Convergence Financial, LLC

Registered adviser

CIK

2034001

Location

COLUMBIA, MO

Portfolio Value

Small $696,936,338

Diversification

Diversified

Filing Date

Global Rank

#2,162 / 8,827 ▲ 243 · as of Jun 2026

Top Industry

Semiconductors 13.3%

Period ended 38 days ago

Filed Oct 27, 2026 · 11d

20 quarters · since Dec 2021

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 304146

Roster of Nov 1, 2026

Regulatory AUM

$903,955,351

Main clients

Individuals and high net worth (97% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$903,955,351	Individuals and high net worth (97%)
Apr 2025 to Mar 2026	$703,445,900	Individuals and high net worth (97%)
Apr 2024 to Mar 2025	$422,444,754	Individuals and high net worth (98%)
May 2023 to Mar 2024	$298,064,113	Individuals and high net worth (98%)
Mar 2023 to Apr 2023	$298,064,113	Individuals and high net worth (98%)
Apr 2022 to Feb 2023	$309,097,019	Individuals and high net worth (99%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 61.5% of the book (60%+)

Turnover

Medium turnover

40.9% over the last four quarters (30% to under 100%)

Horizon

Medium horizon

Value-weighted holding period 11.4 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 68.8%; sector active share 57.3% against the combined 13F book's sector weights.

Over time 19 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

262 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

30.2%

−0.6 pts

Top 5

50.5%

−0.1 pts

Top 10

61.1%

−0.4 pts

HHI

1,091

Diversified−38

Portfolio Trend

20 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	68.6%	$477,760,240	112
Technology	10.9%	$76,002,539	30
Financial Services	4.5%	$31,648,945	24
Communication Services	3.3%	$22,876,964	7
Consumer Cyclical	3.2%	$22,180,517	16
Industrials	2.7%	$18,797,776	16
Healthcare	2.3%	$16,038,274	13
Consumer Defensive	1.6%	$11,108,628	13
Energy	1.4%	$9,930,065	15
Basic Materials	0.8%	$5,685,708	8
Utilities	0.4%	$2,677,965	4
Real Estate	0.3%	$2,228,717	4

