Rockefeller Capital Management L.P.

CIK

1739439

Location

NEW YORK, NY

Portfolio Value

Large $37,805,936,708

Diversification

Diversified

Filing Date

Global Rank

#179 / 8,622 ▲ 4 · as of Mar 2026

Top Industry

Semiconductors 10.1%

3Y Alpha vs SPY

-0.6%

Period ended 4 months ago

Filed May 14, 2026 · 3mo

25 quarters · since Mar 2020

Clone Performance

Jul 2023–Jul 2026 · vs SPY

Hypothetical growth of buying every stock this filer reported holding, rebalancing on each filing and indexed to the same start. Option positions cannot be bought this way and are left out.

Cloned portfolio

+65.0%

SPY

+67.9%

Annualised alpha

-0.7%

Max drawdown

−18.9%

Estimate. 13F holdings are quarter-lagged, so the clone rebalances about 45 days after each period end — when the filing becomes public — and it excludes option and short positions. It tracks 100% of reported value on average across 13 quarters. Past performance does not predict future results.

Portfolio Concentration

3,274 tracked positions · as of Mar 31, 2026 · Δ vs Dec 31, 2025

Top Position

5.1%

−0.1 pts

Top 5

20.9%

−2.0 pts

Top 10

31.8%

−2.9 pts

HHI

140

Diversified−20

Portfolio Trend

25 quarters · across all stocks

Sector Breakdown

As of Mar 31, 2026

Sector	% Portfolio	Value	Positions
Technology	27.1%	$10,263,438,694	432
Financial Services	12.8%	$4,831,547,268	712
Industrials	10.1%	$3,832,836,883	403
Unclassified	9.2%	$3,461,549,819	38
Healthcare	8.9%	$3,365,012,928	512
Consumer Cyclical	8.4%	$3,179,896,858	320
Communication Services	7.2%	$2,722,967,572	134
Energy	6.0%	$2,275,935,780	163
Consumer Defensive	4.2%	$1,583,877,380	127
Utilities	2.4%	$895,466,166	82
Real Estate	2.1%	$782,295,036	182
Basic Materials	1.6%	$611,112,324	169

