RED LIGHTHOUSE INVESTMENT MANAGEMENT, LLC

Registered adviser

CIK

1962166

Location

NEW YORK, NY

Portfolio Value

Small $337,176,153

Diversification

Highly concentrated

Filing Date

Global Rank

#4,904 / 8,827 ▼ 16 · as of Jun 2026

Top Industry

Consumer Electronics 47.9%

Period ended 38 days ago

Filed Nov 2, 2026 · 5d

16 quarters · since Dec 2022

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 145682

Roster of Nov 1, 2026

Regulatory AUM

$612,164,932

Main clients

Individuals and high net worth (92% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Mar 2026 to Nov 2026	$612,164,932	Individuals and high net worth (92%)
Apr 2025 to Feb 2026	$531,083,858	Individuals and high net worth (91%)
Feb 2024 to Mar 2025	$524,754,954	Individuals and high net worth (92%)
May 2023 to Jan 2024	$458,797,921	Individuals and high net worth (94%)
Mar 2023 to Apr 2023	$458,797,921	Individuals and high net worth (94%)
Apr 2022 to Feb 2023	$505,734,275	Individuals and high net worth (95%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 92.2% of the book (60%+)

Turnover

Low turnover

4.2% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 13.8 quarters (12+)

Closest benchmark: every 13F filer's combined book, active share 84.0%; sector active share 72.2% against the combined 13F book's sector weights.

Over time 15 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

85 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

51.1%

−0.8 pts

Top 5

88.2%

+0.3 pts

Top 10

92.4%

+0.2 pts

HHI

3,336

Highly concentrated−85

Portfolio Trend

16 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	83.7%	$282,253,497	56
Technology	11.7%	$39,596,010	9
Financial Services	1.9%	$6,352,702	8
Communication Services	0.9%	$3,140,604	3
Consumer Cyclical	0.6%	$2,187,882	2
Healthcare	0.5%	$1,700,182	4
Consumer Defensive	0.3%	$1,148,653	2
Energy	0.2%	$796,623	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
DFGP	Dimensional Global Core Plus Fixed Income ETF	+27,146	166,687	$8,655,389
DUSB	Dimensional Ultrashort Fixed Income ETF	+5,080	35,568	$1,795,828
AVDV	Avantis International Small Cap Value ETF	+1,149	179,521	$19,636,006
AVUS	Avantis U.S. Equity ETF	+862	436,326	$55,888,997
IBND	State Street(R) SPDR(R) Bloomberg International Corporate Bond ETF	+808	10,588	$316,369
VPLS	VANGUARD CORE-PLUS BOND ETF	+724	8,240	$609,842
DFIV	Dimensional International Value ETF	+712	70,565	$3,941,760
AVEM	Avantis Emerging Markets Equity ETF	+681	101,066	$9,502,225
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	+537	12,961	$1,628,808
AVRE	Avantis Real Estate ETF	+429	55,927	$2,480,362
DFAE	Dimensional Emerging Core Equity Market ETF	+393	19,009	$747,243
DFGR	Dimensional Global Real Estate ETF	+299	53,684	$1,452,152
AVDE	Avantis International Equity ETF	+212	298,827	$26,927,300
AVGE	Avantis All Equity Markets ETF	+193	4,268	$419,715
MSFT	Microsoft Corp	+65	15,485	$7,942,256
DFSD	Dimensional Short-Duration Fixed Income ETF	+40	11,375	$528,619
DFAW	Dimensional World Equity ETF	+27	2,523	$207,668
AMZN	Amazon Com Inc	+27	6,602	$1,644,888
NVDA	Nvidia Corp	+26	1,915	$437,347
AVSD	Avantis Responsible International Equity ETF	+11	4,661	$371,295
VTIP	VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND	+10	45,325	$2,230,896
JNJ	Johnson & Johnson	+7	2,080	$550,659
CVX	Chevron Corp	+7	3,901	$796,623
QCOM	Qualcomm Inc	+6	3,451	$635,122
BAC	Bank Of America Corp	+6	5,612	$305,461
No positions match the current search.

