CNA · Cna Financial Corp · Holdings

$47.32 -0.80 (-1.66%) At close · Nov 6 Q1 2026 earnings call transcript

Russell 1000 member Rebalance outlook locked

Market Cap

$13.02B

270.61M

Volume · Nov 6 420.71K Avg daily vol (3M) 458.94K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of CNA: 13F, 13D and 13G, insiders and funds →

Some SEC filings for this period have not finished importing. Holder totals and changes may be incomplete; these filings remain queued for recovery.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 331

Total Value: $13,261,050,558

Total Shares: 273,023,003

Showing 1–100 of 335 holdings by value · page 1 of 4

Institutional Ownership Trend

27 quarters

Superinvestors Holding CNA

All superinvestors →

Joel Greenblatt $23,310,536

Holder Concentration

Across 317 13F filers

Top Holder

91.1%

of institutional value

Top 5

93.5%

of institutional value

Top 10

95.0%

of institutional value

HHI

8,306

Highly concentrated

Who Holds CNA

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 315 filers, like-for-like change +0.7%; actively managed books +0.6%; index-like books +8.5%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	5.7%	185	+0.1%	25	26
Exempt adviser	0.1%	4	+38.8%	1	3
Adviser	0.1%	7	+46.0%	2	0
Bank	0.7%	21	+31.0%	2	0
Insurer	91.2%	1	0.0%	0	0
Broker-dealer	0.0%	1	+4.1%	0	0
Benefit plan	0.0%	4	-1.8%	0	0
Non-US	0.2%	6	+217.4%	0	1
Holding company	1.1%	6	+11.3%	0	2
Unknown	0.8%	80	+66.8%	21	3

Style	Share	Filers	Change	New	Exited
Index-like	1.9%	25	+8.5%	1	0
Systematic-like	0.9%	22	+41.3%	6	4
Concentrated	91.3%	71	0.0%	13	10
Diversified active	5.9%	197	+6.9%	31	21
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	95.1%	192	+0.4%	24	17
Medium turnover	3.1%	54	-5.8%	8	6
High turnover	1.5%	41	+57.9%	13	11
Unknown	0.3%	28	+1.5%	6	1
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	0.5%	41	+28.1%	11	7
Medium horizon	1.0%	55	+5.1%	9	5
Long horizon	97.6%	202	+0.5%	24	20
Unknown	0.9%	17	+14.6%	7	3
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	0.4%	73	+7.0%	17	14
$1B to $10B	1.1%	101	+10.1%	20	9
$10B to $100B	93.0%	80	+0.4%	12	10
$100B or more	5.5%	61	+5.1%	2	2
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	1.1%	121	+6.0%	17	16
Pooled investment vehicles	1.3%	23	+48.6%	5	5
Registered funds and BDCs	1.1%	16	-25.9%	2	3
Pension and profit sharing plans	0.0%	2	-58.1%	0	0
Insurance companies	0.0%	2	-2.5%	0	0
Governments and sovereign funds	0.0%	3	+59.9%	0	0
Corporations	0.0%	1	-74.1%	0	0
Other investment advisers	0.0%	4	-42.3%	0	0
Other	0.0%	1	new	1	0
Diversified	2.1%	11	-3.4%	0	2
Unknown	94.3%	131	+0.8%	26	9

Private funds	Share	Filers	Change	New	Exited
Hedge funds	3.5%	33	-0.4%	5	8
Private equity funds	0.2%	9	-18.1%	1	0
Venture capital funds	0.0%	1	-16.3%	0	0
Real estate funds	0.0%	3	+10.8%	0	1
Liquidity funds	0.0%	1	new	1	0
Securitized asset funds	0.0%	1	0.0%	0	0
Other private funds	0.3%	20	+22.0%	4	2
Mixed private funds	0.0%	1	+26.2%	0	2
Private funds, type not stated	0.0%	4	-45.8%	1	1
No private funds	1.8%	115	+3.5%	14	15
Unknown	94.2%	127	+0.8%	25	6

Location	Share	Filers	Change	New	Exited
United States	99.2%	278	+0.5%	43	30
Outside the US	0.8%	37	+54.0%	8	5

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 5 holders with no observed 2026-03-31 13F and 4 holders with no observed 2026-06-30 13F.

