Waterloo Capital, L.P.
Registered adviserFiling Date
Global Rank
#1,733
/ 8,821
▲ 102
Top Industry
Semiconductors
10.5%
Period ended 4 months ago
Filed Jul 29, 2026 · 3mo
15 quarters · since Mar 2020
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Holder type
Registered adviser
Form ADV roster, Oct 1, 2026
Regulatory AUM
$2,261,124,371
Main clients
Individuals and high net worth
(90% of AUM)
Form ADV history
Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Apr 2026 to Oct 2026 | $2,261,124,371 | Individuals and high net worth (90%) |
| Apr 2025 to Mar 2026 | $1,686,618,820 | Individuals and high net worth (90%) |
| Mar 2024 to Mar 2025 | $1,302,845,545 | Individuals and high net worth (90%) |
| May 2023 to Feb 2024 | $745,508,904 | Individuals and high net worth (90%) |
| Mar 2023 to Apr 2023 | $745,508,904 | Individuals and high net worth (90%) |
| Apr 2022 to Feb 2023 | $798,435,135 | Individuals and high net worth (90%) |
3 earlier changes not shown.
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.
Style
Diversified active
Top 10 weight 42.9%, 33.0 effective positions, active share 61.6% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests
Turnover
Medium turnover
35.1% over the last four quarters (30% to under 100%)
Horizon
Medium horizon
Value-weighted holding period 9.9 quarters (4 to under 12)
Closest benchmark: every 13F filer's combined book, active share 61.6%; sector active share 44.3% against the combined 13F book's sector weights.
Over time 15 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
552 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026Top Position
9.0%
−2.6 pts
Top 5
31.9%
−1.0 pts
Top 10
42.9%
−1.2 pts
HHI
303
Diversified−34
Portfolio Trend
15 quarters · across all stocks
Sector Breakdown
As of Jun 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 54.1% | $961,040,038 |
| Technology | 13.3% | $235,853,497 |
| Financial Services | 7.5% | $133,974,373 |
| Consumer Defensive | 5.4% | $96,149,812 |
| Real Estate | 3.6% | $63,158,817 |
| Industrials | 3.1% | $54,734,138 |
| Healthcare | 3.0% | $53,261,979 |
| Consumer Cyclical | 2.8% | $50,277,455 |
| Communication Services | 2.5% | $44,099,032 |
| Utilities | 1.9% | $33,825,025 |
| Energy | 1.7% | $29,397,028 |
| Basic Materials | 1.2% | $21,437,822 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| SPYM | State Street(R) SPDR(R) Portfolio S&P 500(R) ETF | +669,820 | 851,658 | $74,843,705 | |
| CTA | EIDP, Inc. | +258,164 | 387,215 | $10,044,357 | |
| BXSL | Blackstone Secured Lending Fund | +115,618 | 127,608 | $3,025,585 | |
| SPYG | State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF | +103,730 | 454,743 | $54,109,869 | |
| IEF | iShares 7-10 Year Treasury Bond ETF | +94,317 | 179,061 | $16,933,798 | |
| — | +91,376 | 307,808 | $12,818,664 | ||
| JCPB | JPMorgan Core Plus Bond ETF | +90,133 | 540,035 | $25,349,242 | |
| SCHG | Schwab U.S. Large-Cap Growth ETF | +68,904 | 127,251 | $4,306,173 | |
| UBER | Uber Technologies, Inc | +54,240 | 75,722 | $5,464,099 | |
| HST | Host Hotels & Resorts, Inc. | +41,371 | 210,601 | $4,993,349 | |
| SCHF | Schwab International Equity ETF | +32,746 | 43,446 | $1,203,454 | |
| FENI | Fidelity Enhanced International ETF | +30,664 | 909,512 | $36,498,716 | |
| IAU | Ishares Gold Trust | +30,275 | 139,369 | $10,523,753 | |
| AR | ANTERO RESOURCES Corp | +28,985 | 41,919 | $1,473,033 | |
| OUT | OUTFRONT Media Inc. | +27,372 | 131,288 | $4,300,994 | |
| — | +26,179 | 744,188 | $21,395,405 | ||
