SLYG · State Street(R) SPDR(R) S & P 600(TM) Small Cap Growth ETF · Holdings ETF

$108.16 +0.29 (+0.27%) At close · Oct 21

Volume · Oct 21 156.94K Avg daily vol (3M) 145.15K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

Quarter:

Holders: 118

Total Value: $468,803,132

Total Shares: 4,382,567

Showing 1–100 of 118 holdings by value · page 1 of 2

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 118 13F filers · Δ vs Jun 30, 2026

Top Holder

13.0%

−16.0 pts

Top 5

48.6%

+7.6 pts

Top 10

64.3%

+13.7 pts

HHI

604

Broadly held−314

Who Holds SLYG

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 561 filers, like-for-like change +6.0%; actively managed books +6.3%; index-like books -2.3%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	44.3%	395	+13.6%	47	13
Exempt adviser	0.0%	1	+398.8%	0	0
Adviser	2.7%	4	-4.7%	0	0
Bank	5.7%	20	-7.8%	3	0
Broker-dealer	28.9%	1	+6.3%	0	0
Non-US	0.2%	2	-74.0%	0	0
Holding company	4.6%	7	-5.5%	0	0
Insurer	0.0%	0	-100.0%	0	1
Unknown	13.7%	131	0.0%	14	8

Style	Share	Filers	Change	New	Exited
Index-like	3.2%	6	-2.3%	1	0
Systematic-like	0.1%	3	+44.1%	0	1
Concentrated	31.4%	236	+17.7%	24	7
Diversified active	65.2%	314	+1.5%	39	14
Unknown	0.0%	1	0.0%	0	0
Not measured	0.1%	1	+6.8%	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	90.5%	418	+4.9%	41	11
Medium turnover	5.7%	84	+20.4%	16	6
High turnover	0.4%	9	+52.2%	3	2
Unknown	3.2%	49	+11.4%	4	3
Not measured	0.1%	1	+6.8%	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	3.0%	49	+4.3%	7	4
Medium horizon	12.9%	139	+14.1%	23	7
Long horizon	83.6%	361	+4.7%	31	9
Unknown	0.3%	11	+174.4%	3	2
Not measured	0.1%	1	+6.8%	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	14.8%	273	+7.2%	28	13
$1B to $10B	24.8%	191	+13.4%	30	6
$10B to $100B	16.7%	65	+6.6%	4	2
$100B or more	43.5%	31	+1.6%	2	1
Not measured	0.1%	1	+6.8%	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	42.3%	367	+10.1%	41	12
Registered funds and BDCs	1.0%	3	+802.2%	1	1
Pension and profit sharing plans	0.3%	7	+67.3%	0	0
Insurance companies	0.0%	1	+5.2%	0	0
Charitable organizations	0.0%	1	new	1	0
Other investment advisers	0.1%	3	+1613.0%	1	0
Other	0.0%	1	new	1	0
Diversified	0.5%	9	+129.2%	2	0
Pooled investment vehicles	0.0%	0	—	0	0
Corporations	0.0%	0	—	0	0
Governments and sovereign funds	0.0%	0	—	0	0
Unknown	55.7%	169	+0.6%	17	9

Private funds	Share	Filers	Change	New	Exited
Hedge funds	1.4%	13	+5.6%	1	0
Private equity funds	1.4%	13	-7.3%	1	1
Venture capital funds	0.0%	2	+3.5%	0	0
Real estate funds	0.6%	8	+36.3%	3	0
Securitized asset funds	0.0%	1	-11.8%	0	0
Other private funds	8.2%	19	+20.6%	1	0
Mixed private funds	0.0%	1	0.0%	0	0
Private funds, type not stated	0.1%	4	+19.3%	2	0
No private funds	32.7%	333	+13.1%	39	12
Unknown	55.7%	167	+0.6%	17	9

Location	Share	Filers	Change	New	Exited
United States	98.6%	554	+6.2%	63	22
Outside the US	1.4%	7	-5.1%	1	0

The Sep 30, 2026 filing window is still open, so its bar shows only the filers that have filed so far.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 7 holders with no observed 2026-03-31 13F and 6 holders with no observed 2026-06-30 13F.

