NML · Neuberger Energy Infrastructure & Income Fund Inc. · Holdings

$10.64 -0.21 (-1.94%) At close · Sep 11

Market Cap

$614.75M

56.66M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 87

Total Value: $210,725,328

Total Shares: 20,782,811

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 87 13F filers · Δ vs Mar 31, 2026

Top Holder

18.3%

−0.6 pts

Top 5

61.1%

−0.8 pts

Top 10

75.4%

−2.0 pts

HHI

929

Broadly held−45

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -2

Institutional value: -1.4%

Shares held: +1.4%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mid Saba Capital Management, L.P.	+208,597	1,951,651
Mega LPL Financial LLC	+84,479	215,754
Mid IFG Advisory, LLC	+82,711	84,341
Small Samalin Investment Counsel, LLC	+80,048	174,324
Large NewEdge Advisors, LLC	+59,367	228,521

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mid PRIVATE MANAGEMENT GROUP INC	−234,682	507,125
Mid CITY OF LONDON INVESTMENT MANAGEMENT CO LTD	−83,723	2,781,835
Large Focus Partners Wealth	−72,220	196,204
Large Calamos Advisors LLC	−41,164	40,825
Large BI Asset Management Fondsmaeglerselskab A/S	−36,073	6,752

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Large Pathstone Holdings, LLC	79,223	$803,321
Mid Cannell & Spears LLC	20,000	$202,800
Mid Arax Advisory Partners	15,500	$157,170
Small Adalta Capital Management LLC	15,000	$152,100
Small Atlas Wealth LLC	12,038	$122,065

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Mid WOLVERINE ASSET MANAGEMENT LLC	63,213	$664,368
Small MONETARY MANAGEMENT GROUP INC	23,200	$243,832
Mid U.S. Capital Wealth Advisors, LLC	15,500	$162,905
Large Integrated Wealth Concepts LLC	13,711	$144,102
Micro ADAPT WEALTH ADVISORS, LLC	13,000	$136,630

Filter: New 10 Increased 38 Reduced 18 Sold out 12 Unchanged 21

Showing 87 of 87

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BANK OF AMERICA CORP /DE/

$38,499,967

18.27%

3,796,841

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	3,796,841	$38,499,967	100.0%	Defined

MORGAN STANLEY

$32,652,716

15.50%

3,220,189

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	3,220,189	$32,652,716	100.0%	Defined

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD

$28,207,806

13.39%

2,781,835

Saba Capital Management, L.P.

$19,789,741

9.39%

1,951,651

UBS Group AG

$9,600,379

4.56%

946,783

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	946,773	$9,600,278	100.0%	Defined
UBS Securities LLC	10	$101	0.0%	Defined

Advisors Asset Management, Inc.

$9,136,636

4.34%

901,049

D. E. Shaw & Co., Inc.

$8,252,073

3.92%

813,814

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	813,814	$8,252,073	100.0%	Defined

PRIVATE MANAGEMENT GROUP INC

$5,142,247

2.44%

507,125

OPPENHEIMER & CO INC

$4,083,438

1.94%

402,706

Thomas J. Herzfeld Advisors, Inc.

$3,577,026

1.70%

352,764

STIFEL FINANCIAL CORP

$3,150,406

1.50%

310,691

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	310,691	$3,150,406	100.0%	Defined

AMERIPRISE FINANCIAL INC

$3,051,835

1.45%

300,970

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC	300,970	$3,051,835	100.0%	Defined

COHEN & STEERS, INC.

$2,910,180

1.38%

287,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Cohen & Steers Capital Management Inc	287,000	$2,910,180	100.0%	Sole

Invesco Ltd.

$2,712,541

1.29%

267,509

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Investment Advisers LLC	267,509	$2,712,541	100.0%	Defined

UHLMANN PRICE SECURITIES, LLC

$2,499,003

1.19%

246,450

RAYMOND JAMES FINANCIAL INC

$2,340,615

1.11%

230,830

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	218,469	$2,215,275	94.6%	Defined
Raymond James Financial Services Advisors, Inc.	12,361	$125,340	5.4%	Defined

WELLS FARGO & COMPANY/MN

$2,320,274

1.10%

228,824

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	720	$7,300	0.3%	Defined
WELLS FARGO CLEARING SERVICES, LLC	228,104	$2,312,974	99.7%	Defined

NewEdge Advisors, LLC

$2,317,202

1.10%

228,521

LPL Financial LLC

$2,187,745

1.04%

215,754

Focus Partners Wealth

$1,989,508

0.94%

196,204

Samalin Investment Counsel, LLC

$1,767,645

0.84%

174,324

VestGen Advisors, LLC

$1,627,885

0.77%

160,541

NEUBERGER BERMAN GROUP LLC

$1,616,589

0.77%

159,427

OSAIC HOLDINGS, INC.

$1,468,149

0.70%

144,788

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	133,127	$1,349,907	91.9%	Defined
CW Advisors, LLC	11,661	$118,242	8.1%	Sole

Closed-End Fund Advisors, Inc.

$1,447,383

0.69%

142,740

Cornerstone Wealth Management, LLC

$1,182,090

0.56%

116,577

STALEY CAPITAL ADVISERS INC

$1,166,100

0.55%

115,000

Sanctuary Advisors, LLC

$1,082,627

0.51%

106,768

Rockefeller Capital Management L.P.