Conviction and Crowding

315 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.952% of filers hold it in their top 10

Mar 31, 2026: 3

Holders above 5%

median weight 0.003%

Mar 31, 2026: 1

Crowding

—

holders exceed shares outstanding: 13F filers report more shares than the cover-page count, which predates an issuance, is misstated, or misses shares lent and reported twice

Mar 31, 2026: 4.28%

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

holders exceed shares outstanding: 13F filers report more shares than the cover-page count, which predates an issuance, is misstated, or misses shares lent and reported twice

Top 10 holders

95.1%

of 13F shares, Herfindahl 0.832

Active holders

+0.6%

like-for-like share change of active filers

5% stakes on record

0 13D, 0 13G

How long holders have held it value-weighted 25.2 quarters

Under 1 year 0.775% 1 to 3 years 2.44% 3 years or more 96.8% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$46.23

estimated per share

Mar 31, 2026: $46.54

Quarter-end price

$48.61

implied by 13F values

Estimated gain or loss

+5.2%

price against the estimated cost

Estimated at a loss

0.003%

of costed 13F value

Estimated cost covers 4.08% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies CNA's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	BG Bunge Global SA	5	0.109
2	AMCR Amcor plc	5	0.100
3	SNX Td Synnex Corp	5	0.092
4	MTN Vail Resorts Inc	3	0.086
5	RPRX Royalty Pharma plc	4	0.084
6	ORI Old Republic International Corp	4	0.082
7	AAA Alternative Access First Priority CLO Bond ETF	5	0.082
8	SON Sonoco Products Co	3	0.081
9	HPQ Hp Inc	5	0.080
10	ATO Atmos Energy Corp	5	0.076

Shareholder Targets

13F filers that own its peers but not CNA, quarter ended Jun 30, 2026

Found through its holder-overlap peers: BG, AMCR, SNX, MTN, RPRX, ORI, AAA, SON, HPQ, ATO, COO, UGI, PFGC, KMB, OMC, ES, VRSN, FE, ZTS, CI. 3,352 filers in all.

#	Filer	In peers	Of book	Largest peers
1	Capital World Investors Adviser, Diversified active	$9,985,222,003 8 held	1.18%	FE, PFGC, BG
2	MASSACHUSETTS FINANCIAL SERVICES CO /MA/ Registered adviser, Diversified active	$5,345,018,622 12 held	1.82%	CI, KMB, OMC
3	Dodge & Cox Registered adviser, Diversified active	$4,291,348,406 2 held	2.25%	CI, HPQ
4	Capital International Investors Adviser, Diversified active	$4,186,977,523 4 held	0.870%	RPRX, ATO, MTN
5	WELLINGTON MANAGEMENT GROUP LLP Holding company, Diversified active	$3,901,567,598 17 held	0.670%	ATO, KMB, ZTS
6	Glencore plc Holding company, Unknown	$3,501,395,373 1 held	71.9%	BG
7	CANADA PENSION PLAN INVESTMENT BOARD Non-US, Diversified active	$3,201,951,715 13 held	1.77%	BG, CI, ES
8	Sanders Capital, LLC Registered adviser, Concentrated	$2,796,668,014 1 held	2.80%	CI
9	Amundi Holding company, Index-like	$2,280,199,788 19 held	0.550%	CI, ATO, ZTS
10	Berkshire Hathaway Inc Insurer, Concentrated	$2,261,494,212 1 held	0.760%	VRSN

Fund Ownership of CNA by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 1.26% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	0.17%	+0.03 pp	450,448	38
Index ETFs	1.09%	-0.56 pp	2,958,404	51
Active ETFs	0.08%	+0.02 pp	203,593	11
Active funds	0.48%	-0.07 pp	1,286,693	60
Unclassified	0.14%	+0.14 pp	368,540	17
All registered funds	1.95%	-0.44 pp	5,267,678	177

