AIQ · Global X Artificial Intelligence & Technology ETF · Holdings ETF

$64.00 +0.82 (+1.30%)

Volume · Oct 21 940.09K Avg daily vol (3M) 1.27M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

Quarter:

Holders: 157

Total Value: $0

Total Shares: 5,238,142

Showing 1–100 of 157 holdings by value · page 1 of 2

Institutional Ownership Trend

27 quarters

Who Holds AIQ

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 691 filers, like-for-like change -5.3%; actively managed books -6.2%; index-like books +8.3%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	21.3%	457	+7.7%	105	20
Exempt adviser	0.4%	3	+94.8%	2	0
Adviser	0.1%	5	-1.3%	1	0
Bank	45.4%	23	-18.6%	3	0
Broker-dealer	6.5%	2	+4.7%	0	0
Non-US	0.9%	4	-15.9%	1	0
Holding company	9.3%	6	+34.3%	1	1
Unknown	16.1%	191	+3.5%	39	15

Style	Share	Filers	Change	New	Exited
Index-like	6.7%	8	+8.3%	2	1
Systematic-like	0.6%	11	+74.0%	7	2
Concentrated	32.4%	242	-25.3%	61	14
Diversified active	60.3%	430	+8.3%	82	19
Unknown	0.0%	0	—	0	0
Not measured	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	85.4%	480	-8.6%	89	23
Medium turnover	11.1%	123	+12.8%	35	6
High turnover	1.7%	21	+76.1%	11	5
Unknown	1.8%	67	+28.9%	17	2
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	2.5%	67	+65.6%	22	3
Medium horizon	8.7%	161	+8.6%	38	11
Long horizon	87.2%	437	-7.9%	82	21
Unknown	1.6%	26	+19.0%	10	1
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	9.3%	333	+14.4%	86	18
$1B to $10B	10.7%	243	+0.2%	52	12
$10B to $100B	12.6%	78	+5.8%	9	4
$100B or more	67.4%	37	-10.0%	5	2
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	19.9%	411	+6.5%	93	16
Pooled investment vehicles	0.4%	8	+272.6%	5	0
Registered funds and BDCs	0.0%	3	-38.7%	0	1
Pension and profit sharing plans	0.1%	5	-1.8%	0	0
Insurance companies	0.0%	2	-4.5%	0	0
Charitable organizations	0.0%	1	new	1	0
Governments and sovereign funds	0.0%	1	-98.7%	0	1
Corporations	0.2%	4	+22.1%	0	1
Other investment advisers	0.1%	5	+9.5%	1	0
Other	0.2%	2	-50.4%	1	1
Diversified	0.5%	15	+42.6%	4	0
Unknown	78.7%	234	-8.3%	47	16

Private funds	Share	Filers	Change	New	Exited
Hedge funds	1.3%	24	+20.4%	9	3
Private equity funds	0.6%	18	+14.7%	5	1
Venture capital funds	0.1%	4	+23.4%	0	0
Real estate funds	0.3%	7	+46.4%	0	0
Securitized asset funds	0.0%	3	+60.9%	1	0
Other private funds	2.1%	22	+21.9%	3	2
Mixed private funds	0.3%	5	+34.2%	2	1
Private funds, type not stated	0.0%	2	-4.3%	0	0
No private funds	16.9%	375	+5.0%	87	13
Unknown	78.3%	231	-8.5%	45	16

Location	Share	Filers	Change	New	Exited
United States	87.5%	661	-6.6%	145	31
Outside the US	12.5%	30	+4.7%	7	5
Unknown	0.0%	0	—	0	0

The Sep 30, 2026 filing window is still open, so its bar shows only the filers that have filed so far.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 10 holders with no observed 2026-03-31 13F and 10 holders with no observed 2026-06-30 13F. Compared across CIK changes: Trask Adam Roland continues as Burnham & Co LLC.

Conviction and Crowding

691 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

4.78% of filers hold it in their top 10

Mar 31, 2026: 29

Holders above 5%

median weight 0.176%

Mar 31, 2026: 1

Crowding

—

shares outstanding is an issuer-wide count, not one listing's

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

shares outstanding is an issuer-wide count, not one listing's

Top 10 holders

62.4%

of 13F shares, Herfindahl 0.078

Active holders

-6.2%

like-for-like share change of active filers

5% stakes on record

0 13D, 1 13G (1 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 7.3 quarters

Under 1 year 19.9% 1 to 3 years 74.0% 3 years or more 6.11% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$55.99

estimated per share

Mar 31, 2026: $50.34

Quarter-end price

$65.61

implied by 13F values

Estimated gain or loss

+17.2%

price against the estimated cost

Estimated at a loss

0.000%

of costed 13F value

Estimated cost covers 8.51% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Fund Ownership of AIQ by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 26,586 shares.

