NML · Neuberger Energy Infrastructure & Income Fund Inc. · Holdings

$10.40 +0.03 (+0.29%) At close · Oct 26

Market Cap

$589.25M

56.66M

Volume · Oct 26 62.57K Avg daily vol (3M) 134.38K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of NML: 13F, 13D and 13G, insiders and funds →

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 89

Total Value: $211,364,194

Total Shares: 20,864,449

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 88 13F filers

Top Holder

18.2%

of institutional value

Top 5

61.0%

of institutional value

Top 10

75.3%

of institutional value

HHI

927

Broadly held

Who Holds NML

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 88 filers, like-for-like change +1.7%; actively managed books +2.1%; index-like books -0.9%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	41.3%	49	+1.3%	9	6
Exempt adviser	0.2%	1	+16.4%	0	0
Adviser	4.5%	4	-1.3%	0	0
Bank	24.4%	11	+0.6%	0	0
Broker-dealer	1.0%	1	+64.4%	0	0
Holding company	16.9%	3	+0.1%	0	0
Insurer	0.0%	0	-100.0%	0	1
Unknown	11.7%	19	+5.0%	1	2

Style	Share	Filers	Change	New	Exited
Index-like	15.5%	1	-0.9%	0	0
Systematic-like	3.9%	1	0.0%	0	0
Concentrated	15.3%	11	-2.4%	2	3
Diversified active	65.3%	75	+3.4%	8	6
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	77.1%	65	+0.7%	8	4
Medium turnover	17.0%	14	+7.9%	2	2
High turnover	3.9%	1	-8.5%	0	2
Unknown	2.0%	8	+10.1%	0	1
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	1.7%	7	+14.1%	0	1
Medium horizon	5.9%	14	+6.1%	2	1
Long horizon	80.9%	64	-0.2%	8	5
Unknown	11.5%	3	+12.0%	0	2
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	5.0%	18	+13.6%	2	3
$1B to $10B	36.8%	32	+0.2%	5	2
$10B to $100B	7.1%	20	+9.2%	3	2
$100B or more	51.2%	18	+0.7%	0	2
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	12.2%	43	+1.4%	9	5
Pooled investment vehicles	24.4%	3	+1.8%	0	1
Registered funds and BDCs	4.5%	2	-1.7%	0	0
Diversified	0.1%	1	+1.2%	0	0
Unknown	58.7%	39	+1.9%	1	3

Private funds	Share	Filers	Change	New	Exited
Hedge funds	11.8%	5	+8.1%	1	1
Private equity funds	0.1%	1	new	1	0
Other private funds	19.7%	9	-3.1%	1	0
No private funds	9.8%	34	+1.8%	5	3
Real estate funds	0.1%	1	+1837.5%	1	1
Mixed private funds	0.0%	0	-100.0%	0	1
Venture capital funds	0.0%	0	—	0	0
Unknown	58.6%	38	+1.9%	1	3

Location	Share	Filers	Change	New	Exited
United States	81.7%	83	+2.4%	10	9
Outside the US	18.3%	5	-1.5%	0	0

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 1 holder with no observed 2026-06-30 13F.

Conviction and Crowding

88 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.000% of filers hold it in their top 10

Mar 31, 2026: 0

Holders above 5%

median weight 0.003%

Mar 31, 2026: 0

Crowding

—

no cover-page share count is dated within about a year of the quarter end

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

no cover-page share count is dated within about a year of the quarter end

Top 10 holders

75.3%

of 13F shares, Herfindahl 0.093

Active holders

+2.1%

like-for-like share change of active filers

5% stakes on record

0 13D, 2 13G (2 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 20.6 quarters

Under 1 year 6.06% 1 to 3 years 8.83% 3 years or more 85.1% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$8.15

estimated per share

Mar 31, 2026: $7.92

Quarter-end price

$10.14

implied by 13F values

Estimated gain or loss

+24.3%

price against the estimated cost

Estimated at a loss

0.000%

of costed 13F value

Estimated cost covers 34.5% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Fund Ownership of NML by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 0.00% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	0.00%	0.00 pp	0	0
Index ETFs	0.00%	0.00 pp	0	0
Active ETFs	2.08%	+0.23 pp	1,179,336	2
Active funds	0.77%	-0.04 pp	438,624	5
Unclassified	0.00%	0.00 pp	0	0
All registered funds	2.86%	+0.19 pp	1,617,960	7

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 50 Exempt adviser 1 Adviser 4 Bank 11 Broker-dealer 1 Holding company 3 Unknown 19

Showing 89 of 89

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BANK OF AMERICA CORP /DE/

$38,499,967

18.21%

3,796,841

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	3,796,841	$38,499,967	100.0%	Defined

MORGAN STANLEY

$32,652,716

15.45%

3,220,189

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	3,220,189	$32,652,716	100.0%	Defined

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD

$28,207,806

13.35%

2,781,835

Saba Capital Management, L.P.

