RITM · Rithm Capital Corp. · Holdings

$8.55 -0.09 (-1.04%)

S&P 600 member Russell 1000 member Rebalance outlook locked

Market Cap

$4.82B

558.41M

Volume · Oct 21 5.54M Avg daily vol (3M) 5.9M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of RITM: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 515

Total Value: $3,143,654,816

Total Shares: 334,950,704

Showing 1–100 of 529 holdings by value · page 1 of 6

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 515 13F filers

Top Holder

21.1%

of institutional value

Top 5

46.3%

of institutional value

Top 10

57.7%

of institutional value

HHI

672

Broadly held

Who Holds RITM

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 513 filers, like-for-like change -4.0%; actively managed books -6.4%; index-like books -1.5%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	37.5%	303	-6.6%	35	46
Exempt adviser	0.0%	2	-87.7%	1	1
Adviser	2.0%	10	-9.9%	0	1
Bank	14.9%	23	+3.2%	1	0
Insurer	1.3%	3	-1.3%	0	1
Broker-dealer	0.3%	2	-27.1%	0	1
Benefit plan	0.8%	6	-3.8%	0	0
Non-US	3.6%	8	-0.8%	0	1
Holding company	28.8%	10	-2.4%	0	0
Unknown	10.8%	146	-5.6%	15	18

Style	Share	Filers	Change	New	Exited
Index-like	51.9%	48	-1.5%	1	0
Systematic-like	3.3%	24	-26.0%	6	3
Concentrated	2.3%	79	-34.5%	16	21
Diversified active	42.6%	362	-2.2%	29	45
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	59.8%	330	-3.7%	25	36
Medium turnover	13.8%	90	-4.3%	12	17
High turnover	5.4%	43	-20.1%	9	11
Unknown	21.0%	50	+1.1%	6	5
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	20.1%	59	+1.1%	8	8
Medium horizon	26.0%	102	-1.7%	15	12
Long horizon	51.0%	325	-4.1%	26	37
Unknown	2.8%	27	-38.2%	3	12
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	3.0%	169	-33.8%	25	26
$1B to $10B	5.4%	149	+0.1%	18	33
$10B to $100B	11.7%	124	-12.6%	6	8
$100B or more	79.9%	71	-1.1%	3	2
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	4.9%	222	-4.9%	22	33
Pooled investment vehicles	3.8%	25	-36.1%	6	8
Registered funds and BDCs	25.4%	24	+2.2%	3	1
Pension and profit sharing plans	0.1%	5	-1.6%	0	0
Insurance companies	0.2%	3	-3.3%	0	0
Charitable organizations	0.0%	1	new	1	0
Governments and sovereign funds	0.4%	3	-53.0%	0	1
Banks and thrifts	0.0%	1	0.0%	0	0
Corporations	0.0%	1	+22.8%	0	0
Other investment advisers	0.1%	6	-78.8%	2	1
Other	0.1%	1	-9.0%	0	0
Diversified	2.5%	11	-1.5%	1	2
Unknown	62.5%	210	-2.3%	17	23

Private funds	Share	Filers	Change	New	Exited
Hedge funds	5.5%	49	-16.7%	12	8
Private equity funds	1.6%	15	+25.1%	0	1
Venture capital funds	0.2%	2	+5.4%	0	0
Real estate funds	0.0%	5	+73.1%	0	1
Liquidity funds	0.0%	1	+3.4%	0	0
Securitized asset funds	0.3%	1	+3.9%	0	0
Other private funds	3.7%	18	-4.0%	0	3
Mixed private funds	0.1%	2	-85.3%	0	3
Private funds, type not stated	1.1%	5	-4.0%	1	2
No private funds	25.0%	207	-3.9%	23	29
Unknown	62.5%	208	-2.1%	16	22

Location	Share	Filers	Change	New	Exited
United States	88.9%	459	-4.1%	46	64
Outside the US	11.1%	54	-3.0%	6	5