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 197 Exempt adviser 5 Adviser 7 Bank 22 Insurer 1 Broker-dealer 1 Benefit plan 4 Non-US 6 Holding company 6 Unknown 82

Showing 100 of 335

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Loews Corp

$12,075,440,414

91.06%

248,414,738

AQR CAPITAL MANAGEMENT LLC

$137,401,558

1.04%

2,826,611

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Compound Planning, Inc.	20	$972	0.0%	Other
DOPKINS WEALTH MANAGEMENT, LLC	49	$2,381	0.0%	Other
Arax Advisory Partners	3,786	$184,037	0.1%	Other
GuideStone Capital Management, LLC	3,860	$187,634	0.1%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	1,269	$61,686	0.0%	Other
Stokes Family Office, LLC	102	$4,958	0.0%	Other
Held directly	2,817,525	$136,959,890	99.7%	Defined

BlackRock, Inc.

$80,192,883

0.60%

1,649,720

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	147,645	$7,177,023	8.9%	Sole
BlackRock Asset Management Canada Ltd	130	$6,319	0.0%	Sole
BlackRock Investment Management, LLC	7,458	$362,533	0.5%	Sole
BLACKROCK ADVISORS LLC	6,013	$292,291	0.4%	Sole
BlackRock Fund Advisors	246,672	$11,990,725	15.0%	Sole
BlackRock Institutional Trust Company, N.A.	779,686	$37,900,536	47.3%	Sole
BlackRock Asset Management Ireland Ltd	1,022	$49,679	0.1%	Sole
BlackRock Advisors (UK) Ltd	742	$36,068	0.0%	Sole
BlackRock (Luxembourg) S.A.	917	$44,575	0.1%	Sole
Aperio Group, LLC	458,047	$22,265,664	27.8%	Sole
SpiderRock Advisors, LLC	1,388	$67,470	0.1%	Sole

FIRST TRUST ADVISORS LP

$50,781,311

0.38%

1,044,668

MORGAN STANLEY

$47,433,051

0.36%

975,788

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	67	$3,256	0.0%	Defined
MORGAN STANLEY & CO. LLC	15,986	$777,079	1.6%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	152,697	$7,422,601	15.6%	Defined
MORGAN STANLEY INVESTMENT MANAGEMENT INC	2,893	$140,628	0.3%	Defined
MORGAN STANLEY SMITH BARNEY LLC	93,368	$4,538,618	9.6%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	710,777	$34,550,869	72.8%	Defined

Quantinno Capital Management LP

$42,157,022

0.32%

867,250

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$39,883,921

0.30%

820,488

TWO SIGMA INVESTMENTS, LP

$39,453,042

0.30%

811,624

River Road Asset Management, LLC

$39,002,719

0.29%

802,360

CORDA Investment Management, LLC.

$34,097,131

0.26%

759,740

ARROWSTREET CAPITAL, LIMITED PARTNERSHIP

$27,990,901

0.21%

575,826

MILLENNIUM MANAGEMENT LLC

$24,334,603

0.18%

500,609

Gotham Asset Management, LLC

$23,310,536

0.18%

479,542

STATE STREET CORP

$22,928,121

0.17%

471,675

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SSGA FUNDS MANAGEMENT, INC. joint	471,675	$22,928,121	100.0%	Defined

Torray Investment Partners LLC

$21,006,622

0.16%

468,062

JACOBS LEVY EQUITY MANAGEMENT, INC

$20,852,134

0.16%

428,968

LSV ASSET MANAGEMENT

$20,757,101

0.16%

427,013

UBS Group AG

$18,961,788

0.14%

390,080

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	5,129	$249,320	1.3%	Defined
UBS AG	384,951	$18,712,468	98.7%	Defined

VICTORY CAPITAL MANAGEMENT INC

$18,612,380

0.14%

382,892

GOLDMAN SACHS GROUP INC

$18,324,170

0.14%

376,963

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	134,314	$6,529,003	35.6%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	242,649	$11,795,167	64.4%	Defined