Conviction and Crowding

560 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

314

56.1% of filers hold it in their top 10

Mar 31, 2026: 302

Holders above 5%

median weight 0.044%

Mar 31, 2026: 5

Crowding

—

shares outstanding is an issuer-wide count, not one listing's

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

shares outstanding is an issuer-wide count, not one listing's

Top 10 holders

50.8%

of 13F shares, Herfindahl 0.092

Active holders

+6.3%

like-for-like share change of active filers

5% stakes on record

0 13D, 0 13G

How long holders have held it value-weighted 20.7 quarters

Under 1 year 6.66% 1 to 3 years 14.5% 3 years or more 78.9% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$96.79

estimated per share

Mar 31, 2026: $90.53

Quarter-end price

$119.13

implied by 13F values

Estimated gain or loss

+23.1%

price against the estimated cost

Estimated at a loss

0.000%

of costed 13F value

Estimated cost covers 12.7% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Fund Ownership of SLYG by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 0 shares.

Fund type	Shares	Funds
Index funds	0	0
Index ETFs	0	0
Active ETFs	6,283	1
Active funds	0	0
Unclassified	0	0
All registered funds	6,283	1

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Quarterly Activity

vs Jun 30, 2026

New

Increased

Decreased

Sold Out

Unchanged

New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.

Holder count: -446

Institutional value: -87.1%

Shares held: -85.7%

Top Buyers

vs Jun 30, 2026

Institution	Added	Now Holds
Small Eagle Strategies LLC	+59,653	65,738
Large Farther Finance Advisors, LLC	+45,203	75,654
Mid Everhart Financial Group, Inc.	+29,206	567,965
Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	+23,330	99,498
Small Clarus Wealth Advisors	+19,845	43,826

Top Sellers

vs Jun 30, 2026

Institution	Sold	Now Holds
Small Barden Capital Management, Inc.	−19,378	4,308
Small Nvest Wealth Strategies, Inc.	−12,262	58,442
Mid Krilogy Financial LLC	−9,045	343,061
Large ASSETMARK, INC	−7,425	46,485
Small Rodgers & Associates, LTD	−6,605	397,087

Top New Positions

vs Jun 30, 2026

Institution	Acquired	Value (USD)
Small Farmers & Merchants Trust Co of Chambersburg PA	64,536	$6,903,415
Small Schear Investment Advisers, LLC	24,223	$2,591,134
Mid Sowell Financial Services LLC	2,700	$288,819
Small XY Planning Network, Inc.	2,320	$248,170
Mid Root Financial Partners, LLC	1,231	$131,680

Top Sold-Out Positions

vs Jun 30, 2026

Institution	Previously Held	Last Value (USD)
Small Blue Capital, Inc.	13,456	$1,603,013
Mid MISSION WEALTH MANAGEMENT, LP	4,257	$507,136
Small Commonwealth Financial Services, LLC	3,960	$471,754
Small WORLD EQUITY GROUP, INC.	3,412	$406,471
Small BLVD Private Wealth, LLC	1,944	$231,588

Filter: New 6 Increased 42 Reduced 44 Sold out 16 Unchanged 26

Holder type: Registered adviser 90 Bank 1 Unknown 27

Showing 100 of 118

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Everhart Financial Group, Inc. SLYG