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 8 holders with no observed 2026-03-31 13F and 5 holders with no observed 2026-06-30 13F. Compared across CIK changes: JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

513 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

1.17% of filers hold it in their top 10

Mar 31, 2026: 7

Holders above 5%

median weight 0.005%

Mar 31, 2026: 3

Crowding

8.72%

of shares outstanding, 26th percentile

Mar 31, 2026: 9.85%

Private-fund advisers

7.38%

of shares outstanding

Institutional ownership

58.8%

59.1% of the estimated free float

Top 10 holders

59.0%

of 13F shares, Herfindahl 0.070

Active holders

-6.4%

like-for-like share change of active filers

5% stakes on record

0 13D, 4 13G (4 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 15.1 quarters

Under 1 year 21.1% 1 to 3 years 29.6% 3 years or more 49.3% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$10.49

estimated per share

Mar 31, 2026: $10.83

Quarter-end price

$9.39

implied by 13F values

Estimated gain or loss

-10.5%

price against the estimated cost

Estimated at a loss

94.9%

of costed 13F value

Estimated cost covers 13.7% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies RITM's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	LADR Ladder Capital Corp	6	0.183
2	ARCC Ares Capital Corp	20	0.143
3	PMT PennyMac Mortgage Investment Trust	4	0.141
4	AGNC AGNC Investment Corp.	13	0.135
5	ABR Arbor Realty Trust Inc	5	0.125
6	MFA Mfa Financial, Inc.	3	0.122
7	AM Antero Midstream Corp	8	0.115
8	OKE Oneok Inc	23	0.111
9	WLY John Wiley & Sons, Inc.	4	0.104
10	TSLX Sixth Street Specialty Lending, Inc.	6	0.099

Shareholder Targets

13F filers that own its peers but not RITM, quarter ended Jun 30, 2026

Found through its holder-overlap peers: LADR, ARCC, PMT, AGNC, ABR, MFA, AM, OKE, WLY, TSLX, LTC, MSFT, DX, AMZN, AAPL, HTGC, CSCO, GOOGL, PK, JPM. 6,646 filers in all.

#	Filer	In peers	Of book	Largest peers
1	Capital Research Global Investors Adviser, Diversified active	$138,151,658,455 7 held	19.2%	GOOGL, MSFT, AMZN
2	Berkshire Hathaway Inc Insurer, Concentrated	$103,714,385,303 2 held	34.7%	AAPL, GOOGL
3	Capital World Investors Adviser, Diversified active	$95,649,907,816 5 held	11.3%	GOOGL, MSFT, AMZN
4	Capital International Investors Adviser, Diversified active	$73,559,758,646 7 held	15.0%	GOOGL, MSFT, AAPL
5	DIMENSIONAL FUND ADVISORS LP Registered adviser, Diversified active	$60,182,091,347 11 held	10.9%	AAPL, MSFT, GOOGL
6	Fisher Asset Management, LLC Adviser, Diversified active	$59,475,188,382 10 held	19.0%	AAPL, GOOGL, MSFT
7	ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Registered adviser, Diversified active	$41,739,457,933 13 held	18.4%	GOOGL, MSFT, AMZN
8	MASSACHUSETTS FINANCIAL SERVICES CO /MA/ Registered adviser, Diversified active	$38,878,216,422 7 held	13.2%	GOOGL, AAPL, AMZN
9	JENNISON ASSOCIATES LLC Registered adviser, Diversified active	$36,768,406,004 12 held	21.9%	GOOGL, AAPL, AMZN
10	Sumitomo Mitsui Trust Group, Inc. Bank, Index-like	$34,318,893,828 12 held	19.6%	AAPL, GOOGL, MSFT

Fund Ownership of RITM by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 25.99% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	3.52%	+0.59 pp	19,680,984	72
Index ETFs	22.46%	+0.70 pp	125,423,639	83
Active ETFs	0.42%	-0.19 pp	2,370,067	14
Active funds	1.75%	-0.11 pp	9,761,307	70
Unclassified	0.04%	+0.04 pp	229,189	4
All registered funds	28.20%	+1.03 pp	157,465,186	243