NORGES BANK

$16,777,790

0.13%

345,151

GEODE CAPITAL MANAGEMENT, LLC

$16,494,198

0.12%

339,317

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	56,454	$2,744,228	16.6%	Defined
Held directly	282,863	$13,749,970	83.4%	Defined

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

$16,092,801

0.12%

358,574

BARCLAYS PLC

$14,187,605

0.11%

291,866

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	203,668	$9,900,301	69.8%	Defined
BARCLAYS CAPITAL INC.	86	$4,180	0.0%	Defined
BARCLAYS CAPITAL SECURITIES LTD	88,112	$4,283,124	30.2%	Defined

Squarepoint Ops LLC

$13,627,181

0.10%

280,337

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	280,337	$13,627,181	100.0%	Defined

JPMORGAN CHASE & CO

$12,743,449

0.10%

262,157

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Trust Co of Delaware	172	$8,360	0.1%	Other
J.P. Morgan Investment Management Inc.	13,286	$645,832	5.1%	Defined
J.P. Morgan Securities LLC	248,405	$12,074,966	94.8%	Defined
55I, LLC	294	$14,291	0.1%	Other

VANGUARD CAPITAL MANAGEMENT LLC

$12,716,473

0.10%

261,602

CITADEL ADVISORS LLC

$12,310,919

0.09%

253,259

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	226,985	$11,033,740	89.6%	Defined
Held directly	26,274	$1,277,179	10.4%	Defined

HRT FINANCIAL LP

$11,510,896

0.09%

236,801

ExodusPoint Capital Management, LP

$10,761,865

0.08%

221,392

Jump Financial, LLC

$9,276,003

0.07%

190,825

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Leap GP LLC joint	190,825	$9,276,003	100.0%	Defined

Connor, Clark & Lunn Investment Management Ltd.

$9,266,620

0.07%

190,632

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	115,475	$5,613,239	60.6%	Sole
Held directly	75,157	$3,653,381	39.4%	Sole

MARSHALL WACE, LLP

$8,708,383

0.07%

179,148

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	179,148	$8,708,383	100.0%	Other

NORTHERN TRUST CORP

$8,015,252

0.06%

164,889

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	164,063	$7,975,101	99.5%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	826	$40,151	0.5%	Defined

Patrick Mauro Investment Advisor, INC.

$7,935,145

0.06%

163,241

Private Advisory Group LLC

$7,857,416

0.06%

161,642

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Cohalo Advisory LLC	156,780	$7,621,075	97.0%	Other
Held directly	4,862	$236,341	3.0%	Sole

D. E. Shaw & Co., Inc.

$7,758,301

0.06%

159,603

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	155,128	$7,540,772	97.2%	Defined
D. E. Shaw Investment Management, L.L.C. joint	4,475	$217,529	2.8%	Defined

HSBC HOLDINGS PLC

$7,545,633

0.06%

155,228

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HSBC BANK PLC	155,228	$7,545,633	100.0%	Defined

BNP PARIBAS ARBITRAGE, SA

$6,966,639

0.05%

143,317

Point72 Asset Management, L.P.

$6,854,787

0.05%

141,016

BANK OF AMERICA CORP /DE/

$6,850,655

0.05%

140,931

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	117,222	$5,698,161	83.2%	Defined
BOFA SECURITIES, INC.	23,709	$1,152,494	16.8%	Defined

Baird Financial Group, Inc.

$6,429,790

0.05%

132,273

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Robert W. Baird & Co. Inc	131,273	$6,381,180	99.2%	Defined
BAIRD TRUST Co	1,000	$48,610	0.8%	Defined

Schonfeld Strategic Advisors LLC

$6,253,822

0.05%

128,653

VANGUARD FIDUCIARY TRUST CO

$5,787,992

0.04%

119,070

Creative Planning

$5,678,890

0.04%

126,535

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	1,357	$60,902	1.1%	Defined
Held directly	125,178	$5,617,988	98.9%	Sole

Edgestream Partners, L.P.

$5,455,354

0.04%

112,227

Invesco Ltd.