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
STBF	Performance Trust Short Term Bond ETF	+135,815	163,518	$4,066,692
BUXX	Strive Enhanced Income Short Maturity ETF	+123,906	154,017	$3,104,982
ASM	Avino Silver & Gold Mines Ltd	+112,525	142,877	$792,967
USFR	WisdomTree Floating Rate Treasury Fund	+86,518	99,451	$5,011,335
SOFI	SoFi Technologies, Inc.	+69,882	670,148	$10,534,726
TLT	iShares 20+ Year Treasury Bond ETF	+53,461	67,330	$5,236,927
PHYS	Sprott Physical Gold Trust	+50,345	69,325	$2,167,792
CDE	Coeur Mining, Inc.	+44,320	61,130	$1,075,888
KGC	Kinross Gold Corp	+41,152	52,792	$1,271,231
PFE	Pfizer Inc	+25,448	36,534	$1,041,949
—		+24,649	36,697	$0
VZ	Verizon Communications Inc	+21,008	49,721	$2,280,702
FYX	First Trust Small Cap Core AlphaDEX Fund	+19,722	21,676	$2,917,372
GARP	iShares MSCI USA Quality GARP ETF	+16,695	22,093	$1,883,649
UPS	United Parcel Service Inc	+9,344	12,981	$1,212,944
CRWD	CrowdStrike Holdings, Inc.	+9,241	19,150	$5,069,962
TGT	Target Corp	+8,736	11,124	$1,743,019
VFLO	VictoryShares Free Cash Flow ETF	+6,779	14,569	$745,787
—		+5,835	14,550	$0
IBM	International Business Machines Corp	+4,665	8,327	$1,831,357
SPCX	Space Exploration Technologies Corp	+3,545	30,285	$4,568,795
HELO	JPMorgan Hedged Equity Laddered Overlay ETF	+3,444	47,028	$3,252,926
ORCL	Oracle Corp	+2,696	9,829	$1,349,521
ACN	Accenture plc	+2,057	11,341	$2,079,599
LAMR	Lamar Advertising Co	+1,936	3,914	$564,046
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
CGCP	Capital Group Core Plus Income ETF	−1,421,440	14,117	$298,856
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	−489,847	721,651	$44,114,525
WINN	Harbor Long-Term Growers ETF	−392,181	10,785	$370,033
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	−391,003	426,668	$52,514,297
SPAB	State Street(R) SPDR(R) Portfolio Aggregate Bond ETF	−354,429	645,253	$15,718,363
DIAL	Columbia Diversified Fixed Income Allocation ETF	−331,377	349,254	$6,007,168
JAVA	JPMorgan Active Value ETF	−265,653	286,365	$22,829,017
MDYV	State Street(R) SPDR(R) S & P 400(TM) Mid Cap Value ETF	−206,276	215,759	$19,096,829
SLYV	State Street(R) SPDR(R) S & P 600(TM) Small Cap Value ETF	−187,885	193,757	$19,792,277
SLYG	State Street(R) SPDR(R) S & P 600(TM) Small Cap Growth ETF	−180,113	185,229	$19,813,946
CGDV	Capital Group Dividend Value ETF	−171,362	154,482	$7,546,445
FENI	Fidelity Enhanced International ETF	−164,793	13,229	$527,969
MDYG	State Street(R) SPDR(R) S & P 400(TM) Mid Cap Growth ETF	−159,187	215,100	$22,484,403
TBLL	Invesco Short Term Treasury ETF	−150,864	191,625	$20,227,935
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	−137,460	137,564	$6,907,088
IDEV	iShares Core MSCI International Developed Markets ETF	−115,171	138,709	$12,411,681
AVEM	Avantis Emerging Markets Equity ETF	−112,190	134,831	$12,676,810
SPHQ	Invesco S&P 500 Quality ETF	−109,081	3,673	$308,825
TRPA	Hartford AAA CLO ETF	−101,188	91,498	$3,554,697
IBIT	iShares Bitcoin Trust ETF	−96,908	49,623	$2,349,152
