634	$39,301	0.0%	Sole
BlackRock Investment Management, LLC	201,582	$12,496,068	2.1%	Sole
BLACKROCK ADVISORS LLC	137,534	$8,525,732	1.4%	Sole
BlackRock Fund Advisors	6,977,540	$432,537,704	71.5%	Sole
BlackRock Institutional Trust Company, N.A.	1,978,972	$122,676,474	20.3%	Sole
BlackRock Fund Managers Ltd.	11,167	$692,242	0.1%	Sole
BlackRock Investment Management (UK) Ltd.	17,779	$1,102,120	0.2%	Sole
BlackRock (Netherlands) B.V.	920	$57,030	0.0%	Sole
BlackRock Asset Management Ireland Ltd	169,385	$10,500,176	1.7%	Sole
BlackRock Life Ltd	1,625	$100,733	0.0%	Sole
BlackRock Asset Management Schweiz AG	11,280	$699,247	0.1%	Sole
Aperio Group, LLC	195,093	$12,093,815	2.0%	Sole
SpiderRock Advisors, LLC	19	$1,177	0.0%	Sole

VANGUARD PORTFOLIO MANAGEMENT LLC

$255,111,724

8.02%

4,115,369

DIMENSIONAL FUND ADVISORS LP

$243,177,987

7.65%

4,087,025

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	11,814	$702,933	0.3%	Defined
DFA Australia Ltd.	28,120	$1,673,140	0.7%	Defined
Dimensional Fund Advisors Pte. Ltd.	518	$30,821	0.0%	Defined
Dimensional Ireland Ltd	146,713	$8,729,423	3.6%	Defined
Held directly	3,899,860	$232,041,670	95.4%	Sole

STATE STREET CORP

$218,835,238

6.88%

3,530,170

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	3,530,170	$218,835,238	100.0%	Defined

VANGUARD CAPITAL MANAGEMENT LLC

$179,815,260

5.66%

2,900,714

AMERICAN CENTURY COMPANIES INC

$123,366,794

3.88%

1,990,108

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	1,990,108	$123,366,794	100.0%	Defined

Invesco Ltd.

$122,489,696

3.85%

1,975,959

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	1,743,065	$108,052,598	88.2%	Defined
Invesco Trust Co joint	26,244	$1,626,865	1.3%	Defined
Invesco Capital Management LLC	206,650	$12,810,233	10.5%	Defined

GEODE CAPITAL MANAGEMENT, LLC

$113,451,617

3.57%

1,830,160

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	247,441	$15,338,867	13.5%	Defined
Held directly	1,582,719	$98,112,750	86.5%	Defined

FULLER & THALER ASSET MANAGEMENT, INC.

$106,356,614

3.35%

1,715,706

T. Rowe Price Investment Management, Inc.

$64,546,281

2.03%

1,041,237

GOLDMAN SACHS GROUP INC

$56,010,566

1.76%

903,542

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	357,724	$22,175,310	39.6%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	526,539	$32,640,152	58.3%	Defined
Goldman Sachs Trust Company, N.A. joint	19,279	$1,195,104	2.1%	Defined

MASSACHUSETTS FINANCIAL SERVICES CO /MA/

$54,179,383

1.70%

874,002

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MFS Heritage Trust CO	15,469	$958,923	1.8%	Defined
Held directly	858,533	$53,220,460	98.2%	Sole

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$54,135,061

1.70%

873,287

NORTHERN TRUST CORP

$53,029,342

1.67%

855,450

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	773,176	$47,929,179	90.4%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	48,638	$3,015,069	5.7%	Defined
MASON STREET ADVISORS, LLC joint	22,403	$1,388,761	2.6%	Other
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	10,199	$632,236	1.2%	Other
Green Century Capital Management, Inc. joint	1,034	$64,097	0.1%	Other

MORGAN STANLEY

$46,104,996

1.45%

743,749

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	200	$12,398	0.0%	Defined
MORGAN STANLEY & CO. LLC	29,495	$1,828,395	4.0%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	292,628	$18,140,009	39.3%	Defined
MORGAN STANLEY AIP GP LP	219	$13,575	0.0%	Defined
MORGAN STANLEY INVESTMENT MANAGEMENT INC	576	$35,706	0.1%	Defined
Morgan Stanley Investment Management LTD	30,267	$1,876,250	4.1%	Defined
MORGAN STANLEY SMITH BARNEY LLC	12,095	$749,769	1.6%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	353,666	$21,923,755	47.6%	Defined
EATON VANCE MANAGEMENT	24,603	$1,525,139	3.3%	Defined

