New England Capital Financial Advisors LLC

Registered adviser

CIK

1964652

Location

MERIDEN, CT

Portfolio Value

Small $402,916,194

Diversification

Diversified

Filing Date

Global Rank

#4,306 / 8,825 ▼ 8 · as of Jun 2026

Top Industry

Consumer Electronics 9.3%

Period ended 35 days ago

Filed Nov 3, 2026 · 1d

16 quarters · since Dec 2022

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 109203

Roster of Nov 1, 2026

Regulatory AUM

$768,042,602

Main clients

Individuals and high net worth (90% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Sep 2026 to Nov 2026	$768,042,602	Individuals and high net worth (90%)
Apr 2026 to Aug 2026	$673,011,670	Individuals and high net worth (91%)
Apr 2025 to Mar 2026	$600,040,689	Individuals and high net worth (91%)
Mar 2024 to Mar 2025	$528,837,865	Individuals and high net worth (91%)
May 2023 to Feb 2024	$440,581,266	Individuals and high net worth (91%)
Apr 2023	$440,581,266	Individuals and high net worth (91%)

4 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 86.5% of the book (60%+)

Turnover

Low turnover

12.2% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 9.6 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 91.8%; sector active share 79.8% against the combined 13F book's sector weights.

Over time 15 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

446 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

23.6%

+0.6 pts

Top 5

69.0%

+1.8 pts

Top 10

85.6%

−0.9 pts

HHI

1,216

Diversified+41

Portfolio Trend

16 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	92.1%	$371,239,878	99
Technology	1.8%	$7,383,676	52
Industrials	1.3%	$5,082,951	50
Financial Services	1.2%	$4,844,837	55
Consumer Defensive	0.8%	$3,234,602	20
Healthcare	0.7%	$2,950,987	43
Energy	0.6%	$2,361,521	20
Consumer Cyclical	0.6%	$2,218,608	37
Communication Services	0.5%	$1,966,973	19
Utilities	0.2%	$977,209	16
Real Estate	0.1%	$338,261	13
Basic Materials	0.1%	$316,691	22

