Samalin Investment Counsel, LLC

Registered adviser

CIK

1544366

Location

CHAPPAQUA, NY

Portfolio Value

Small $306,147,680

Diversification

Diversified

Filing Date

Global Rank

#5,104 / 8,818 ▼ 53 · as of Jun 2026

Top Industry

Asset Management 24.2%

Period ended 28 days ago

Filed Oct 23, 2026 · 5d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 142214

Roster of Oct 1, 2026

Regulatory AUM

$490,543,706

Main clients

Individuals and high net worth (99% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$490,543,706	Individuals and high net worth (99%)
Apr 2025 to Mar 2026	$420,604,795	Individuals and high net worth (98%)
Apr 2024 to Mar 2025	$364,523,748	Individuals and high net worth (99%)
May 2023 to Mar 2024	$301,398,442	Individuals and high net worth (100%)
Apr 2023	$301,398,442	Individuals and high net worth (100%)
Apr 2022 to Mar 2023	$325,487,619	Individuals and high net worth (100%)

3 earlier changes not shown.

Stated strategy

Fundamental active, Value, Income, Long/short hedge, Index / passive, Fixed income / rates Form ADV Part 2A, Jun 26, 2026 · original

In the firm's words

Fundamental active: Fundamental Analysis of individual companies and their industry groups, such as a company's financial statements, details regarding the company's product line,
Value: The resulting data is used to ascertain true value of the company's stock compared to the current market value.
Income: This strategy invests primarily or exclusively in large capitalization companies that pay regular dividends.
Long/short hedge: This strategy seeks to generate returns by purchasing securities expected to appreciate in value (“long” positions) while simultaneously selling short securities expected to decline in value (“short” positions).
Index / passive: We will also recommend index mutual funds, generally made available through Dimensional Fund Advisors.
Fixed income / rates: we primarily recommend equity securities, closedend funds, corporate debt securities, mutual funds, exchange traded funds, privately placed securities, loan participations, real estate investment trusts, and options in accordance with your investment objectives.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 37.4%, 33.8 effective positions, active share 66.3% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

21.9% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 18.7 quarters (12+), a floor since 42.9% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 66.3%; sector active share 43.9% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

326 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

14.0%

+1.1 pts

Top 5

30.7%

+1.4 pts

Top 10

40.2%

+1.6 pts

HHI

331

Diversified+38

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	44.6%	$136,569,677	90
Financial Services	19.7%	$60,162,311	76
Technology	10.7%	$32,773,439	27
Healthcare	4.8%	$14,609,740	21
Real Estate	4.7%	$14,471,846	38
Energy	4.3%	$13,269,723	14
Communication Services	2.7%	$8,214,929	11
Industrials	2.5%	$7,679,909	12
Consumer Cyclical	2.5%	$7,669,108	12
Basic Materials	1.4%	$4,359,751	9
Consumer Defensive	1.3%	$3,951,111	8
Utilities	0.8%	$2,416,136	8

