Richard P Slaughter Associates Inc

Registered adviser

CIK

1811783

Location

AUSTIN, TX

Portfolio Value

Small $346,647,234

Diversification

Diversified

Filing Date

Global Rank

#3,978 / 8,807 ▼ 217 · as of Jun 2026

Top Industry

Semiconductors 22.7%

Period ended 20 days ago

Filed Oct 13, 2026 · 7d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 109080

Roster of Oct 1, 2026

Regulatory AUM

$905,151,221

Main clients

Individuals and high net worth (99% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$905,151,221	Individuals and high net worth (99%)
Apr 2025 to Mar 2026	$863,943,037	Individuals and high net worth (99%)
Apr 2024 to Mar 2025	$796,768,944	Individuals and high net worth (100%)
Nov 2023 to Mar 2024	$754,950,860	Individuals and high net worth (100%)
May 2023 to Oct 2023	$729,669,756	Individuals and high net worth (100%)
Apr 2023	$729,669,756	Individuals and high net worth (100%)

5 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 74.2% of the book (60%+)

Turnover

Low turnover

26.3% over the last four quarters (under 30%)

Horizon

Horizon unknown

The value-weighted holding period is at least 11.0 quarters, but 13.0% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 83.5%; sector active share 77.6% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

109 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

16.6%

+0.6 pts

Top 5

48.1%

−6.7 pts

Top 10

66.4%

−6.9 pts

HHI

719

Diversified−51

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	80.4%	$278,668,804	71
Technology	12.3%	$42,577,409	14
Communication Services	1.9%	$6,645,385	3
Financial Services	1.3%	$4,543,369	7
Consumer Cyclical	1.2%	$4,236,534	2
Energy	0.9%	$3,196,735	1
Healthcare	0.8%	$2,797,778	3
Consumer Defensive	0.8%	$2,657,740	4
Industrials	0.3%	$920,847	3
Utilities	0.1%	$402,633	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
ACYS	FT Vest Laddered Autocallable Barrier & Resilient Income ETF	+196,302	951,406	$19,579,935
CORO		+91,871	194,677	$7,076,508
FNDF	Schwab Fundamental International Equity ETF	+67,247	213,568	$11,479,280
TMSL	T. Rowe Price Small-Mid Cap ETF	+58,440	155,684	$6,336,338
—		+32,688	546,002	$0
AVEE	Avantis Emerging Markets Small Cap Equity ETF	+13,506	45,124	$3,094,603
IEMG	iShares Trust	+12,314	194,152	$0
GRID	First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund	+11,734	59,337	$10,509,176
AIQ	Global X Artificial Intelligence & Technology ETF	+10,538	290,629	$0
SPY	Spdr S&P 500 ETF Trust	+2,911	2,968	$2,263,485
GLDM	World Gold Trust	+1,177	63,731	$5,237,413
MGV	VANGUARD MEGA CAP VALUE INDEX FUND	+902	29,755	$4,793,232
SPCX	Space Exploration Technologies Corp	+720	1,954	$294,780
PG	PROCTER & GAMBLE Co	+636	2,110	$306,540
MU	Micron Technology Inc	+512	732	$779,660
AMD	Advanced Micro Devices Inc	+511	882	$539,572
NFLX	Netflix Inc	+428	3,795	$264,056
V	Visa Inc.	+294	1,491	$535,761
ESGE	iShares Trust	+238	8,183	$0
BINC		+190	9,621	$488,650
COST	Costco Wholesale Corp /New	+122	464	$422,397
MA	Mastercard Inc	+103	623	$343,565
BRK-B	Berkshire Hathaway Inc	+95	2,862	$1,425,132
AVGO	Broadcom Inc.	+61	10,546	$3,703,649
INTC	Intel Corp	+30	4,695	$564,479
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
JIRE	JPMorgan International Research Enhanced Equity ETF	−150,199	641,488	$52,704,654
UYLD	Angel Oak UltraShort Income ETF	−137,064	270,951	$13,745,615
CSHI	NEOS Enhanced Income 1-3 Month T-Bill ETF	−123,093	294,243	$14,626,819
FMDE	Fidelity Enhanced Mid Cap Core ETF	−77,955	1,339,488	$54,088,525
XTWY	BondBloxx Bloomberg Twenty Year Target Duration US Treasury ETF	−46,471	13,594	$448,737
IQLT	iShares MSCI Intl Quality Factor ETF	−27,574	151,127	$0
MEAR	iShares Trust	−19,405	40,955	$0
JMST	JPMorgan Ultra-Short Municipal Income ETF	−17,518	41,663	$2,106,481
GSSC	Goldman Sachs ActiveBeta(R) U.S. Small Cap Equity ETF	−14,562	228,206	$19,575,510
XCEM	Columbia EM Core ex-China ETF	−10,861	246,967	$12,696,573
—		−8,427	123,621	$0
MGK	VANGUARD MEGA CAP GROWTH INDEX FUND	−8,159	78,263	$7,251,066
VEU	Vanguard International Equity Index Funds	−7,258	37,558	$3,116,187
CALI		−5,564	5,825	$290,143
AAPL	Apple Inc.	−4,638	37,109	$12,358,039
SHYD	VanEck Short High Yield Muni ETF	−3,908	9,218	$202,058
IWR	iShares Russell Mid-Cap ETF	−3,727	27,633	$0
JPST	JPMorgan Ultra-Short Income ETF	−3,146	32,305	$1,627,202
MINT	PIMCO Enhanced Short Maturity Active Exchange-Traded Fund	−2,753	11,518	$1,158,134
IEFA	iShares Core MSCI EAFE ETF	−2,556	26,506	$0
VEA	Vanguard FTSE Developed Markets ETF	−2,324	10,363	$731,731
ESGD	iShares ESG Aware MSCI EAFE ETF	−2,176	15,166	$0
PYLD		−2,053	25,712	$652,827
IWM	iShares Russell 2000 ETF	−2,019	15,224	$0
BALT		−2,009	18,998	$663,980
No positions match the current search.