Last Quarter's Activity

Export CSV

Mar 31, 2026 vs Dec 31, 2025

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
STLA	Stellantis N.V.	+1,685,956	1,687,069	$11,961,317
EQT	EQT Corp	+1,445,829	1,755,084	$111,693,543
T	At&T Inc.	+1,330,239	5,982,098	$173,421,017
DEI	Douglas Emmett Inc	+1,193,629	1,409,747	$13,279,816
LYFT	Lyft, Inc.	+1,168,616	1,251,957	$16,651,026
XIFR	XPLR Infrastructure, LP	+648,939	848,764	$9,013,873
ET	Energy Transfer LP	+592,588	5,137,141	$99,146,821
UBER	Uber Technologies, Inc	+505,989	3,577,295	$257,314,826
GBDC	GOLUB CAPITAL BDC, Inc.	+491,866	2,802,868	$35,484,307
KHC	Kraft Heinz Co	+437,275	492,289	$11,071,577
APA	APA Corp	+427,651	534,318	$22,676,454
FSK	FS KKR Capital Corp	+416,631	1,543,127	$15,709,032
OBDC	Blue Owl Capital Corp	+406,940	2,130,221	$23,560,243
NEE	Nextera Energy Inc	+393,161	2,560,302	$237,800,845
NVDA	Nvidia Corp	+353,432	9,029,958	$1,574,824,671
OWL	Blue Owl Capital Inc.	+346,743	953,246	$8,703,134
RELX	Relx PLC	+340,345	491,203	$16,283,377
HIX	Western Asset High Income Fund II Inc.	+324,957	512,145	$2,038,337
RUN	Sunrun Inc.	+321,821	326,158	$4,422,701
DOCN	DigitalOcean Holdings, Inc.	+309,226	313,895	$26,925,911
OTF	Blue Owl Technology Finance Corp.	+298,621	922,665	$11,431,818
BXSL	Blackstone Secured Lending Fund	+297,443	474,721	$11,246,140
AMZN	Amazon Com Inc	+296,478	5,897,727	$1,228,319,598
FSCO	FS Credit Opportunities Corp.	+287,497	1,583,147	$8,074,049
CCI	Crown Castle Inc.	+259,328	307,143	$24,973,795
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
KW	Kennedy-Wilson Holdings, Inc.	−2,148,629	576,647	$6,239,319
STKL	SunOpta Inc.	−2,039,533	110,852	$718,320
IBN	Icici Bank Ltd	−1,458,433	927,565	$24,023,930
BGC	BGC Group, Inc.	−686,223	1,630,485	$15,946,142
S	SentinelOne, Inc.	−648,597	40,298	$519,037
CMCSA	Comcast Corp	−603,445	614,556	$17,643,900
EOG	Eog Resources Inc	−539,129	264,609	$38,254,520
SLB	Slb Limited/Nv	−421,614	971,964	$49,949,226
SHOP	Shopify Inc.	−417,573	574,415	$68,137,103
KD	Kyndryl Holdings, Inc.	−387,391	12,905	$169,312
BCSF	Bain Capital Specialty Finance, Inc.	−372,218	135,793	$1,683,833
TRIN	Trinity Capital Inc.	−320,940	643,608	$9,467,473
HLN	Haleon plc	−293,691	5,103,509	$51,086,123
M	Macy's, Inc.	−282,467	9,833	$177,877
WAL	Western Alliance Bancorporation	−255,786	4,443	$314,786
VOD	Vodafone Group Public Ltd Co	−255,375	138,819	$2,085,059
TCOM	Trip.com Group Ltd	−228,194	5,402	$268,964
CCL	Carnival Corp Ltd.	−211,170	485,523	$12,565,333
KFY	Korn Ferry	−209,725	493,573	$31,070,418
VAL	Valaris Ltd	−206,168	28,684	$2,812,177
SIG	Signet Jewelers Ltd	−189,307	1,032	$87,347
