MARK SHEPTOFF FINANCIAL PLANNING, LLC

CIK

1607355

Location

GLASTONBURY, CT

Portfolio Value

Small $187,485,127

Diversification

Diversified

Filing Date

Global Rank

#6,700 / 8,819 ▼ 276

Top Industry

Software - Infrastructure 16.2%

Period ended 4 months ago

Filed Aug 13, 2026 · 3mo

26 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Diversified active

Top 10 weight 48.8%, 30.2 effective positions, active share 70.0% against the S&P 500 as of 2026-06-30; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

13.6% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 21.6 quarters (12+), a floor since 68.7% of the book was already held when coverage starts

Closest benchmark: the S&P 500 as of 2026-06-30, active share 70.0%; sector active share 21.0% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

505 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

9.1%

−0.3 pts

Top 5

32.4%

−1.6 pts

Top 10

48.8%

−2.5 pts

HHI

331

Diversified−26

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Technology	28.1%	$52,666,429	57
Healthcare	16.8%	$31,518,825	64
Unclassified	13.9%	$25,966,895	136
Utilities	10.4%	$19,553,376	22
Industrials	10.3%	$19,295,399	47
Consumer Defensive	6.8%	$12,754,164	17
Financial Services	6.0%	$11,196,760	63
Consumer Cyclical	4.5%	$8,491,809	20
Energy	1.4%	$2,653,433	22
Basic Materials	1.1%	$1,992,841	26
Communication Services	0.6%	$1,146,745	14
Real Estate	0.1%	$248,451	17