LSV ASSET MANAGEMENT

$42,041,618

1.32%

678,200

GW&K Investment Management, LLC

$40,681,805

1.28%

656,264

Bank of New York Mellon Corp

$38,583,844

1.21%

648,468

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNY Mellon Trust of Delaware joint	1,515	$90,142	0.2%	Defined
Mellon Investments Corporation joint	424,793	$25,275,183	65.5%	Defined
BNY Mellon Investment Adviser, Inc.	50,524	$3,006,178	7.8%	Defined
The Bank of New York Mellon	131,832	$7,844,004	20.3%	Defined
BNY Mellon, NA joint	39,230	$2,334,185	6.0%	Defined
BNY Mellon Advisors, Inc.	573	$34,093	0.1%	Defined
Held directly	1	$59	0.0%	Defined

NORGES BANK

$37,988,835

1.19%

612,822

Boston Trust Walden Corp

$28,170,096

0.89%

473,447

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BOSTON TRUST WALDEN NATIONAL ASSOCIATION	274,780	$16,349,410	58.0%	Defined
Boston Trust Walden Inc.	198,667	$11,820,686	42.0%	Defined

Nuveen, LLC

$27,709,652

0.87%

447,002

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	144,126	$8,934,370	32.2%	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	68,218	$4,228,833	15.3%	Defined
TEACHERS ADVISORS, LLC joint	234,658	$14,546,449	52.5%	Defined

VANGUARD FIDUCIARY TRUST CO

$27,435,658

0.86%

442,582

WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC

$26,051,793

0.82%

420,258

BANK OF AMERICA CORP /DE/

$25,449,682

0.80%

410,545

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	153,240	$9,499,347	37.3%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	3,938	$244,116	1.0%	Defined
BOFA SECURITIES, INC.	34,028	$2,109,395	8.3%	Defined
MANAGED ACCOUNT ADVISORS LLC joint	219,339	$13,596,824	53.4%	Defined

D. E. Shaw & Co., Inc.

$23,723,077

0.75%

382,692

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	382,692	$23,723,077	100.0%	Defined

TWO SIGMA INVESTMENTS, LP

$22,452,468

0.71%

362,195

GLENMEDE TRUST CO NA

$19,216,092

0.60%

309,987

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Glenmede Investment Management, LP	292,716	$18,145,464	94.4%	Sole
Held directly	17,271	$1,070,628	5.6%	Sole

PRINCIPAL FINANCIAL GROUP INC

$18,972,110

0.60%

318,859

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 134	74	$4,403	0.0%	Defined
Held directly	318,785	$18,967,707	100.0%	Defined

Qube Research & Technologies Ltd

$17,585,447

0.55%

283,682

Public Sector Pension Investment Board

$17,510,253

0.55%

282,469

CSM Advisors, LLC

$15,372,590

0.48%

247,985

FRANKLIN RESOURCES INC

$15,133,863

0.48%

244,134

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brandywine Global Investment Management, LLC	150,249	$9,313,935	61.5%	Defined
FIDUCIARY TRUST CO INTERNATIONAL	7	$433	0.0%	Defined
FIDUCIARY TRUST INTERNATIONAL LLC	8,301	$514,578	3.4%	Defined
FRANKLIN ADVISERS INC	83,062	$5,149,013	34.0%	Defined
PUTNAM ADVISORY CO LLC	2,515	$155,904	1.0%	Defined

HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC

$15,012,118

0.47%

242,170

VICTORY CAPITAL MANAGEMENT INC

$14,122,933

0.44%

227,826

Edgestream Partners, L.P.

$13,441,725

0.42%

216,837

UBS Group AG

$12,169,379

0.38%

196,312

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	5,415	$335,675	2.8%	Defined
UBS AG	159,566	$9,891,496	81.3%	Defined
UBS Switzerland AG	31,331	$1,942,208	16.0%	Defined

RHUMBLINE ADVISERS

$11,760,556

0.37%

189,717

AMERIPRISE FINANCIAL INC

$11,641,288

0.37%

187,793

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	187,293	$11,610,293	99.7%	Defined
Ameriprise Financial Services, LLC	500	$30,995	0.3%	Defined

Legal & General Group Plc

$9,685,812

0.30%

156,248

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	102,545	$6,356,764	65.6%	Defined
Legal & General Investment Management Ltd joint	53,703	$3,329,048	34.4%	Defined

NORDEA INVESTMENT MANAGEMENT AB

$9,171,791

0.29%

147,956

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nordea Funds Ltd	35,955	$2,228,850	24.3%	Defined
Nordea Investment Funds S.A.	112,001	$6,942,941	75.7%	Defined