$60,755,216

12.96%

567,965

Diversified Enterprises, LLC SLYG

$60,681,941

12.94%

567,280

Rodgers & Associates, LTD SLYG

$42,476,396

9.06%

397,087

Krilogy Financial LLC SLYG

$36,697,235

7.83%

343,061

GHP Investment Advisors, Inc. SLYG

$27,269,005

5.82%

254,922

OpenArc Corporate Advisory, LLC SLYG

$22,116,582

4.72%

206,755

Klingman & Associates, LLC SLYG

$21,707,529

4.63%

202,931

MATHER GROUP, LLC. SLYG

$10,761,716

2.30%

100,605

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC SLYG

$10,643,301

2.27%

99,498

HRC WEALTH MANAGEMENT, LLC SLYG

$8,564,553

1.83%

80,065

Farther Finance Advisors, LLC SLYG

$8,092,708

1.73%

75,654

KWB Wealth SLYG

$7,802,177

1.66%

72,938

Wealthcare Advisory Partners LLC SLYG

$7,563,206

1.61%

70,704

Fragasso Financial Advisors Inc SLYG

$7,163,673

1.53%

66,969

Eagle Strategies LLC SLYG

$7,031,993

1.50%

65,738

Farmers & Merchants Trust Co of Chambersburg PA SLYG

$6,903,415

1.47%

64,536

Junk Investment Group, LLC SLYG

$6,461,843

1.38%

60,408

Nvest Wealth Strategies, Inc. SLYG

$6,251,540

1.33%

58,442

Midwest Financial Group LLC SLYG

$6,033,856

1.29%

56,407

TME FINANCIAL, INC. SLYG

$5,376,205

1.15%

50,259

Marathon Mission, Inc. SLYG

$5,269,021

1.12%

49,257

ASSETMARK, INC SLYG

$4,972,500

1.06%

46,485

Roan Capital Partners SLYG

$4,815,040

1.03%

45,013

SIGNATURE ESTATE & INVESTMENT ADVISORS LLC SLYG

$4,814,612

1.03%

45,009

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SIGNATURE INVESTMENT ADVISORS LLC	16,983	$1,816,671	37.7%	Defined
Held directly	28,026	$2,997,941	62.3%	Sole

Clarus Wealth Advisors SLYG

$4,688,067

1.00%

43,826

True Blue Financial, LLC SLYG

$3,747,052

0.80%

35,029

Portside Wealth Group, LLC SLYG

$3,730,899

0.80%

34,878

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TOWNSQUARE CAPITAL LLC	14,750	$1,577,807	42.3%	Other
Held directly	20,128	$2,153,092	57.7%	Sole