$859,841

0.41%

84,797

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	84,797	$859,841	100.0%	Defined

IFG Advisory, LLC

$855,217

0.41%

84,341

Pathstone Holdings, LLC

$803,321

0.38%

79,223

Knollwood Investment Advisory, LLC

$801,810

0.38%

79,074

COMMONWEALTH EQUITY SERVICES, LLC

$716,066

0.34%

70,618

EVOLVE PRIVATE WEALTH, LLC

$649,507

0.31%

64,054

Noble Wealth Management PBC

$645,963

0.31%

64,921

Cetera Investment Advisers

$635,879

0.30%

62,710

&PARTNERS

$600,561

0.28%

59,227

Legacy Advisors, LLC

$507,000

0.24%

50,000

Cambridge Investment Research Advisors, Inc.

$445,673

0.21%

43,952

Calamos Advisors LLC

$413,965

0.20%

40,825

HighTower Advisors, LLC

$413,772

0.20%

40,806

Alteri Wealth LLC

$400,824

0.19%

39,529

RHODES INVESTMENT ADVISORS INC /ADV

$347,295

0.16%

34,250

OpenArc Corporate Advisory, LLC

$346,240

0.16%

34,146

Henson-Edgewater Management, LLC

$344,536

0.16%

33,978

Quantedge Capital Pte Ltd

$316,986

0.15%

31,261

ROYAL BANK OF CANADA

$316,448

0.15%

31,208

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	30,710	$311,399	98.4%	Defined
RBC Trust Co (Delaware) Ltd	498	$5,049	1.6%	Defined

Beacon Pointe Advisors, LLC

$300,580

0.14%

29,643

Ballast Rock Private Wealth LLC

$283,920

0.13%

28,000

US BANCORP \DE\

$243,360

0.12%

24,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	24,000	$243,360	100.0%	Other

CHOREO, LLC

$229,316

0.11%

22,615

Arete Wealth Advisors, LLC

$220,159

0.10%

21,712

J. Derek Lewis & Associates Inc.

$217,208

0.10%

21,421

CARY STREET PARTNERS FINANCIAL LLC

$216,478

0.10%

21,349

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CARY STREET PARTNERS INVESTMENT ADVISORY LLC	21,349	$216,478	100.0%	Defined

Abel Hall, LLC

$202,800

0.10%

20,000

Cannell & Spears LLC

$202,800

0.10%

20,000

TRUIST FINANCIAL CORP

$190,368

0.09%

18,774

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Truist Advisory Services, Inc.	18,774	$190,368	100.0%	Defined

First National Bank of Mount Dora, Trust Investment Services

$177,450

0.08%

17,500

Astoria Portfolio Advisors LLC.

$161,347

0.08%

15,912

Arax Advisory Partners

$157,170

0.07%

15,500

Stratos Wealth Advisors, LLC

$152,100

0.07%

15,000

Adalta Capital Management LLC

$152,100

0.07%

15,000

Gladstone Institutional Advisory LLC

$144,819

0.07%

14,282

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO

$141,696

0.07%

13,974

FIFTH THIRD BANCORP

$128,615

0.06%

12,684

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	12,684	$128,615	100.0%	Defined

Atlas Wealth LLC

$122,065

0.06%

12,038

NorthRock Partners, LLC

$119,033

0.06%

11,739

STEEL GROVE CAPITAL ADVISORS, LLC

$114,835

0.05%

11,325

MERCER GLOBAL ADVISORS INC /ADV

$109,248

0.05%

10,774

JPMORGAN CHASE & CO

$93,105

0.04%

9,182

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Investment Management Inc.	9,182	$93,105	100.0%	Defined

BI Asset Management Fondsmaeglerselskab A/S

$68,465

0.03%

6,752

CX Institutional

$54,137

0.03%

5,339

Institute for Wealth Management, LLC.

$44,920

0.02%

4,430

Steward Partners Investment Advisory, LLC

$40,813

0.02%

4,025

IFP Advisors, Inc

$36,291

0.02%

3,579

Ameritas Advisory Services, LLC

$33,147

0.02%

3,269

Farther Finance Advisors, LLC

$31,920

0.02%

3,148

CITIGROUP INC

$30,420

0.01%

3,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	3,000	$30,420	100.0%	Defined

MARK SHEPTOFF FINANCIAL PLANNING, LLC

$24,336

0.01%

2,400

BFSG, LLC

$23,119

0.01%

2,280

Atlantic Union Bankshares Corp

$14,500

0.01%

1,430

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Atlantic Union Bankshares Corp	1,430	$14,500	100.0%	Sole

BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC

$14,206

0.01%

1,401

PNC FINANCIAL SERVICES GROUP, INC.

$10,140

0.00%

1,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	1,000	$10,140	100.0%	Defined

HARBOUR INVESTMENTS, INC.

$9,126

0.00%

900

CoreCap Advisors, LLC

$4,765

0.00%

470

Continuum Advisory, LLC

$2,322

0.00%

229

JFS WEALTH ADVISORS, LLC

$1,419

0.00%

140

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wolverine Holdings, LLC	63,213	$664,368	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	8,311	$87,348	66.4%	Defined
Jane Street Global Trading, LLC	4,198	$44,120	33.6%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	10,308	$108,337	100.0%	Other

Key facts CIK 1562051 CUSIP 64129H104 13F (30d) 28 filings 28 filers