Rockefeller Capital Management L.P.

CIK

1739439

Location

NEW YORK, NY

Portfolio Value

Large $46,030,356,511

Diversification

Diversified

Reports for

ROCKEFELLER & CO. LLC ROCKEFELLER TRUST COMPANY, N.A. Rockefeller Trust Co (Delaware) ROCKEFELLER FINANCIAL LLC

Filing Date

Global Rank

#179 / 8,700 ▼ 20

Top Industry

Semiconductors 12.3%

Period ended 2 months ago

Filed Aug 13, 2026 · 31d

26 quarters · since Mar 2020

Portfolio Concentration

3,369 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

5.0%

−4.1 pts

Top 5

21.2%

−1.6 pts

Top 10

31.9%

−2.9 pts

HHI

141

Diversified−41

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Technology	29.7%	$13,656,984,760	454
Unclassified	12.0%	$5,514,779,785	110
Financial Services	11.7%	$5,400,561,603	712
Industrials	9.8%	$4,527,533,586	409
Communication Services	8.2%	$3,777,298,123	137
Healthcare	7.8%	$3,599,917,360	512
Consumer Cyclical	7.5%	$3,436,554,501	316
Energy	4.4%	$2,026,540,132	162
Consumer Defensive	3.5%	$1,626,844,099	124
Utilities	2.0%	$928,637,627	85
Real Estate	1.9%	$880,814,002	182
Basic Materials	1.4%	$653,890,933	166