$19,789,741

9.36%

1,951,651

UBS Group AG

$9,600,379

4.54%

946,783

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	946,773	$9,600,278	100.0%	Defined
UBS Securities LLC	10	$101	0.0%	Defined

Advisors Asset Management, Inc.

$9,136,636

4.32%

901,049

D. E. Shaw & Co., Inc.

$8,252,073

3.90%

813,814

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	813,814	$8,252,073	100.0%	Defined

PRIVATE MANAGEMENT GROUP INC

$5,142,247

2.43%

507,125

OPPENHEIMER & CO INC

$3,654,716

1.73%

368,419

Thomas J. Herzfeld Advisors, Inc.

$3,577,026

1.69%

352,764

STIFEL FINANCIAL CORP

$3,150,406

1.49%

310,691

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	310,691	$3,150,406	100.0%	Defined

AMERIPRISE FINANCIAL INC

$3,051,835

1.44%

300,970

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC	300,970	$3,051,835	100.0%	Defined

COHEN & STEERS, INC.

$2,910,180

1.38%

287,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Cohen & Steers Capital Management Inc	287,000	$2,910,180	100.0%	Sole

Invesco Ltd.

$2,712,541

1.28%

267,509

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Investment Advisers LLC	267,509	$2,712,541	100.0%	Defined

Samalin Investment Counsel, LLC

$2,655,405

1.26%

267,682

UHLMANN PRICE SECURITIES, LLC

$2,499,003

1.18%

246,450

RAYMOND JAMES FINANCIAL INC

$2,340,615

1.11%

230,830

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	218,469	$2,215,275	94.6%	Defined
Raymond James Financial Services Advisors, Inc.	12,361	$125,340	5.4%	Defined

WELLS FARGO & COMPANY/MN

$2,320,274

1.10%

228,824

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	720	$7,300	0.3%	Defined
WELLS FARGO CLEARING SERVICES, LLC	228,104	$2,312,974	99.7%	Defined

NewEdge Advisors, LLC

$2,317,202

1.10%

228,521

LPL Financial LLC

$2,187,745

1.04%

215,754

Focus Partners Wealth

$1,989,508

0.94%

196,204

VestGen Advisors, LLC

$1,627,885

0.77%

160,541

NEUBERGER BERMAN GROUP LLC

$1,616,589

0.76%

159,427

OSAIC HOLDINGS, INC.

$1,468,149

0.69%

144,788

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	133,127	$1,349,907	91.9%	Defined
CW Advisors, LLC	11,661	$118,242	8.1%	Sole

Closed-End Fund Advisors, Inc.

$1,447,383

0.68%

142,740

Cornerstone Wealth Management, LLC

$1,182,090

0.56%

116,577

STALEY CAPITAL ADVISERS INC

$1,166,100

0.55%

115,000

Sanctuary Advisors, LLC

$1,082,627

0.51%

106,768

Rockefeller Capital Management L.P.

$859,841

0.41%

84,797

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	84,797	$859,841	100.0%	Defined

IFG Advisory, LLC

$855,217

0.40%

84,341

Pathstone Holdings, LLC

$803,321

0.38%

79,223

Knollwood Investment Advisory, LLC

$801,810

0.38%

79,074

COMMONWEALTH EQUITY SERVICES, LLC

$716,066

0.34%

70,618

EVOLVE PRIVATE WEALTH, LLC

$649,507

0.31%

64,054

Cetera Investment Advisers

$635,879

0.30%

62,710

&PARTNERS

$600,561

0.28%

59,227

Noble Wealth Management PBC

$505,840

0.24%

50,992

Legacy Advisors, LLC

$502,785

0.24%

50,684

Cambridge Investment Research Advisors, Inc.

