NML · Neuberger Energy Infrastructure & Income Fund Inc. · Shareholders & Ownership
Market Cap
$589.25M
Shares
56.66M
Volume · Oct 26
62.57K
Avg daily vol (3M)
134.38K
Every disclosed holder of NML in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns NML
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positionsNo chart: shares outstanding cannot be set against these holders.
| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 20,864,449 | — |
| Insiders (Forms 3, 4, 5) | 568,817 | — |
| 13D/G-only blocks | 0 | — |
| Registered funds (N-PORT, not summed) | 1,575,464 | — |
% Out is unavailable: no shares outstanding count is on record.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of NML
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
BANK OF AMERICA CORP /DE/
13F
CIK 70858 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
3,796,841 | ||
| 2 |
MORGAN STANLEY
13F
CIK 895421 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
3,220,189 | ||
| 3 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
13F
CIK 1034546 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2,781,835 | ||
| 4 |
Saba Capital Management, L.P.
13F
CIK 1510281 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,951,651 | ||
| 5 |
Saba Closed-End Funds ETF
Fund
S000056657 · Registered fund · May 31, 2026
Exchange Listed Funds Trust, not summed
|
1,095,395 | ||
| 6 |
|
946,783 | ||
| 7 |
Advisors Asset Management, Inc.
13F
CIK 1297376 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
901,049 | ||
| 8 |
D. E. Shaw & Co., Inc.
13F
CIK 1009207 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
813,814 | ||
| 9 |
|
568,817 | ||
| 10 |
PRIVATE MANAGEMENT GROUP INC
13F
CIK 1142031 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
507,125 | ||
| 11 |
OPPENHEIMER & CO INC
13F
CIK 822581 · Unknown · Sep 30, 2026
|
368,419 | ||
| 12 |
Thomas J. Herzfeld Advisors, Inc.
13F
CIK 1509510 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
352,764 | ||
| 13 |
STIFEL FINANCIAL CORP
13F
CIK 720672 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
310,691 | ||
| 14 |
AMERIPRISE FINANCIAL INC
13F
CIK 820027 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
300,970 | ||
| 15 |
COHEN & STEERS, INC.
13F
CIK 1284812 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
287,000 | ||
| 16 |
Samalin Investment Counsel, LLC
13F
CIK 1544366 · Registered investment adviser · Sep 30, 2026
|
267,682 | ||
| 17 |
Invesco Ltd.
13F
CIK 914208 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
267,509 | ||
| 18 |
UHLMANN PRICE SECURITIES, LLC
13F
CIK 1035344 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
246,450 | ||
| 19 |
RAYMOND JAMES FINANCIAL INC
13F
CIK 720005 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
230,830 | ||
| 20 |
WELLS FARGO & COMPANY/MN
13F
CIK 72971 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
228,824 | ||
| 21 |
NewEdge Advisors, LLC
13F
CIK 1633516 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
228,521 | ||
| 22 |
LPL Financial LLC
13F
CIK 1403438 · Broker-dealer · Jun 30, 2026
carried, not yet filed for the newest quarter
|
215,754 | ||
| 23 |
Focus Partners Wealth
13F
CIK 1542153 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
196,204 | ||
| 24 |
VestGen Advisors, LLC
13F
CIK 2050130 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
160,541 | ||
| 25 |
NEUBERGER BERMAN GROUP LLC
13F
CIK 1465109 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
159,427 | ||
| 26 |
The Institutional International Equity Portfolio
Fund
S000022550 · Registered fund · Jun 30, 2026
HC Capital Trust, not summed
|
148,668 | ||
| 27 |
OSAIC HOLDINGS, INC.
13F
CIK 1677044 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
144,788 | ||
| 28 |
Closed-End Fund Advisors, Inc.
13F
CIK 2103520 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
142,740 | ||
| 29 |
Cornerstone Wealth Management, LLC
13F
CIK 1674117 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
116,577 | ||
| 30 |
STALEY CAPITAL ADVISERS INC
13F
CIK 1106565 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
115,000 | ||
| 31 |
Sanctuary Advisors, LLC
13F
CIK 1777271 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
106,768 | ||
| 32 |
Rockefeller Capital Management L.P.
13F
CIK 1739439 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
84,797 | ||
| 33 |
IFG Advisory, LLC
13F
CIK 1728319 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
84,341 | ||
| 34 |
Pathstone Holdings, LLC
13F
CIK 2011612 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
79,223 | ||
| 35 |
Knollwood Investment Advisory, LLC
13F
CIK 1999346 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
79,074 | ||
| 36 |
COMMONWEALTH EQUITY SERVICES, LLC
13F
CIK 312272 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
70,618 | ||
| 37 |
EVOLVE PRIVATE WEALTH, LLC
13F
CIK 2111131 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
64,054 | ||
| 38 |
Cetera Investment Advisers
13F
CIK 1666741 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
62,710 | ||
| 39 |
|
59,227 | ||
| 40 |
Noble Wealth Management PBC
13F
CIK 2055065 · Unknown · Sep 30, 2026
|
50,992 | ||
| 41 |
Legacy Advisors, LLC
13F
CIK 1720969 · Registered investment adviser · Sep 30, 2026
|
50,684 | ||
| 42 |
Cambridge Investment Research Advisors, Inc.
13F
CIK 1419186 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
43,952 | ||
| 43 |
Calamos Advisors LLC
13F
CIK 1316507 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
40,825 | ||
| 43.1 |
Calamos CEF Income & Arbitrage ETF
Fund
S000083148 · Registered fund · Jul 31, 2026
Calamos ETF Trust, not summed
|
41,732 | ||
| 44 |
HighTower Advisors, LLC
13F
CIK 1462245 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
40,806 | ||
| 45 |
Alteri Wealth LLC
13F
CIK 2054980 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
39,529 | ||
| 46 |
OpenArc Corporate Advisory, LLC
13F
CIK 2111345 · Registered investment adviser · Sep 30, 2026
|
34,146 | ||
| 47 |
Henson-Edgewater Management, LLC
13F
CIK 2115631 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
33,978 | ||
| 48 |
RHODES INVESTMENT ADVISORS INC /ADV
13F
CIK 1005186 · Registered investment adviser · Sep 30, 2026
|
31,750 | ||
| 49 |
Quantedge Capital Pte Ltd
13F
CIK 1561418 · Exempt reporting adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
31,261 | ||
| 50 |
ROYAL BANK OF CANADA
13F
CIK 1000275 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
31,208 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.
Showing 1–50 of 95 holders
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Key facts
CIK
1562051
CUSIP
64129H104
13F (30d)
16 filings
16 filers