IQV	Iqvia Holdings Inc.	−184,953	22,950	$3,913,890
MMSI	Merit Medical Systems Inc	−184,813	250,774	$17,285,849
TSN	Tyson Foods, Inc.	−179,803	2,615	$167,541
ZM	Zoom Communications, Inc.	−179,710	213,894	$17,194,937
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
TTE	TotalEnergies SE	1,471,551	$133,881,706
AZN	Astrazeneca PLC	473,389	$93,361,776
LNG	Cheniere Energy, Inc.	328,651	$93,258,006
CECO	Ceco Environmental Corp	254,321	$15,152,444
AMCR	Amcor plc	301,019	$11,965,504
VSNT	Versant Media Group, Inc.	235,125	$8,704,325
SOC	Sable Offshore Corp.	263,750	$4,357,148
AGNC	AGNC Investment Corp.	399,578	$4,007,765
WPC	W. P. Carey Inc.	38,687	$2,629,166
THC	Tenet Healthcare Corp	11,529	$2,175,635
NTAP	NetApp, Inc.	17,751	$1,817,523
DFTX	Definium Therapeutics, Inc.	55,206	$1,043,393
UTHR	UNITED THERAPEUTICS Corp	1,562	$926,232
PNFP	Pinnacle Financial Partners, Inc.	10,249	$882,848
SPXX	Nuveen S&P 500 Dynamic Overwrite Fund	46,544	$747,962
ATAI	AtaiBeckley Inc.	179,000	$633,660
UMC	United Microelectronics Corp	50,292	$451,621
CTRE	CareTrust REIT, Inc.	9,798	$359,095
DMLP	Dorchester Minerals, L.P.	12,525	$339,427
EC	Ecopetrol S.A.	20,200	$302,798
SUNB	Sunbelt Rentals Holdings, Inc.	3,893	$253,394
IRDM	Iridium Communications Inc.	8,307	$230,435
WIT	Wipro Ltd	107,606	$228,124
DVA	Davita Inc.	1,065	$163,678
OMEX	Odyssey Marine Exploration Inc	123,749	$103,206
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
PNNT	Pennantpark Investment Corp	195,676	$1,166,228
NPB	Northpointe Bancshares Inc	57,538	$965,487
EXAS	EXACT SCIENCES CORP	6,102	$619,718
BXMX	Nuveen S&P 500 BuyWrite Income Fund	39,680	$583,296
NGD	New Gold Inc. /FI	59,500	$518,245
GEG	Great Elm Group, Inc.	175,145	$446,619
GBTC	Grayscale Bitcoin Trust ETF	6,488	$443,519
ATS	ATS Corp /ATS	9,790	$269,616
DIAX	Nuveen Dow 30sm Dynamic Overwrite Fund	15,556	$237,384
BTC	Grayscale Bitcoin Mini Trust ETF	4,140	$160,342
BCML	BayCom Corp	3,198	$94,021
CNTA	Centessa Pharmaceuticals plc	3,468	$86,734
BODI	Beachbody Company, Inc.	8,000	$82,880
ATHM	Autohome Inc.	3,704	$82,451
THQ	abrdn Healthcare Opportunities Fund	4,000	$76,520
OBK	Origin Bancorp, Inc.	2,016	$75,821
IGI	Western Asset Investment Grade Opportunity Trust Inc.	2,979	$49,153
GRND	Grindr Inc.	3,299	$44,668
NQP	NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND	3,372	$40,093
CCAP	Crescent Capital BDC, Inc.	2,500	$35,125
LTRX	Lantronix Inc	5,000	$29,300
PFLT	PennantPark Floating Rate Capital Ltd.	3,000	$27,810
BLDP	Ballard Power Systems Inc.	10,000	$25,400
ODD	Oddity Tech Ltd	572	$22,982
TCX	Tucows Inc /Pa/	1,002	$22,464
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