$445,673

0.21%

43,952

Calamos Advisors LLC

$413,965

0.20%

40,825

HighTower Advisors, LLC

$413,772

0.20%

40,806

Alteri Wealth LLC

$400,824

0.19%

39,529

Henson-Edgewater Management, LLC

$344,536

0.16%

33,978

OpenArc Corporate Advisory, LLC

$338,728

0.16%

34,146

Quantedge Capital Pte Ltd

$316,986

0.15%

31,261

ROYAL BANK OF CANADA

$316,448

0.15%

31,208

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	30,710	$311,399	98.4%	Defined
RBC Trust Co (Delaware) Ltd	498	$5,049	1.6%	Defined

RHODES INVESTMENT ADVISORS INC /ADV

$314,960

0.15%

31,750

Beacon Pointe Advisors, LLC

$300,580

0.14%

29,643

Ballast Rock Private Wealth LLC

$277,760

0.13%

28,000

US BANCORP \DE\

$243,360

0.12%

24,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	24,000	$243,360	100.0%	Other

MONETARY MANAGEMENT GROUP INC

$235,248

0.11%

23,200

CHOREO, LLC

$229,316

0.11%

22,615

Arete Wealth Advisors, LLC

$220,159

0.10%

21,712

J. Derek Lewis & Associates Inc.

$217,208

0.10%

21,421

CARY STREET PARTNERS FINANCIAL LLC

$216,478

0.10%

21,349

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CARY STREET PARTNERS INVESTMENT ADVISORY LLC	21,349	$216,478	100.0%	Defined

Cannell & Spears LLC

$202,800

0.10%

20,000

Abel Hall, LLC

$198,400

0.09%

20,000

HB Wealth Management, LLC

$193,330

0.09%

19,489

TRUIST FINANCIAL CORP

$190,368

0.09%

18,774

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Truist Advisory Services, Inc.	18,774	$190,368	100.0%	Defined

First National Bank of Mount Dora, Trust Investment Services

$173,600

0.08%

17,500

Astoria Portfolio Advisors LLC.

$161,347

0.08%

15,912

Arax Advisory Partners

$157,170

0.07%

15,500

Stratos Wealth Advisors, LLC

$152,100

0.07%

15,000

Adalta Capital Management LLC

$152,100

0.07%

15,000

Gladstone Institutional Advisory LLC

$144,819

0.07%

14,282

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO

$141,696

0.07%

13,974

BI Asset Management Fondsmaeglerselskab A/S

$135,080

0.06%

13,617

FIFTH THIRD BANCORP

$128,615

0.06%

12,684

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	12,684	$128,615	100.0%	Defined

Atlas Wealth LLC

$122,065

0.06%

12,038

NorthRock Partners, LLC

$119,033

0.06%

11,739

MERCER GLOBAL ADVISORS INC /ADV

$109,248

0.05%

10,774

JPMORGAN CHASE & CO

$93,105

0.04%

9,182

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Investment Management Inc.	9,182	$93,105	100.0%	Defined

CX Institutional

$54,044

0.03%

5,448

Institute for Wealth Management, LLC.

$44,920

0.02%

4,430

Steward Partners Investment Advisory, LLC

$40,813

0.02%

4,025

IFP Advisors, Inc

$35,890

0.02%

3,618

Ameritas Advisory Services, LLC

$33,147

0.02%

3,269

CITIGROUP INC

$30,420

0.01%

3,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	3,000	$30,420	100.0%	Defined

Farther Finance Advisors, LLC

$28,301

0.01%

2,853

MARK SHEPTOFF FINANCIAL PLANNING, LLC

$24,336

0.01%

2,400

BFSG, LLC

$23,119

0.01%

2,280

Atlantic Union Bankshares Corp

$14,500

0.01%

1,430

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Atlantic Union Bankshares Corp	1,430	$14,500	100.0%	Sole

BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC

$14,206

0.01%

1,401

PNC FINANCIAL SERVICES GROUP, INC.

$10,140

0.00%

1,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	1,000	$10,140	100.0%	Other

HARBOUR INVESTMENTS, INC.

$9,126

0.00%

900

CoreCap Advisors, LLC

$4,662

0.00%

470

Continuum Advisory, LLC

$2,322

0.00%

229

Hilton Head Capital Partners, LLC

$2,281

0.00%

230

JFS WEALTH ADVISORS, LLC

$1,419

0.00%

140

Key facts CIK 1562051 CUSIP 64129H104 13F (30d) 16 filings 16 filers