$5,232,085

0.04%

107,634

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	3,698	$179,758	3.4%	Defined
Invesco Trust Co joint	8,152	$396,268	7.6%	Defined
Invesco Investment Advisers LLC	2,559	$124,392	2.4%	Defined
Invesco Capital Management LLC	93,225	$4,531,667	86.6%	Defined

VANGUARD PORTFOLIO MANAGEMENT LLC

$5,181,388

0.04%

106,591

VOYA INVESTMENT MANAGEMENT LLC

$5,138,465

0.04%

105,708

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Voya Investment Management Co. LLC joint	105,708	$5,138,465	100.0%	Defined

DEUTSCHE BANK AG\

$4,983,349

0.04%

102,517

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS INVESTMENT MANAGEMENT AMERICAS, INC	428	$20,805	0.4%	Defined
DWS Investments UK Ltd	99,822	$4,852,347	97.4%	Defined
DBX Advisors LLC	690	$33,540	0.7%	Defined
DWS International GmbH	1,577	$76,657	1.5%	Defined

Russell Investments Group, Ltd.

$4,830,078

0.04%

99,364

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC joint	22,761	$1,106,411	22.9%	Defined
Russell Investments Canada Limited	2,426	$117,927	2.4%	Defined
Russell Investments Capital, LLC joint	20,675	$1,005,011	20.8%	Other
Russell Investments Implementation Services, LLC	3,972	$193,078	4.0%	Defined
Russell Investments Japan Co., LTD. joint	8,051	$391,359	8.1%	Other
Russell Investments Limited joint	39,320	$1,911,344	39.6%	Defined
Russell Investments Trust Company joint	2,159	$104,948	2.2%	Other

SummitTX Capital, L.P.

$4,542,458

0.03%

93,447

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$4,277,874

0.03%

88,004

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	88,004	$4,277,874	100.0%	Defined

Ilex Capital Partners (UK) LLP

$3,753,664

0.03%

77,220

OCCUDO QUANTITATIVE STRATEGIES LP

$3,670,832

0.03%

75,516

JANE STREET GROUP, LLC

$3,665,194

0.03%

75,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	75,400	$3,665,194	100.0%	Defined

Mirae Asset Global Investments Co., Ltd.

$3,656,508

0.03%

81,473

Trexquant Investment LP

$3,562,918

0.03%

73,296

RAYMOND JAMES FINANCIAL INC

$3,371,977

0.03%

69,368

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	68,370	$3,323,465	98.6%	Defined
Raymond James Financial Services Advisors, Inc.	998	$48,512	1.4%	Defined

Nuveen, LLC

$3,115,462

0.02%

64,091

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	35,444	$1,722,932	55.3%	Defined
TEACHERS ADVISORS, LLC joint	28,647	$1,392,530	44.7%	Defined

CITIGROUP INC

$2,990,398

0.02%

66,631

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citibank, N.A. joint	2,203	$98,870	3.3%	Defined
Citigroup Financial Products Inc. joint	64,428	$2,891,528	96.7%	Defined

COMMONWEALTH EQUITY SERVICES, LLC

$2,959,252

0.02%

65,937

FRANKLIN RESOURCES INC

$2,712,824

0.02%

55,808

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brandywine Global Investment Management, LLC	29,790	$1,448,091	53.4%	Defined
FIDUCIARY TRUST INTERNATIONAL LLC	613	$29,797	1.1%	Defined
FRANKLIN ADVISERS INC	12,108	$588,569	21.7%	Defined
FRANKLIN ADVISORY SERVICES LLC	13,297	$646,367	23.8%	Defined

Corient Private Wealth LLC

$2,634,807

0.02%

54,203

AGF MANAGEMENT LTD

$2,602,590

0.02%

57,990

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AGF INVESTMENTS INC.	15,995	$717,855	27.6%	Sole
AGF Investments LLC	41,995	$1,884,735	72.4%	Sole

Oak Thistle LLC

$2,495,013

0.02%

55,593

KORNITZER CAPITAL MANAGEMENT INC /KS

$2,464,271

0.02%

54,908

AE Wealth Management LLC

$2,404,101

0.02%

49,457

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fletcher Financial Group	19	$923	0.0%	Other
HOWARD BAILEY SECURITIES, LLC	137	$6,659	0.3%	Other
SMART Wealth LLC	3	$145	0.0%	Other
Strickler Financial Group	177	$8,603	0.4%	Other
Held directly	49,121	$2,387,771	99.3%	Other

SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC

$2,401,285

0.02%

49,399

Graham Capital Management, L.P.

