Rockefeller Capital Management L.P.

CIK

1739439

Location

NEW YORK, NY

Portfolio Value

Large $37,762,624,514

Diversification

Diversified

Filing Date

Global Rank

#109 / 8,232 ▲ 11

Top Industry

Semiconductors 10.1%

3Y Alpha vs SPY

-2.5%

Period ended 2 months ago

Filed May 14, 2026 · 30d

25 quarters · since Mar 2020

Clone Performance

Jun 2023–Jun 2026 · vs SPY

Hypothetical growth of cloning every reported 13F position and rebalancing on each filing, indexed to the same start.

Cloned portfolio

+66.0%

SPY

+76.5%

Annualised alpha

-2.5%

Max drawdown

−18.9%

Estimate. 13F holdings are quarter-lagged and long-only, so the clone rebalances about 45 days after each period end — when the filing becomes public — and excludes options and short positions. Past performance does not predict future results.

Portfolio Concentration

3,265 positions · as of Mar 31, 2026 · Δ vs Dec 31, 2025

Top Position

5.1%

−0.1 pts

Top 5

21.0%

−2.0 pts

Top 10

31.9%

−3.0 pts

HHI

140

Diversified−20

Portfolio Trend

25 quarters · across all stocks

Sector Breakdown

As of Mar 31, 2026

Sector	% Portfolio	Value	Positions
Technology	27.2%	$10,263,438,696	432
Financial Services	12.7%	$4,797,978,702	707
Industrials	10.1%	$3,831,867,657	401
Unclassified	9.2%	$3,461,549,819	38
Healthcare	8.9%	$3,365,192,636	512
Consumer Cyclical	8.4%	$3,179,895,804	319
Communication Services	7.2%	$2,722,938,795	132
Energy	6.0%	$2,275,965,358	164
Consumer Defensive	4.2%	$1,583,936,881	127
Utilities	2.3%	$886,452,293	81
Real Estate	2.1%	$782,295,065	182
Basic Materials	1.6%	$611,112,808	170