| JAAA | Janus Henderson AAA CLO ETF | +24,968 | 41,183 | $2,079,329 | |
| CEG | Constellation Energy Corp | +24,583 | 29,567 | $7,343,555 | |
| MNST | Monster Beverage Corp | +23,802 | 36,257 | $3,485,022 | |
| WMT | Walmart Inc. | +23,025 | 530,264 | $60,057,700 | |
| CCL | Carnival Corp Ltd. | +21,700 | 29,480 | $842,243 | |
| AAPL | Apple Inc. | +20,031 | 143,351 | $41,480,045 | |
| TUSI | Touchstone ETF Trust-Touchstone Ultra Short Income ETF | +18,800 | 34,600 | $873,996 | |
| — | +18,790 | 116,730 | $5,822,492 | ||
| QQQM | Invesco Ltd. | +18,608 | 129,254 | $39,160,084 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| DFLV | Dimensional US Large Cap Value ETF | −822,779 | 20,411 | $807,050 | |
| GBDC | GOLUB CAPITAL BDC, Inc. | −198,640 | 171,770 | $2,212,397 | |
| — | −108,298 | 7,210 | $660,724 | ||
| SPTI | State Street(R) SPDR(R) Portfolio Intermediate Term Treasury ETF | −88,185 | 296,877 | $8,428,338 | |
| BSV | VANGUARD SHORT-TERM BOND INDEX FUND | −66,013 | 99,419 | $7,745,734 | |
| JPIE | JPMorgan Income ETF | −56,903 | 182,882 | $8,421,716 | |
| IVV | iShares Core S&P 500 ETF | −54,116 | 26,103 | $19,548,275 | |
| BKGI | BNY Mellon Global Infrastructure Income ETF | −41,152 | 127,511 | $5,734,169 | |
| XLI | State Street(R) Industrial Select Sector SPDR(R) ETF | −35,445 | 16,309 | $3,020,916 | |
| SPLV | Invesco S&P 500 Low Volatility ETF | −32,937 | 113,513 | $8,502,123 | |
| SGOV | iShares 0-3 Month Treasury Bond ETF | −29,116 | 38,427 | $3,868,446 | |
| VEU | Vanguard International Equity Index Funds | −22,991 | 5,690 | $476,537 | |
| XLF | State Street Corp | −21,680 | 41,770 | $2,239,289 | |
| — | −20,981 | 952,040 | $26,166,819 | ||
| IBIT | iShares Bitcoin Trust ETF | −19,411 | 62,852 | $2,092,343 | |
| — | −19,099 | 742,913 | $34,278,005 | ||
| T | At&T Inc. | −15,068 | 44,717 | $925,641 | |
| — | −15,042 | 20,260 | $840,384 | ||
| BTC | Grayscale Bitcoin Mini Trust ETF | −13,155 | 44,114 | $1,144,758 | |
| CSNR | Cohen & Steers Natural Resources Active ETF | −10,940 | 84,440 | $2,819,873 | |
| RSP | Victory Portfolios II | −10,321 | 141,666 | $30,142,274 | |
| FSK | FS KKR Capital Corp | −9,870 | 25,559 | $268,369 | |
| PR | Permian Resources Corp | −9,469 | 15,339 | $282,390 | |
| WMB | Williams Companies, Inc. | −8,974 | 14,194 | $1,055,181 | |
| SMH | VanEck Semiconductor ETF | −8,946 | 23,851 | $15,643,632 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| AVLV | Avantis U.S. Large Cap Value ETF | 502,911 | $45,870,512 | |
| CGSD | Capital Group Short Duration Income ETF | 710,000 | $18,268,300 | |
| CGCP | Capital Group Core Plus Income ETF | 384,700 | $8,574,963 | |
| GLBE | Global-E Online Ltd. | 243,565 | $8,459,012 | |
| SHOP | Shopify Inc. | 70,169 | $8,011,896 | |
| MDGL | Madrigal Pharmaceuticals, Inc. | 9,926 | $5,329,765 | |
| CWEN | Clearway Energy, Inc. | 151,034 | $5,162,342 | |
| DVA | Davita Inc. | 18,423 | $4,098,749 | |
| PONY | Pony AI Inc. | 449,283 | $3,122,516 | |
| WRD | WeRide Inc. | 523,953 | $3,049,406 | |
| WIW | Western Asset Inflation-Linked Opportunities & Income Fund | 361,156 | $3,033,710 | |
| COIN | Coinbase Global, Inc. | 17,884 | $2,614,461 | |
| — | 8,686 | $2,524,325 | ||
| IWF | iShares Russell 1000 Growth ETF | 19,769 | $2,454,716 | |
| TTD | Trade Desk, Inc. | 134,771 | $2,436,659 | |
| ZIM | ZIM Integrated Shipping Services Ltd. | 88,504 | $2,301,104 | |
| DLN | WisdomTree U.S. LargeCap Dividend Fund | 22,288 | $2,146,780 | |
