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DFP · Flaherty & Crumrine Dynamic Preferred & Income Fund Inc · Shareholders & Ownership

Track DFP — free
$18.59 -0.15 (-0.80%)
Market Cap
$384.88M
Shares
20.54M
Volume · Oct 22 62.93K Avg daily vol (3M) 68.46K

Every disclosed holder of DFP in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.

Who Owns DFP

13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions

No chart: shares outstanding cannot be set against these holders.

Holder group Shares % Out
Institutional (13F) 5,453,523 —
Insiders (Forms 3, 4, 5) 0 —
13D/G-only blocks 0 —
Registered funds (N-PORT, not summed) 394,852 —

% Out is unavailable: no shares outstanding count is on record.

13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.

Holders of DFP

# Holder Shares
1
RAYMOND JAMES FINANCIAL INC
13F CIK 720005 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
1,294,453
2
SIT INVESTMENT ASSOCIATES INC
13F CIK 769317 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
657,212
3
COHEN & STEERS, INC.
13F CIK 1284812 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
496,489
4
Invesco Ltd.
13F CIK 914208 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
309,183
4.1
Invesco CEF Income Composite ETF
Fund S000027370 · Registered fund · May 31, 2026
Invesco Exchange-Traded Fund Trust II, not summed
244,693
5
Hennion & Walsh Asset Management, Inc.
13F CIK 1861642 · Unknown · Sep 30, 2026
214,298
6
WELLS FARGO & COMPANY/MN
13F CIK 72971 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
211,865
7
LPL Financial LLC
13F CIK 1403438 · Broker-dealer · Jun 30, 2026
carried, not yet filed for the newest quarter
193,623
8
GUGGENHEIM CAPITAL LLC
13F CIK 1283072 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
163,065
8.1
Multi-Hedge Strategies Fund
Fund S000003747 · Registered fund · Jun 30, 2026
Rydex Variable Trust, not summed
245
8.2
Guggenheim Multi-Hedge Strategies Fund
Fund S000003763 · Registered fund · Jun 30, 2026
Rydex Series Funds, not summed
87
9
Cohen & Steers Closed-End Opportunity Fund, Inc.
Fund · Registered fund · Jun 30, 2026
Cohen & Steers Closed-End Opportunity Fund, Inc., not summed
149,827
10
MORGAN STANLEY
13F CIK 895421 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
136,282
11
Focus Partners Wealth
13F CIK 1542153 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
132,309
12
AMERIPRISE FINANCIAL INC
13F CIK 820027 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
104,750
13
Fiera Capital Corp
13F CIK 1505817 · Non-US institution · Jun 30, 2026
carried, not yet filed for the newest quarter
100,203
14
Smith Asset Management Co., LLC
13F CIK 2068217 · Registered investment adviser · Sep 30, 2026
93,260
15
Cambridge Investment Research Advisors, Inc.
13F CIK 1419186 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
87,704
16
OSAIC HOLDINGS, INC.
13F CIK 1677044 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
80,665
17
1607 Capital Partners, LLC
13F CIK 1436866 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
62,441
18
1776 Wealth LLC
13F CIK 1803140 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
52,097
19
Closed-End Fund Advisors, Inc.
13F CIK 2103520 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
50,509
20
ENVESTNET ASSET MANAGEMENT INC
13F CIK 1407543 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
50,450
21
Whipplewood Advisors, LLC
13F CIK 2052510 · Unknown · Sep 30, 2026
50,397
22
PRINCIPAL SECURITIES, INC.
13F CIK 12600 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
47,982
23
Janney Montgomery Scott LLC
13F CIK 1329948 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
45,343
24
&PARTNERS
13F CIK 107136 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
43,474
25
Private Advisor Group, LLC
13F CIK 1567755 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
39,226
26
COMMONWEALTH EQUITY SERVICES, LLC
13F CIK 312272 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
38,791
27
AlphaCore Capital LLC
13F CIK 1713662 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
36,478
28
Capital Analysts, LLC
13F CIK 1624758 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
36,343
29
SEAMOUNT FINANCIAL GROUP INC
13F CIK 2011267 · Registered investment adviser · Sep 30, 2026
35,764
30
HIGHLINE WEALTH PARTNERS LLC
13F CIK 2042654 · Registered investment adviser · Sep 30, 2026
34,890
31
ROYAL BANK OF CANADA
13F CIK 1000275 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
31,743
32
NewEdge Advisors, LLC
13F CIK 1633516 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
31,366
33
Concurrent Investment Advisors, LLC
13F CIK 2001015 · Registered investment adviser · Sep 30, 2026
31,270
34
Samalin Investment Counsel, LLC
13F CIK 1544366 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
27,311
35
Capital Investment Advisors, LLC
13F CIK 1582732 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
23,916
36
Cetera Investment Advisers
13F CIK 1666741 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
22,373
37
STIFEL FINANCIAL CORP
13F CIK 720672 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
21,824
38
Shaker Financial Services, LLC
13F CIK 1511794 · Registered investment adviser · Sep 30, 2026
20,669
39
Palogic Value Management, L.P.
13F CIK 1532943 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
19,500
40
Baird Financial Group, Inc.
13F CIK 1648711 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
19,057
41
Mathes Company, Inc.
13F CIK 1389223 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
18,000
42
Merit Financial Group, LLC
13F CIK 1621225 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
17,880
43
CENTAURUS FINANCIAL, INC.
13F CIK 891943 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
17,483
44
Cerity Partners LLC
13F CIK 1566475 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
14,300
45
Farther Finance Advisors, LLC
13F CIK 1992825 · Registered investment adviser · Sep 30, 2026
13,244
46
WEDBUSH SECURITIES INC
13F CIK 1142495 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
12,700
47
WOLVERINE ASSET MANAGEMENT LLC
13F CIK 1279891 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
12,531
48
BANK OF AMERICA CORP /DE/
13F CIK 70858 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
12,463
49
RITHOLTZ WEALTH MANAGEMENT
13F CIK 1698218 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
12,274
50
LEVEL FOUR ADVISORY SERVICES, LLC
13F CIK 1696715 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
12,056

Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.

Showing 1–50 of 81 holders

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Key facts CIK 1559991 CUSIP 33848W106 13F (30d) 13 filings 13 filers Visit website Investor relations