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 302 Exempt adviser 1 Adviser 10 Bank 23 Insurer 3 Broker-dealer 2 Benefit plan 6 Non-US 8 Holding company 10 Unknown 150

Showing 100 of 529

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$665,752,879

21.18%

70,900,201

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	1,601,489	$15,037,981	2.3%	Sole
BlackRock Investment Management (Australia) Ltd	1,691	$15,878	0.0%	Sole
BlackRock Asset Management Canada Ltd	10,251	$96,256	0.0%	Sole
BlackRock Investment Management, LLC	261,330	$2,453,888	0.4%	Sole
BLACKROCK ADVISORS LLC	243,688	$2,288,230	0.3%	Sole
BlackRock Fund Advisors	50,195,505	$471,335,791	70.8%	Sole
BlackRock Institutional Trust Company, N.A.	14,420,914	$135,412,382	20.3%	Sole
BlackRock Fund Managers Ltd.	104,430	$980,597	0.1%	Sole
BlackRock Investment Management (UK) Ltd.	310,993	$2,920,224	0.4%	Sole
BlackRock (Netherlands) B.V.	95,357	$895,402	0.1%	Sole
BlackRock Asset Management Ireland Ltd	1,628,026	$15,287,164	2.3%	Sole
BlackRock Advisors (UK) Ltd	274,296	$2,575,639	0.4%	Sole
BlackRock Life Ltd	24,153	$226,796	0.0%	Sole
BlackRock Asset Management Schweiz AG	92,217	$865,917	0.1%	Sole
Aperio Group, LLC	1,507,963	$14,159,772	2.1%	Sole
SpiderRock Advisors, LLC	127,898	$1,200,962	0.2%	Sole

VANGUARD PORTFOLIO MANAGEMENT LLC

$270,430,225

8.60%

28,799,811

VANGUARD CAPITAL MANAGEMENT LLC

$235,937,290

7.51%

25,126,442

STATE STREET CORP

$175,447,398

5.58%

18,684,494

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED joint	18,684,494	$175,447,398	100.0%	Defined

WELLINGTON MANAGEMENT GROUP LLP

$109,074,960

3.47%

11,616,077

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	10,000,028	$93,900,262	86.1%	Defined
Wellington Managment Canada LLC	20,743	$194,776	0.2%	Defined
Wellington Management International Ltd	270,207	$2,537,243	2.3%	Defined
Wellington Trust Company, NA joint	1,325,099	$12,442,679	11.4%	Defined

GEODE CAPITAL MANAGEMENT, LLC

$94,644,701

3.01%

10,079,308

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	1,521,448	$14,286,396	15.1%	Defined
Held directly	8,557,860	$80,358,305	84.9%	Defined

NORGES BANK

$74,980,042

2.39%

7,985,095

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$66,388,793

2.11%

7,070,159

BANK OF AMERICA CORP /DE/

$63,438,960

2.02%

6,756,013

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	6,551,058	$61,514,434	97.0%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	104,697	$983,104	1.5%	Defined
BOFA SECURITIES, INC.	100,258	$941,422	1.5%	Defined

MORGAN STANLEY

$60,763,317

1.93%

6,471,067

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO. LLC	145,262	$1,364,010	2.2%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	1,324,385	$12,435,975	20.5%	Defined
MORGAN STANLEY INVESTMENT MANAGEMENT INC	26,968	$253,229	0.4%	Defined
MORGAN STANLEY SMITH BARNEY LLC	2,458,804	$23,088,169	38.0%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	2,515,648	$23,621,934	38.9%	Defined

UBS Group AG

$51,038,189

1.62%

5,435,377

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	803,501	$7,544,874	14.8%	Defined
UBS AG	4,327,022	$40,630,736	79.6%	Defined
UBS Switzerland AG	304,854	$2,862,579	5.6%	Defined