| ILCG | iShares Morningstar Growth ETF | 17,839 | $2,087,519 | |
| TOST | Toast, Inc. | 65,572 | $1,824,213 | |
| EMO | ClearBridge Energy Midstream Opportunity Fund Inc. | 29,152 | $1,460,515 | |
| IVW | iShares S&P 500 Growth ETF | 9,848 | $1,354,395 | |
| IWO | iShares Russell 2000 Growth ETF | 3,043 | $1,198,820 | |
| SCHV | Schwab U.S. Large-Cap Value ETF | 33,726 | $1,174,002 | |
| VBK | VANGUARD SMALL-CAP GROWTH INDEX FUND | 2,872 | $1,050,290 | |
| SWX | Southwest Gas Holdings, Inc. | 11,604 | $1,029,042 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| XOM | ExxonMobil Holdings Corp | 34,170 | $5,797,282 | |
| ALLE | Allegion plc | 7,105 | $1,032,285 | |
| PKG | Packaging Corp Of America | 4,687 | $994,675 | |
| MTG | Mgic Investment Corp | 29,381 | $771,251 | |
| USCI | United States Commodity Index Funds Trust | 8,028 | $765,228 | |
| DOW | Dow Inc. | 18,080 | $753,032 | |
| SCO | 18,000 | $599,040 | ||
| CLX | Clorox Co | 5,772 | $598,152 | |
| INTU | Intuit Inc. | 1,164 | $503,290 | |
| AKAM | Akamai Technologies Inc | 4,213 | $483,863 | |
| STE | STERIS plc | 2,164 | $478,525 | |
| JSI | Janus Henderson Securitized Income ETF | 9,048 | $466,424 | |
| GPN | Global Payments Inc | 5,849 | $393,637 | |
| HMY | Harmony Gold Mining Co Ltd | 24,718 | $379,915 | |
| SPEM | State Street(R) SPDR(R) Portfolio Emerging Markets ETF | 7,978 | $374,247 | |
| VTR | Ventas, Inc. | 4,484 | $366,701 | |
| KBWD | Invesco Ltd. | 27,719 | $347,596 | |
| PNR | PENTAIR plc | 3,930 | $342,342 | |
| UTHR | UNITED THERAPEUTICS Corp | 570 | $337,998 | |
| MDLZ | Mondelez International, Inc. | 5,661 | $326,300 | |
| MKC | Mccormick & Co Inc | 6,379 | $321,756 | |
| SCHZ | Schwab U.S. Aggregate Bond ETF | 13,422 | $311,658 | |
| MRSH | Marsh & Mclennan Companies, Inc. | 1,781 | $308,914 | |
| BKR | Baker Hughes Co | 5,057 | $308,729 | |
| FCNCA | First Citizens Bancshares Inc | 157 | $295,891 | |
| No positions match the current search. | ||||
552 tracked positions ·
$1,777,209,016 total
· filing declares
560 positions · $1,779,480,568
· as of Jun 30, 2026
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 552 positions by value
· page 1 of 12
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| SPYM |
State Street(R) SPDR(R) Portfolio S&P 500(R) ETF
|
Added | 851,658 | $74,843,705 | 4.21% | |
| WMT |
Walmart Inc.
Consumer Defensive
|
Added | 530,264 | $60,057,700 | 3.38% | |
| SPYG |
State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF
|
Added | 454,743 | $54,109,869 | 3.04% | |
| AVLV |
Avantis U.S. Large Cap Value ETF
|
NEW | 502,911 | $45,870,512 | 2.58% | |
| AAPL |
Apple Inc.
Technology
|
Added | 143,351 | $41,480,045 | 2.33% | |
| QQQM |
Invesco Ltd.
Financial Services
|
Added | 129,254 | $39,160,084 | 2.20% | |
| NVDA |
Nvidia Corp
Technology
|
Added | 184,461 | $36,908,801 | 2.08% | |
| FENI |
Fidelity Enhanced International ETF
|
Added | 909,512 | $36,498,716 | 2.05% | |
|
|
Reduced | 742,913 | $34,278,005 | 1.93% | ||
| EMXC |
iShares MSCI Emerging Markets ex China ETF
|
Added | 297,542 | $30,438,546 | 1.71% | |
| RSP |
Victory Portfolios II
|
Reduced | 141,666 | $30,142,274 | 1.70% | |
|
|
Reduced | 952,040 | $26,166,819 | 1.47% | ||
| JCPB |
JPMorgan Core Plus Bond ETF
|
Added | 540,035 | $25,349,242 | 1.43% | |
| GBIL |
Goldman Sachs ETF Trust
|
Added | 234,945 | $23,532,091 | 1.32% | |
|
|
Added | 744,188 | $21,395,405 | 1.20% | ||
| VEA |
Vanguard FTSE Developed Markets ETF
|
Added | 298,504 | $21,268,410 | 1.20% | |
| AVGO |
Broadcom Inc.