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
ABR	Arbor Realty Trust Inc	+131,146	141,787	$70,962
NML	Neuberger Energy Infrastructure & Income Fund Inc.	+93,358	267,682	$2,655,405
CHI	Calamos Convertible Opportunities & Income Fund	+92,354	298,799	$3,415,272
BIZD	VanEck BDC Income ETF	+65,101	281,875	$3,633,368
SCHD	Schwab U.S. Dividend Equity ETF	+60,013	172,620	$5,615,328
RVT	Royce Small-Cap Trust, Inc.	+50,974	198,321	$3,397,238
ADX	Adams Diversified Equity Fund, Inc.	+40,724	105,829	$2,716,630
CHCT	Community Healthcare Trust Inc	+37,754	89,176	$1,264,515
EVT	Eaton Vance Tax-Advantaged Dividend Income Fund	+35,707	100,498	$2,804,899
UTG	Reaves Utility Income Fund	+30,770	80,653	$2,770,430
ISTB	iShares Core 1-5 Year USD Bond ETF	+30,240	112,604	$5,320,539
NKTX	Nkarta, Inc.	+27,908	68,658	$179,883
HQH	abrdn Healthcare Investors	+27,735	182,351	$3,809,312
GAM	General American Investors Co Inc	+16,098	41,332	$2,622,102
PLUG	Plug Power Inc	+13,000	76,500	$148,410
RITM	Rithm Capital Corp.	+12,470	35,035	$312,862
AMLP	Alerian MLP ETF	+11,571	85,461	$4,432,862
GGN	GAMCO Global Gold, Natural Resources & Income Trust	+9,749	64,835	$342,328
BXMT	Blackstone Mortgage Trust, Inc.	+9,038	31,143	$356,587
PMT	PennyMac Mortgage Investment Trust	+8,521	25,224	$198,765
HTZ	Hertz Global Holdings, Inc	+8,500	47,000	$78,490
SHY	iShares 1-3 Year Treasury Bond ETF	+7,999	49,405	$4,011,686
HIO	Western Asset High Income Opportunity Fund Inc.	+7,780	30,659	$99,948
PCF	High Income Securities Fund	+6,280	156,643	$808,277
TIP	iShares TIPS Bond ETF	+5,251	37,041	$3,853,745
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
ONL	Orion Properties Inc.	−80,540	62,699	$156,120
IGR	Cbre Global Real Estate Income Fund	−63,884	34,330	$403,720
ACRE	Ares Commercial Real Estate Corp	−40,330	41,691	$160,093
ECC	Eagle Point Credit Co	−39,694	35,286	$122,089
JPC	Nuveen Preferred & Income Opportunities Fund	−34,894	39,990	$272,731
USA	Liberty All Star Equity Fund	−34,387	42,081	$242,807
HFRO	Highland Opportunities & Income Fund	−30,880	25,129	$167,359
BRSP	BrightSpire Capital, Inc.	−30,245	31,668	$121,288
AQN	Algonquin Power & Utilities Corp.	−30,095	41,472	$208,604
TPVG	TriplePoint Venture Growth BDC Corp.	−28,147	33,596	$163,276
AWP	abrdn Global Premier Properties Fund	−24,923	41,576	$431,143
THW	abrdn World Healthcare Fund	−24,667	22,253	$290,179
OXLC	Oxford Lane Capital Corp.	−24,379	22,150	$199,571
PTY	Pimco Corporate & Income Opportunity Fund	−23,720	33,923	$373,492
RQI	Cohen & Steers Quality Income Realty Fund Inc	−22,946	94,138	$1,026,104
PDO	PIMCO Dynamic Income Opportunities Fund	−22,449	27,063	$320,967
MPT	Medical Properties Trust Inc	−20,712	78,958	$273,194
ARI	Apollo Commercial Real Estate Finance, Inc.	−20,174	37,262	$231,024
RMM	RiverNorth Managed Duration Municipal Income Fund, Inc.	−19,500	18,937	$237,469
XIFR	XPLR Infrastructure, LP	−18,979	19,431	$203,442
AGNC	AGNC Investment Corp.	−18,199	24,956	$226,350
DMB	BNY Mellon Municipal Bond Infrastructure Fund, Inc.	−17,286	14,128	$132,944
THQ	abrdn Healthcare Opportunities Fund	−16,764	17,246	$317,326
PDI	PIMCO Dynamic Income Fund	−16,463	16,457	$230,891
BCX	BlackRock Resources & Commodities Strategy Trust	−15,828	27,269	$323,683
No positions match the current search.