RENAISSANCE TECHNOLOGIES LLC

$8,775,986

0.28%

141,571

DENALI ADVISORS LLC

$8,697,011

0.27%

140,297

FIRST TRUST ADVISORS LP

$8,500,440

0.27%

137,126

Swiss National Bank

$7,928,521

0.25%

127,900

Waverly Advisors, LLC

$7,928,149

0.25%

127,894

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$7,858,342

0.25%

126,768

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	2,277	$141,151	1.8%	Defined
UBS Asset Management Switzerland AG	93,978	$5,825,695	74.1%	Defined
UBS Asset Management (UK) Ltd.	11,864	$735,447	9.4%	Defined
Held directly	18,649	$1,156,049	14.7%	Defined

AQR CAPITAL MANAGEMENT LLC

$7,637,349

0.24%

123,203

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Petros Family Wealth, LLC	115	$7,128	0.1%	Other
RF&L WEALTH MANAGEMENT, LLC	7	$433	0.0%	Other
Compound Planning, Inc.	22	$1,363	0.0%	Other
Arax Advisory Partners	660	$40,913	0.5%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	785	$48,662	0.6%	Other
Stokes Family Office, LLC	9	$557	0.0%	Other
Held directly	121,605	$7,538,293	98.7%	Defined

PRUDENTIAL FINANCIAL INC

$7,506,989

0.24%

121,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PGIM Quantitative Solutions LLC	121,100	$7,506,989	100.0%	Defined

WELLINGTON MANAGEMENT GROUP LLP

$7,459,875

0.23%

120,340

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	101,339	$6,282,004	84.2%	Defined
Wellington Trust Company, NA joint	19,001	$1,177,871	15.8%	Defined

MILLENNIUM MANAGEMENT LLC

$7,321,019

0.23%

118,100

Universal- Beteiligungs- und Servicegesellschaft mbH

$6,361,537

0.20%

102,622

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Universal-Investment-Gesellschaft mbH joint	102,622	$6,361,537	100.0%	Defined

NEW YORK STATE TEACHERS RETIREMENT SYSTEM

$6,052,102

0.19%

101,716

Moody Aldrich Partners LLC

$5,773,285

0.18%

97,030

JPMORGAN CHASE & CO

$5,654,167

0.18%

91,211

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Trust Co of Delaware	43	$2,665	0.0%	Defined
JPMorgan Chase Bank, N.A.	27,344	$1,695,054	30.0%	Defined
J.P. Morgan Investment Management Inc.	59,920	$3,714,440	65.7%	Defined
J.P. Morgan Securities LLC	3,316	$205,558	3.6%	Defined
J.P. Morgan Securities plc	588	$36,450	0.6%	Defined

ALLIANCEBERNSTEIN L.P.

$5,406,891

0.17%

87,222

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	87,222	$5,406,891	100.0%	Defined

PRICE T ROWE ASSOCIATES INC /MD/

$5,159,613

0.16%

83,233

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	83,233	$5,159,613	100.0%	Defined

CAPITAL FUND MANAGEMENT S.A.

$5,125,581

0.16%

82,684

Quantinno Capital Management LP

$5,048,651

0.16%

81,443

ALGERT GLOBAL LLC

$4,693,014

0.15%

75,706

DEAN INVESTMENT ASSOCIATES, LLC

$4,688,489

0.15%

75,633

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dean Capital Management	75,633	$4,688,489	100.0%	Defined

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$4,520,124

0.14%

72,917

BESSEMER GROUP INC

$4,478,533

0.14%

72,303

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BESSEMER TRUST Co NATIONAL ASSOCIATION	71,642	$4,437,558	99.1%	Defined
Bessemer Trust CO of Delaware, N.A.	370	$22,936	0.5%	Other
BESSEMER TRUST Co OF FLORIDA	291	$18,039	0.4%	Defined

DEUTSCHE BANK AG\

$4,243,276

0.13%

68,451

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS Investments UK Ltd	67,237	$4,168,021	98.2%	Defined
DWS International GmbH	1,214	$75,255	1.8%	Defined

Russell Investments Group, Ltd.