SPHY	State Street(R) SPDR(R) Portfolio High Yield Bond ETF	−92,166	98,760	$2,230,988
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	−91,325	118,643	$23,224,367
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	−90,246	111,719	$10,027,897
IEMG	iShares Trust	−78,632	78,408	$0
NBSD	Neuberger Short Duration Income ETF	−67,561	67,844	$3,382,701
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
CRUX	Columbia Core Bond ETF	533,046	$15,218,463
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	27,634	$4,288,796
HYS	PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund	30,016	$2,715,847
BIV	Vanguard Bond Index Funds	32,716	$2,383,687
SPTM	State Street(R) SPDR(R) Portfolio S&P 1500(R) Composite Stock Market ETF	24,621	$2,266,363
GOVT	iShares U.S. Treasury Bond ETF	88,525	$1,936,041
JPIE	JPMorgan Income ETF	34,496	$1,548,525
EZBC	Franklin Templeton Digital Holdings Trust	28,878	$1,394,518
SPIB	State Street(R) SPDR(R) Portfolio Intermediate Term Corporate Bond ETF	41,742	$1,347,431
CRUS	Cirrus Logic, Inc.	10,703	$1,284,038
SIL	Global X Silver Miners ETF	13,973	$1,201,817
QEFA	State Street(R) SPDR(R) MSCI EAFE StrategicFactors(SM) ETF	10,132	$988,173
IGV	iShares Expanded Tech-Software Sector ETF	9,193	$978,870
SGDJ		10,789	$954,071
F	Ford Motor Co	78,008	$940,776
MCY	Mercury General Corp	8,830	$872,845
IBOC	International Bancshares Corp	12,316	$843,646
MDT	Medtronic plc	9,769	$842,967
XLV	State Street(R) Health Care Select Sector SPDR(R) ETF	4,807	$809,594
XLI	State Street(R) Industrial Select Sector SPDR(R) ETF	4,848	$809,519
MOAT	VanEck Morningstar Wide Moat ETF	7,154	$756,249
FDX	Fedex Corp	2,633	$750,641
WM	Waste Management Inc	3,404	$694,143
NYT	New York Times Co	10,580	$673,946
PSLV	Sprott Physical Silver Trust	34,737	$672,855
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
FLCO	Franklin Investment Grade Corporate ETF	1,857,864	$39,832,604
SPMO	Invesco Ltd.	64,256	$10,379,914
MSI	Motorola Solutions, Inc.	5,342	$2,218,479
PGR	Progressive Corp	6,018	$1,314,632
MKL	Markel Group Inc.	672	$1,312,422
DY	Dycom Industries Inc	2,584	$1,306,444
AER	AerCap Holdings N.V.	6,218	$906,460
MCD	Mcdonalds Corp	1,927	$520,887
BKNG	Booking Holdings Inc.	2,478	$441,678
AEP	American Electric Power Co Inc	3,169	$433,550
HONA	Honeywell Aerospace Inc.	1,887	$417,177
DIS	Walt Disney Co	4,112	$395,780
SPTI	State Street(R) SPDR(R) Portfolio Intermediate Term Treasury ETF	13,862	$393,542
DIA	Spdr Dow Jones Industrial Average ETF Trust	749	$391,270
MGA	Magna International Inc	5,766	$378,595
TFC	Truist Financial Corp	7,580	$377,635
TRP	Tc Energy Corp	5,672	$375,996
JEPI	JPMorgan Equity Premium Income ETF	6,498	$367,007
DG	Dollar General Corp	3,160	$363,747
RY	Royal Bank Of Canada	1,742	$360,541
CNP	Centerpoint Energy Inc	8,098	$356,635
BBJP	JPMorgan BetaBuilders Japan ETF	4,626	$348,384
PLD	Prologis, Inc.	2,542	$344,364
ACWX	iShares MSCI ACWI ex U.S. ETF	4,418	$336,253
BTI	British American Tobacco p.l.c.	5,416	$334,492
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