New Positions

Positions the filer opened this quarter

22 positions

Ticker	Company	Shares	Value
BTC	Grayscale Bitcoin Mini Trust ETF	37,316	$1,378,826
ECO	Okeanis Eco Tankers Corp.	12,495	$1,010,595
DHT	DHT Holdings, Inc.	41,537	$937,490
ZROZ	PIMCO 25+ Year Zero Coupon U.S. Treasury Index Exchange-Traded Fund	16,393	$883,910
WDAY	Workday, Inc.	3,321	$632,517
GOOGM	Alphabet Inc.	11,922	$585,131
ADBE	Adobe Inc.	2,424	$581,614
CRM	Salesforce, Inc.	1,362	$312,674
SPCX	Space Exploration Technologies Corp	2,063	$311,224
REGN	Regeneron Pharmaceuticals, Inc.	311	$235,821
HALO	Halozyme Therapeutics, Inc.	2,082	$229,852
PSX	Phillips 66	888	$226,715
ACN	Accenture plc	1,222	$224,078
HRB	H&R Block Inc	5,474	$223,612
DIS	Walt Disney Co	2,030	$212,947
MA	Mastercard Inc	385	$212,315
CSR	Centerspace	3,759	$204,489
LGI	Lazard Global Total Return & Income Fund Inc	10,117	$172,191
CAG	Conagra Brands Inc.	10,188	$136,926
ALOY	Realloys Inc.	12,840	$104,902
JFR	Nuveen Floating Rate Income Fund	10,130	$75,367
PSEC	Prospect Capital Corp	18,274	$38,009
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
CGBD	Carlyle Secured Lending, Inc.	107,636	$1,133,407
FBTC	Fidelity Wise Origin Bitcoin Fund	9,874	$504,067
KRC	Kilroy Realty Corp	11,768	$440,946
SRLN	State Street(R) Blackstone Senior Loan ETF	10,774	$434,084
HODL	VanEck Bitcoin ETF	25,727	$427,325
UTF	Cohen & Steers Infrastructure Fund Inc	14,839	$409,408
NNN	Nnn REIT, Inc.	8,405	$391,084
CSWC	Capital Southwest Corp	16,005	$380,438
CPNG	Coupang, Inc.	20,512	$356,293
XFLT	XAI Floating Rate & Alternative Income Trust	19,525	$342,663
SEI	Solaris Energy Infrastructure, Inc.	3,575	$287,644
IBN	Icici Bank Ltd	9,805	$284,639
IIF	Morgan Stanley India Investment Fund, Inc.	12,134	$276,897
CAT	Caterpillar Inc	242	$257,705
KMB	Kimberly Clark Corp	2,212	$242,811
NRG	Nrg Energy, Inc.	1,613	$235,594
GLPI	Gaming & Leisure Properties, Inc.	4,779	$212,808
LNT	Alliant Energy Corp	2,770	$211,323
CALM	Cal-Maine Foods Inc	2,502	$201,561
HON	Honeywell International Inc	899	$201,286
STUB	StubHub Holdings, Inc.	15,200	$195,624
GNT	GAMCO Natural Resources, Gold & Income Trust	21,854	$178,110
OWL	Blue Owl Capital Inc.	10,881	$95,208
UVIX	VS Trust	10,725	$33,140
SOXS	Direxion Daily Semiconductor Bear 3X Shares	10,093	$32,701
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

326 tracked positions · $306,147,680 total · filing declares 331 positions · $319,333,423 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 326 positions by value · page 1 of 7