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
CRH	Crh Public Ltd Co	+7,350	7,475	$799,825
RGTI	Rigetti Computing, Inc.	+3,300	3,647	$70,460
HPE	Hewlett Packard Enterprise Co	+2,550	15,650	$705,971
BAI	BlackRock ETF Trust	+2,450	47,339	$2,495,712
NVDA	Nvidia Corp	+1,800	13,130	$2,627,181
—		+1,668	3,337	$187,405
VUG	VANGUARD GROWTH INDEX FUND	+1,367	1,640	$141,269
PDI	PIMCO Dynamic Income Fund	+1,100	1,400	$23,380
DSL	DoubleLine Income Solutions Fund	+1,000	1,835	$20,295
CSX	Csx Corp	+850	2,150	$102,189
TSLA	Tesla, Inc.	+755	9,469	$3,982,661
UMAC	Unusual Machines, Inc.	+500	1,800	$40,140
AMZN	Amazon Com Inc	+485	7,529	$1,794,461
IWF	iShares Russell 1000 Growth ETF	+420	560	$69,535
KTOS	Kratos Defense & Security Solutions, Inc.	+400	19,525	$973,516
RSP	Victory Portfolios II	+367	17,689	$3,763,688
IHAK	iShares Cybersecurity and Tech ETF	+300	31,692	$1,924,021
ATRO	Astronics Corp	+300	9,150	$743,529
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	+237	1,360	$503,254
FMDE	Fidelity Enhanced Mid Cap Core ETF	+129	466	$18,910
FDL	First Trust Morningstar Dividend Leaders Index Fund	+120	470	$22,870
PLTR	Palantir Technologies Inc.	+115	73,424	$8,566,378
FHLC	Fidelity MSCI Health Care Index ETF	+100	133	$10,274
LGN	Legence Corp.	+100	850	$72,445
CEG	Constellation Energy Corp	+100	207	$51,412
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
JCPB	JPMorgan Core Plus Bond ETF	−18,700	300	$14,082
EVTR	Eaton Vance Total Return Bond ETF	−13,454	1,050	$53,245
RYAN	Ryan Specialty Holdings, Inc.	−8,525	250	$9,440
GILD	Gilead Sciences, Inc.	−5,402	100	$12,634
RTX	RTX Corp	−4,898	39,816	$7,554,289
RCAT	Red Cat Holdings, Inc.	−2,100	23,250	$247,612
OKE	Oneok Inc	−1,400	1,088	$94,590
HON	Honeywell International Inc	−1,307	1,304	$291,965
UEC	Uranium Energy Corp	−1,200	16,200	$172,692
BIV	Vanguard Bond Index Funds	−1,110	2,679	$205,479
BMY	Bristol Myers Squibb Co	−700	3,000	$172,860
FNMA	Federal National Mortgage Association Fannie Mae	−700	3,050	$19,855
PAGP	Plains Gp Holdings LP	−600	5,300	$128,631
PEP	Pepsico Inc	−515	36,222	$4,904,458
SYM	Symbotic Inc.	−500	7,325	$329,258
ET	Energy Transfer LP	−500	15,760	$301,331
KNSA	Kiniksa Pharmaceuticals International, plc	−500	16,000	$1,023,200
AEP	American Electric Power Co Inc	−450	8,800	$1,203,928
T	At&T Inc.	−400	11,808	$244,425
ABBV	AbbVie Inc.	−399	20,810	$5,236,628
HNGE	Hinge Health, Inc.	−350	6,100	$506,300
AAPL	Apple Inc.	−328	30,816	$8,916,917
PG	PROCTER & GAMBLE Co	−300	4,597	$674,104
DVN	Devon Energy Corp	−300	16,150	$667,318
ISRA	VanEck Israel ETF	−300	1,000	$64,860
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
SPY	Spdr S&P 500 ETF Trust	1,212	$905,085
HONA	Honeywell Aerospace Inc.	1,304	$288,288
AVEX	AEVEX Corp.	8,150	$170,253
ATROB	Astronics Corp	1,830	$139,080
VMD	Viemed Healthcare, Inc.	10,100	$115,140
DRNZ	REX ETF Trust	4,900	$110,348
TVTX	Travere Therapeutics, Inc.	1,600	$90,896
INDV	Indivior Pharmaceuticals, Inc.	1,800	$73,854
DIA	Spdr Dow Jones Industrial Average ETF Trust	90	$47,015
COHR	Coherent Corp.	100	$39,447
CSTM	Constellium SE	1,000	$31,870
TBUX	T. Rowe Price Ultra Short-Term Bond ETF	510	$25,382
CRUX	Columbia Core Bond ETF	835	$25,033
ETN	Eaton Corp plc	50	$21,306
CARE	Carter Bankshares, Inc.	600	$20,406
VV	VANGUARD LARGE-CAP INDEX FUND	56	$19,258
STM	STMicroelectronics N.V.	250	$18,722
HYLN	Hyliion Holdings Corp.	3,000	$15,630
FRDM	Freedom 100 Emerging Markets ETF	200	$14,580
LOCO	El Pollo Loco Holdings, Inc.	800	$13,568
IDGT	iShares U.S. Digital Infrastructure and Real Estate ETF	111	$13,291
NASA	Tema Etfs LLC	400	$12,152
FTXL	First Trust Nasdaq Semiconductor ETF	42	$11,967
LQDA	Liquidia Corp	150	$11,959
JEPI	JPMorgan Equity Premium Income ETF	200	$11,296
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
GMED	Globus Medical Inc	1,675	$144,318
IA	Innovative Solutions & Support Inc	6,200	$127,286
HRL	Hormel Foods Corp	5,400	$122,310
—		980	$97,451
VG	Venture Global, Inc.	4,700	$74,072
DEC	Diversified Energy Co	3,000	$52,320
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	600	$36,756
BNDX	Vanguard Total International Bond ETF	544	$26,139
NUKZ	Range Nuclear Renaissance Index ETF	378	$24,861
PTRB	PGIM Total Return Bond ETF	362	$15,026
PTY	Pimco Corporate & Income Opportunity Fund	1,228	$14,809
ASML	Asml Holding NV	10	$13,208
NFLT	Virtus Newfleet Multi-Sector Bond ETF	566	$12,876
GFL	GFL Environmental Inc.	300	$12,516
—		700	$11,291
BCS	Barclays PLC	500	$10,580
KRMN	Karman Holdings Inc.	125	$10,006
TTMI	Ttm Technologies Inc	100	$9,742
XIFR	XPLR Infrastructure, LP	900	$9,558
IGV	iShares Expanded Tech-Software Sector ETF	100	$8,005
PYLD		300	$7,860
WY	Weyerhaeuser Co	300	$7,329
XLF	State Street Corp	147	$7,257
RIGL	Rigel Pharmaceuticals Inc	250	$6,760
PRM	Perimeter Solutions, Inc.	250	$6,105
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