262 tracked positions · $696,936,338 total · filing declares 262 positions · $713,983,910 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 262 positions by value · page 1 of 6

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	Reduced	426,668	-391,003	$52,514,297	−46.0%	7.54%
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	Reduced	721,651	-489,847	$44,114,525	−40.1%	6.33%
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	Reduced	118,643	-91,325	$23,224,367	−41.9%	3.33%
JAVA	JPMorgan Active Value ETF	Reduced	286,365	-265,653	$22,829,017	−47.9%	3.28%
MDYG	State Street(R) SPDR(R) S & P 400(TM) Mid Cap Growth ETF	Reduced	215,100	-159,187	$22,484,403	−46.4%	3.23%
TBLL	Invesco Short Term Treasury ETF	Reduced	191,625	-150,864	$20,227,935	−44.1%	2.90%
SLYG	State Street(R) SPDR(R) S & P 600(TM) Small Cap Growth ETF	Reduced	185,229	-180,113	$19,813,946	−54.5%	2.84%
SLYV	State Street(R) SPDR(R) S & P 600(TM) Small Cap Value ETF	Reduced	193,757	-187,885	$19,792,277	−52.5%	2.84%
MTUM	iShares MSCI USA Momentum Factor ETF	Reduced	61,749	-42,337	$19,595,427	−45.1%	2.81%
MDYV	State Street(R) SPDR(R) S & P 400(TM) Mid Cap Value ETF	Reduced	215,759	-206,276	$19,096,829	−52.3%	2.74%
SPAB	State Street(R) SPDR(R) Portfolio Aggregate Bond ETF	Reduced	645,253	-354,429	$15,718,363	−38.4%	2.26%
CRUX	Columbia Core Bond ETF	NEW	533,046	NEW	$15,218,463	NEW	2.18%
AAPL	Apple Inc. Technology	Reduced	41,829	-34,827	$13,929,893	−37.2%	2.00%
NVDA	Nvidia Corp Technology	Reduced	59,641	-53,048	$13,620,811	−39.6%	1.95%
AVEM	Avantis Emerging Markets Equity ETF	Reduced	134,831	-112,190	$12,676,810	−46.8%	1.82%
IDEV	iShares Core MSCI International Developed Markets ETF	Reduced	138,709	-115,171	$12,411,681	−45.1%	1.78%
MSFT	Microsoft Corp Technology	Reduced	23,812	-24,626	$12,213,174	−32.4%	1.75%
SOFI	SoFi Technologies, Inc. Financial Services	Added	670,148	+69,882	$10,534,726	−2.1%	1.51%
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	Reduced	111,719	-90,246	$10,027,897	−43.5%	1.44%
GOOGL	Alphabet Inc. Communication Services	Reduced	27,134	-26,795	$9,336,266	−51.6%	1.34%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	36,971	-26,115	$9,211,324	−38.7%	1.32%
AVGO	Broadcom Inc. Technology	Reduced	23,570	-23,695	$8,277,548	−53.6%	1.19%
CGDV	Capital Group Dividend Value ETF	Reduced	154,482	-171,362	$7,546,445	−53.0%	1.08%
META	Meta Platforms, Inc. Communication Services	Reduced	10,045	-11,393	$7,284,433	−39.7%	1.05%
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	Reduced	137,564	-137,460	$6,907,088	−50.2%	0.99%
SHY	iShares 1-3 Year Treasury Bond ETF	Reduced	82,841	-61,867	$6,726,689	−43.4%	0.97%
CLIP	Global X 1-3 Month T-Bill ETF	Reduced	63,041	-51,845	$6,325,533	−45.1%	0.91%
DIAL	Columbia Diversified Fixed Income Allocation ETF	Reduced	349,254	-331,377	$6,007,168	−51.4%	0.86%
TLT	iShares 20+ Year Treasury Bond ETF	Added	67,330	+53,461	$5,236,927	+336.9%	0.75%
IJR	iShares Core S&P Small-Cap ETF	Reduced	38,460	-42,134	$5,232,098	−56.2%	0.75%
IJH	iShares Core S&P Mid-Cap ETF	Reduced	70,555	-38,434	$5,076,432	−39.6%	0.73%
CRWD	CrowdStrike Holdings, Inc. Technology	Added	19,150	+9,241	$5,069,962	−33.0%	0.73%
USFR	WisdomTree Floating Rate Treasury Fund	Added	99,451	+86,518	$5,011,335	+669.6%	0.72%
LLY	ELI LILLY & Co Healthcare	Reduced	4,215	-4,292	$4,877,092	−52.2%	0.70%
SPCX	Space Exploration Technologies Corp Industrials	Added	30,285	+3,545	$4,568,795	−0.0%	0.66%
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	NEW	27,634	NEW	$4,288,796	NEW	0.62%
STBF	Performance Trust Short Term Bond ETF	Added	163,518	+135,815	$4,066,692	+478.4%	0.58%
TSLA	Tesla, Inc. Consumer Cyclical	Reduced	10,128	-27,444	$3,593,515	−77.3%	0.52%
TRPA	Hartford AAA CLO ETF	Reduced	91,498	-101,188	$3,554,697	−52.5%	0.51%
CRAK	VanEck Oil Refiners ETF	Reduced	56,068	-58,836	$3,551,347	−32.9%	0.51%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	10,564	-10,939	$3,494,888	−50.3%	0.50%
NBSD	Neuberger Short Duration Income ETF	Reduced	67,844	-67,561	$3,382,701	−50.5%	0.49%
GBTC	Grayscale Bitcoin Trust ETF	Reduced	51,267	-51,267	$3,311,335	−29.1%	0.48%
HELO	JPMorgan Hedged Equity Laddered Overlay ETF	Added	47,028	+3,444	$3,252,926	+10.4%	0.47%
SGOV	iShares 0-3 Month Treasury Bond ETF	Reduced	30,860	-9,377	$3,106,984	−23.3%	0.45%
BUXX	Strive Enhanced Income Short Maturity ETF	Added	154,017	+123,906	$3,104,982	+409.5%	0.45%
GEV	GE Vernova Inc. Industrials	Reduced	3,082	-3,287	$2,929,410	−60.9%	0.42%
FYX	First Trust Small Cap Core AlphaDEX Fund	Added	21,676	+19,722	$2,917,372	+934.7%	0.42%
HYS	PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund	NEW	30,016	NEW	$2,715,847	NEW	0.39%
AME	Ametek Inc Industrials	Reduced	10,959	-11,630	$2,714,873	−50.3%	0.39%

Showing the top 50 of 262 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.