3,274 tracked positions · $37,805,936,708 total · filing declares 11,499 positions · $56,396,064,511 · as of Mar 31, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 3,274 positions by value · page 1 of 66

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
SPY	Spdr S&P 500 ETF Trust	Added	2,946,267	+109,457	$1,916,075,278	−1.0%	5.07%
AAPL	Apple Inc. Technology	Added	6,683,923	+179,000	$1,696,312,814	−4.1%	4.49%
NVDA	Nvidia Corp Technology	Added	9,029,958	+353,432	$1,574,824,671	−2.7%	4.17%
MSFT	Microsoft Corp Technology	Added	4,033,392	+84,626	$1,493,040,714	−21.8%	3.95%
GOOGL	Alphabet Inc. Communication Services	Added	4,297,315	+39,089	$1,235,735,897	−7.3%	3.27%
AMZN	Amazon Com Inc Consumer Cyclical	Added	5,897,727	+296,478	$1,228,319,598	−5.0%	3.25%
AVGO	Broadcom Inc. Technology	Added	2,996,496	+140,430	$927,445,472	−6.2%	2.45%
JPM	Jpmorgan Chase & Co Financial Services	Added	2,409,554	+83,763	$708,794,401	−5.4%	1.87%
QQQ	Invesco Qqq Trust, Series 1	Reduced	1,130,072	-24,668	$652,254,956	−8.1%	1.73%
META	Meta Platforms, Inc. Communication Services	Added	1,054,928	+22,975	$603,555,954	−11.4%	1.60%
LLY	ELI LILLY & Co Healthcare	Added	503,731	+47,158	$463,316,658	−5.6%	1.23%
COST	Costco Wholesale Corp /New Consumer Defensive	Added	424,493	+30,182	$422,977,557	+24.4%	1.12%
V	Visa Inc. Financial Services	Reduced	1,355,559	-30,706	$409,704,148	−15.7%	1.08%
GLD	Spdr Gold Trust	Reduced	926,830	-11,430	$398,805,677	+7.3%	1.05%
XOM	ExxonMobil Holdings Corp Energy	Added	2,043,449	+119,509	$346,691,554	+49.7%	0.92%
GEV	GE Vernova Inc. Industrials	Added	382,869	+25,292	$334,206,348	+43.0%	0.88%
HD	Home Depot, Inc. Consumer Cyclical	Added	985,007	+50,695	$323,958,950	+0.8%	0.86%
CVX	Chevron Corp Energy	Added	1,556,994	+100,822	$322,142,055	+45.2%	0.85%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Added	946,307	+74,208	$319,804,447	+20.7%	0.85%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	573,746	+29,982	$274,939,081	+0.6%	0.73%
SHEL	Shell plc Energy	Added	2,817,779	+42,880	$262,053,447	+28.5%	0.69%
JNJ	Johnson & Johnson Healthcare	Added	1,054,990	+117,239	$257,881,753	+32.9%	0.68%
UBER	Uber Technologies, Inc Technology	Added	3,577,295	+505,989	$257,314,826	+2.5%	0.68%
NEE	Nextera Energy Inc Utilities	Added	2,560,302	+393,161	$237,800,845	+36.7%	0.63%
MCD	Mcdonalds Corp Consumer Cyclical	Added	760,718	+32,202	$236,423,544	+6.2%	0.63%
AMGN	Amgen Inc Healthcare	Added	643,944	+1,783	$226,571,694	+7.8%	0.60%
TJX	Tjx Companies Inc /De/ Consumer Cyclical	Added	1,403,460	+87,832	$224,132,559	+10.9%	0.59%
KO	Coca Cola Co Consumer Defensive	Added	2,945,437	+57,833	$224,000,481	+11.0%	0.59%
CRWD	CrowdStrike Holdings, Inc. Technology	Added	566,535	+55,181	$221,180,926	−7.7%	0.59%
BLK	BlackRock, Inc. Financial Services	Added	224,843	+8,277	$216,233,758	−6.7%	0.57%
MRK	Merck & Co., Inc. Healthcare	Added	1,752,898	+30,752	$210,856,097	+16.3%	0.56%
TMO	Thermo Fisher Scientific Inc. Healthcare	Added	427,331	+4,351	$210,046,003	−14.3%	0.56%
CAT	Caterpillar Inc Industrials	Reduced	294,176	-52,216	$208,411,927	+5.0%	0.55%
LIN	Linde PLC Basic Materials	Added	415,786	+90,628	$206,130,065	+48.7%	0.55%
WMT	Walmart Inc. Consumer Defensive	Reduced	1,649,694	-28,150	$205,023,969	+9.7%	0.54%
ABBV	AbbVie Inc. Healthcare	Added	911,994	+28,350	$198,349,572	−1.8%	0.52%
LHX	L3harris Technologies, Inc. /De/ Industrials	Added	539,205	+2,208	$186,106,602	+18.1%	0.49%
PH	Parker-Hannifin Corp Industrials	Added	201,985	+7,579	$180,825,047	+5.8%	0.48%
CSCO	Cisco Systems, Inc. Technology	Reduced	2,305,742	-178,434	$178,902,517	−6.5%	0.47%
AMD	Advanced Micro Devices Inc Technology	Added	878,036	+58,014	$178,618,860	+1.7%	0.47%
CRM	Salesforce, Inc. Technology	Added	944,765	+76,524	$176,359,279	−23.3%	0.47%
TSLA	Tesla, Inc. Consumer Cyclical	Added	469,357	+51,416	$174,483,462	−7.2%	0.46%
IAU	Ishares Gold Trust	Reduced	1,969,602	-29,636	$173,640,110	+7.0%	0.46%
T	At&T Inc. Communication Services	Added	5,982,098	+1,330,239	$173,421,017	+50.1%	0.46%
PG	PROCTER & GAMBLE Co Consumer Defensive	Added	1,196,415	+87,179	$172,810,179	+8.7%	0.46%
ANET	Arista Networks, Inc. Technology	Added	1,394,828	+100,207	$171,256,979	+1.0%	0.45%
PLTR	Palantir Technologies Inc. Technology	Added	1,130,725	+33,194	$165,402,450	−15.2%	0.44%
PANW	Palo Alto Networks Inc Technology	Added	1,011,857	+29,224	$162,220,912	−10.4%	0.43%
EMR	Emerson Electric Co Industrials	Added	1,229,543	+72,669	$161,094,721	+4.9%	0.43%
GS	Goldman Sachs Group Inc Financial Services	Added	189,347	+17,298	$160,185,666	+5.9%	0.42%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.