LSV ASSET MANAGEMENT

$49,987,665

1.59%

5,323,500

NORTHERN TRUST CORP

$46,322,876

1.47%

4,933,214

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	3,697,953	$34,723,777	75.0%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	315,579	$2,963,286	6.4%	Defined
MASON STREET ADVISORS, LLC joint	186,082	$1,747,309	3.8%	Other
STATE FARM INVESTMENT MANAGEMENT CORP joint	733,600	$6,888,504	14.9%	Other

VANGUARD FIDUCIARY TRUST CO

$33,275,277

1.06%

3,543,693

JPMORGAN CHASE & CO

$30,043,453

0.96%

3,199,516

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Trust Co of Delaware	1,159	$10,883	0.0%	Other
J.P. Morgan Investment Management Inc.	1,330,197	$12,490,549	41.6%	Defined
J.P. Morgan Securities LLC	879,606	$8,259,500	27.5%	Defined
J.P. Morgan Securities plc	988,528	$9,282,277	30.9%	Defined
55I, LLC	26	$244	0.0%	Other

Bank of New York Mellon Corp

$29,634,985

0.94%

3,156,016

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNY Mellon Trust of Delaware joint	3,210	$30,141	0.1%	Defined
Mellon Investments Corporation joint	1,962,392	$18,426,860	62.2%	Other
BNY Mellon Investment Adviser, Inc.	453,164	$4,255,209	14.4%	Defined
The Bank of New York Mellon	598,675	$5,621,558	19.0%	Defined
BNY Mellon, NA joint	138,573	$1,301,199	4.4%	Defined
Held directly	2	$18	0.0%	Defined

VICTORY CAPITAL MANAGEMENT INC

$29,351,017

0.93%

3,125,774

ROYAL BANK OF CANADA

$28,798,780

0.92%

3,066,963

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	2,778,292	$26,088,161	90.6%	Defined
RBC Dominion Securities Inc.	250,922	$2,356,157	8.2%	Defined
RBC Private Counsel (USA) Inc.	6,706	$62,969	0.2%	Defined
RBC Trust Co (Delaware) Ltd	5,566	$52,264	0.2%	Defined
CITY NATIONAL BANK	900	$8,451	0.0%	Defined
Held directly	24,577	$230,778	0.8%	Sole

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$28,738,217

0.91%

3,060,513

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	3,060,513	$28,738,217	100.0%	Defined

GOLDMAN SACHS GROUP INC

$27,196,049

0.87%

2,896,278

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	2,423,396	$22,755,688	83.7%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	332,284	$3,120,146	11.5%	Defined
GOLDMAN SACHS INTERNATIONAL	140,598	$1,320,215	4.9%	Defined

FIRST TRUST ADVISORS LP

$26,609,607

0.85%

2,833,824

PRINCIPAL FINANCIAL GROUP INC

$25,286,396

0.80%

2,692,907

VAN ECK ASSOCIATES CORP

$25,082,755

0.80%

2,671,220

WELLS FARGO & COMPANY/MN

$22,296,769

0.71%

2,374,523

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	32,737	$307,400	1.4%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	1,471,741	$13,819,647	62.0%	Defined
WELLS FARGO CLEARING SERVICES, LLC	867,747	$8,148,144	36.5%	Defined
WELLS FARGO INVESTMENT INSTITUTE, INC.	2,298	$21,578	0.1%	Defined

VIRGINIA RETIREMENT SYSTEMS ET Al

$22,001,079

0.70%

2,343,033

Balyasny Asset Management L.P.

$21,808,030

0.69%

2,322,474

PRICE T ROWE ASSOCIATES INC /MD/

$20,135,239

0.64%

2,144,328

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	655,813	$6,158,084	30.6%	Defined
Held directly	1,488,515	$13,977,155	69.4%	Sole

Invesco Ltd.

