MARK SHEPTOFF FINANCIAL PLANNING, LLC

CIK

1607355

Location

GLASTONBURY, CT

Portfolio Value

Small $156,388,855

Diversification

Diversified

Filing Date

Global Rank

#4,730 / 8,603 ▼ 312 · as of Mar 2026

Top Industry

Software - Infrastructure 18.0%

3Y Alpha vs SPY

-9.9%

Period ended 3 months ago

Filed May 11, 2026 · 59d

25 quarters · since Mar 2020

Clone Performance

Jul 2023–Jul 2026 · vs SPY

Hypothetical growth of cloning every reported 13F position and rebalancing on each filing, indexed to the same start.

Cloned portfolio

+38.0%

SPY

+76.0%

Annualised alpha

-9.4%

Max drawdown

−13.1%

Estimate. 13F holdings are quarter-lagged and long-only, so the clone rebalances about 45 days after each period end — when the filing becomes public — and excludes options and short positions. Past performance does not predict future results.

Portfolio Concentration

364 positions · as of Mar 31, 2026 · Δ vs Dec 31, 2025

Top Position

10.9%

−1.4 pts

Top 5

39.0%

+0.9 pts

Top 10

58.8%

+2.4 pts

HHI

454

Diversified+16

Portfolio Trend

25 quarters · across all stocks

Sector Breakdown

As of Mar 31, 2026

Sector	% Portfolio	Value	Positions
Technology	31.1%	$48,651,283	56
Healthcare	19.2%	$29,964,355	64
Utilities	13.1%	$20,498,717	23
Industrials	12.6%	$19,733,985	45
Consumer Defensive	8.7%	$13,552,716	18
Financial Services	6.7%	$10,540,471	53
Consumer Cyclical	4.7%	$7,330,996	19
Energy	1.9%	$3,009,150	23
Basic Materials	0.9%	$1,383,925	27
Communication Services	0.6%	$975,432	13
Unclassified	0.3%	$502,907	5
Real Estate	0.2%	$244,918	18

