PMT · PennyMac Mortgage Investment Trust · Holdings

$6.84 -0.07 (-1.01%) At close · Oct 21

S&P 600 member Russell 2000 member Rebalance outlook locked

Market Cap

$602.57M

87.20M

Volume · Oct 21 2.16M Avg daily vol (3M) 1.88M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of PMT: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 222

Total Value: $744,127,215

Total Shares: 66,305,402

Showing 1–100 of 227 holdings by value · page 1 of 3

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 214 13F filers

Top Holder

22.3%

of institutional value

Top 5

51.0%

of institutional value

Top 10

67.6%

of institutional value

HHI

803

Broadly held

Who Holds PMT

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 212 filers, like-for-like change +8.7%; actively managed books +14.4%; index-like books +3.1%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	35.0%	109	+11.2%	19	18
Exempt adviser	0.0%	0	-100.0%	0	2
Adviser	15.4%	5	+22.8%	0	0
Bank	12.5%	14	+3.2%	0	0
Insurer	0.8%	2	+0.1%	0	0
Broker-dealer	0.3%	2	-8.0%	0	0
Benefit plan	0.3%	5	+11.9%	0	1
Non-US	0.7%	4	-34.3%	0	0
Holding company	25.6%	6	+5.7%	0	1
Unknown	9.4%	65	+5.0%	6	11

Style	Share	Filers	Change	New	Exited
Index-like	47.9%	34	+3.1%	0	1
Systematic-like	4.4%	10	+53.1%	3	9
Concentrated	1.8%	24	+173.8%	6	6
Diversified active	45.9%	144	+9.3%	16	16
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	-100.0%	0	1

Turnover	Share	Filers	Change	New	Exited
Low turnover	58.1%	126	+6.4%	12	13
Medium turnover	20.6%	41	+10.9%	4	7
High turnover	5.8%	20	+65.4%	6	11
Unknown	15.5%	25	+1.2%	3	2
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	16.4%	33	+1.4%	4	6
Medium horizon	39.2%	39	+10.0%	9	6
Long horizon	43.7%	134	+12.6%	11	17
Unknown	0.7%	6	-48.1%	1	4
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	2.7%	46	+65.5%	9	10
$1B to $10B	2.4%	49	+4.7%	7	11
$10B to $100B	7.0%	59	+4.8%	9	10
$100B or more	87.9%	58	+8.0%	0	2
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	1.5%	60	+65.0%	13	7
Pooled investment vehicles	5.6%	15	+61.8%	5	5
Registered funds and BDCs	25.4%	17	+2.9%	1	2
Pension and profit sharing plans	0.0%	1	+100.3%	0	0
Insurance companies	0.1%	3	+13.9%	0	0
Governments and sovereign funds	0.3%	1	-31.1%	0	1
Other investment advisers	0.0%	3	+10.0%	0	0
Other	0.1%	1	-1.4%	0	0
Diversified	1.9%	8	+13.2%	0	3
Unknown	65.0%	103	+7.4%	6	15

Private funds	Share	Filers	Change	New	Exited
Hedge funds	9.6%	20	+36.5%	5	9
Private equity funds	0.2%	6	+7.3%	1	0
Venture capital funds	0.0%	1	-5.1%	0	0
Real estate funds	0.0%	2	+130.3%	1	1
Securitized asset funds	0.3%	1	+967.6%	0	0
Other private funds	0.8%	7	-8.3%	1	0
Mixed private funds	0.1%	1	-0.4%	0	1
Private funds, type not stated	1.4%	4	+7.3%	1	0
No private funds	22.6%	67	+2.0%	10	9
Unknown	65.0%	103	+7.8%	6	13

Location	Share	Filers	Change	New	Exited
United States	92.8%	184	+10.7%	22	25
Outside the US	7.2%	28	-12.0%	3	8

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 5 holders with no observed 2026-03-31 13F and 2 holders with no observed 2026-06-30 13F. Compared across CIK changes: JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

212 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.472% of filers hold it in their top 10

Mar 31, 2026: 0

Holders above 5%

median weight 0.001%

Mar 31, 2026: 0

Crowding

9.96%

of shares outstanding, 30th percentile

Mar 31, 2026: 7.34%

Private-fund advisers

8.93%

of shares outstanding

Institutional ownership

72.1%

73.2% of the estimated free float

Top 10 holders

69.2%

of 13F shares, Herfindahl 0.086

Active holders

+14.4%

like-for-like share change of active filers

5% stakes on record

0 13D, 5 13G (4 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 13.5 quarters