$20,120,701

0.64%

2,142,780

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	245,749	$2,307,581	11.5%	Defined
Invesco Trust Co joint	227,104	$2,132,506	10.6%	Defined
Invesco Investment Advisers LLC	119,811	$1,125,025	5.6%	Defined
Invesco Capital Management LLC	1,550,116	$14,555,589	72.3%	Defined

D. E. Shaw & Co., Inc.

$20,061,424

0.64%

2,136,467

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	1,149,622	$10,794,950	53.8%	Defined
D. E. Shaw Investment Management, L.L.C. joint	34,196	$321,100	1.6%	Defined
D. E. Shaw Adviser II, L.L.C. joint	952,649	$8,945,374	44.6%	Defined

BlueCrest Capital Management Ltd

$19,215,949

0.61%

2,046,427

MOORE CAPITAL MANAGEMENT, LP

$19,014,750

0.60%

2,025,000

Public Sector Pension Investment Board

$18,011,381

0.57%

1,918,145

Parallax Volatility Advisers, L.P.

$17,259,759

0.55%

1,838,100

AMERIPRISE FINANCIAL INC

$16,229,018

0.52%

1,728,330

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	871,909	$8,187,225	50.4%	Defined
Ameriprise Financial Services, LLC	856,421	$8,041,793	49.6%	Defined

VOLORIDGE INVESTMENT MANAGEMENT, LLC

$15,914,998

0.51%

1,694,888

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$15,487,866

0.49%

1,649,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	1,649,400	$15,487,866	100.0%	Other

STANSBERRY ASSET MANAGEMENT, LLC

$13,581,649

0.43%

1,446,395

EVERGREEN CAPITAL MANAGEMENT LLC

$13,382,608

0.43%

1,425,198

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Aperio Group, LLC joint	97,206	$912,764	6.8%	Other
Held directly	1,327,992	$12,469,844	93.2%	Sole

NOMURA ASSET MANAGEMENT INTERNATIONAL INC.

$12,834,139

0.41%

1,366,788

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA HOLDINGS INC joint	1,366,788	$12,834,139	100.0%	Defined

Advisors Capital Management, LLC

$12,749,131

0.41%

1,357,735

MARINER INVESTMENT GROUP LLC

$12,512,954

0.40%

1,332,583

STATE OF WISCONSIN INVESTMENT BOARD

$12,304,458

0.39%

1,310,379

Legal & General Group Plc

$12,075,051

0.38%

1,285,948

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	862,018	$8,094,349	67.0%	Defined
Legal & General Investment Management Ltd joint	423,930	$3,980,702	33.0%	Defined

NATIXIS

$11,639,440

0.37%

1,239,557

MACQUARIE GROUP LTD

$11,601,232

0.37%

1,235,488

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Macquarie Investment Management Global Limited	1,235,488	$11,601,232	100.0%	Sole

Allianz Asset Management GmbH

$10,871,187

0.35%

1,157,741

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Pacific Investment Management Company LLC	4,053	$38,057	0.4%	Defined
Allianz Global Investors GmbH	1,153,688	$10,833,130	99.6%	Defined

SEI INVESTMENTS CO

$10,650,916

0.34%

1,134,283

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI INVESTMENTS MANAGEMENT CORP	1,060,734	$9,960,291	93.5%	Defined
SEI TRUST CO	73,549	$690,625	6.5%	Sole

Amundi

$10,603,722

0.34%

1,129,257

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Amundi Asset Management	59,678	$560,376	5.3%	Defined
CPR Asset Management	1,069,579	$10,043,346	94.7%	Defined

WATERFALL ASSET MANAGEMENT, LLC

$10,588,013

0.34%

1,127,584

Swiss National Bank

$10,473,652

0.33%

1,115,405

RHUMBLINE ADVISERS

$10,367,949

0.33%

1,104,148

Delphi Financial Group, Inc.