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
HFSI	Hartford Strategic Income ETF	+92,735	2,835,003	$95,199,400
VCRB	VANGUARD CORE BOND ETF	+21,179	654,148	$48,158,375
CGGR	Capital Group Growth ETF	+14,470	1,546,363	$73,343,996
CGDV	Capital Group Dividend Value ETF	+7,264	238,726	$11,661,765
TOUS	T. Rowe Price International Equity ETF	+4,636	132,670	$5,098,508
CGMU	Capital Group Municipal Income ETF	+4,375	295,666	$7,669,576
AMAL	Amalgamated Financial Corp.	+2,605	2,905	$138,190
CSRE	Cohen & Steers Real Estate Active ETF	+2,154	253,306	$6,763,270
APH	Amphenol Corp	+1,374	2,733	$230,391
PDBC	Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF	+1,130	234,828	$4,532,180
AAPL	Apple Inc.	+896	8,818	$2,936,570
SLYG	State Street(R) SPDR(R) S & P 600(TM) Small Cap Growth ETF	+666	66,731	$7,138,215
RSP	Victory Portfolios II	+621	126,711	$0
GSEW	Goldman Sachs Equal Weight U.S. Large Cap Equity ETF	+606	3,594	$334,529
NKE	NIKE, Inc.	+554	1,000	$35,400
TRV	Travelers Companies, Inc.	+502	612	$218,184
SWK	Stanley Black & Decker, Inc.	+434	1,182	$104,713
RTX	RTX Corp	+335	7,300	$1,355,245
MDYG	State Street(R) SPDR(R) S & P 400(TM) Mid Cap Growth ETF	+319	18,695	$1,954,188
MU	Micron Technology Inc	+295	423	$450,541
SPGM	State Street(R) SPDR(R) Portfolio MSCI Global Stock Market ETF	+292	16,632	$1,438,668
JNJ	Johnson & Johnson	+273	3,133	$829,430
MSFT	Microsoft Corp	+169	2,652	$1,360,210
FIS	Fidelity National Information Services, Inc.	+157	1,953	$64,253
PII	Polaris Inc.	+155	432	$22,528
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
CGCP	Capital Group Core Plus Income ETF	−59,542	73,584	$1,557,773
XCEM	Columbia EM Core ex-China ETF	−2,834	113,272	$5,823,313
RLY	State Street(R) Multi-Asset Real Return ETF	−2,522	505,724	$18,302,151
—		−1,780	1,344	$41,596
KVUE	Kenvue Inc.	−991	1,012	$17,871
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	−928	195,324	$11,940,156
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	−878	213,672	$10,728,471
AVUV	Avantis U.S. Small Cap Value ETF	−770	232,781	$27,414,618
CGSD	Capital Group Short Duration Income ETF	−670	65,330	$1,649,582
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	−660	100,802	$12,406,710
CXT	Crane NXT, Co.	−640	1	$47
SRPT	Sarepta Therapeutics, Inc.	−600	500	$9,110
CPSD		−565	54,021	$1,466,394
AZN	Astrazeneca PLC	−526	34	$5,489
ENB	Enbridge Inc	−500	785	$36,494
F	Ford Motor Co	−389	1,335	$16,100
T	At&T Inc.	−351	16,431	$400,916
COP	Conocophillips	−288	389	$48,683
OTIS	Otis Worldwide Corp	−263	2,280	$146,649
GE	General Electric Co	−253	984	$307,293
HBM	Hudbay Minerals Inc.	−250	290	$7,737
CVS	CVS HEALTH Corp	−222	566	$48,500
CPSR	Calamos S&P 500 Structured Alt Protection ETF - March	−175	2,118	$55,428
CARR	CARRIER GLOBAL Corp	−155	4,452	$244,236
DFUS	Dimensional U.S. Equity Market ETF	−143	34	$2,823
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
FSCC	Federated Hermes MDT Small Cap Core ETF	410,503	$13,735,430
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	1,997	$140,089
ONEQ	Fidelity Nasdaq Composite Index ETF	900	$95,256
FELG	Fidelity Enhanced Large Cap Growth ETF	1,759	$79,313
SGOV	iShares 0-3 Month Treasury Bond ETF	502	$50,541
CPST	Calamos S&P 500 Structured Alt Protection ETF - September	1,348	$37,892
PMBS		803	$37,154
CDNS	Cadence Design Systems Inc	100	$33,018
SBUX	Starbucks Corp	251	$23,583
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	118	$23,098
FIVE	Five Below, Inc	100	$21,957
SPIB	State Street(R) SPDR(R) Portfolio Intermediate Term Corporate Bond ETF	641	$20,691
SSNC	SS&C Technologies Holdings Inc	216	$16,647
VRTS	Virtus Investment Partners, Inc.	120	$15,878
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	100	$15,520
FCX	Freeport-Mcmoran Inc	215	$15,050
SAN	Banco Santander, S.A.	900	$12,447
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	175	$10,762
RVLV	Revolve Group, Inc.	500	$10,665
VYMI	VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD INDEX FUND	100	$10,113
SPMD	State Street(R) SPDR(R) Portfolio S&P 400(TM) Mid Cap ETF	149	$9,392
SPEM	State Street(R) SPDR(R) Portfolio Emerging Markets ETF	163	$8,436
XLI	State Street(R) Industrial Select Sector SPDR(R) ETF	49	$8,182
XLC	State Street(R) Communication Services Select Sector SPDR(R) ETF	71	$7,878
QUBT	Quantum Computing Inc.	800	$6,760
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
ALL	Allstate Corp	264	$62,816
UPS	United Parcel Service Inc	500	$53,750
CLX	Clorox Co	500	$47,720
—		931	$44,418
—		438	$33,471
ROKU	Roku, Inc	150	$20,721
VONG	VANGUARD RUSSELL 1000 GROWTH INDEX FUND	150	$19,171
BUD	Anheuser-Busch InBev SA	135	$11,124
CLM	Cornerstone Strategic Investment Fund, Inc.	1,358	$10,266
BFLY	Butterfly Network, Inc.	1,000	$8,420
AVNM	Avantis All International Markets Equity ETF	97	$7,990
SAFE	Safehold Inc.	500	$7,850
—		35	$7,414
FSK	FS KKR Capital Corp	645	$6,772
SKYD	Skydance Corp	590	$5,814
AVLV	Avantis U.S. Large Cap Value ETF	54	$4,925
—		21	$4,305
FLEX	Flex Ltd.	25	$4,051
BWXT	BWX Technologies, Inc.	20	$3,893
ON	On Semiconductor Corp	30	$2,836
VALE	Vale S.A.	175	$2,632
MGA	Magna International Inc	40	$2,626
LASR	Nlight, Inc.	25	$1,740
CSTM	Constellium SE	50	$1,593
FENI	Fidelity Enhanced International ETF	36	$1,444
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

446 tracked positions · $402,916,194 total · filing declares 447 positions · $429,589,971 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 446 positions by value · page 1 of 9

