Leicht Financial Planning & Wealth Management, Inc.
Registered adviserRegulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Apr 2026 to Nov 2026 | $237,406,702 | Individuals and high net worth (99%) |
| Apr 2025 to Mar 2026 | $212,110,790 | Individuals and high net worth (99%) |
| Apr 2024 to Mar 2025 | $190,526,279 | Individuals and high net worth (98%) |
| May 2023 to Mar 2024 | $173,668,995 | Individuals and high net worth (98%) |
| Apr 2023 | $173,668,995 | Individuals and high net worth (98%) |
| Apr 2022 to Mar 2023 | $187,755,541 | Individuals and high net worth (97%) |
In the firm's words
- Fundamental active:
The firm uses a combination of fundamental, technical and cyclical analysis in order to evaluate model portfolios.
- Value:
This strategy would normally encourage equity purchases in stocks that are undervalued or priced below their perceived value.
- Fixed income / rates:
To a lesser extent, we also invest in individual stocks or bonds, options, mutual funds, annuities, and REITs when suitable for the client.
- Multi-asset:
To a lesser extent, we also invest in individual stocks or bonds, options, mutual funds, annuities, and REITs when suitable for the client.
- Wealth management / planning:
As part of our financial planning services, we provide personal financial planning tailored to the individual needs of the client.
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.
Closest benchmark: every 13F filer's combined book, active share 93.7%; sector active share 85.9% against the combined 13F book's sector weights.
Over time 26 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
16 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026Portfolio Trend
Sector Breakdown
As of Sep 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 98.5% | $222,465,465 |
| Technology | 1.2% | $2,688,221 |
| Financial Services | 0.4% | $798,213 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| SPTI | State Street(R) SPDR(R) Portfolio Intermediate Term Treasury ETF | +42,975 | 1,061,866 | $28,967,704 | |
| SPMB | State Street(R) SPDR(R) Portfolio Mortgage Backed Bond ETF | +26,565 | 645,261 | $13,640,817 | |
| SPIB | State Street(R) SPDR(R) Portfolio Intermediate Term Corporate Bond ETF | +19,032 | 458,225 | $14,791,503 | |
| SPEM | State Street(R) SPDR(R) Portfolio Emerging Markets ETF | +2,169 | 234,692 | $12,147,657 | |
| VTI | VANGUARD TOTAL STOCK MARKET INDEX FUND | +685 | 1,865 | $697,957 | |
| BRK-B | Berkshire Hathaway Inc | +191 | 1,603 | $798,213 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| — | −10,783 | 303,500 | $0 | ||
| SGOV | iShares 0-3 Month Treasury Bond ETF | −5,258 | 29,715 | $2,991,706 | |
| SPYV | State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF | −5,097 | 825,334 | $50,452,667 | |
| SPYG | State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF | −3,064 | 426,618 | $52,508,143 | |
| SLYG | State Street(R) SPDR(R) S & P 600(TM) Small Cap Growth ETF | −2,965 | 72,823 | $7,789,876 | |
| SPDW | State Street(R) SPDR(R) Portfolio Developed World ex-US ETF | −873 | 434,987 | $21,840,697 | |
| SLYV | State Street(R) SPDR(R) S & P 600(TM) Small Cap Value ETF | −858 | 77,627 | $7,929,598 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| QUAL | iShares MSCI USA Quality Factor ETF | 39,179 | $8,707,140 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| USMV | iShares MSCI USA Min Vol Factor ETF | 86,141 | $8,309,160 | |
| No positions match the current search. | ||||
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| SPYG |
State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF
|
Reduced | 426,618 | $52,508,143 | 23.24% | |
| SPYV |
State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF
|
Reduced | 825,334 | $50,452,667 | 22.33% | |
| SPTI |
State Street(R) SPDR(R) Portfolio Intermediate Term Treasury ETF
|
Added | 1,061,866 | $28,967,704 | 12.82% | |
| SPDW |
State Street(R) SPDR(R) Portfolio Developed World ex-US ETF
|
Reduced | 434,987 | $21,840,697 | 9.67% | |
| SPIB |
State Street(R) SPDR(R) Portfolio Intermediate Term Corporate Bond ETF
|
Added | 458,225 | $14,791,503 | 6.55% | |
| SPMB |
State Street(R) SPDR(R) Portfolio Mortgage Backed Bond ETF
|
Added | 645,261 | $13,640,817 | 6.04% | |
| SPEM |
State Street(R) SPDR(R) Portfolio Emerging Markets ETF
|
Added | 234,692 | $12,147,657 | 5.38% | |
| QUAL |
iShares MSCI USA Quality Factor ETF
|
NEW | 39,179 | $8,707,140 | 3.85% | |
| SLYV |
State Street(R) SPDR(R) S & P 600(TM) Small Cap Value ETF
|
Reduced | 77,627 | $7,929,598 | 3.51% | |
| SLYG |
State Street(R) SPDR(R) S & P 600(TM) Small Cap Growth ETF
|
Reduced | 72,823 | $7,789,876 | 3.45% | |
| SGOV |
iShares 0-3 Month Treasury Bond ETF
|
Reduced | 29,715 | $2,991,706 | 1.32% | |
| AAPL |
Apple Inc.
Technology
|
Held | 8,063 | $2,685,140 | 1.19% | |
| BRK-B |
Berkshire Hathaway Inc
Financial Services
|
Added | 1,603 | $798,213 | 0.35% | |
| VTI |
VANGUARD TOTAL STOCK MARKET INDEX FUND
|
Added | 1,865 | $697,957 | 0.31% | |
| DVLT |
Datavault AI Inc.
Technology
|
Held | 19,780 | $3,081 | 0.00% | |
|
|
Reduced | 303,500 | $0 | 0.00% |
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.