$10,150,590

0.32%

1,081,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Delphi Capital Management, Inc.	1,081,000	$10,150,590	100.0%	Sole

RAYMOND JAMES FINANCIAL INC

$9,660,271

0.31%

1,028,783

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	148,347	$1,392,978	14.4%	Defined
Raymond James Financial Services Advisors, Inc.	841,660	$7,903,187	81.8%	Defined
ClariVest Asset Management LLC joint	13,452	$126,314	1.3%	Defined
RAYMOND JAMES TRUST N.A.	25,324	$237,792	2.5%	Defined

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$9,294,989

0.30%

989,882

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	170,755	$1,603,389	17.3%	Defined
UBS Asset Management Switzerland AG	601,936	$5,652,179	60.8%	Sole
UBS Asset Management (UK) Ltd.	127,650	$1,198,632	12.9%	Defined
Held directly	89,541	$840,789	9.0%	Defined

LPL Financial LLC

$7,902,783

0.25%

841,617

California Public Employees Retirement System

$7,790,000

0.25%

829,606

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$7,778,835

0.25%

828,417

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	828,417	$7,778,835	100.0%	Other

Nuveen, LLC

$7,745,706

0.25%

824,889

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	106,906	$1,003,847	13.0%	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	235,269	$2,209,175	28.5%	Defined
TEACHERS ADVISORS, LLC joint	482,714	$4,532,684	58.5%	Defined

MGO ONE SEVEN LLC

$7,038,049

0.22%

749,526

STIFEL FINANCIAL CORP

$6,895,920

0.22%

734,390

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	713,774	$6,702,337	97.2%	Defined
1919 Investment Counsel, LLC	20,135	$189,067	2.7%	Defined
Held directly	481	$4,516	0.1%	Defined

Centiva Capital, LP

$6,895,077

0.22%

734,300

Quantinno Capital Management LP

$6,337,367

0.20%

674,906

JANE STREET GROUP, LLC

$6,279,093

0.20%

668,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	668,700	$6,279,093	100.0%	Defined

FMR LLC

$6,143,951

0.20%

654,308

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	609,242	$5,720,782	93.1%	Defined
STRATEGIC ADVISERS LLC	21,470	$201,603	3.3%	Defined
FIAM LLC	1,762	$16,545	0.3%	Defined
Fidelity Diversifying Solutions LLC	21,834	$205,021	3.3%	Defined

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$6,104,382

0.19%

650,094

BAYVIEW ASSET MANAGEMENT, LLC

$6,103,500

0.19%

650,000

Illinois Municipal Retirement Fund

$5,749,590

0.18%

612,310

Fort Sheridan Advisors LLC

$5,713,683

0.18%

608,486

FRANKLIN RESOURCES INC

$5,702,779

0.18%

607,325

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FIDUCIARY TRUST CO INTERNATIONAL	370	$3,474	0.1%	Defined
FIDUCIARY TRUST INTERNATIONAL LLC	19,352	$181,715	3.2%	Defined
FRANKLIN ADVISERS INC	313,468	$2,943,464	51.6%	Defined
FRANKLIN ADVISORY SERVICES LLC	240,207	$2,255,543	39.6%	Defined
PUTNAM ADVISORY CO LLC	33,928	$318,583	5.6%	Defined

BAYVIEW ASSET MANAGEMENT, LLC

$5,544,410

0.18%

590,459

Universal- Beteiligungs- und Servicegesellschaft mbH

$5,437,702

0.17%

579,095

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Universal-Investment-Gesellschaft mbH joint	579,095	$5,437,702	100.0%	Defined

OSAIC HOLDINGS, INC.

