NorthRock Partners, LLC

Registered adviser

CIK

1632097

Location

MINNEAPOLIS, MN

Portfolio Value

Mid $6,745,474,475

Diversification

Diversified

Files via

GOLDMAN SACHS ASSET MANAGEMENT, L.P. SpiderRock Advisors, LLC PARAMETRIC PORTFOLIO ASSOCIATES LLC Aperio Group, LLC OAK RIDGE INVESTMENTS LLC Nuveen Asset Management, LLC JP MORGAN INVESTMENT MANAGEMENT INC /ADV Franklin Templeton Private Portfolio Group, LLC

+ 1 more

AQR CAPITAL MANAGEMENT LLC

Filing Date

Global Rank

#710 / 8,817 ▼ 34

Top Industry

Consumer Electronics 18.1%

Period ended 4 months ago

Filed Aug 11, 2026 · 3mo

26 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 167908

Roster of Oct 1, 2026

Regulatory AUM

$12,185,185,517

Main clients

Individuals and high net worth (99% of AUM)

Private funds

1 fund · Other private funds

Focus by fund count, roster of Oct 1, 2026

$74,913 gross assets

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$12,185,185,517	Individuals and high net worth (99%)
Mar 2025 to Mar 2026	$6,596,242,797	Individuals and high net worth (98%)
Apr 2024 to Feb 2025	$5,798,819,415	Individuals and high net worth (99%)
May 2023 to Mar 2024	$4,191,905,300	Individuals and high net worth (100%)
Apr 2023	$4,191,905,300	Individuals and high net worth (100%)
Apr 2022 to Mar 2023	$4,188,037,335	Individuals and high net worth (100%)

3 earlier changes not shown.

Stated strategy

Wealth management / planning, Multi-asset, Private markets Form ADV Part 2A, Sep 18, 2026 · original

In the firm's words

Wealth management / planning: NorthRock evaluates various information about the Independent Managers in which it selects to manage client assets under the Program.
Multi-asset: NorthRock’s investment discipline is rooted in broad asset allocation across multiple asset classes, diversification in an effort to reduce portfolio risk, and rebalancing to maintain target allocations.
Private markets: NorthRock recommends that certain clients invest in privately placed collective investment vehicles (e.g., hedge funds, private equity funds, real estate funds, private credit funds and similar vehicles etc.).

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Concentrated

The top 10 positions are 75.4% of the book (60%+)

Turnover

Low turnover

21.7% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 16.9 quarters (12+), a floor since 47.9% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 74.0%; sector active share 69.2% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

669 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

21.7%

−1.7 pts

Top 5

62.3%

−2.4 pts

Top 10

75.4%

−1.5 pts

HHI

1,114

Diversified−20

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	81.6%	$5,504,876,985	279
Technology	7.2%	$484,607,933	69
Financial Services	3.3%	$221,751,186	82
Consumer Defensive	2.5%	$168,035,456	27
Industrials	1.2%	$83,143,442	59
Healthcare	1.2%	$82,540,434	49
Consumer Cyclical	1.2%	$80,466,187	33
Communication Services	1.1%	$73,764,699	20
Basic Materials	0.2%	$13,611,207	15
Energy	0.2%	$12,202,722	10
Utilities	0.2%	$11,400,187	14
Real Estate	0.1%	$9,074,037	12