Last Quarter's Activity

Export CSV

Mar 31, 2026 vs Dec 31, 2025

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
STLA	Stellantis N.V.	+1,685,956	1,687,069	$11,961,317
EQT	EQT Corp	+1,445,829	1,755,084	$111,693,543
T	At&T Inc.	+1,330,239	5,982,098	$173,421,017
DEI	Douglas Emmett Inc	+1,193,629	1,409,747	$13,279,816
LYFT	Lyft, Inc.	+1,168,616	1,251,957	$16,651,026
ET	Energy Transfer LP	+592,588	5,137,141	$99,146,821
UBER	Uber Technologies, Inc	+505,989	3,577,295	$257,314,826
GBDC	GOLUB CAPITAL BDC, Inc.	+491,866	2,802,868	$35,484,307
KHC	Kraft Heinz Co	+437,275	492,289	$11,071,577
APA	APA Corp	+427,651	534,318	$22,676,454
FSK	FS KKR Capital Corp	+416,631	1,543,127	$15,709,032
OBDC	Blue Owl Capital Corp	+406,940	2,130,221	$23,560,243
NEE	Nextera Energy Inc	+393,161	2,560,302	$237,800,845
NVDA	Nvidia Corp	+353,432	9,029,958	$1,574,824,671
OWL	Blue Owl Capital Inc.	+346,743	953,246	$8,703,134
RELX	Relx PLC	+340,345	491,203	$16,283,377
HIX	Western Asset High Income Fund II Inc.	+324,957	512,145	$2,038,337
RUN	Sunrun Inc.	+321,821	326,158	$4,422,701
DOCN	DigitalOcean Holdings, Inc.	+309,226	313,895	$26,925,911
OTF	Blue Owl Technology Finance Corp.	+298,621	922,665	$11,431,818
BXSL	Blackstone Secured Lending Fund	+297,443	474,721	$11,246,140
AMZN	Amazon Com Inc	+296,478	5,897,727	$1,228,319,598
FSCO	FS Credit Opportunities Corp.	+287,497	1,583,147	$8,074,049
CCI	Crown Castle Inc.	+259,328	307,143	$24,973,795
MIR	Mirion Technologies, Inc.	+253,687	1,392,724	$25,890,737
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
KW	Kennedy-Wilson Holdings, Inc.	−2,148,629	576,647	$6,239,319
STKL	SunOpta Inc.	−2,039,533	110,852	$718,320
IBN	Icici Bank Ltd	−1,458,433	927,565	$24,023,930
BGC	BGC Group, Inc.	−686,223	1,630,485	$15,946,142
S	SentinelOne, Inc.	−648,597	40,298	$519,037
CMCSA	Comcast Corp	−603,445	614,556	$17,643,900
EOG	Eog Resources Inc	−539,129	264,609	$38,254,520
SLB	Slb Limited/Nv	−421,614	971,964	$49,949,226
SHOP	Shopify Inc.	−417,573	574,415	$68,137,103
KD	Kyndryl Holdings, Inc.	−387,391	12,905	$169,312
BCSF	Bain Capital Specialty Finance, Inc.	−372,218	135,793	$1,683,833
TRIN	Trinity Capital Inc.	−320,940	643,608	$9,467,473
HLN	Haleon plc	−293,691	5,103,509	$51,086,123
M	Macy's, Inc.	−282,467	9,833	$177,877
WAL	Western Alliance Bancorporation	−255,786	4,443	$314,786
VOD	Vodafone Group Public Ltd Co	−255,375	138,819	$2,085,059
TCOM	Trip.com Group Ltd	−228,194	5,402	$268,964
CCL	Carnival Corp Ltd.	−211,170	485,523	$12,565,333
KFY	Korn Ferry	−209,725	493,573	$31,070,418
VAL	Valaris Ltd	−206,168	28,684	$2,812,177
SIG	Signet Jewelers Ltd	−189,307	1,032	$87,347