New Positions

Positions the filer opened this quarter

12 positions

Ticker	Company	Shares	Value
ZROZ	PIMCO 25+ Year Zero Coupon U.S. Treasury Index Exchange-Traded Fund	93,433	$5,037,907
NN	Nextnav Inc.	300,000	$4,314,000
EMXC	iShares MSCI Emerging Markets ex China ETF	11,005	$1,090,375
PEP	Pepsico Inc	7,901	$1,001,214
SCHE	Schwab Emerging Markets Equity ETF	7,713	$281,138
CSCO	Cisco Systems, Inc.	2,318	$249,486
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	1,048	$205,146
NAD	Nuveen Quality Municipal Income Fund	14,322	$144,938
LMUB	iShares Long-Term National Muni Bond ETF	6,531	$0
IJH	iShares Core S&P Mid-Cap ETF	2,796	$0
IJR	iShares Core S&P Small-Cap ETF	2,609	$0
IVV	iShares Core S&P 500 ETF	735	$0
No positions match the current search.

Sold Out

Positions the filer fully exited

4 positions

Ticker	Company	Shares	Value
CMI	Cummins Inc	394	$281,004
JPEM	JPMorgan Diversified Return Emerging Markets Equity ETF	4,341	$272,527
GE	General Electric Co	683	$255,257
IBM	International Business Machines Corp	717	$201,627
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

109 tracked positions · $346,647,234 total · filing declares 117 positions · $506,042,165 · as of Sep 30, 2026

