XCEM · Columbia EM Core ex-China ETF · Holdings ETF

$49.00 +0.40 (+0.82%)

Volume · Oct 21 47.58K Avg daily vol (3M) 157.19K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

Quarter:

Holders: 38

Total Value: $208,659,754

Total Shares: 4,058,739

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 38 13F filers · Δ vs Jun 30, 2026

Top Holder

26.0%

+14.7 pts

Top 5

64.6%

+23.9 pts

Top 10

86.9%

+30.2 pts

HHI

1,291

Broadly held+837

Who Holds XCEM

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 205 filers, like-for-like change +7.5%; actively managed books +9.1%; index-like books +12.6%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	41.5%	145	-0.6%	23	7
Adviser	3.3%	3	+13.6%	0	0
Bank	15.0%	9	+5.1%	2	0
Broker-dealer	5.1%	1	+19.2%	0	0
Holding company	12.2%	4	+11.9%	0	0
Exempt adviser	0.0%	0	-100.0%	0	1
Unknown	22.9%	43	+21.4%	2	2

Style	Share	Filers	Change	New	Exited
Index-like	11.4%	4	+12.6%	1	0
Systematic-like	0.0%	1	+4.5%	1	2
Concentrated	13.9%	67	-13.3%	11	4
Diversified active	67.6%	132	+15.3%	14	4
Unknown	7.1%	1	-13.4%	0	0
Not measured	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	85.1%	160	+5.0%	20	6
Medium turnover	7.9%	29	-5.9%	5	1
High turnover	0.5%	5	-76.1%	1	3
Unknown	6.5%	11	+336.5%	1	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	7.0%	11	+245.0%	1	0
Medium horizon	18.4%	38	+9.0%	4	3
Long horizon	71.0%	148	+0.3%	20	3
Unknown	3.6%	8	+9.1%	2	4
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	13.3%	70	-17.8%	7	4
$1B to $10B	25.5%	70	+9.7%	9	3
$10B to $100B	18.2%	42	+43.6%	7	3
$100B or more	43.0%	23	+5.1%	4	0
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	40.3%	137	-0.4%	21	7
Pooled investment vehicles	0.0%	1	new	1	0
Registered funds and BDCs	1.0%	1	-16.8%	0	0
Pension and profit sharing plans	0.0%	1	0.0%	0	0
Other investment advisers	0.0%	1	0.0%	0	0
Other	0.1%	1	+0.4%	0	0
Diversified	0.1%	3	+138.5%	1	0
Charitable organizations	0.0%	0	—	0	0
Unknown	58.5%	60	+14.2%	4	3

Private funds	Share	Filers	Change	New	Exited
Hedge funds	0.9%	6	+12.7%	4	1
Private equity funds	0.7%	6	-35.4%	0	0
Real estate funds	0.2%	4	+73.5%	1	1
Securitized asset funds	0.0%	1	-35.1%	0	0
Other private funds	2.7%	8	+8.2%	1	1
Mixed private funds	0.0%	1	0.0%	0	0
Private funds, type not stated	0.5%	1	-8.3%	0	0
No private funds	36.5%	118	-0.7%	17	5
Unknown	58.5%	60	+14.2%	4	2

Location	Share	Filers	Change	New	Exited
United States	98.1%	203	+7.6%	27	9
Outside the US	1.9%	2	+3.7%	0	1

The Sep 30, 2026 filing window is still open, so its bar shows only the filers that have filed so far.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 1 holder with no observed 2026-03-31 13F and 4 holders with no observed 2026-06-30 13F.

Conviction and Crowding

205 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

5.37% of filers hold it in their top 10

Mar 31, 2026: 11

Holders above 5%

median weight 0.032%

Mar 31, 2026: 3

Crowding

—

shares outstanding is an issuer-wide count, not one listing's

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

shares outstanding is an issuer-wide count, not one listing's

Top 10 holders

56.7%

of 13F shares, Herfindahl 0.045

Active holders

+9.1%

like-for-like share change of active filers

5% stakes on record

0 13D, 0 13G

How long holders have held it value-weighted 11.2 quarters

Under 1 year 20.5% 1 to 3 years 26.4% 3 years or more 53.1% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$34.44

estimated per share

Mar 31, 2026: $33.01

Quarter-end price

$52.88

implied by 13F values

Estimated gain or loss

+53.5%

price against the estimated cost

Estimated at a loss

0.000%

of costed 13F value

Estimated cost covers 85.4% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Fund Ownership of XCEM by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 147,544 shares.

Fund type	Shares	Funds
Index funds	0	0
Index ETFs	147,544	1
Active ETFs	306,299	2
Active funds	0	0
Unclassified	0	0
All registered funds	453,843	3

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Quarterly Activity

vs Jun 30, 2026

New

Increased

Decreased

Sold Out

Unchanged

New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.