Trilogy Capital Inc. SLYG

$3,398,115

0.72%

31,767

GEN Financial Management, INC. SLYG

$2,746,668

0.59%

25,677

Schear Investment Advisers, LLC SLYG

$2,591,134

0.55%

24,223

Tempo Wealth, LLC SLYG

$2,591,134

0.55%

24,223

Capital Square, LLC SLYG

$2,410,461

0.51%

22,534

AMERICAN FINANCIAL & TAX STRATEGIES INC SLYG

$2,397,839

0.51%

22,416

Focus Financial Network, Inc. SLYG

$2,381,687

0.51%

22,265

Friday Financial SLYG

$2,355,586

0.50%

22,021

WALLER FINANCIAL PLANNING GROUP, INC SLYG

$2,306,166

0.49%

21,559

May Barnhard Investments LLC SLYG

$2,217,381

0.47%

20,729

Ignite Planners, LLC SLYG

$2,217,274

0.47%

20,728

McAdam, LLC SLYG

$2,023,872

0.43%

18,920

FELL CAPITAL MANAGEMENT /ADV SLYG

$1,965,359

0.42%

18,373

Triangle Securities Wealth Management SLYG

$1,900,215

0.41%

17,764

LAUREL OAK WEALTH MANAGEMENT, LLC SLYG

$1,813,034

0.39%

16,949

Courage Miller Partners, LLC SLYG

$1,673,331

0.36%

15,643

Prime Capital Investment Advisors, LLC SLYG

$1,427,086

0.30%

13,341

Investors Research Corp SLYG

$1,414,571

0.30%

13,224

Bill Few Associates, Inc. SLYG

$1,223,094

0.26%

11,434

YHB Investment Advisors, Inc. SLYG

$1,167,684

0.25%

10,916

PRIVATE TRUST CO NA SLYG

$1,158,271

0.25%

10,828

Diligent Investors, LLC SLYG

$1,073,443

0.23%

10,035

Connecticut Wealth Management, LLC SLYG

$911,705

0.19%

8,523

CWA Asset Management Group, LLC SLYG

$896,087

0.19%

8,377

TRITONPOINT WEALTH, LLC SLYG

$785,908

0.17%

7,347

BURNEY CO/ SLYG

$782,592

0.17%

7,316

LexAurum Advisors, LLC SLYG

$735,739

0.16%

6,878

Foster Victor Wealth Advisors, LLC SLYG

$656,047

0.14%

6,133

Atlas Brown,Inc. SLYG

$636,257

0.14%

5,948

JUNCTURE WEALTH STRATEGIES, LLC SLYG

$623,635

0.13%

5,830

INSPIRION WEALTH ADVISORS, LLC SLYG

$622,779

0.13%

5,822

Towerpoint Wealth, LLC SLYG

$587,372

0.13%

5,491

Navigate Wealth Management, LLC SLYG

$583,842

0.12%

5,458

ORRSTOWN FINANCIAL SERVICES INC SLYG

$543,942

0.12%

5,085

Grant Private Wealth Management Inc SLYG

$507,037

0.11%

4,740

Patriot Financial Group Insurance Agency, LLC SLYG

$495,912

0.11%

4,636

NORDEN GROUP LLC SLYG

$494,094

0.11%

4,619

CoreCap Advisors, LLC SLYG

$485,964

0.10%

4,543

Comprehensive Financial Consultants Institutional, Inc. SLYG

$484,253

0.10%

4,527

AdvisorNet Financial, Inc SLYG

$463,073

0.10%

4,329

Barden Capital Management, Inc. SLYG

$460,826

0.10%

4,308

Avior Wealth Management, LLC SLYG

$445,102

0.09%

4,161

Stonebridge Wealth Management, LLC SLYG

$431,196

0.09%

4,031

Diversify Advisory Services, LLC SLYG

$429,056

0.09%

4,011

DIVERSIFY WEALTH MANAGEMENT, LLC SLYG

$429,056

0.09%

4,011

DELTA CAPITAL MANAGEMENT LLC SLYG

$427,880

0.09%

4,000

First Heartland Consultants, Inc. SLYG

$419,322

0.09%

3,920

WealthPlan Investment Management, LLC SLYG

$418,466

0.09%

3,912

Crescent Sterling, Ltd. SLYG

$385,840

0.08%

3,607

Balefire, LLC SLYG

$378,887

0.08%

3,542

Integrated Advisors Network LLC SLYG

$368,939

0.08%

3,449

Meridian Financial Advisors, LLC SLYG

$362,200

0.08%

3,386

Sensible Money, LLC SLYG

$338,453

0.07%

3,164

HF Advisory Group, LLC SLYG

$322,407

0.07%

3,014

INDEPENDENT FINANCIAL GROUP, LLC SLYG

$303,794

0.06%

2,840

Orin Green Financial, LLC SLYG

$300,050

0.06%

2,805

Sowell Financial Services LLC SLYG

$288,819

0.06%

2,700

Concurrent Investment Advisors, LLC SLYG

$279,191

0.06%

2,610

4WEALTH ADVISORS, INC. SLYG

$271,810

0.06%

2,541

AXXCESS WEALTH MANAGEMENT, LLC SLYG

$259,188

0.06%

2,423

XY Planning Network, Inc. SLYG

$248,170

0.05%

2,320

Foundation Wealth Management, LLC\PA SLYG

$244,747

0.05%

2,288

Burns Matteson Capital Management, LLC SLYG

$240,789

0.05%

2,251

COURIER CAPITAL LLC SLYG

$239,291

0.05%

2,237

Wedmont Private Capital SLYG

$229,664

0.05%

2,147

Heartwood Wealth Advisors LLC SLYG

$212,121

0.05%

1,983

FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ SLYG

$210,089

0.04%

1,964

Montz Harcus Wealth Management LLC SLYG

$206,131

0.04%

1,927

MY Wealth Management Inc. SLYG

$205,810

0.04%

1,924

JOURNEY RETIREMENT PLANNING & INVESTMENT MANAGEMENT LLC SLYG

$203,670

0.04%

1,904

PFG Advisors SLYG

$201,638

0.04%

1,885

CLG LLC SLYG

$200,889

0.04%

1,878

EASTERN BANK SLYG

$186,448

0.04%

1,743

Showing the top 100 of 118 holders. Create a free account to see every holder, past quarters, search, filters and CSV export.