505 tracked positions · $187,485,127 total · filing declares 513 positions · $188,385,043 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 505 positions by value · page 1 of 11

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
MSFT	Microsoft Corp Technology	Added	45,901	+13	$17,121,991	+0.8%	26+	before history	9.13%
NEE	Nextera Energy Inc Utilities	Reduced	175,341	-147	$15,389,679	−5.6%	26+	before history	8.21%
CLS	Celestica Inc Technology	Reduced	29,580	-100	$10,790,784	+29.1%	9	$63.50	5.76%
AAPL	Apple Inc. Technology	Reduced	30,816	-328	$8,916,917	+12.8%	26+	before history	4.76%
PLTR	Palantir Technologies Inc. Technology	Added	73,424	+115	$8,566,378	−20.1%	13	$22.02	4.57%
JNJ	Johnson & Johnson Healthcare	Reduced	32,538	-294	$8,263,675	+3.0%	26+	before history	4.41%
RTX	RTX Corp Industrials	Reduced	39,816	-4,898	$7,554,289	−12.4%	25	unpriced	4.03%
ABBV	AbbVie Inc. Healthcare	Reduced	20,810	-399	$5,236,628	+13.5%	26+	before history	2.79%
PEP	Pepsico Inc Consumer Defensive	Reduced	36,222	-515	$4,904,458	−14.0%	26+	before history	2.62%
VEEV	Veeva Systems Inc Healthcare	Reduced	27,147	-100	$4,817,778	+0.7%	26+	before history	2.57%
VRTX	Vertex Pharmaceuticals Inc Healthcare	Reduced	9,295	-251	$4,617,105	+8.3%	26+	before history	2.46%
TSLA	Tesla, Inc. Consumer Cyclical	Added	9,469	+755	$3,982,661	+22.9%	26+	before history	2.12%
RSP	Victory Portfolios II	Added	17,689	+367	$3,763,688	+13.2%	26+	before history	2.01%
BRK-B	Berkshire Hathaway Inc Financial Services	Held	6,816	0	$3,410,658	+4.4%	26+	before history	1.82%
		Reduced	32,789	-150	$2,946,091	+42.7%	16	$60.80	1.57%
GD	General Dynamics Corp Industrials	Held	8,216	0	$2,910,435	+3.2%	26+	before history	1.55%
V	Visa Inc. Financial Services	Reduced	7,903	-225	$2,711,440	+10.4%	26+	before history	1.45%
NVDA	Nvidia Corp Technology	Added	13,130	+1,800	$2,627,181	+33.0%	26+	before history	1.40%
BAI	BlackRock ETF Trust	Added	47,339	+2,450	$2,495,712	+68.7%	7	$30.52	1.33%
KO	Coca Cola Co Consumer Defensive	Held	26,638	0	$2,164,870	+6.9%	26+	before history	1.15%
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	Reduced	13,641	-100	$2,155,687	+5.9%	26+	before history	1.15%
IHAK	iShares Cybersecurity and Tech ETF	Added	31,692	+300	$1,924,021	+40.4%	16	unpriced	1.03%
AMZN	Amazon Com Inc Consumer Cyclical	Added	7,529	+485	$1,794,461	+22.3%	26+	before history	0.96%
ABT	Abbott Laboratories Healthcare	Held	17,872	0	$1,621,705	−11.6%	26+	before history	0.86%
COST	Costco Wholesale Corp Consumer Defensive	Held	1,624	0	$1,519,203	−6.1%	26+	before history	0.81%