Fund type	Shares	Funds
Index funds	0	0
Index ETFs	26,586	1
Active ETFs	0	0
Active funds	0	0
Unclassified	0	0
All registered funds	26,586	1

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Quarterly Activity

vs Jun 30, 2026

New

Increased

Decreased

Sold Out

Unchanged

New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.

Holder count: -539

Institutional value: -100.0%

Shares held: -93.6%

Top Buyers

vs Jun 30, 2026

Institution	Added	Now Holds
Mid Trilogy Capital Inc.	+109,459	114,089
Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	+29,703	462,153
Small Taylor Securities Services, Inc.	+19,329	231,067
Mid VALLEY WEALTH MANAGERS, INC.	+14,280	632,632
Small Richard P Slaughter Associates Inc	+10,538	290,629

Top Sellers

vs Jun 30, 2026

Institution	Sold	Now Holds
Small BROWN WEALTH MANAGEMENT, LLC	−88,628	10,379
Small HMS Capital Management, LLC	−31,801	4,877
Small Foguth Wealth Management, LLC.	−18,442	88,809
Small HBW ADVISORY SERVICES LLC	−14,043	10,325
Mid MISSION WEALTH MANAGEMENT, LP	−13,724	80,204

Top New Positions

vs Jun 30, 2026

Institution	Acquired	Value (USD)
Small NFSG Corp	500	$0
Micro Newport Capital Group, LLC	8,981	$0
Mid Diversify Advisory Services, LLC	4,036	$0
Small ANCHYRA PARTNERS LLC	8,082	$0
Small ENTREWEALTH, LLC	3,177	$0

Top Sold-Out Positions

vs Jun 30, 2026

Institution	Previously Held	Last Value (USD)
Small ISLAY CAPITAL MANAGEMENT, LLC	6	$0
Small Able Wealth Management LLC	3,245	$0
Mid Signal Advisors Wealth, LLC	3,532	$0
Small GILL CAPITAL PARTNERS, LLC	2,859	$0
Small Berman McAleer LLC	3,250	$0

Filter: New 14 Increased 65 Reduced 47 Sold out 5 Unchanged 31

Holder type: Registered adviser 104 Exempt adviser 2 Bank 1 Unknown 50

Showing 100 of 157

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

ARMSTRONG ADVISORY GROUP, INC AIQ

—

41,902

Virginia Estate & Retirement Planning Advisors Inc. AIQ

—

16,755

Pacific Wealth Management AIQ

—

84,913

CoreCap Advisors, LLC AIQ

—

5,407

NOVEM GROUP AIQ

—

86,989

IFP Advisors, Inc AIQ

—

19,361

SteelPeak Wealth, LLC AIQ

—

22,660

Archford Capital Strategies, LLC AIQ

—

38,487

Meriwether Wealth & Planning, LLC AIQ

—

358

COLUMBIA ADVISORY PARTNERS LLC AIQ

—

7,081

South Shore Capital Advisors AIQ

—

4,000

Stonebridge Financial Group, LLC AIQ

—

13,097

David J Yvars Group AIQ

—

16,660

Trilogy Capital Inc. AIQ

—

114,089

Bison Wealth, LLC AIQ

—

4,830

GK Wealth Management LLC AIQ

—

2,313

BROWN WEALTH MANAGEMENT, LLC AIQ

—

10,379

Forvis Mazars Wealth Advisors, LLC AIQ

—

3,906

Go Invest LLC AIQ

—

1,396

BEACON FINANCIAL GROUP AIQ

—

3,534

PRIVATE CLIENT SERVICES, LLC AIQ

—

3,329

Cooper Financial Group AIQ

—

355,143

Sherman Wealth Management LLC AIQ

—

3,316

Clark Asset Management, LLC AIQ

—

4,254

Center For Asset Management LLC AIQ

—

14,703

LAUREL OAK WEALTH MANAGEMENT, LLC AIQ

—

6,581

Clark Wealth Partners AIQ

—

12,265

Hobart Private Capital, LLC AIQ

—

139,847

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AE Wealth Management LLC	1,209	$0	—	Defined
Held directly	138,638	$0	—	Sole

Prime Capital Investment Advisors, LLC AIQ

—

19,819

Ulland Investment Advisors, LLC AIQ

—

1,450

Newport Capital Group, LLC AIQ

—

8,981

Berbice Capital Management LLC AIQ

—

300

Walser Wealth Management Company, A Ltd Liability Co AIQ

—

5,379

Triumph Capital Management AIQ

—

300

SIGNATURE ESTATE & INVESTMENT ADVISORS LLC AIQ

—

5,004

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SIGNATURE INVESTMENT ADVISORS LLC	1,642	$0	—	Defined
Held directly	3,362	$0	—	Sole