Last Quarter's Activity

Export CSV

Mar 31, 2026 vs Dec 31, 2025

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
UEC	Uranium Energy Corp	+10,700	17,400	$234,900
DX	Dynex Capital Inc	+3,000	3,300	$42,108
AMZN	Amazon Com Inc	+1,580	7,044	$1,467,053
GMED	Globus Medical Inc	+775	1,675	$144,318
ORCL	Oracle Corp	+725	1,225	$180,209
PAGP	Plains Gp Holdings LP	+700	5,900	$143,252
VTRS	Viatris Inc	+565	1,598	$21,588
PTY	Pimco Corporate & Income Opportunity Fund	+528	1,228	$14,809
CVS	CVS HEALTH Corp	+500	2,283	$163,965
PLTR	Palantir Technologies Inc.	+460	73,309	$10,723,640
RTX	RTX Corp	+451	44,714	$8,625,330
IBM	International Business Machines Corp	+427	527	$127,739
GD	General Dynamics Corp	+275	8,216	$2,819,895
HESM	Hess Midstream LP	+250	1,150	$44,700
NVAX	Novavax Inc	+200	500	$4,070
AVGO	Broadcom Inc.	+159	425	$131,541
KNSA	Kiniksa Pharmaceuticals International, plc	+150	16,500	$794,475
VLTO	Veralto Corp	+133	199	$17,595
QQQ	Invesco Qqq Trust, Series 1	+130	542	$312,831
KTOS	Kratos Defense & Security Solutions, Inc.	+125	19,125	$1,348,503
VNT	Vontier Corp	+100	180	$6,384
CEG	Constellation Energy Corp	+100	107	$29,879
SJM	J M SMUCKER Co	+82	7,250	$699,190
GPC	Genuine Parts Co	+75	1,442	$152,491
CCJ	Cameco Corp	+50	5,745	$623,964
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
ABT	Abbott Laboratories	−24,946	17,872	$1,834,918
AAPL	Apple Inc.	−15,525	31,144	$7,904,035
NEE	Nextera Energy Inc	−7,962	175,488	$16,299,325
TSLA	Tesla, Inc.	−7,329	8,714	$3,239,429
CSX	Csx Corp	−7,200	1,300	$53,365
HRL	Hormel Foods Corp /De/	−7,035	5,400	$122,310
UNH	Unitedhealth Group Inc	−6,011	3,238	$876,170
PFE	Pfizer Inc	−6,005	12,734	$357,570
NVDA	Nvidia Corp	−4,893	11,330	$1,975,952
CRDO	Credo Technology Group Holding Ltd	−4,500	650	$61,015
ABBV	AbbVie Inc.	−4,222	21,209	$4,612,745
PEP	Pepsico Inc	−4,049	36,737	$5,704,888
KRMN	Karman Holdings Inc.	−3,925	125	$10,006
JNJ	Johnson & Johnson	−2,762	32,832	$8,025,454
PAAS	Pan American Silver Corp	−2,735	3,320	$181,371
NOK	Nokia Corp	−2,500	1,000	$8,040
MSFT	Microsoft Corp	−2,437	45,888	$16,986,360
T	At&T Inc.	−2,231	12,208	$353,909
KO	Coca Cola Co	−2,177	26,638	$2,025,819
RCAT	Red Cat Holdings, Inc.	−1,850	25,350	$331,831
CSCO	Cisco Systems, Inc.	−1,800	2,408	$186,836
MDT	Medtronic plc	−1,700	1,208	$104,673
CL	Colgate Palmolive Co	−1,622	5,942	$506,436
AEP	American Electric Power Co Inc	−1,425	9,250	$1,212,490
COST	Costco Wholesale Corp /New	−1,392	1,624	$1,618,202
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
HPE	Hewlett Packard Enterprise Co	13,100	$311,911
ISSC	Innovative Solutions & Support Inc	6,200	$127,286
DYN	Dyne Therapeutics, Inc.	4,150	$75,239
VG	Venture Global, Inc.	4,700	$74,072
DEC	Diversified Energy Co	3,000	$52,320
SOLS	Solstice Advanced Materials Inc.	682	$51,941
AR	ANTERO RESOURCES Corp	1,200	$50,928
LGN	Legence Corp.	750	$42,345
FCX	Freeport-Mcmoran Inc	500	$29,390
FNMA	Federal National Mortgage Association Fannie Mae	3,750	$27,225
SOLV	Solventum Corp	284	$18,545
UMAC	Unusual Machines, Inc.	1,300	$16,120
ASML	Asml Holding NV	10	$13,208
GFL	GFL Environmental Inc.	300	$12,516
BAESY	Bae Systems PLC /Fi/	100	$11,650
ORLA	Orla Mining Ltd.	700	$11,291
AMRZ	Amrize Ltd	200	$11,204
FMCC	Federal Home Loan Mortgage Corp	1,500	$9,600
USB	US Bancorp De	175	$9,101
DSL	DoubleLine Income Solutions Fund	835	$9,043
LEU	Centrus Energy Corp	50	$8,679
BTO	John Hancock Financial Opportunities Fund	200	$7,174
RFI	Cohen & Steers Total Return Realty Fund Inc	619	$6,895
MBC	MasterBrand, Inc.	800	$6,648
RAL	Ralliant Corp	149	$6,196
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
TKR	Timken Co	12,513	$1,052,718
SPY	Spdr S&P 500 ETF Trust	1,310	$893,315
HMY	Harmony Gold Mining Co Ltd	38,950	$775,105
JPM	Jpmorgan Chase & Co	940	$302,886
TVTX	Travere Therapeutics, Inc.	7,750	$296,127
CLM	Cornerstone Strategic Investment Fund, Inc.	34,913	$291,872
URI	United Rentals, Inc.	250	$202,330
LHX	L3harris Technologies, Inc. /De/	501	$147,078
EOG	Eog Resources Inc	1,400	$147,014
GNW	Genworth Financial Inc	15,090	$136,262
EMR	Emerson Electric Co	1,000	$132,720
INTC	Intel Corp	3,400	$125,460
BA	Boeing Co	476	$103,349
TEVA	Teva Pharmaceutical Industries Ltd	2,500	$78,025
SNOW	Snowflake Inc.	342	$75,021
IREN	IREN Ltd	1,600	$60,432
DD	DuPont de Nemours, Inc.	463	$55,837
MTUS	Metallus Inc.	2,756	$47,292
DIA	Spdr Dow Jones Industrial Average ETF Trust	90	$43,251
GMAB	Genmab A/S	1,400	$43,120
UPS	United Parcel Service Inc	425	$42,155
DT	Dynatrace, Inc.	950	$41,173
WST	West Pharmaceutical Services Inc	138	$37,969
ERIC	Ericsson Lm Telephone Co	3,500	$33,775
STX	Seagate Technology Holdings plc	100	$27,539
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

364 positions · $156,388,855 total · as of Mar 31, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 364 positions by value · page 1 of 8