$4,243,027

0.13%

68,447

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	49,246	$3,052,758	71.9%	Defined
Russell Investments Capital, LLC	5,758	$356,938	8.4%	Defined
Russell Investments France SAS	3,874	$240,149	5.7%	Defined
Russell Investments Trust Company	9,569	$593,182	14.0%	Defined

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

$4,204,865

0.13%

70,670

WELLS FARGO & COMPANY/MN

$3,840,526

0.12%

61,954

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	57,246	$3,548,679	92.4%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	2,470	$153,115	4.0%	Defined
WELLS FARGO CLEARING SERVICES, LLC	2,197	$136,192	3.5%	Defined
Wells Fargo Securities, LLC	3	$185	0.0%	Defined
WELLS FARGO INVESTMENT INSTITUTE, INC.	38	$2,355	0.1%	Defined

NEW YORK STATE COMMON RETIREMENT FUND

$3,811,579

0.12%

61,487

VANGUARD ASSET MANAGEMENT, Ltd

$3,657,595

0.12%

59,003

RAYMOND JAMES FINANCIAL INC

$3,529,586

0.11%

56,938

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	27,348	$1,695,302	48.0%	Defined
Raymond James Financial Services Advisors, Inc.	29,590	$1,834,284	52.0%	Defined

VIRGINIA RETIREMENT SYSTEMS ET Al

$3,456,176

0.11%

58,087

Dean Capital Management

$3,405,358

0.11%

54,934

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legato Capital Management LLC	54,934	$3,405,358	100.0%	Defined

CANADA LIFE ASSURANCE Co

$3,274,869

0.10%

52,829

NorthCrest Asset Manangement, LLC

$3,255,602

0.10%

54,716

Convergence Investment Partners, LLC

$3,109,470

0.10%

52,260

Kondo Wealth Advisors, Inc.

$3,003,738

0.09%

50,483

Dana Investment Advisors, Inc.

$2,989,901

0.09%

48,232

VOYA INVESTMENT MANAGEMENT LLC

$2,968,824

0.09%

47,892

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Voya Investment Management Co. LLC joint	47,892	$2,968,824	100.0%	Defined

ACADIAN ASSET MANAGEMENT LLC

$2,957,108

0.09%

47,703

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Acadian Inc	47,703	$2,957,108	100.0%	Defined

SEI INVESTMENTS CO

$2,877,327

0.09%

46,416

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI INVESTMENTS MANAGEMENT CORP	5,191	$321,790	11.2%	Sole
SEI TRUST CO	41,225	$2,555,537	88.8%	Sole

CITIGROUP INC

$2,850,585

0.09%

47,909

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citibank, N.A. joint	6,312	$375,564	13.2%	Defined
Citigroup Financial Products Inc. joint	41,597	$2,475,021	86.8%	Defined

WEDGE CAPITAL MANAGEMENT L L P/NC

$2,828,213

0.09%

47,533

Vanguard Global Advisers, LLC

$2,590,252

0.08%

41,785

Thrivent Financial for Lutherans

$2,573,196

0.08%

43,247

Horizon Investments, LLC

$2,506,317

0.08%

40,431

WILLNER & HELLER, LLC

$2,495,073

0.08%

41,934

Trexquant Investment LP

$2,394,115

0.08%

38,621

MetLife Investment Management, LLC

$2,370,559

0.07%

38,241

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	38,241	$2,370,559	100.0%	Defined

MERCER GLOBAL ADVISORS INC /ADV

$2,341,672

0.07%

37,775

CAPTRUST FINANCIAL ADVISORS

$2,134,997

0.07%

34,441

Cetera Investment Advisers

$2,132,703

0.07%

34,404

LAZARD ASSET MANAGEMENT LLC

$2,041,826

0.06%

32,938

Illinois Municipal Retirement Fund

$2,036,328

0.06%

34,224

State of Tennessee, Department of Treasury

$2,033,086

0.06%

32,797

Brevan Howard Capital Management LP

$2,029,242

0.06%

32,735

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brevan Howard US Investment Management, LP	32,735	$2,029,242	100.0%	Defined

MANUFACTURERS LIFE INSURANCE COMPANY, THE

$2,017,712

0.06%

32,549

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MANULIFE FINANCIAL CORP joint	32,549	$2,017,712	100.0%	Defined

Rafferty Asset Management, LLC

$2,017,526

0.06%

32,546

Iron Gate Global Advisors LLC

$1,929,438

0.06%

31,125

O'SHAUGHNESSY ASSET MANAGEMENT, LLC

$1,922,929

0.06%

31,020

Allianz Asset Management GmbH

$1,889,269

0.06%

30,477

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Allianz Global Investors GmbH	30,477	$1,889,269	100.0%	Defined

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$1,876,871

0.06%

30,277

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	30,277	$1,876,871	100.0%	Defined

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Key facts CIK 861842 CUSIP 149150104 13F (30d) 132 filings 115 filers Visit website Investor relations