Trimmed

Positions the filer reduced

21 positions

Ticker	Company	Δ Shares	Shares	Value
DFCF	Dimensional Core Fixed Income ETF	−24,988	30,012	$1,204,081
DFAC	Dimensional U.S. Core Equity 2 ETF	−14,789	1,034,694	$45,992,148
VGSR	Vert Global Sustainable Real Estate ETF	−8,149	223,325	$2,372,158
AVUV	Avantis U.S. Small Cap Value ETF	−5,873	332,589	$39,169,006
DFAT	Dimensional U.S. Targeted Value ETF	−1,894	81,183	$5,393,798
AAPL	Apple Inc.	−957	79,057	$26,327,562
DFAI	Dimensional International Core Equity Market ETF	−954	85,138	$3,527,267
AMD	Advanced Micro Devices Inc	−435	1,623	$992,886
AVES	Avantis Emerging Markets Value ETF	−417	221,363	$14,417,372
AVIG	Avantis Core Fixed Income ETF	−229	70,492	$2,776,679
EEMS	iShares Trust	−123	5,811	$0
AVSU	Avantis Responsible U.S. Equity ETF	−79	2,346	$206,471
GOOGL	Alphabet Inc.	−20	4,841	$1,665,691
GOOG	Alphabet Inc.	−18	3,174	$1,081,508
WMT	Walmart Inc.	−16	2,521	$261,982
UNH	Unitedhealth Group Inc	−12	761	$279,347
NFLX	Netflix Inc	−8	5,654	$393,405
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	−8	6,665	$2,494,309
TXN	Texas Instruments Inc	−7	1,472	$412,292
SBUX	Starbucks Corp	−3	5,779	$542,994
GS	Goldman Sachs Group Inc	−2	877	$789,615
No positions match the current search.

New Positions

Positions the filer opened this quarter

1 positions

Ticker	Company	Shares	Value	Open
DEXC	Dimensional Emerging Markets ex China Core Equity ETF	3,966	$316,049
No positions match the current search.

Sold Out

Positions the filer fully exited

1 positions

Ticker	Company	Shares	Value	Open
NEE	Nextera Energy Inc	2,490	$218,547
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

85 tracked positions · $337,176,153 total · filing declares 85 positions · $337,614,938 · as of Sep 30, 2026