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
MSFT	Microsoft Corp Technology	Reduced	45,888	-2,437	$16,986,360	−27.3%	10.86%
NEE	Nextera Energy Inc Utilities	Reduced	175,488	-7,962	$16,299,325	+10.7%	10.42%
PLTR	Palantir Technologies Inc. Technology	Added	73,309	+460	$10,723,640	−17.2%	6.86%
RTX	RTX Corp Industrials	Added	44,714	+451	$8,625,330	+6.3%	5.52%
CLS	Celestica Inc Technology	Reduced	29,680	-645	$8,360,262	−6.7%	5.35%
JNJ	Johnson & Johnson Healthcare	Reduced	32,832	-2,762	$8,025,454	+9.0%	5.13%
AAPL	Apple Inc. Technology	Reduced	31,144	-15,525	$7,904,035	−37.7%	5.05%
PEP	Pepsico Inc Consumer Defensive	Reduced	36,737	-4,049	$5,704,888	−2.5%	3.65%
VEEV	Veeva Systems Inc Healthcare	Reduced	27,247	-1,139	$4,786,208	−24.5%	3.06%
ABBV	AbbVie Inc. Healthcare	Reduced	21,209	-4,222	$4,612,745	−20.6%	2.95%
VRTX	Vertex Pharmaceuticals Inc / Ma Healthcare	Reduced	9,546	-700	$4,262,670	−8.2%	2.73%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	6,816	-340	$3,266,227	−9.2%	2.09%
TSLA	Tesla, Inc. Consumer Cyclical	Reduced	8,714	-7,329	$3,239,429	−55.1%	2.07%
GD	General Dynamics Corp Industrials	Added	8,216	+275	$2,819,895	+5.5%	1.80%
V	Visa Inc. Financial Services	Reduced	8,128	-400	$2,456,606	−17.9%	1.57%
KO	Coca Cola Co Consumer Defensive	Reduced	26,638	-2,177	$2,025,819	+0.6%	1.30%
NVDA	Nvidia Corp Technology	Reduced	11,330	-4,893	$1,975,952	−34.7%	1.26%
ABT	Abbott Laboratories Healthcare	Reduced	17,872	-24,946	$1,834,918	−65.8%	1.17%
COST	Costco Wholesale Corp /New Consumer Defensive	Reduced	1,624	-1,392	$1,618,202	−37.8%	1.03%
AMZN	Amazon Com Inc Consumer Cyclical	Added	7,044	+1,580	$1,467,053	+16.3%	0.94%
KTOS	Kratos Defense & Security Solutions, Inc. Industrials	Added	19,125	+125	$1,348,503	−6.5%	0.86%
MDLZ	Mondelez International, Inc. Consumer Defensive	Reduced	22,305	-1,276	$1,285,660	+1.3%	0.82%
AEP	American Electric Power Co Inc Utilities	Reduced	9,250	-1,425	$1,212,490	−1.5%	0.78%
HD	Home Depot, Inc. Consumer Cyclical	Reduced	3,424	-60	$1,126,119	−6.1%	0.72%
AWK	American Water Works Company, Inc. Utilities	Reduced	8,150	-950	$1,109,133	−6.6%	0.71%
HIG	Hartford Insurance Group, Inc. Financial Services	Reduced	7,735	-25	$1,046,004	−2.2%	0.67%
PWR	Quanta Services, Inc. Industrials	Held	1,800	0	$988,236	+30.1%	0.63%
LMT	Lockheed Martin Corp Industrials	Reduced	1,619	-60	$978,507	+20.5%	0.63%
TTC	Toro Co Industrials	Held	9,983	0	$932,811	+18.7%	0.60%
UNH	Unitedhealth Group Inc Healthcare	Reduced	3,238	-6,011	$876,170	−71.3%	0.56%
DVN	Devon Energy Corp/De Energy	Reduced	16,450	-350	$827,764	+34.5%	0.53%
KNSA	Kiniksa Pharmaceuticals International, plc Healthcare	Added	16,500	+150	$794,475	+17.8%	0.51%
NVS	Novartis AG Healthcare	Reduced	5,120	-396	$782,080	+2.8%	0.50%
GILD	Gilead Sciences, Inc. Healthcare	Reduced	5,502	-149	$766,813	+10.6%	0.49%
TXN	Texas Instruments Inc Technology	Held	3,735	0	$725,112	+11.9%	0.46%
PG	PROCTER & GAMBLE Co Consumer Defensive	Reduced	4,897	-680	$707,322	−11.5%	0.45%
SJM	J M SMUCKER Co Consumer Defensive	Added	7,250	+82	$699,190	−0.3%	0.45%
LLY	ELI LILLY & Co Healthcare	Held	705	0	$648,437	−14.4%	0.41%
CCJ	Cameco Corp Energy	Added	5,745	+50	$623,964	+19.8%	0.40%
HON	Honeywell International Inc Industrials	Reduced	2,611	-300	$618,945	+3.9%	0.40%
TRV	Travelers Companies, Inc. Financial Services	Reduced	1,925	-90	$561,484	−3.9%	0.36%
ORLY	O Reilly Automotive Inc Consumer Cyclical	Held	6,000	0	$553,860	+1.2%	0.35%
CFG	Citizens Financial Group Inc/Ri Financial Services	Held	8,700	0	$521,739	+2.7%	0.33%
BX	Blackstone Inc. Financial Services	Reduced	4,500	-100	$517,455	−27.0%	0.33%
CL	Colgate Palmolive Co Consumer Defensive	Reduced	5,942	-1,622	$506,436	−15.3%	0.32%
ATRO	Astronics Corp Industrials	Reduced	8,850	-200	$471,317	+20.3%	0.30%
KGC	Kinross Gold Corp Basic Materials	Reduced	15,437	-98	$471,137	+7.7%	0.30%
COO	Cooper Companies, Inc. Healthcare	Reduced	6,185	-200	$442,227	−15.5%	0.28%
WM	Waste Management Inc Industrials	Held	1,850	0	$425,111	+4.6%	0.27%
SYM	Symbotic Inc. Industrials	Reduced	7,825	-125	$416,290	−12.0%	0.27%