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
CMCSA	Comcast Corp	+1,420,918	2,035,474	$49,970,885
PRMB	Primo Brands Corp	+831,763	1,232,117	$30,112,938
WMG	Warner Music Group Corp.	+621,845	623,025	$16,865,286
MD	Pediatrix Medical Group, Inc.	+576,095	1,338,592	$33,906,533
SRE	Sempra	+491,769	1,027,846	$95,291,599
NMZ	Nuveen Municipal High Income Opportunity Fund	+460,827	592,054	$6,258,010
NOW	ServiceNow, Inc.	+420,020	888,877	$88,247,706
INVH	Invitation Homes Inc.	+408,641	436,303	$13,180,711
ARCC	Ares Capital Corp	+401,771	2,692,567	$49,893,265
LTH	Life Time Group Holdings, Inc.	+397,596	411,032	$16,786,546
AAPL	Apple Inc.	+394,926	7,078,849	$2,048,335,744
DVN	Devon Energy Corp/De	+368,759	672,249	$27,777,328
FSCO	FS Credit Opportunities Corp.	+355,715	1,938,862	$9,674,920
CPNG	Coupang, Inc.	+352,096	385,709	$6,699,764
KLAC	Kla Corp	+350,659	384,270	$115,938,099
OBDC	Blue Owl Capital Corp	+330,646	2,460,867	$26,749,623
PPLT	abrdn Platinum ETF Trust	+324,073	367,656	$5,194,979
FOXA	Fox Corp	+316,887	324,566	$16,926,306
IE	Ivanhoe Electric Inc.	+314,910	407,524	$3,916,305
FITB	Fifth Third Bancorp	+296,874	2,041,393	$115,073,320
KR	Kroger Co	+295,637	344,654	$19,138,635
WTTR	Select Water Solutions, Inc.	+295,131	296,359	$5,921,252
MFC	Manulife Financial Corp	+292,955	313,652	$12,706,040
PYPL	PayPal Holdings, Inc.	+292,274	1,011,123	$43,660,288
EQT	EQT Corp	+292,122	2,047,206	$108,849,940
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
AAXJ	iShares MSCI All Country Asia ex Japan ETF	−45,229,240	8,130	$970,152
VB	Vanguard Morningstar Small-Cap ETF	−6,989,257	478,322	$144,988,963
FNDA	Schwab Fundamental U.S. Small Company ETF	−5,505,250	23,959	$911,879
AGGY	WisdomTree Yield Enhanced U.S. Aggregate Bond Fund	−5,105,319	4	$173
HLN	Haleon plc	−4,981,110	122,399	$1,141,981
BWX	State Street SPDR Bloomberg International Treasury Bond ETF	−4,609,669	3,771	$81,755
VEU	Vanguard FTSE All-World Ex-US ETF	−4,507,535	2,125,680	$178,025,698
IVZ	Invesco Ltd.	−3,199,584	4,401	$116,141
AIRR	First Trust RBA American Industrial Renaissance ETF	−2,965,125	318,869	$42,489,293
CWI	State Street SPDR MSCI ACWI ex-US ETF	−2,537,718	73,133	$2,974,319
BKF	iShares MSCI BIC ETF	−2,433,925	592	$22,928
EDV	Vanguard World Funds Extended Duration ETF	−2,285,343	2,660	$173,112
STT	State Street Corp	−1,916,149	26,440	$4,484,222
STLA	Stellantis N.V.	−1,669,244	17,825	$102,315
GBIL	Goldman Sachs Access Treasury 0-1 Year ETF	−1,150,896	70,552	$7,066,488
FCAL	First Trust California Municipal High income ETF	−1,120,035	25,211	$1,251,776
CGCB	Capital Group Core Bond ETF	−1,083,446	305,149	$7,988,800
—		−915,655	1,567,069	$143,606,202
AKRE	Akre Focus ETF	−914,316	116,664	$6,205,356
ACES	ALPS Clean Energy ETF	−872,460	267	$9,459
CVY	Invesco Zacks Multi-Asset Income ETF	−849,805	2,773	$79,945
BAI	iShares A.I. Innovation and Tech Active ETF	−811,045	186,844	$9,850,415
FBCG	Fidelity Blue Chip Growth ETF	−620,214	77,651	$4,822,903