All sectors Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Technology

Showing 1–50 of 85 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AVUS	Avantis U.S. Equity ETF	Added	436,326	+862	$55,888,997	+0.2%	16.58%
DFAC	Dimensional U.S. Core Equity 2 ETF	Reduced	1,034,694	-14,789	$45,992,148	−1.2%	13.64%
AVUV	Avantis U.S. Small Cap Value ETF	Reduced	332,589	-5,873	$39,169,006	−7.2%	11.62%
AVDE	Avantis International Equity ETF	Added	298,827	+212	$26,927,300	+1.1%	7.99%
AAPL	Apple Inc. Technology	Reduced	79,057	-957	$26,327,562	+13.7%	7.81%
AVDV	Avantis International Small Cap Value ETF	Added	179,521	+1,149	$19,636,006	+6.8%	5.82%
AVES	Avantis Emerging Markets Value ETF	Reduced	221,363	-417	$14,417,372	−0.9%	4.28%
AVEM	Avantis Emerging Markets Equity ETF	Added	101,066	+681	$9,502,225	−1.9%	2.82%
DFGP	Dimensional Global Core Plus Fixed Income ETF	Added	166,687	+27,146	$8,655,389	+13.9%	2.57%
MSFT	Microsoft Corp Technology	Added	15,485	+65	$7,942,256	+38.1%	2.36%
DFAT	Dimensional U.S. Targeted Value ETF	Reduced	81,183	-1,894	$5,393,798	−7.1%	1.60%
DFAU	Dimensional US Core Equity Market ETF	Held	78,084	0	$4,088,478	+1.3%	1.21%
DFIV	Dimensional International Value ETF	Added	70,565	+712	$3,941,760	+4.5%	1.17%
DFAI	Dimensional International Core Equity Market ETF	Reduced	85,138	-954	$3,527,267	−0.7%	1.05%
SPY	Spdr S&P 500 ETF Trust	Held	4,417	0	$3,368,536	+2.1%	1.00%
AVIG	Avantis Core Fixed Income ETF	Reduced	70,492	-229	$2,776,679	−5.2%	0.82%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Reduced	6,665	-8	$2,494,309	+1.0%	0.74%
AVRE	Avantis Real Estate ETF	Added	55,927	+429	$2,480,362	−5.7%	0.74%
VGSR	Vert Global Sustainable Real Estate ETF	Reduced	223,325	-8,149	$2,372,158	−10.0%	0.70%
IXUS	iShares Core MSCI Total International Stock ETF	Held	23,790	0	$2,259,812	−0.5%	0.67%
DFAX	Dimensional World ex. U.S. Core Equity 2 ETF	Held	60,318	0	$2,232,972	+0.5%	0.66%
VTIP	VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND	Added	45,325	+10	$2,230,896	−2.0%	0.66%
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	Held	36,195	0	$2,146,725	−0.6%	0.64%
DUSB	Dimensional Ultrashort Fixed Income ETF	Added	35,568	+5,080	$1,795,828	+16.0%	0.53%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Held	3,891	0	$1,775,035	−4.5%	0.53%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	3,384	+2	$1,685,062	−0.4%	0.50%
GOOGL	Alphabet Inc. Communication Services	Reduced	4,841	-20	$1,665,691	−4.1%	0.49%
AMZN	Amazon Com Inc Consumer Cyclical	Added	6,602	+27	$1,644,888	+5.0%	0.49%
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	Added	12,961	+537	$1,628,808	+9.7%	0.48%
DFGR	Dimensional Global Real Estate ETF	Added	53,684	+299	$1,452,152	−6.1%	0.43%
DFEM	Dimensional Emerging Markets Core Equity 2 ETF	Held	35,788	0	$1,421,499	−2.3%	0.42%
VEA	Vanguard FTSE Developed Markets ETF	Held	18,549	0	$1,309,744	−0.9%	0.39%
DFCF	Dimensional Core Fixed Income ETF	Reduced	30,012	-24,988	$1,204,081	−48.1%	0.36%
DFAR	Dimensional US Real Estate ETF	Held	46,180	0	$1,115,708	−7.6%	0.33%
GOOG	Alphabet Inc. Communication Services	Reduced	3,174	-18	$1,081,508	−4.1%	0.32%
V	Visa Inc. Financial Services	Added	2,929	+1	$1,052,477	+4.8%	0.31%
AIA	iShares Asia 50 ETF	Held	7,188	0	$1,021,917	+0.4%	0.30%
MS	Morgan Stanley Financial Services	Added	5,309	+2	$998,516	−10.0%	0.30%
AMD	Advanced Micro Devices Inc Technology	Reduced	1,623	-435	$992,886	−16.9%	0.29%
DFAS	Dimensional U.S. Small Cap ETF	Held	12,521	0	$969,375	−6.0%	0.29%
DFIC	Dimensional International Core Equity 2 ETF	Held	24,106	0	$906,626	+0.9%	0.27%
JPM	Jpmorgan Chase & Co Financial Services	Added	2,707	+4	$895,556	+1.2%	0.27%
COST	Costco Wholesale Corp Consumer Defensive	Added	974	+1	$886,671	−2.6%	0.26%
DISV	Dimensional International Small Cap Value ETF	Held	19,749	0	$854,934	+7.9%	0.25%
CVX	Chevron Corp Energy	Added	3,901	+7	$796,623	+23.4%	0.24%
GS	Goldman Sachs Group Inc Financial Services	Reduced	877	-2	$789,615	−11.2%	0.23%
VWOB	VANGUARD EMERGING MARKETS GOVERNMENT BOND INDEX FUND	Held	12,292	0	$775,993	−6.1%	0.23%
DFAE	Dimensional Emerging Core Equity Market ETF	Added	19,009	+393	$747,243	−0.2%	0.22%
QCOM	Qualcomm Inc Technology	Added	3,451	+6	$635,122	−0.2%	0.19%
VPLS	VANGUARD CORE-PLUS BOND ETF	Added	8,240	+724	$609,842	+4.6%	0.18%

Showing the top 50 of 85 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.