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AAPL	Apple Inc. Technology	Reduced	35,075	-406	$11,680,676	+13.8%	3.82%
QQQ	Invesco Qqq Trust, Series 1 PUT + SHARES	Reduced	14,460	-400	$10,697,074	−2.2%	3.49%
OUNZ	VanEck Merk Gold ETF	Reduced	175,246	-1,087	$6,992,315	+2.8%	2.28%
SPY	Spdr S&P 500 ETF Trust	Reduced	9,055	-231	$6,905,614	−0.4%	2.26%
MSFT	Microsoft Corp Technology	Reduced	11,564	-698	$5,931,175	+29.7%	1.94%
SCHD	Schwab U.S. Dividend Equity ETF	Added	172,620	+60,013	$5,615,328	+57.3%	1.83%
ISTB	iShares Core 1-5 Year USD Bond ETF	Added	112,604	+30,240	$5,320,539	+33.9%	1.74%
DGRO	iShares Core Dividend Growth ETF	Added	70,041	+2,453	$5,280,390	+3.1%	1.72%
FTEC	Fidelity MSCI Information Technology Index ETF	Added	15,583	+630	$4,675,834	+9.5%	1.53%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	9,379	+252	$4,670,273	+2.3%	1.53%
AMLP	Alerian MLP ETF	Added	85,461	+11,571	$4,432,862	—	1.45%
ITOT	iShares Core S&P Total U.S. Stock Market ETF	Added	25,823	+474	$4,293,848	+3.1%	1.40%
IWR	iShares Russell Mid-Cap ETF	Added	37,903	+1,118	$4,044,629	−0.3%	1.32%
SHY	iShares 1-3 Year Treasury Bond ETF	Added	49,405	+7,999	$4,011,686	+18.0%	1.31%
BAC	Bank Of America Corp Financial Services	Added	72,860	+551	$3,965,769	−3.7%	1.30%
EFAV	iShares MSCI EAFE Min Vol Factor ETF	Added	43,183	+3,021	$3,934,834	+11.7%	1.29%
DFAC	Dimensional U.S. Core Equity 2 ETF	Added	87,065	+141	$3,870,039	+0.4%	1.26%
TIP	iShares TIPS Bond ETF	Added	37,041	+5,251	$3,853,745	+10.8%	1.26%
HQH	abrdn Healthcare Investors Financial Services	Added	182,351	+27,735	$3,809,312	+12.1%	1.24%
BIZD	VanEck BDC Income ETF	Added	281,875	+65,101	$3,633,368	+32.4%	1.19%
CHI	Calamos Convertible Opportunities & Income Fund Financial Services	Added	298,799	+92,354	$3,415,272	+23.1%	1.12%
MPLX	Mplx LP Energy	Added	60,593	+860	$3,412,597	+1.4%	1.11%
RVT	Royce Small-Cap Trust, Inc. Financial Services	Added	198,321	+50,974	$3,397,238	+24.8%	1.11%
IJR	iShares Core S&P Small-Cap ETF	Reduced	23,610	-198	$3,211,904	−9.0%	1.05%
ETN	Eaton Corp plc Industrials	Added	7,183	+1	$3,086,606	+0.9%	1.01%
NVDA	Nvidia Corp Technology	Reduced	13,488	-10,653	$3,080,389	−36.2%	1.01%
GLD	Spdr Gold Trust	Added	7,995	+4	$3,044,815	+3.4%	0.99%
EVT	Eaton Vance Tax-Advantaged Dividend Income Fund Financial Services	Added	100,498	+35,707	$2,804,899	+56.4%	0.92%
JPM	Jpmorgan Chase & Co Financial Services	Added	8,430	+49	$2,788,896	+1.7%	0.91%
UTG	Reaves Utility Income Fund Financial Services	Added	80,653	+30,770	$2,770,430	+36.4%	0.90%
ADX	Adams Diversified Equity Fund, Inc. Financial Services	Added	105,829	+40,724	$2,716,630	+63.3%	0.89%
EPD	Enterprise Products Partners L.P. Energy	Added	75,300	+242	$2,681,433	−2.8%	0.88%
USTB	VictoryShares Short-Term Bond ETF	Reduced	53,664	-1,305	$2,676,760	−3.8%	0.87%
NML	Neuberger Energy Infrastructure & Income Fund Inc. Financial Services	Added	267,682	+93,358	$2,655,405	+50.2%	0.87%
GAM	General American Investors Co Inc Financial Services	Added	41,332	+16,098	$2,622,102	+63.0%	0.86%
TSLA	Tesla, Inc. Consumer Cyclical	Added	6,698	+710	$2,376,517	−5.6%	0.78%
DFUV	Dimensional U.S. Marketwide Value ETF	Reduced	40,698	-1,460	$2,238,390	−3.5%	0.73%
UNH	Unitedhealth Group Inc Healthcare	Reduced	5,594	-35	$2,053,445	−12.2%	0.67%
DFUS	Dimensional U.S. Equity Market ETF	Added	24,206	+1,012	$2,009,824	+5.8%	0.66%
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	Added	9,459	+6	$1,851,599	+2.8%	0.60%
META	Meta Platforms, Inc. Communication Services	Reduced	2,455	-2,970	$1,780,316	−41.7%	0.58%
MRK	Merck & Co., Inc. Healthcare	Added	12,104	+172	$1,758,832	+14.7%	0.57%
VNQ	VANGUARD REAL ESTATE INDEX FUND	Reduced	19,420	-408	$1,740,614	−9.0%	0.57%
JNJ	Johnson & Johnson Healthcare	Added	6,562	+13	$1,737,223	+4.4%	0.57%
WES	Western Midstream Partners, LP Energy	Reduced	37,804	-756	$1,677,363	−0.6%	0.55%
AMZN	Amazon Com Inc Consumer Cyclical	Added	6,679	+11	$1,664,072	+4.7%	0.54%
EEM	iShares MSCI Emerging Markets ETF	Added	24,678	+481	$1,648,243	−0.4%	0.54%
DFAS	Dimensional U.S. Small Cap ETF	Added	20,943	+82	$1,621,407	−5.6%	0.53%
IJH	iShares Core S&P Mid-Cap ETF	Added	22,404	+934	$1,611,967	−2.6%	0.53%
OHI	Omega Healthcare Investors Inc Real Estate	Added	31,945	+1,908	$1,479,372	+3.3%	0.48%

Showing the top 50 of 326 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.