BAB	Invesco Taxable Municipal Bond ETF	−619,737	11,289	$302,996
LYFT	Lyft, Inc.	−506,753	745,204	$10,887,429
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
HONA	Honeywell Aerospace Inc.	194,766	$43,058,865
SPCX	Space Exploration Technologies Corp	49,837	$8,515,148
CGXU	Capital Group International Focus Equity ETF	122,659	$4,246,454
PLPC	Preformed Line Products Co	10,000	$4,105,600
FDXF	FedEx Freight Holding Company, Inc.	21,714	$3,278,814
TRAX	First Tracks Biotherapeutics, Inc.	116,939	$2,352,811
CCCC	C4 Therapeutics, Inc.	495,817	$2,315,465
CBRS	Cerebras Systems Inc.	8,937	$1,975,077
WSE	Wise Group plc	138,450	$1,648,938
SCOP	Sprott Physical Copper Trust	55,700	$634,200
QNT	Quantinuum Inc.	5,314	$434,366
VIVO	VivoPower PLC	26,617	$137,609
FCEL	Fuelcell Energy Inc	3,000	$108,030
HELP	Cybin Inc.	15,000	$99,150
PSUS	Pershing Square USA, Ltd.	2,515	$94,010
IPX	IPERIONX Ltd	3,074	$91,390
HRZN	Horizon Technology Finance Corp	18,375	$86,913
PSLV	Sprott Physical Silver Trust	4,493	$84,782
DMRC	Digimarc Corp	9,694	$79,684
SPPP	Sprott Physical Platinum & Palladium Trust	5,500	$68,475
BRUN	Boost Run Inc.	1,690	$65,588
EU	enCore Energy Corp.	50,000	$65,500
DPG	Duff & Phelps Utility & Infrastructure Fund Inc.	4,000	$59,360
VGNT	Versigent PLC	1,309	$54,989
BTQ	BTQ Technologies Corp.	10,000	$53,900
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
ACKY	VistaShares Target 15 ACKtivist Distribution ETF	51,319,246	$1,375,371,498
XLBI	State Street Materials Select Sector SPDR Premium Income ETF	6,021,766	$647,165,484
ABI	VictoryShares Pioneer Asset-Based Income ETF	4,565,807	$472,766,205
BNDW	Vanguard Total World Bond ETF	4,860,173	$382,352,500
BBAG	JPMorgan BetaBuilders U.S. Aggregate Bond ETF	5,019,414	$276,659,512
AFK	VanEck Africa Index ETF	2,455,783	$265,792,910
ACSG	American Century Small Cap Growth Insights ETF	2,181,891	$193,655,727
AFGR	First Trust Active Factor Large Cap Growth ETF	3,479,585	$142,842,730
DCOR	Dimensional US Core Equity 1 ETF	3,075,023	$130,999,265
AAAP	Pacer Barings CLO Market Flex ETF	2,452,598	$123,671,942
AGNG	Global X Funds Global X Aging Population ETF	2,772,436	$117,075,321
AAAD	PGIM AAA CLO Aggregate Duration ETF	1,829,129	$92,811,714
ACYN	FT Vest Laddered Autocallable Barrier & Income ETF	2,095,608	$89,956,928
—		710,443	$88,015,019
—		1,819,702	$78,289,194
JA	Janus Henderson AA-A CLO ETF	1,576,364	$76,574,703
AAAA	Amplius Aggressive Asset Allocation ETF	610,925	$70,277,370
CAAA	First Trust AAA CMBS ETF	1,361,210	$58,631,684
—		662,033	$43,275,602
BSCA	Invesco BulletShares 2036 Corporate Bond ETF	715,436	$39,907,070
BCLO	iShares BBB-B CLO Active ETF	729,619	$36,944,729
AAPR	Innovator Equity Defined Protection ETF - 2 Yr to April 2028	847,787	$30,957,671
JDVI	John Hancock Disciplined Value International Select ETF	475,256	$28,635,977
TACN	T. Rowe Price Active Core International Equity ETF	733,158	$25,194,486
BILZ	PIMCO Ultra Short Government Active ETF	387,131	$24,776,648
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