UNH	Unitedhealth Group Inc Healthcare	Added	3,268	+30	$1,358,278	+55.0%	26+	before history	0.72%
PWR	Quanta Services, Inc. Industrials	Held	1,800	0	$1,296,072	+31.2%	23	$159.81	0.69%
VIG	Vanguard Specialized Funds	Reduced	5,437	-100	$1,286,502	+8.0%	26+	before history	0.69%
MDLZ	Mondelez International, Inc. Consumer Defensive	Reduced	22,105	-200	$1,278,553	−0.6%	26+	before history	0.68%
AEP	American Electric Power Co Inc Utilities	Reduced	8,800	-450	$1,203,928	−0.7%	26+	before history	0.64%
HD	Home Depot, Inc. Consumer Cyclical	Reduced	3,384	-40	$1,193,469	+6.0%	26+	before history	0.64%
TXN	Texas Instruments Inc Technology	Held	3,735	0	$1,113,291	+53.5%	26+	before history	0.59%
AWK	American Water Works Company, Inc. Utilities	Held	8,150	0	$1,072,377	−3.3%	26+	before history	0.57%
HIG	Hartford Insurance Group, Inc. Financial Services	Reduced	7,725	-10	$1,023,717	−2.1%	26+	before history	0.55%
KNSA	Kiniksa Pharmaceuticals International, plc Healthcare	Reduced	16,000	-500	$1,023,200	+28.8%	4	$32.71	0.55%
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	Reduced	12,342	-133	$1,020,066	−1.2%	2	$83.67	0.54%
KTOS	Kratos Defense & Security Solutions, Inc. Industrials	Added	19,525	+400	$973,516	−27.8%	9	$26.72	0.52%
TTC	Toro Co Industrials	Held	9,983	0	$972,543	+4.3%	26+	before history	0.52%
SPY	Spdr S&P 500 ETF Trust	NEW	1,212	NEW	$905,085	NEW	1	$725.01	0.48%
FAS	Direxion Daily Financial Bull 3X Shares	Held	6,000	0	$883,080	+24.2%	26+	before history	0.47%
LLY	ELI LILLY & Co Healthcare	Held	705	0	$845,598	+30.4%	25	$199.02	0.45%
LMT	Lockheed Martin Corp Industrials	Held	1,619	0	$824,815	−15.7%	26+	before history	0.44%
SJM	J M SMUCKER Co Consumer Defensive	Reduced	7,235	-15	$813,937	+16.4%	26+	before history	0.43%
NVS	Novartis AG Healthcare	Held	5,120	0	$802,406	+2.6%	26+	before history	0.43%
XLI	State Street(R) Industrial Select Sector SPDR(R) ETF	Reduced	4,320	-250	$800,193	+8.3%	3	unpriced	0.43%
CRH	Crh Public Ltd Co Basic Materials	Added	7,475	+7,350	$799,825	+5986.9%	3	$110.16	0.43%
XLV	State Street(R) Health Care Select Sector SPDR(R) ETF	Reduced	4,894	-250	$776,482	+3.0%	26+	before history	0.41%
ATRO	Astronics Corp Industrials	Added	9,150	+300	$743,529	+31.5%	5	$22.95	0.40%
HPE	Hewlett Packard Enterprise Co Technology	Added	15,650	+2,550	$705,971	+126.3%	2	$24.43	0.38%
FDVV	Fidelity High Dividend ETF	Reduced	11,418	-200	$688,391	+7.3%	6	$57.45	0.37%

Showing the top 50 of 505 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.