Clay Northam Wealth Management, LLC AIQ

—

10,403

Hilltop National Bank AIQ

—

200

Relyea Zuckerberg Hanson LLC AIQ

—

22,980

Avidian Wealth Enterprises, LLC AIQ

—

16,160

ADIRONDACK TRUST CO AIQ

—

6,976

HMS Capital Management, LLC AIQ

—

4,877

APS Management Group, Inc. AIQ

—

13,652

Silverleafe Capital Partners, LLC AIQ

—

52,319

Fragasso Financial Advisors Inc AIQ

—

5,353

UNIQUE WEALTH, LLC AIQ

—

15,119

INDEPENDENT FINANCIAL GROUP, LLC AIQ

—

49,521

First Pacific Financial AIQ

—

1,952

Aureum Wealth Management, LLC AIQ

—

3,839

Aspect Partners, LLC AIQ

—

142

IFC & Insurance Marketing, Inc. AIQ

—

4,385

Byrne Asset Management LLC AIQ

—

GenWealth Group, Inc. AIQ

—

3,642

DAVENPORT & Co LLC AIQ

—

34,069

AtlasMark Financial, Inc AIQ

—

5,156

Advisory Solutions Group, LLC AIQ

—

3,309

ATTICUS WEALTH MANAGEMENT, LLC AIQ

—

18,773

Fiduciary Alliance LLC AIQ

—

43,131

Cape Investment Advisory, Inc. AIQ

—

3,687

Discipline Wealth Solutions, LLC AIQ

—

5,326

Financial Enhancement Group LLC AIQ

—

48,608

ELEVATION WEALTH PARTNERS, LLC AIQ

—

3,106

MISSION WEALTH MANAGEMENT, LP AIQ

—

80,204

Lotus Asset Management LLC AIQ

—

7,701

Richard P Slaughter Associates Inc AIQ

—

290,629

Krilogy Financial LLC AIQ

—

15,710

Columbus Macro, LLC AIQ

—

12,171

Y-Intercept (Hong Kong) Ltd AIQ

—

19,021

Grange Capital, LLC AIQ

—

40,223

Decker Wealth Management LLC AIQ

—

142,010

Farther Finance Advisors, LLC AIQ

—

95,606

TD Waterhouse Canada Inc. AIQ

—

114,991

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TORONTO DOMINION BANK	114,991	$0	—	Defined

Vontobel Holding Ltd. AIQ

—

16,330

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK VONTOBEL AG	16,330	$0	—	Defined

Bangor Savings Bank AIQ

—

Centurion Wealth Management LLC AIQ

—

99,635

Granite Group Advisors, LLC AIQ

—

31,200

PINNACLE ASSOCIATES LTD AIQ

—

7,315

McKinley Carter Wealth Services, Inc. AIQ

—

134,773

Tranquility Partners, LLC AIQ

—

9,300

Avior Wealth Management, LLC AIQ

—

3,353

VALLEY WEALTH MANAGERS, INC. AIQ

—

632,632

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Valley National Bank	9,211	$0	—	Defined
Held directly	623,421	$0	—	Sole

Diversify Advisory Services, LLC AIQ

—

4,036

SALEM INVESTMENT COUNSELORS INC AIQ

—

10,681

Dorato Capital Management AIQ

—

1,258

Mayfair Advisory Group, LLC AIQ

—

22,224

Acropolis Investment Management, LLC AIQ

—

25,390

Aaron Wealth Advisors LLC AIQ

—

4,015

Alhambra Investment Management LLC AIQ

—

10,471

HARBOR INVESTMENT ADVISORY, LLC AIQ

—

12,400

Roof Eidam Maycock Peralta, LLC AIQ

—

15,648

Somerset Trust Co AIQ

—

15,843

Aurora Private Wealth, Inc. AIQ

—

15,885

NORTH POINT PORTFOLIO MANAGERS CORP/OH AIQ

—

150

ENTREWEALTH, LLC AIQ

—

3,177

RDA Financial Network AIQ

—

3,337

Integrated Advisors Network LLC AIQ

—

14,233

NFSG Corp AIQ

—

500

AAFMAA Wealth Management & Trust LLC AIQ

—

10,332

Accurate Wealth Management, LLC AIQ

—

29,950

Financial Advisory Corp AIQ

—

3,292

C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors AIQ

—

12,979

Showing the top 100 of 157 holders. Create a free account to see every holder, past quarters, search, filters and CSV export.