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
TAFM	AB Tax-Aware Intermediate Municipal ETF	+2,632,091	3,874,626	$99,500,395
SGOV	iShares 0-3 Month Treasury Bond ETF	+494,075	2,736,985	$275,532,279
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	+465,087	4,629,596	$406,848,896
KHC	Kraft Heinz Co	+423,429	652,700	$15,416,774
SCHZ	Schwab U.S. Aggregate Bond ETF	+409,926	1,618,956	$37,446,452
IGF	iShares Global Infrastructure ETF	+407,357	3,076,200	$204,874,920
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	+303,367	4,889,672	$297,243,160
BUFR	FT Vest Laddered Buffer ETF	+257,898	1,687,130	$61,630,858
IEMG	iShares Trust	+150,430	1,096,059	$0
IEF	iShares 7-10 Year Treasury Bond ETF	+138,149	662,231	$62,627,185
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	+132,109	2,326,724	$276,856,888
KDP	Keurig Dr Pepper Inc.	+112,519	516,456	$16,903,604
MDYV	State Street(R) SPDR(R) S & P 400(TM) Mid Cap Value ETF	+83,282	1,427,030	$135,353,795
MDYG	State Street(R) SPDR(R) S & P 400(TM) Mid Cap Growth ETF	+70,276	1,153,617	$129,308,929
SLYG	State Street(R) SPDR(R) S & P 600(TM) Small Cap Growth ETF	+50,101	732,397	$87,250,454
SCHR	Schwab Intermediate-Term U.S. Treasury ETF	+47,419	74,296	$1,832,139
—		+39,283	263,609	$24,157,128
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	+36,380	112,406	$5,969,882
SLYV	State Street(R) SPDR(R) S & P 600(TM) Small Cap Value ETF	+36,181	834,093	$91,007,887
VMBS	VANGUARD MORTGAGE-BACKED SECURITIES INDEX FUND	+13,387	970,465	$45,427,466
HLN	Haleon plc	+12,500	52,244	$487,436
DFAC	Dimensional U.S. Core Equity 2 ETF	+12,435	124,735	$5,533,244
KLAC	Kla Corp	+11,953	13,232	$3,992,226
VTIP	VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND	+11,596	22,925	$1,151,522
CRWD	CrowdStrike Holdings, Inc.	+11,548	15,264	$11,648,568
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
JMTG	JPMorgan Mortgage-Backed Securities ETF	−1,662,828	8,082,572	$409,624,748
JMST	JPMorgan Ultra-Short Municipal Income ETF	−828,499	662,850	$33,805,350
HEFA	iShares Currency Hedged MSCI EAFE ETF	−234,600	2,840,162	$133,288,802
VGSH	VANGUARD SHORT-TERM TREASURY INDEX FUND	−156,919	4,710,769	$274,166,755
SPHQ	Invesco S&P 500 Quality ETF	−118,754	105,475	$9,503,297
BAI	BlackRock ETF Trust	−116,927	297,104	$15,663,322
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	−92,094	343,520	$20,504,708
SPTI	State Street(R) SPDR(R) Portfolio Intermediate Term Treasury ETF	−75,495	1,032,022	$29,299,104
BDYN		−63,906	1,034,026	$28,683,881
ROUS	Hartford Multifactor US Equity ETF	−61,372	1,213,197	$81,769,477
EFG	iShares MSCI EAFE Growth ETF	−58,437	97,203	$0
BINC		−50,625	293,554	$15,364,616
XLF	State Street Corp	−48,925	181,948	$9,754,232
DYNF	iShares U.S. Equity Factor Rotation Active ETF	−48,245	383,502	$26,081,971
IVE	iShares S&P 500 Value ETF	−45,792	110,052	$24,988,407
TQQQ	ProShares UltraPro QQQ	−43,338	78,806	$6,383,286
IEUR	iShares Core MSCI Europe ETF	−41,198	65,347	$4,912,133