Holder count: -167

Institutional value: -87.4%

Shares held: -87.0%

Top Buyers

vs Jun 30, 2026

Institution	Added	Now Holds
Mid Hennion & Walsh Asset Management, Inc.	+47,468	1,056,208
Small Benchmark Financial Wealth Advisors, LLC	+20,751	199,799
Mid Krilogy Financial LLC	+19,537	212,477
Small Fortitude Financial, LLC	+16,426	151,827
Small Highland Financial Advisors, LLC	+6,576	197,175

Top Sellers

vs Jun 30, 2026

Institution	Sold	Now Holds
Small Prism Advisors, Inc.	−71,285	327,714
Small Marotta Asset Management	−39,163	779,507
Small Richard P Slaughter Associates Inc	−10,861	246,967
Small Coastline Trust Co	−4,256	27,954
Mid CoreCap Advisors, LLC	−2,893	25,691

Top New Positions

vs Jun 30, 2026

Institution	Acquired	Value (USD)	Open
Small IAMS WEALTH MANAGEMENT, LLC	64,659	$3,324,119
Large MATHER GROUP, LLC.	1,386	$71,254

Top Sold-Out Positions

vs Jun 30, 2026

Institution	Previously Held	Last Value (USD)
Micro Scarborough Advisors, LLC	40,017	$2,116,098
Mid Sowell Financial Services LLC	38,020	$2,010,497
Micro THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.	108	$5,711
Mid Blue Trust, Inc.	16	$846

Filter: New 2 Increased 15 Reduced 12 Sold out 4 Unchanged 9

Holder type: Registered adviser 29 Unknown 9

Showing 38 of 38

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Hennion & Walsh Asset Management, Inc. XCEM

$54,299,653

26.02%

1,056,208

Marotta Asset Management XCEM

$40,074,454

19.21%

779,507

Prism Advisors, Inc. XCEM

$16,847,776

8.07%

327,714

Richard P Slaughter Associates Inc XCEM

$12,696,573

6.08%

246,967

Krilogy Financial LLC XCEM

$10,923,442

5.24%

212,477

Benchmark Financial Wealth Advisors, LLC XCEM

$10,271,666

4.92%

199,799

McKinley Carter Wealth Services, Inc. XCEM

$10,182,932

4.88%

198,073

Highland Financial Advisors, LLC XCEM

$10,136,766

4.86%

197,175

Breakwater Capital Group XCEM

$8,136,455

3.90%

158,266

Fortitude Financial, LLC XCEM

$7,805,426

3.74%

151,827

Focus Financial Network, Inc. XCEM

$4,659,853

2.23%

90,641

IAMS WEALTH MANAGEMENT, LLC XCEM

$3,324,119

1.59%

64,659

DIVERSIFY WEALTH MANAGEMENT, LLC XCEM

$2,477,962

1.19%

48,200

Diversify Advisory Services, LLC XCEM

$2,477,962

1.19%

48,200

IFC & Insurance Marketing, Inc. XCEM

$2,278,799

1.09%

44,326

Coastline Trust Co XCEM

$1,437,115

0.69%

27,954

FINANCIAL LIFE ADVISORS XCEM

$1,412,643

0.68%

27,478

CoreCap Advisors, LLC XCEM

$1,320,774

0.63%

25,691

Amplius Wealth Advisors, LLC XCEM

$1,064,649

0.51%

20,709

Farther Finance Advisors, LLC XCEM

$965,325

0.46%

18,777

INDEPENDENT FINANCIAL GROUP, LLC XCEM

$837,109

0.40%

16,283

WAYSTONE ADVISORS LLC XCEM

$746,216

0.36%

14,515

EASTERN BANK XCEM

$675,167

0.32%

13,133

MYECFO, LLC XCEM

$544,431

0.26%

10,590

Essential Partners LLC XCEM

$501,453

0.24%

9,754

Avior Wealth Management, LLC XCEM

$334,113

0.16%

6,499

MISSION WEALTH MANAGEMENT, LP XCEM

$316,017

0.15%

6,147

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC XCEM

$302,702

0.15%

5,888

Diversified Enterprises, LLC XCEM

$286,507

0.14%

5,573

HALBERT HARGROVE GLOBAL ADVISORS, LLC XCEM

$264,041

0.13%

5,136

Forum Financial Management, LP XCEM

$243,683

0.12%

4,740

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Henry Bragg & Co., LLC	4,740	$243,683	100.0%	Other

Snider Financial Group XCEM

$237,617

0.11%

4,622

SMITHBRIDGE ASSET MANAGEMENT INC/DE XCEM

$226,563

0.11%

4,407

DAVENPORT & Co LLC XCEM

$210,883

0.10%

4,102

MATHER GROUP, LLC. XCEM

$71,254

0.03%

1,386

PRIVATE TRUST CO NA XCEM

$60,612

0.03%

1,179

IFP Advisors, Inc XCEM

$5,449

0.00%

106

Investment Research & Advisory Group, Inc. XCEM

$1,593

0.00%