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
HFSI	Hartford Strategic Income ETF	Added	2,835,003	+92,735	$95,199,400	−1.3%	23.63%
CGGR	Capital Group Growth ETF	Added	1,546,363	+14,470	$73,343,996	+1.4%	18.20%
VCRB	VANGUARD CORE BOND ETF	Added	654,148	+21,179	$48,158,375	−1.5%	11.95%
AVUV	Avantis U.S. Small Cap Value ETF	Reduced	232,781	-770	$27,414,618	−5.9%	6.80%
RLY	State Street(R) Multi-Asset Real Return ETF	Reduced	505,724	-2,522	$18,302,151	+4.3%	4.54%
FSCC	Federated Hermes MDT Small Cap Core ETF	NEW	410,503	NEW	$13,735,430	NEW	3.41%
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	Reduced	100,802	-660	$12,406,710	+2.8%	3.08%
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	Reduced	195,324	-928	$11,940,156	+0.1%	2.96%
CGDV	Capital Group Dividend Value ETF	Added	238,726	+7,264	$11,661,765	+2.2%	2.89%
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	Reduced	213,672	-878	$10,728,471	−0.8%	2.66%
CGMU	Capital Group Municipal Income ETF	Added	295,666	+4,375	$7,669,576	−4.2%	1.90%
SLYG	State Street(R) SPDR(R) S & P 600(TM) Small Cap Growth ETF	Added	66,731	+666	$7,138,215	−9.3%	1.77%
CSRE	Cohen & Steers Real Estate Active ETF	Added	253,306	+2,154	$6,763,270	−5.1%	1.68%
XCEM	Columbia EM Core ex-China ETF	Reduced	113,272	-2,834	$5,823,313	−5.2%	1.45%
TOUS	T. Rowe Price International Equity ETF	Added	132,670	+4,636	$5,098,508	+3.8%	1.27%
PDBC	Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF	Added	234,828	+1,130	$4,532,180	+22.1%	1.12%
AAPL	Apple Inc. Technology	Added	8,818	+896	$2,936,570	+28.1%	0.73%
MDYG	State Street(R) SPDR(R) S & P 400(TM) Mid Cap Growth ETF	Added	18,695	+319	$1,954,188	−5.1%	0.49%
CGSD	Capital Group Short Duration Income ETF	Reduced	65,330	-670	$1,649,582	−2.9%	0.41%
CGCP	Capital Group Core Plus Income ETF	Reduced	73,584	-59,542	$1,557,773	−47.5%	0.39%
CPSD		Reduced	54,021	-565	$1,466,394	+0.6%	0.36%
SPGM	State Street(R) SPDR(R) Portfolio MSCI Global Stock Market ETF	Added	16,632	+292	$1,438,668	+2.8%	0.36%
XOM	ExxonMobil Holdings Corp Energy	Added	8,632	+16	$1,404,858	+19.3%	0.35%
MSFT	Microsoft Corp Technology	Added	2,652	+169	$1,360,210	+46.9%	0.34%
RTX	RTX Corp Industrials	Added	7,300	+335	$1,355,245	+2.6%	0.34%
PG	PROCTER & GAMBLE Co Consumer Defensive	Added	7,810	+12	$1,134,636	−0.8%	0.28%
NVDA	Nvidia Corp Technology	Held	3,733	0	$852,542	+14.1%	0.21%
WMT	Walmart Inc. Consumer Defensive	Added	8,052	+14	$836,763	−8.1%	0.21%
JNJ	Johnson & Johnson Healthcare	Added	3,133	+273	$829,430	+14.2%	0.21%
AMZN	Amazon Com Inc Consumer Cyclical	Held	3,062	0	$762,897	+4.5%	0.19%
FITB	Fifth Third Bancorp Financial Services	Added	14,309	+25	$723,749	−10.1%	0.18%
BOW	Bowhead Specialty Holdings Inc. Financial Services	Held	19,876	0	$671,212	+12.8%	0.17%
KO	Coca Cola Co Consumer Defensive	Added	6,874	+22	$591,713	+6.3%	0.15%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	1,186	+60	$590,568	+4.8%	0.15%
CVX	Chevron Corp Energy	Added	2,832	+3	$578,322	+23.3%	0.14%
ES	Eversource Energy Utilities	Added	8,891	+26	$570,446	−11.0%	0.14%
TT	Trane Technologies plc Industrials	Held	1,236	0	$558,647	−8.0%	0.14%
SLYV	State Street(R) SPDR(R) S & P 600(TM) Small Cap Value ETF	Added	4,737	+11	$483,884	−6.2%	0.12%
MU	Micron Technology Inc Technology	Added	423	+295	$450,541	+204.9%	0.11%
TSLA	Tesla, Inc. Consumer Cyclical	Held	1,175	0	$416,901	−15.6%	0.10%
EFX	Equifax Inc Industrials	Held	3,034	0	$416,386	−13.5%	0.10%
T	At&T Inc. Communication Services	Reduced	16,431	-351	$400,916	+15.4%	0.10%
META	Meta Platforms, Inc. Communication Services	Added	506	+1	$366,941	+29.0%	0.09%
XLRE	State Street(R) Real Estate Select Sector SPDR(R) ETF	Added	8,944	+33	$365,899	−6.7%	0.09%
GSEW	Goldman Sachs Equal Weight U.S. Large Cap Equity ETF	Added	3,594	+606	$334,529	+18.6%	0.08%
UNH	Unitedhealth Group Inc Healthcare	Added	885	+1	$324,865	−11.6%	0.08%
MRK	Merck & Co., Inc. Healthcare	Added	2,213	+20	$321,571	+14.1%	0.08%
HD	Home Depot, Inc. Consumer Cyclical	Reduced	1,120	-10	$318,628	−20.0%	0.08%
GOOGL	Alphabet Inc. Communication Services	Reduced	918	-5	$315,865	−4.2%	0.08%
GE	General Electric Co Industrials	Reduced	984	-253	$307,293	−33.5%	0.08%

Showing the top 50 of 446 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.