CATY · Cathay General Bancorp · Proposed Sales
$60.16
-0.32 (-0.53%)
At close · Oct 6
Return incl. dividend (before tax)
Market Cap
$3.99B
Shares
66.71M
Volume · Oct 6
316.9K
Avg daily vol (3M)
469.12K
Notices of intent to sell restricted or control shares, filed with the SEC on Form 144 by insiders and affiliates. A Form 144 signals a planned sale — it does not confirm the shares were actually sold.
| Filed | Seller | Relationship | Shares | Approx. Sale | Broker |
|---|---|---|---|---|---|
| 2026-09-02 | Sun Richard | Director | 1,000 | 2026-09-02 | Charles Schwab & Co., Inc. |
| 2026-08-25 | Lo Thomas M. | Officer | 1,600 | 2026-08-25 | Charles Schwab & Co., Inc. |
| 2026-08-25 | Sun Richard | Director | 1,000 | 2026-08-25 | Charles Schwab & Co., Inc. |
| 2026-08-10 | Sun Richard | Director | 3,000 | 2026-08-10 | Charles Schwab & Co., Inc. |
| 2026-07-31 | Sun Richard | Director | 5,000 | 2026-07-31 | Charles Schwab & Co., Inc. |
| 2026-07-30 | Sun Richard | Director | 5,000 | 2026-07-30 | Charles Schwab & Co., Inc. |
| 2026-07-29 | Sun Richard | Director | 20,000 | 2026-07-29 | Charles Schwab & Co., Inc. |
| 2026-06-04 | TANG ANTHONY M | Director | 30,000 | 2026-06-04 | Stifel Nicolaus & Company Inc |
| 2026-05-05 | PACJU LLC | Officer | 40,000 | 2026-05-05 | UBS Financial Services Inc |
| 2026-04-28 | Chan May K. | Officer | 559 | 2026-04-28 | Charles Schwab & Co., Inc. |
| 2026-04-06 | Liu Chang | Officer, Director | 4,836 | 2026-04-06 | Charles Schwab & Co., Inc. |
| 2026-01-29 | Lo Thomas M. | Officer | 1,000 | 2026-01-29 | Charles Schwab & Co., Inc. |
| 2025-12-04 | TANG ANTHONY M | Director | 2,000 | 2025-12-04 | Stifel Nicolaus & Company Inc |
| 2025-12-03 | TANG ANTHONY M | Director | 8,000 | 2025-12-03 | Stifel Nicolaus & Company Inc |
| 2025-11-19 | CHENG DUNSON K | Officer | 32,590 | 2025-11-19 | Charles Schwab Corp. |
| 2025-10-28 | Liu Chang | Officer, Director | 5,165 | 2025-10-28 | Charles Schwab & Co., Inc. |
| 2025-10-27 | Lo Thomas M. | Officer | 1,000 | 2025-10-27 | Charles Schwab & Co., Inc. |
| 2025-09-03 | Lo Thomas M. | Officer | 1,000 | 2025-09-03 | Charles Schwab Corp. |
| 2025-05-13 | Lo Thomas M. | Officer | 729 | 2025-05-12 | Charles Schwab & Co., Inc. |
| 2025-05-07 | BINGHAM KIM R | Former Affiliate | 6,000 | 2025-05-07 | Charles Schwab Corporation |
| 2024-11-06 | PACJU LLC | Officer | 100,000 | 2024-11-06 | UBS Financial Services Inc |
| 2024-10-30 | Lo Thomas M. | Officer | 900 | 2024-10-30 | Charles Schwab & Co., Inc. |
| 2024-10-30 | PACJU LLC | Officer | 20,000 | 2024-10-30 | UBS Financial Services Inc |
| 2024-08-26 | CHENG DUNSON K | Officer, Director | 12,401 | 2024-08-26 | Charles Schwab & Co., Inc. |
| 2024-07-26 | PACJU LLC | Officer | 20,000 | 2024-07-26 | UBS Financial Services Inc |
| 2024-07-25 | BINGHAM KIM R | Officer | 6,000 | 2024-07-25 | Charles Schwab Corporation |
| 2023-11-03 | BINGHAM KIM R | Director | 6,000 | 2023-11-03 | Charles Schwab Corporation |
Showing 1–27 of 27 filings