DFP · Flaherty & Crumrine Dynamic Preferred & Income Fund Inc · Shareholders & Ownership
Every disclosed holder of DFP in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns DFP
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positionsNo chart: shares outstanding cannot be set against these holders.
| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 5,453,523 | — |
| Insiders (Forms 3, 4, 5) | 0 | — |
| 13D/G-only blocks | 0 | — |
| Registered funds (N-PORT, not summed) | 394,852 | — |
% Out is unavailable: no shares outstanding count is on record.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of DFP
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
RAYMOND JAMES FINANCIAL INC
13F
CIK 720005 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,294,453 | ||
| 2 |
SIT INVESTMENT ASSOCIATES INC
13F
CIK 769317 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
657,212 | ||
| 3 |
COHEN & STEERS, INC.
13F
CIK 1284812 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
496,489 | ||
| 4 |
Invesco Ltd.
13F
CIK 914208 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
309,183 | ||
| 4.1 |
Invesco CEF Income Composite ETF
Fund
S000027370 · Registered fund · May 31, 2026
Invesco Exchange-Traded Fund Trust II, not summed
|
244,693 | ||
| 5 |
Hennion & Walsh Asset Management, Inc.
13F
CIK 1861642 · Unknown · Sep 30, 2026
|
214,298 | ||
| 6 |
WELLS FARGO & COMPANY/MN
13F
CIK 72971 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
211,865 | ||
| 7 |
LPL Financial LLC
13F
CIK 1403438 · Broker-dealer · Jun 30, 2026
carried, not yet filed for the newest quarter
|
193,623 | ||
| 8 |
GUGGENHEIM CAPITAL LLC
13F
CIK 1283072 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
163,065 | ||
| 8.1 |
Multi-Hedge Strategies Fund
Fund
S000003747 · Registered fund · Jun 30, 2026
Rydex Variable Trust, not summed
|
245 | ||
| 8.2 |
Guggenheim Multi-Hedge Strategies Fund
Fund
S000003763 · Registered fund · Jun 30, 2026
Rydex Series Funds, not summed
|
87 | ||
| 9 |
Cohen & Steers Closed-End Opportunity Fund, Inc.
Fund
· Registered fund · Jun 30, 2026
Cohen & Steers Closed-End Opportunity Fund, Inc., not summed
|
149,827 | ||
| 10 |
MORGAN STANLEY
13F
CIK 895421 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
136,282 | ||
| 11 |
Focus Partners Wealth
13F
CIK 1542153 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
132,309 | ||
| 12 |
AMERIPRISE FINANCIAL INC
13F
CIK 820027 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
104,750 | ||
| 13 |
Fiera Capital Corp
13F
CIK 1505817 · Non-US institution · Jun 30, 2026
carried, not yet filed for the newest quarter
|
100,203 | ||
| 14 |
Smith Asset Management Co., LLC
13F
CIK 2068217 · Registered investment adviser · Sep 30, 2026
|
93,260 | ||
| 15 |
Cambridge Investment Research Advisors, Inc.
13F
CIK 1419186 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
87,704 | ||
| 16 |
OSAIC HOLDINGS, INC.
13F
CIK 1677044 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
80,665 | ||
| 17 |
1607 Capital Partners, LLC
13F
CIK 1436866 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
62,441 | ||
| 18 |
1776 Wealth LLC
13F
CIK 1803140 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
52,097 | ||
| 19 |
Closed-End Fund Advisors, Inc.
13F
CIK 2103520 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
50,509 | ||
| 20 |
ENVESTNET ASSET MANAGEMENT INC
13F
CIK 1407543 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
50,450 | ||
| 21 |
Whipplewood Advisors, LLC
13F
CIK 2052510 · Unknown · Sep 30, 2026
|
50,397 | ||
| 22 |
PRINCIPAL SECURITIES, INC.
13F
CIK 12600 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
47,982 | ||
| 23 |
Janney Montgomery Scott LLC
13F
CIK 1329948 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
45,343 | ||
| 24 |
|
43,474 | ||
| 25 |
Private Advisor Group, LLC
13F
CIK 1567755 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
39,226 | ||
| 26 |
COMMONWEALTH EQUITY SERVICES, LLC
13F
CIK 312272 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
38,791 | ||
| 27 |
AlphaCore Capital LLC
13F
CIK 1713662 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
36,478 | ||
| 28 |
Capital Analysts, LLC
13F
CIK 1624758 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
36,343 | ||
| 29 |
SEAMOUNT FINANCIAL GROUP INC
13F
CIK 2011267 · Registered investment adviser · Sep 30, 2026
|
35,764 | ||
| 30 |
HIGHLINE WEALTH PARTNERS LLC
13F
CIK 2042654 · Registered investment adviser · Sep 30, 2026
|
34,890 | ||
| 31 |
ROYAL BANK OF CANADA
13F
CIK 1000275 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
31,743 | ||
| 32 |
NewEdge Advisors, LLC
13F
CIK 1633516 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
31,366 | ||
| 33 |
Concurrent Investment Advisors, LLC
13F
CIK 2001015 · Registered investment adviser · Sep 30, 2026
|
31,270 | ||
| 34 |
Samalin Investment Counsel, LLC
13F
CIK 1544366 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
27,311 | ||
| 35 |
Capital Investment Advisors, LLC
13F
CIK 1582732 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
23,916 | ||
| 36 |
Cetera Investment Advisers
13F
CIK 1666741 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
22,373 | ||
| 37 |
STIFEL FINANCIAL CORP
13F
CIK 720672 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
21,824 | ||
| 38 |
Shaker Financial Services, LLC
13F
CIK 1511794 · Registered investment adviser · Sep 30, 2026
|
20,669 | ||
| 39 |
Palogic Value Management, L.P.
13F
CIK 1532943 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
19,500 | ||
| 40 |
Baird Financial Group, Inc.
13F
CIK 1648711 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
19,057 | ||
| 41 |
Mathes Company, Inc.
13F
CIK 1389223 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
18,000 | ||
| 42 |
Merit Financial Group, LLC
13F
CIK 1621225 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
17,880 | ||
| 43 |
CENTAURUS FINANCIAL, INC.
13F
CIK 891943 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
17,483 | ||
| 44 |
Cerity Partners LLC
13F
CIK 1566475 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
14,300 | ||
| 45 |
Farther Finance Advisors, LLC
13F
CIK 1992825 · Registered investment adviser · Sep 30, 2026
|
13,244 | ||
| 46 |
WEDBUSH SECURITIES INC
13F
CIK 1142495 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
12,700 | ||
| 47 |
WOLVERINE ASSET MANAGEMENT LLC
13F
CIK 1279891 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
12,531 | ||
| 48 |
BANK OF AMERICA CORP /DE/
13F
CIK 70858 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
12,463 | ||
| 49 |
RITHOLTZ WEALTH MANAGEMENT
13F
CIK 1698218 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
12,274 | ||
| 50 |
LEVEL FOUR ADVISORY SERVICES, LLC
13F
CIK 1696715 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
12,056 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.
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