$5,236,051

0.17%

557,620

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	515,359	$4,839,221	92.4%	Defined
OSAIC INSTITUTIONS, INC.	15,347	$144,108	2.8%	Defined
Osaic Advisory Services, LLC	26,914	$252,722	4.8%	Defined

AQR CAPITAL MANAGEMENT LLC

$5,192,546

0.17%

552,987

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RF&L WEALTH MANAGEMENT, LLC	36	$338	0.0%	Other
Arax Advisory Partners	5,114	$48,020	0.9%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	5,999	$56,330	1.1%	Other
Stokes Family Office, LLC	509	$4,779	0.1%	Other
Held directly	541,329	$5,083,079	97.9%	Defined

CITIGROUP INC

$5,150,517

0.16%

548,511

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citibank, N.A. joint	228	$2,140	0.0%	Defined
Citigroup Financial Products Inc. joint	548,283	$5,148,377	100.0%	Defined

Holocene Advisors, LP

$5,065,557

0.16%

539,463

VANGUARD ASSET MANAGEMENT, Ltd

$4,992,080

0.16%

531,638

State of New Jersey Common Pension Fund D

$4,990,559

0.16%

531,476

Cetera Investment Advisers

$4,892,837

0.16%

521,069

Jump Financial, LLC

$4,853,691

0.15%

516,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jump Trading Holdings, LLC joint	100	$939	0.0%	Defined
Leap GP LLC joint	516,800	$4,852,752	100.0%	Defined

PRUDENTIAL FINANCIAL INC

$4,737,085

0.15%

504,482

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PGIM Quantitative Solutions LLC	504,482	$4,737,085	100.0%	Defined

PREVAIL INNOVATIVE WEALTH ADVISORS, LLC

$4,625,757

0.15%

518,002

CAXTON ASSOCIATES LLP

$4,401,393

0.14%

468,732

CITADEL ADVISORS LLC

$4,396,398

0.14%

468,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	468,200	$4,396,398	100.0%	Defined

Family Manage LLC

$4,390,660

0.14%

467,589

ALLIANCEBERNSTEIN L.P.

$4,247,350

0.14%

452,327

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	452,327	$4,247,350	100.0%	Defined

State of Alaska, Department of Revenue

$4,218,933

0.13%

472,445

CANADA LIFE ASSURANCE Co

$4,194,588

0.13%

446,708

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$4,077,138

0.13%

434,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	434,200	$4,077,138	100.0%	Other

STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM

$3,920,578

0.12%

417,527

Waterloo Capital, L.P.

$3,908,258

0.12%

416,215

Simplify Asset Management Inc.

$3,864,858

0.12%

411,593

NOMURA HOLDINGS INC

$3,841,072

0.12%

409,060

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA SECURITIES INTERNATIONAL INC	21,414	$201,077	5.2%	Defined
NOMURA GLOBAL FINANCIAL PRODUCTS INC	387,646	$3,639,995	94.8%	Defined

MILLENNIUM MANAGEMENT LLC

$3,833,674

0.12%

408,272

Focus Partners Wealth

$3,760,103

0.12%

400,437

Rockefeller Capital Management L.P.

$3,616,708

0.12%

385,166

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER & CO. LLC	1,500	$14,085	0.4%	Defined
ROCKEFELLER TRUST COMPANY, N.A.	2,603	$24,442	0.7%	Defined
Rockefeller Trust Co (Delaware)	2,360	$22,160	0.6%	Defined
ROCKEFELLER FINANCIAL LLC	378,703	$3,556,021	98.3%	Defined

Thrivent Financial for Lutherans

$3,557,589

0.11%

378,870

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Thrivent Investment Management Inc.	11,452	$107,534	3.0%	Sole
Held directly	367,418	$3,450,055	97.0%	Sole

CITADEL ADVISORS LLC

$3,375,705

0.11%

359,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	359,500	$3,375,705	100.0%	Defined

OPPENHEIMER & CO INC

$3,293,232

0.10%

350,717

INTECH INVESTMENT MANAGEMENT LLC

$3,214,178

0.10%

342,298

Alden Global Capital LLC

$3,113,573

0.10%

331,584

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Key facts CIK 1556593 CUSIP 64828T201 13F (30d) 87 filings 80 filers Visit website Investor relations