BNDX	Vanguard Total International Bond ETF	−33,257	171,559	$8,308,602
IUSB	iShares Core Universal USD Bond ETF	−32,973	1,158,879	$53,482,265
SCHQ	Schwab Long-Term U.S. Treasury ETF	−32,865	16,265	$509,094
SPEM	State Street(R) SPDR(R) Portfolio Emerging Markets ETF	−32,006	1,092,633	$56,576,536
SCHX	Schwab U.S. Large-Cap ETF	−32,003	371,161	$10,923,268
BDVL		−31,029	378,158	$9,824,544
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	−29,258	104,744	$19,955,826
SPBO	State Street(R) SPDR Portfolio Corporate Bond ETF	−28,508	163,990	$4,762,269
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
BFLX	Cann American Corp.	336,225	$8,614,084
—		24,188	$1,229,476
SPCX	Space Exploration Technologies Corp	6,869	$1,173,637
SHYG	iShares 0-5 Year High Yield Corporate Bond ETF	27,200	$1,153,552
HONA	Honeywell Aerospace Inc.	4,468	$987,785
NTAP	NetApp, Inc.	5,238	$810,632
SNDK	Sandisk Corp	340	$773,068
ARM	Arm Holdings PLC	1,829	$648,508
JEPI	JPMorgan Equity Premium Income ETF	11,142	$629,300
DHI	Horton D R Inc	3,553	$578,712
AAP	Advance Auto Parts Inc	9,066	$564,086
WDC	Western Digital Corp	839	$535,886
DELL	Dell Technologies Inc.	1,230	$530,695
GNRC	Generac Holdings Inc.	1,289	$377,432
QBTS	D-Wave Quantum Inc.	14,985	$359,490
SCHJ	Schwab 1-5 Year Corporate Bond ETF	13,695	$337,718
TD	Toronto Dominion Bank	2,671	$324,339
CAG	Conagra Brands Inc.	22,549	$303,509
DFAR	Dimensional US Real Estate ETF	11,589	$303,168
CRWV	CoreWeave, Inc.	2,825	$281,200
VHT	VANGUARD HEALTH CARE INDEX FUND	936	$279,873
BNY	Bank of New York Mellon Corp	1,920	$277,651
BTI	British American Tobacco p.l.c.	4,400	$271,744
ATR	Aptargroup, Inc.	2,158	$270,181
GSAT	Globalstar, Inc.	3,300	$268,257
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
XOM	ExxonMobil Holdings Corp	60,712	$10,300,397
L	Loews Corp	8,015	$855,521
SHEL	Shell plc	5,763	$535,959
BMNR	Bitmine Immersion Technologies, Inc.	26,672	$527,572
ICE	Intercontinental Exchange, Inc.	3,265	$513,519
FNDX	Schwab Fundamental U.S. Large Company ETF	15,371	$428,082
ACN	Accenture plc	2,028	$402,132
SPIB	State Street(R) SPDR(R) Portfolio Intermediate Term Corporate Bond ETF	11,780	$395,101
FNDA	Schwab Strategic Trust	10,960	$355,432
GDXJ	VanEck Junior Gold Miners ETF	2,933	$352,077
LRGF	iShares U.S. Equity Factor ETF	5,218	$344,388
LHX	L3harris Technologies, Inc.	911	$314,431
AJG	Arthur J. Gallagher & Co.	1,366	$295,848
FLXR		7,521	$295,349
—		5,798	$291,639
TSN	Tyson Foods, Inc.	4,254	$272,553
DTE	Dte Energy Co	1,843	$269,483
IDEV	iShares Core MSCI International Developed Markets ETF	3,181	$265,836
EWU	iShares MSCI United Kingdom ETF	5,707	$260,010
EFX	Equifax Inc	1,422	$256,059
AEM	Agnico Eagle Mines Ltd	1,219	$247,432
FNDE	Schwab Fundamental Emerging Markets Equity ETF	6,448	$246,700
JPST	JPMorgan Ultra-Short Income ETF	4,695	$237,613
LNT	Alliant Energy Corp	3,288	$235,946
USO	United States Oil Fund, LP	1,846	$234,903
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