IQV	Iqvia Holdings Inc.	−184,953	22,950	$3,913,890
MMSI	Merit Medical Systems Inc	−184,813	250,774	$17,285,849
TSN	Tyson Foods, Inc.	−179,803	2,615	$167,541
ZM	Zoom Communications, Inc.	−179,710	213,894	$17,194,937
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
TTE	TotalEnergies SE	1,471,551	$133,881,706
AZN	Astrazeneca PLC	473,389	$93,361,776
LNG	Cheniere Energy, Inc.	328,651	$93,258,006
CECO	Ceco Environmental Corp	254,321	$15,152,444
AMCR	Amcor plc	301,019	$11,965,504
VSNT	Versant Media Group, Inc.	235,125	$8,704,325
SOC	Sable Offshore Corp.	263,750	$4,357,148
AGNC	AGNC Investment Corp.	399,578	$4,007,765
WPC	W. P. Carey Inc.	38,687	$2,629,166
THC	Tenet Healthcare Corp	11,529	$2,175,635
NTAP	NetApp, Inc.	17,751	$1,817,523
DFTX	Definium Therapeutics, Inc.	55,206	$1,043,393
UTHR	UNITED THERAPEUTICS Corp	1,562	$926,232
PNFP	Pinnacle Financial Partners, Inc.	10,249	$882,848
SPXX	Nuveen S&P 500 Dynamic Overwrite Fund	46,544	$747,962
ATAI	AtaiBeckley Inc.	179,000	$633,660
UMC	United Microelectronics Corp	50,292	$451,621
CTRE	CareTrust REIT, Inc.	9,798	$359,095
DMLP	Dorchester Minerals, L.P.	12,525	$339,427
EC	Ecopetrol S.A.	20,200	$302,798
SUNB	Sunbelt Rentals Holdings, Inc.	3,893	$253,394
IRDM	Iridium Communications Inc.	8,307	$230,435
WIT	Wipro Ltd	107,606	$228,124
DVA	Davita Inc.	1,065	$163,678
OMEX	Odyssey Marine Exploration Inc	123,749	$103,206
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
PNNT	Pennantpark Investment Corp	195,676	$1,166,228
NPB	Northpointe Bancshares Inc	57,538	$965,487
EXAS	EXACT SCIENCES CORP	6,102	$619,718
BXMX	Nuveen S&P 500 BuyWrite Income Fund	39,680	$583,296
NGD	New Gold Inc. /FI	59,500	$518,245
GEG	Great Elm Group, Inc.	175,145	$446,619
GBTC	Grayscale Bitcoin Trust ETF	6,488	$443,519
FUBO	FuboTV Inc.	12,514	$378,422
ATS	ATS Corp /ATS	9,790	$269,616
DIAX	Nuveen Dow 30sm Dynamic Overwrite Fund	15,556	$237,384
BTC	Grayscale Bitcoin Mini Trust ETF	4,140	$160,342
COOK	Traeger, Inc.	1,850	$99,900
BCML	BayCom Corp	3,198	$94,021
CNTA	Centessa Pharmaceuticals plc	3,468	$86,734
BODI	Beachbody Company, Inc.	8,000	$82,880
ATHM	Autohome Inc.	3,704	$82,451
THQ	abrdn Healthcare Opportunities Fund	4,000	$76,520
OBK	Origin Bancorp, Inc.	2,016	$75,821
IGI	Western Asset Investment Grade Opportunity Trust Inc.	2,979	$49,153
GRND	Grindr Inc.	3,299	$44,668
NQP	NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND	3,372	$40,093
CCAP	Crescent Capital BDC, Inc.	2,500	$35,125
PIPR	Piper Sandler Companies	346	$29,384
LTRX	Lantronix Inc	5,000	$29,300
PFLT	PennantPark Floating Rate Capital Ltd.	3,000	$27,810
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