Technology
|
Added | 54,944 | $20,755,096 | 1.17% | |
| VOO |
VANGUARD 500 INDEX FUND
|
Reduced | 28,818 | $19,792,490 | 1.11% | |
| IVV |
iShares Core S&P 500 ETF
|
Reduced | 26,103 | $19,548,275 | 1.10% | |
|
|
Reduced | 457,187 | $19,288,719 | 1.09% | ||
| CGSD |
Capital Group Short Duration Income ETF
|
NEW | 710,000 | $18,268,300 | 1.03% | |
| MSFT |
Microsoft Corp
Technology
|
Added | 46,783 | $17,450,994 | 0.98% | |
| IEF |
iShares 7-10 Year Treasury Bond ETF
|
Added | 179,061 | $16,933,798 | 0.95% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Added | 67,348 | $16,051,722 | 0.90% | |
| SMH |
VanEck Semiconductor ETF
PUT
+ SHARES
|
Reduced | 24,451 | $16,037,166 | 0.90% | |
| QQQ |
Invesco Qqq Trust, Series 1
PUT
+ SHARES
|
Added | 20,433 | $15,046,861 | 0.85% | |
| GOOG |
Alphabet Inc.
Communication Services
|
Added | 42,499 | $15,016,171 | 0.84% | |
| SPY |
Spdr S&P 500 ETF Trust
|
Added | 19,615 | $14,647,893 | 0.82% | |
| MUB |
iShares National Muni Bond ETF
|
Reduced | 133,204 | $14,335,414 | 0.81% | |
|
|
Reduced | 250,954 | $13,964,586 | 0.79% | ||
| ASML |
Asml Holding NV
Technology
|
Added | 6,498 | $12,927,380 | 0.73% | |
| SLQD |
iShares 0-5 Year Investment Grade Corporate Bond ETF
|
Added | 256,252 | $12,907,413 | 0.73% | |
|
|
Added | 307,808 | $12,818,664 | 0.72% | ||
| GOOGL |
Alphabet Inc.
Communication Services
|
Added | 35,088 | $12,539,398 | 0.71% | |
| AMD |
Advanced Micro Devices Inc
Technology
|
Added | 20,700 | $12,024,837 | 0.68% | |
|
|
Added | 421,963 | $11,899,356 | 0.67% | ||
| STX |
Seagate Technology Holdings plc
Technology
|
Reduced | 12,142 | $11,717,030 | 0.66% | |
| SHYG |
iShares 0-5 Year High Yield Corporate Bond ETF
|
Added | 253,825 | $10,764,718 | 0.61% | |
| VWO |
VANGUARD EMERGING MARKETS STOCK INDEX FUND
|
Added | 178,293 | $10,642,309 | 0.60% | |
| AGG |
iShares Core U.S. Aggregate Bond ETF
|
Added | 107,044 | $10,595,215 | 0.60% | |
| IAU |
Ishares Gold Trust
|
Added | 139,369 | $10,523,753 | 0.59% | |
| CTA |
EIDP, Inc.
Basic Materials
|
Added | 387,215 | $10,044,357 | 0.57% | |
| IEFA |
iShares Core MSCI EAFE ETF
|
Reduced | 97,062 | $9,374,247 | 0.53% | |
| EWJ |
iShares MSCI Japan ETF
|
Added | 99,472 | $9,277,753 | 0.52% | |
| IWD |
iShares Russell 1000 Value ETF
|
Reduced | 37,287 | $9,039,487 | 0.51% | |
|
|
Added | 354,627 | $8,876,313 | 0.50% | ||
| CGCP |
Capital Group Core Plus Income ETF
|
NEW | 384,700 | $8,574,963 | 0.48% | |
| SPLV |
Invesco S&P 500 Low Volatility ETF
|
Reduced | 113,513 | $8,502,123 | 0.48% | |
| GLBE |
Global-E Online Ltd.
Consumer Cyclical
|
NEW | 243,565 | $8,459,012 | 0.48% | |
| SPTI |
State Street(R) SPDR(R) Portfolio Intermediate Term Treasury ETF
|
Reduced | 296,877 | $8,428,338 | 0.47% |
Showing the top 50 of 552 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.