669 tracked positions · $6,745,474,475 total · filing declares 680 positions · $6,890,640,802 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 669 positions by value · page 1 of 14

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
VOO	VANGUARD 500 INDEX FUND	Added	599,760	+11,343	$411,921,165	+17.2%	26+	before history	6.11%
JMTG	JPMorgan Mortgage-Backed Securities ETF	Reduced	8,082,572	-1,662,828	$409,624,748	−17.6%	5	unpriced	6.07%
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	Added	4,629,596	+465,087	$406,848,896	+27.6%	10	$71.96	6.03%
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	Added	4,889,672	+303,367	$297,243,160	+14.5%	26+	before history	4.41%
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	Added	2,326,724	+132,109	$276,856,888	+28.8%	26+	before history	4.10%
SGOV	iShares 0-3 Month Treasury Bond ETF	Added	2,736,985	+494,075	$275,532,279	+22.0%	13	unpriced	4.08%
QQQ	Invesco Qqq Trust, Series 1	Reduced	373,687	-16,151	$275,183,106	+22.3%	26+	before history	4.08%
VGSH	VANGUARD SHORT-TERM TREASURY INDEX FUND	Reduced	4,710,769	-156,919	$274,166,755	−3.8%	13	$58.55	4.06%
AAPL	Apple Inc. PUT + SHARES Technology	Reduced	776,922	-2,090	$224,810,149	+13.7%	26+	before history	3.33%
IGF	iShares Global Infrastructure ETF	Added	3,076,200	+407,357	$204,874,920	+14.6%	3	unpriced	3.04%
SPY	Spdr S&P 500 ETF Trust	Reduced	273,293	-12,101	$204,087,013	+10.0%	26+	before history	3.03%
MDYV	State Street(R) SPDR(R) S & P 400(TM) Mid Cap Value ETF	Added	1,427,030	+83,282	$135,353,795	+18.3%	26+	before history	2.01%
HEFA	iShares Currency Hedged MSCI EAFE ETF	Reduced	2,840,162	-234,600	$133,288,802	+2.0%	4	unpriced	1.98%
MDYG	State Street(R) SPDR(R) S & P 400(TM) Mid Cap Growth ETF	Added	1,153,617	+70,276	$129,308,929	+24.4%	26+	before history	1.92%
IWB	iShares Russell 1000 ETF	Reduced	295,228	-3,034	$120,895,866	+13.7%	15	unpriced	1.79%
TAFM	AB Tax-Aware Intermediate Municipal ETF	Added	3,874,626	+2,632,091	$99,500,395	+216.6%	5	$25.26	1.48%
SLYV	State Street(R) SPDR(R) S & P 600(TM) Small Cap Value ETF	Added	834,093	+36,181	$91,007,887	+20.6%	26+	before history	1.35%
SLYG	State Street(R) SPDR(R) S & P 600(TM) Small Cap Growth ETF	Added	732,397	+50,101	$87,250,454	+32.4%	26+	before history	1.29%
ROUS	Hartford Multifactor US Equity ETF	Reduced	1,213,197	-61,372	$81,769,477	+8.7%	4	$55.20	1.21%
IWR	iShares Russell Mid-Cap ETF	Reduced	680,478	-27,291	$75,070,332	+9.1%	26+	before history	1.11%
EFA	iShares MSCI EAFE ETF	Reduced	681,246	-2,430	$70,767,834	+6.6%	26+	before history	1.05%
NVDA	Nvidia Corp Technology	Reduced	325,443	-11,569	$65,117,889	+10.8%	26+	before history	0.97%
IEF	iShares 7-10 Year Treasury Bond ETF	Added	662,231	+138,149	$62,627,185	+25.2%	4	unpriced	0.93%
BUFR	FT Vest Laddered Buffer ETF	Added	1,687,130	+257,898	$61,630,858	+27.7%	18	unpriced	0.91%
MSFT	Microsoft Corp CALL + SHARES Technology	Reduced	159,098	-180	$59,346,735	+0.7%	26+	before history	0.88%
IWM	iShares Russell 2000 ETF CALL + SHARES	Reduced	191,365	-186	$57,495,614	+21.0%	26+	before history	0.85%
SPEM	State Street(R) SPDR(R) Portfolio Emerging Markets ETF	Reduced	1,092,633	-32,006	$56,576,536	+7.2%	4	$44.51	0.84%
IUSB	iShares Core Universal USD Bond ETF	Reduced	1,158,879	-32,973	$53,482,265	−2.9%	4	unpriced	0.79%
IWF	iShares Russell 1000 Growth ETF	Reduced	378,795	-7,135	$47,034,975	−71.4%	26+	before history	0.70%
VMBS	VANGUARD MORTGAGE-BACKED SECURITIES INDEX FUND	Added	970,465	+13,387	$45,427,466	+1.1%	4	$46.90	0.67%
MBB	iShares MBS ETF	Reduced	444,758	-21,632	$42,038,526	−5.1%	11	unpriced	0.62%
IJR	iShares Core S&P Small-Cap ETF	Reduced	262,654	-12,149	$38,954,214	+14.0%	26+	before history	0.58%
SCHZ	Schwab U.S. Aggregate Bond ETF	Added	1,618,956	+409,926	$37,446,452	+33.4%	4	$23.25	0.56%
JMST	JPMorgan Ultra-Short Municipal Income ETF	Reduced	662,850	-828,499	$33,805,350	−55.5%	11	$50.88	0.50%
QQQM	Invesco Ltd. Financial Services	Reduced	110,441	-1,999	$33,460,309	+25.2%	6	$251.72	0.50%
VEA	Vanguard FTSE Developed Markets ETF	Reduced	453,208	-8,133	$32,291,070	+9.2%	13	$58.98	0.48%
PM	Philip Morris International Inc. Consumer Defensive	Added	178,201	+2,783	$32,238,342	+11.2%	26+	before history	0.48%
AGG	iShares Core U.S. Aggregate Bond ETF	Added	320,830	+10,899	$31,755,753	+3.2%	4	unpriced	0.47%
AMZN	Amazon Com Inc Consumer Cyclical	Added	131,565	+1,884	$31,357,202	+16.1%	26+	before history	0.46%
VYMI	VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD INDEX FUND	Reduced	299,797	-23,747	$29,440,065	−3.4%	4	$83.59	0.44%
SPTI	State Street(R) SPDR(R) Portfolio Intermediate Term Treasury ETF	Reduced	1,032,022	-75,495	$29,299,104	−7.7%	11	$28.76	0.43%
MDLZ	Mondelez International, Inc. Consumer Defensive	Reduced	506,441	-6,139	$29,292,547	−0.9%	26+	before history	0.43%
PGR	Progressive Corp Financial Services	Reduced	133,547	-13,855	$29,173,342	−0.2%	17	$258.21	0.43%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Reduced	77,998	-3,048	$28,862,379	+11.0%	26+	before history	0.43%
BDYN		Reduced	1,034,026	-63,906	$28,683,881	+7.5%	4	unpriced	0.43%
DYNF	iShares U.S. Equity Factor Rotation Active ETF	Reduced	383,502	-48,245	$26,081,971	+3.8%	4	$57.57	0.39%
IVE	iShares S&P 500 Value ETF	Reduced	110,052	-45,792	$24,988,407	−24.1%	11	unpriced	0.37%
GOOGL	Alphabet Inc. Communication Services	Added	69,038	+960	$24,672,110	+26.0%	26+	before history	0.37%
		Added	263,609	+39,283	$24,157,128	+17.5%	11	$91.60	0.36%
PG	PROCTER & GAMBLE Co Consumer Defensive	Added	164,654	+227	$24,144,862	+1.7%	26+	before history	0.36%

Showing the top 50 of 669 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.