All sectors Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology Utilities

Showing 1–50 of 109 positions by value · page 1 of 3

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
FMDE	Fidelity Enhanced Mid Cap Core ETF	Reduced	1,339,488	-77,955	$54,088,525	−6.0%	15.60%
JIRE	JPMorgan International Research Enhanced Equity ETF	Reduced	641,488	-150,199	$52,704,654	−19.3%	15.20%
ACYS	FT Vest Laddered Autocallable Barrier & Resilient Income ETF	Added	951,406	+196,302	$19,579,935	+26.2%	5.65%
GSSC	Goldman Sachs ActiveBeta(R) U.S. Small Cap Equity ETF	Reduced	228,206	-14,562	$19,575,510	−11.6%	5.65%
CSHI	NEOS Enhanced Income 1-3 Month T-Bill ETF	Reduced	294,243	-123,093	$14,626,819	−29.6%	4.22%
UYLD	Angel Oak UltraShort Income ETF	Reduced	270,951	-137,064	$13,745,615	−33.9%	3.97%
AAPL	Apple Inc. PUT + SHARES Technology	Reduced	39,109	-4,638	$13,024,079	+2.9%	3.76%
XCEM	Columbia EM Core ex-China ETF	Reduced	246,967	-10,861	$12,696,573	−6.9%	3.66%
FNDF	Schwab Fundamental International Equity ETF	Added	213,568	+67,247	$11,479,280	+48.7%	3.31%
GRID	First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund	Added	59,337	+11,734	$10,509,176	+15.1%	3.03%
NVDA	Nvidia Corp Technology	Reduced	35,898	-1,197	$8,198,385	+10.5%	2.37%
MGK	VANGUARD MEGA CAP GROWTH INDEX FUND	Reduced	78,263	-8,159	$7,251,066	−4.6%	2.09%
CORO		Added	194,677	+91,871	$7,076,508	+88.1%	2.04%
MSFT	Microsoft Corp PUT + SHARES Technology	Reduced	12,561	-390	$6,442,536	+33.4%	1.86%
TMSL	T. Rowe Price Small-Mid Cap ETF	Added	155,684	+58,440	$6,336,338	+48.6%	1.83%
SPY	Spdr S&P 500 ETF Trust CALL + SHARES	Added	7,268	+2,911	$5,542,794	+70.4%	1.60%
GOOG	Alphabet Inc. Communication Services	Reduced	15,876	-178	$5,409,588	−4.6%	1.56%
GLDM	World Gold Trust	Added	63,731	+1,177	$5,237,413	+5.4%	1.51%
ZROZ	PIMCO 25+ Year Zero Coupon U.S. Treasury Index Exchange-Traded Fund	NEW	93,433	NEW	$5,037,907	NEW	1.45%
MGV	VANGUARD MEGA CAP VALUE INDEX FUND	Added	29,755	+902	$4,793,232	+1.6%	1.38%
NN	Nextnav Inc. Technology	NEW	300,000	NEW	$4,314,000	NEW	1.24%
AVGO	Broadcom Inc. Technology	Added	10,546	+61	$3,703,649	−6.5%	1.07%
XOM	ExxonMobil Holdings Corp Energy	Reduced	19,642	-380	$3,196,735	+16.8%	0.92%
VEU	Vanguard International Equity Index Funds	Reduced	37,558	-7,258	$3,116,187	−17.0%	0.90%
AVEE	Avantis Emerging Markets Small Cap Equity ETF	Added	45,124	+13,506	$3,094,603	+41.2%	0.89%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	11,779	-854	$2,934,737	−2.5%	0.85%
JMST	JPMorgan Ultra-Short Municipal Income ETF	Reduced	41,663	-17,518	$2,106,481	−30.2%	0.61%
HMOP	Hartford Municipal Opportunities ETF	Reduced	55,438	-1,100	$2,042,890	−7.7%	0.59%
PCOR	Procore Technologies, Inc. PUT + SHARES Technology	Held	36,000	0	$1,861,920	+27.3%	0.54%
JPST	JPMorgan Ultra-Short Income ETF	Reduced	32,305	-3,146	$1,627,202	−9.2%	0.47%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	2,862	+95	$1,425,132	+2.9%	0.41%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Added	3,113	+6	$1,420,119	−4.3%	0.41%
JPM	Jpmorgan Chase & Co Financial Services	Added	3,987	+29	$1,319,019	+1.8%	0.38%
JNJ	Johnson & Johnson Healthcare	Reduced	4,926	-228	$1,304,109	−0.4%	0.38%
TSLA	Tesla, Inc. Consumer Cyclical	Reduced	3,669	-841	$1,301,797	−31.4%	0.38%
GSIE	Goldman Sachs ActiveBeta(R) International Equity ETF	Reduced	27,487	-368	$1,260,004	−1.0%	0.36%
MINT	PIMCO Enhanced Short Maturity Active Exchange-Traded Fund	Reduced	11,518	-2,753	$1,158,134	−19.5%	0.33%
DFAC	Dimensional U.S. Core Equity 2 ETF	Held	25,188	0	$1,119,606	+0.2%	0.32%
VOO	VANGUARD 500 INDEX FUND	Held	1,568	0	$1,098,948	+2.0%	0.32%
EMXC	iShares MSCI Emerging Markets ex China ETF	NEW	11,005	NEW	$1,090,375	NEW	0.31%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Reduced	2,828	-139	$1,058,350	−3.6%	0.31%
JPME	JPMorgan Diversified Return U.S. Mid Cap Equity ETF	Reduced	8,592	-218	$1,021,932	−6.6%	0.29%
PEP	Pepsico Inc Consumer Defensive	NEW	7,901	NEW	$1,001,214	NEW	0.29%
META	Meta Platforms, Inc. Communication Services	Reduced	1,340	-430	$971,741	−2.5%	0.28%
VOT	VANGUARD MID-CAP GROWTH INDEX FUND	Reduced	3,263	-936	$953,122	−25.9%	0.27%
WMT	Walmart Inc. Consumer Defensive	Added	8,926	+28	$927,589	−8.0%	0.27%
JBL	Jabil Inc Technology	Held	2,981	0	$855,129	−25.6%	0.25%
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	Reduced	13,426	-225	$796,296	−2.3%	0.23%
VOE	VANGUARD MID-CAP VALUE INDEX FUND	Reduced	4,029	-463	$787,790	−11.2%	0.23%
MU	Micron Technology Inc Technology	Added	732	+512	$779,660	+207.0%	0.22%

Showing the top 50 of 109 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.