$2,346,647

0.02%

48,275

Pathstone Holdings, LLC

$2,339,695

0.02%

48,132

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ADVISOR PARTNERS II, LLC	43,755	$2,126,930	90.9%	Defined
Held directly	4,377	$212,765	9.1%	Sole

Focus Partners Wealth

$2,324,189

0.02%

47,813

Rodgers Brothers Inc.

$2,304,114

0.02%

47,400

XTX Topco Ltd

$2,298,134

0.02%

47,277

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	47,277	$2,298,134	100.0%	Defined

Atom Investors LP

$2,239,948

0.02%

46,080

1834 INVESTMENT ADVISORS CO

$2,214,334

0.02%

49,339

Aquatic Capital Management LLC

$1,957,816

0.01%

40,276

Hudson Portfolio Management LLC

$1,940,997

0.01%

39,930

HB Wealth Management, LLC

$1,874,996

0.01%

41,778

Quantbot Technologies LP

$1,873,721

0.01%

38,546

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	38,546	$1,873,721	100.0%	Sole

Brevan Howard Capital Management LP

$1,864,582

0.01%

38,358

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brevan Howard US Investment Management, LP	38,358	$1,864,582	100.0%	Defined

Bank of New York Mellon Corp

$1,851,611

0.01%

41,257

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation joint	10,633	$477,208	25.8%	Other
The Bank of New York Mellon	17,478	$784,412	42.4%	Defined
BNY Mellon, NA joint	13,145	$589,947	31.9%	Defined
Held directly	1	$44	0.0%	Defined

OLD NATIONAL BANCORP /IN/

$1,821,095

0.01%

40,577

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$1,784,716

0.01%

36,715

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	36,715	$1,784,716	100.0%	Other

CITADEL ADVISORS LLC

$1,759,682

0.01%

36,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	36,200	$1,759,682	100.0%	Defined

AMERIPRISE FINANCIAL INC

$1,737,466

0.01%

35,743

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	10,790	$524,501	30.2%	Defined
Ameriprise Financial Services, LLC	24,953	$1,212,965	69.8%	Defined

RHUMBLINE ADVISERS

$1,707,085

0.01%

35,118

Summit Trail Advisors, LLC

$1,615,115

0.01%

33,226

CAXTON ASSOCIATES LLP

$1,585,852

0.01%

32,624

SlateStone Wealth, LLC

$1,581,477

0.01%

32,534

Tidal Investments LLC

$1,547,888

0.01%

31,843

CITADEL ADVISORS LLC

$1,526,354

0.01%

31,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	31,400	$1,526,354	100.0%	Defined

TUDOR INVESTMENT CORP ET AL

$1,429,620

0.01%

29,410

GSA CAPITAL PARTNERS LLP

$1,418,099

0.01%

29,173

MANUFACTURERS LIFE INSURANCE COMPANY, THE

$1,408,037

0.01%

28,966

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MANULIFE FINANCIAL CORP joint	28,966	$1,408,037	100.0%	Defined

Employees Retirement System of Texas

$1,379,114

0.01%

28,371

BRIDGEWAY CAPITAL MANAGEMENT, LLC

$1,375,663

0.01%

28,300

Uncommon Cents Investing LLC

$1,326,877

0.01%

29,565

ROYAL BANK OF CANADA

$1,291,225

0.01%

26,563

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	26,436	$1,285,053	99.5%	Defined
RBC Trust Co (Delaware) Ltd	29	$1,409	0.1%	Defined
Held directly	98	$4,763	0.4%	Sole

INCEPTIONR LLC

$1,288,699

0.01%

26,511

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Key facts CIK 21175 CUSIP 126117100 13F (30d) 153 filings 123 filers Visit website Investor relations