3,369 tracked positions · $46,030,356,511 total · filing declares 11,392 positions · $65,222,136,691 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 3,369 positions by value · page 1 of 68

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
GOOGL	Alphabet Inc. Communication Services	Added	6,445,351	+5,762	$2,294,507,610	+24.0%	4.98%
SPY	Spdr S&P 500 ETF Trust	Reduced	2,829,298	-116,969	$2,112,834,864	+10.3%	4.59%
AAPL	Apple Inc. Technology	Added	7,078,849	+394,926	$2,048,335,744	+20.8%	4.45%
NVDA	Nvidia Corp Technology	Added	9,264,434	+234,476	$1,853,720,595	+17.7%	4.03%
MSFT	Microsoft Corp Technology	Reduced	3,931,897	-101,495	$1,466,676,215	−1.8%	3.19%
AMZN	Amazon Com Inc Consumer Cyclical	Added	6,086,443	+188,716	$1,450,642,821	+18.1%	3.15%
AVGO	Broadcom Inc. Technology	Added	3,017,771	+21,275	$1,139,962,993	+22.9%	2.48%
QQQ	Invesco Qqq Trust, Series 1	Added	1,150,570	+20,498	$847,279,747	+29.9%	1.84%
JPM	Jpmorgan Chase & Co Financial Services	Added	2,459,728	+48,767	$805,142,762	+13.6%	1.75%
LLY	ELI LILLY & Co Healthcare	Added	559,339	+55,608	$670,888,028	+44.8%	1.46%
META	Meta Platforms, Inc. Communication Services	Added	1,067,698	+12,770	$601,423,603	−0.4%	1.31%
GEV	GE Vernova Inc. Industrials	Added	420,587	+37,718	$494,130,839	+47.9%	1.07%
V	Visa Inc. Financial Services	Added	1,393,950	+38,391	$478,250,303	+16.7%	1.04%
AMD	Advanced Micro Devices Inc Technology	Reduced	804,661	-73,375	$467,435,618	+161.7%	1.02%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Added	960,273	+13,966	$458,597,573	+43.4%	1.00%
MU	Micron Technology Inc Technology	Added	360,839	+42,595	$416,512,847	+287.4%	0.90%
COST	Costco Wholesale Corp /New Consumer Defensive	Added	432,646	+8,153	$404,727,350	−4.3%	0.88%
CRWD	CrowdStrike Holdings, Inc. Technology	Reduced	517,577	-48,958	$394,983,707	+78.6%	0.86%
HD	Home Depot, Inc. Consumer Cyclical	Added	1,032,263	+47,256	$364,058,511	+12.4%	0.79%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	604,144	+30,324	$358,433,832	+9.3%	0.78%
GLD	Spdr Gold Trust	Added	952,134	+25,304	$350,747,120	−12.1%	0.76%
VEA	Vanguard FTSE Developed Markets ETF	Added	4,871,595	+109,083	$347,101,142	+13.7%	0.75%
PANW	Palo Alto Networks Inc Technology	Reduced	983,075	-28,782	$335,248,234	+106.7%	0.73%
CAT	Caterpillar Inc Industrials	Added	298,639	+4,463	$318,020,669	+52.6%	0.69%
AMAT	Applied Materials Inc /De Technology	Added	439,457	+3,054	$317,727,411	+113.0%	0.69%
JNJ	Johnson & Johnson Healthcare	Added	1,137,643	+82,653	$288,927,190	+12.0%	0.63%
XOM	ExxonMobil Holdings Corp Energy	Added	2,046,703	+3,254	$279,825,231	−19.3%	0.61%
CSCO	Cisco Systems, Inc. Technology	Reduced	2,297,632	-8,110	$269,879,850	+50.9%	0.59%
UBER	Uber Technologies, Inc Technology	Added	3,702,855	+125,560	$267,198,013	+3.8%	0.58%
CVX	Chevron Corp Energy	Added	1,572,041	+15,047	$260,581,512	−19.1%	0.57%
KO	Coca Cola Co Consumer Defensive	Added	3,096,646	+151,209	$251,664,416	+12.3%	0.55%
APH	Amphenol Corp /De/ Technology	Added	702,819	+55,964	$247,842,092	+51.6%	0.54%
ABBV	AbbVie Inc. Healthcare	Added	980,805	+68,811	$246,809,766	+24.4%	0.54%
ANET	Arista Networks, Inc. Technology	Added	1,434,251	+39,423	$243,650,556	+42.3%	0.53%
MRK	Merck & Co., Inc. Healthcare	Added	1,848,360	+95,462	$237,514,257	+12.6%	0.52%
AMGN	Amgen Inc Healthcare	Reduced	636,122	-7,822	$230,352,496	+1.7%	0.50%
NEE	Nextera Energy Inc Utilities	Added	2,623,742	+63,440	$230,285,832	−3.2%	0.50%
BLK	BlackRock, Inc. Financial Services	Added	235,607	+10,764	$226,550,264	+4.8%	0.49%
LIN	Linde PLC Basic Materials	Added	432,486	+16,700	$224,434,282	+8.9%	0.49%
SHEL	Shell plc Energy	Reduced	2,769,712	-48,067	$214,763,465	−18.0%	0.47%
MCD	Mcdonalds Corp Consumer Cyclical	Added	793,438	+32,720	$214,474,221	−9.3%	0.47%
TMO	Thermo Fisher Scientific Inc. Healthcare	Reduced	426,025	-1,306	$213,591,890	+1.7%	0.46%
ASML	Asml Holding NV Technology	Added	106,645	+10,164	$212,163,814	+66.5%	0.46%
TJX	Tjx Companies Inc /De/ Consumer Cyclical	Reduced	1,397,478	-5,982	$211,717,914	−5.5%	0.46%
GS	Goldman Sachs Group Inc Financial Services	Added	206,151	+16,804	$208,494,934	+30.2%	0.45%
TSLA	Tesla, Inc. Consumer Cyclical	Added	495,615	+26,258	$208,455,668	+19.5%	0.45%
VIG	Vanguard Dividend Appreciation ETF	Reduced	840,863	-492,698	$198,965,000	−10.6%	0.43%
WMT	Walmart Inc. Consumer Defensive	Added	1,745,338	+95,644	$197,676,980	−3.6%	0.43%
GE	General Electric Co Industrials	Reduced	526,444	-4,642	$196,747,913	+30.6%	0.43%
PH	Parker-Hannifin Corp Industrials	Reduced	194,814	-7,171	$190,551,467	+5.4%	0.41%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.