3,265 positions · $37,762,624,514 total · as of Mar 31, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 3,265 positions by value · page 1 of 66

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
SPY	Spdr S&P 500 ETF Trust	Added	2,946,267	+109,457	$1,916,075,278	−1.0%	5.07%
AAPL	Apple Inc. Technology	Added	6,683,923	+179,000	$1,696,312,814	−4.1%	4.49%
NVDA	Nvidia Corp Technology	Added	9,029,958	+353,432	$1,574,824,671	−2.7%	4.17%
MSFT	Microsoft Corp Technology	Added	4,033,392	+84,626	$1,493,040,714	−21.8%	3.95%
GOOGL	Alphabet Inc. Communication Services	Added	4,297,315	+39,089	$1,235,735,897	−7.3%	3.27%
AMZN	Amazon Com Inc Consumer Cyclical	Added	5,897,727	+296,478	$1,228,319,598	−5.0%	3.25%
AVGO	Broadcom Inc. Technology	Added	2,996,496	+140,430	$927,445,472	−6.2%	2.46%
JPM	Jpmorgan Chase & Co Financial Services	Added	2,409,554	+83,763	$708,794,401	−5.4%	1.88%
QQQ	Invesco Qqq Trust, Series 1	Reduced	1,130,072	-24,668	$652,254,956	−8.1%	1.73%
META	Meta Platforms, Inc. Communication Services	Added	1,054,928	+22,975	$603,555,954	−11.4%	1.60%
LLY	ELI LILLY & Co Healthcare	Added	503,731	+47,158	$463,316,658	−5.6%	1.23%
COST	Costco Wholesale Corp /New Consumer Defensive	Added	424,493	+30,182	$422,977,557	+24.4%	1.12%
V	Visa Inc. Financial Services	Reduced	1,355,559	-30,706	$409,704,148	−15.7%	1.08%
GLD	Spdr Gold Trust	Reduced	926,830	-11,430	$398,805,677	+7.3%	1.06%
XOM	Exxon Mobil Corp Energy	Added	2,043,449	+119,509	$346,691,554	+49.7%	0.92%
GEV	GE Vernova Inc. Industrials	Added	382,869	+25,292	$334,206,348	+43.0%	0.89%
HD	Home Depot, Inc. Consumer Cyclical	Added	985,007	+50,695	$323,958,950	+0.8%	0.86%
CVX	Chevron Corp Energy	Added	1,556,994	+100,822	$322,142,055	+45.2%	0.85%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Added	946,307	+74,208	$319,804,447	+20.7%	0.85%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	573,746	+29,982	$274,939,081	+0.6%	0.73%
SHEL	Shell plc Energy	Added	2,817,779	+42,880	$262,053,447	+28.5%	0.69%
JNJ	Johnson & Johnson Healthcare	Added	1,054,990	+117,239	$257,881,753	+32.9%	0.68%
UBER	Uber Technologies, Inc Technology	Added	3,577,295	+505,989	$257,314,826	+2.5%	0.68%
NEE	Nextera Energy Inc Utilities	Added	2,560,302	+393,161	$237,800,845	+36.7%	0.63%
MCD	Mcdonalds Corp Consumer Cyclical	Added	760,718	+32,202	$236,423,544	+6.2%	0.63%
AMGN	Amgen Inc Healthcare	Added	643,944	+1,783	$226,571,694	+7.8%	0.60%
TJX	Tjx Companies Inc /De/ Consumer Cyclical	Added	1,403,460	+87,832	$224,132,559	+10.9%	0.59%
KO	Coca Cola Co Consumer Defensive	Added	2,945,437	+57,833	$224,000,481	+11.0%	0.59%
CRWD	CrowdStrike Holdings, Inc. Technology	Added	566,535	+55,181	$221,180,926	−7.7%	0.59%
BLK	BlackRock, Inc. Financial Services	Added	224,843	+8,277	$216,233,758	−6.7%	0.57%
MRK	Merck & Co., Inc. Healthcare	Added	1,752,898	+30,752	$210,856,097	+16.3%	0.56%
TMO	Thermo Fisher Scientific Inc. Healthcare	Added	427,331	+4,351	$210,046,003	−14.3%	0.56%
CAT	Caterpillar Inc Industrials	Reduced	294,176	-52,216	$208,411,927	+5.0%	0.55%
LIN	Linde PLC Basic Materials	Added	415,786	+90,628	$206,130,065	+48.7%	0.55%
WMT	Walmart Inc. Consumer Defensive	Reduced	1,649,694	-28,150	$205,023,969	+9.7%	0.54%
ABBV	AbbVie Inc. Healthcare	Added	911,994	+28,350	$198,349,572	−1.8%	0.53%
LHX	L3harris Technologies, Inc. /De/ Industrials	Added	539,205	+2,208	$186,106,602	+18.1%	0.49%
PH	Parker-Hannifin Corp Industrials	Added	201,985	+7,579	$180,825,047	+5.8%	0.48%
CSCO	Cisco Systems, Inc. Technology	Reduced	2,305,742	-178,434	$178,902,517	−6.5%	0.47%
AMD	Advanced Micro Devices Inc Technology	Added	878,036	+58,014	$178,618,860	+1.7%	0.47%
CRM	Salesforce, Inc. Technology	Added	944,765	+76,524	$176,359,279	−23.3%	0.47%
TSLA	Tesla, Inc. Consumer Cyclical	Added	469,357	+51,416	$174,483,462	−7.2%	0.46%
IAU	Ishares Gold Trust	Reduced	1,969,602	-29,636	$173,640,110	+7.0%	0.46%
T	At&T Inc. Communication Services	Added	5,982,098	+1,330,239	$173,421,017	+50.1%	0.46%
PG	PROCTER & GAMBLE Co Consumer Defensive	Added	1,196,415	+87,179	$172,810,179	+8.7%	0.46%
ANET	Arista Networks, Inc. Technology	Added	1,394,828	+100,207	$171,256,979	+1.0%	0.45%
PLTR	Palantir Technologies Inc. Technology	Added	1,130,725	+33,194	$165,402,450	−15.2%	0.44%
PANW	Palo Alto Networks Inc Technology	Added	1,011,857	+29,224	$162,220,912	−10.4%	0.43%
EMR	Emerson Electric Co Industrials	Added	1,229,543	+72,669	$161,094,721	+4.9%	0.43%
GS	Goldman Sachs Group Inc Financial Services	Added	189,347	+17,298	$160,185,666	+5.9%	0.42%