Under 1 year 19.4% 1 to 3 years 36.2% 3 years or more 44.5% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$12.25

estimated per share

Mar 31, 2026: $12.97

Quarter-end price

$11.28

implied by 13F values

Estimated gain or loss

-7.9%

price against the estimated cost

Estimated at a loss

83.4%

of costed 13F value

Estimated cost covers 14.8% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies PMT's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	EFC Ellington Financial Inc.	4	0.320
2	MFA Mfa Financial, Inc.	3	0.289
3	DX Dynex Capital Inc	4	0.214
4	RITM Rithm Capital Corp.	4	0.141
5	NLY Annaly Capital Management Inc	4	0.103
6	AGNC AGNC Investment Corp.	4	0.098
7	RIO Rio Tinto PLC	3	0.052
8	ARCC Ares Capital Corp	3	0.051
9	F Ford Motor Co	3	0.041
10	VRTX Vertex Pharmaceuticals Inc	3	0.034

Shareholder Targets

13F filers that own its peers but not PMT, quarter ended Jun 30, 2026

Found through its holder-overlap peers: EFC, MFA, DX, RITM, NLY, AGNC, RIO, ARCC, F, VRTX, PLTR, CRM, CEG, BMY, QCOM, ADBE, T, CVS, PFE, UPS. 5,294 filers in all.

#	Filer	In peers	Of book	Largest peers
1	Capital World Investors Adviser, Diversified active	$26,034,903,789 9 held	3.08%	VRTX, CVS, CRM
2	NORGES BANK Non-US, Index-like	$20,698,923,130 16 held	2.06%	PLTR, QCOM, BMY
3	Capital Research Global Investors Adviser, Diversified active	$16,804,814,965 8 held	2.33%	VRTX, CVS, CRM
4	WELLINGTON MANAGEMENT GROUP LLP Holding company, Diversified active	$8,800,139,047 16 held	1.52%	CVS, VRTX, QCOM
5	DIMENSIONAL FUND ADVISORS LP Registered adviser, Diversified active	$8,794,587,668 13 held	1.59%	QCOM, T, BMY
6	Capital International Investors Adviser, Diversified active	$8,686,051,648 7 held	1.77%	CEG, VRTX, CVS
7	ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Registered adviser, Diversified active	$8,247,264,427 14 held	3.63%	PLTR, CRM, ADBE
8	FRANKLIN RESOURCES INC Adviser, Diversified active	$6,494,091,740 18 held	1.43%	VRTX, CVS, UPS
9	Dodge & Cox Registered adviser, Diversified active	$5,817,284,088 5 held	3.05%	CVS, ADBE, BMY
10	Newport Trust Company, LLC Bank, Concentrated	$5,522,193,971 2 held	13.3%	T, F

Fund Ownership of PMT by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 35.90% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	5.07%	+0.64 pp	4,421,880	77
Index ETFs	30.82%	+1.52 pp	26,880,014	66
Active ETFs	0.35%	+0.24 pp	302,941	9
Active funds	5.92%	-0.33 pp	5,165,462	36
Unclassified	0.36%	+0.36 pp	314,550	2
All registered funds	42.53%	+2.43 pp	37,084,847	190

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 116 Exempt adviser 1 Adviser 5 Bank 14 Insurer 2 Broker-dealer 2 Benefit plan 5 Non-US 4 Holding company 6 Unknown 67

Showing 100 of 227

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$164,343,602

22.09%

14,569,469

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	98,180	$1,107,470	0.7%	Sole
BlackRock Investment Management (Australia) Ltd	336	$3,790	0.0%	Sole
BlackRock Asset Management Canada Ltd	631	$7,117	0.0%	Sole
BlackRock Investment Management, LLC	294,017	$3,316,511	2.0%	Sole
BLACKROCK ADVISORS LLC	199,748	$2,253,157	1.4%	Sole
BlackRock Fund Advisors	10,693,667	$120,624,563	73.4%	Sole
BlackRock Institutional Trust Company, N.A.	2,611,237	$29,454,753	17.9%	Sole
BlackRock Fund Managers Ltd.	14,321	$161,540	0.1%	Sole
BlackRock (Netherlands) B.V.	42,173	$475,711	0.3%	Sole
BlackRock Asset Management Ireland Ltd	231,966	$2,616,576	1.6%	Sole
BlackRock Life Ltd	2,757	$31,098	0.0%	Sole
BlackRock Asset Management Schweiz AG	12,052	$135,946	0.1%	Sole
Aperio Group, LLC	103,196	$1,164,050	0.7%	Sole
Held directly	265,188	$2,991,320	1.8%	Sole

T. Rowe Price Investment Management, Inc.

$71,626,420

9.63%

6,349,860

VANGUARD PORTFOLIO MANAGEMENT LLC

$56,804,207

7.63%

5,035,834

VANGUARD CAPITAL MANAGEMENT LLC

$43,324,900

5.82%

3,840,860

STATE STREET CORP

$40,012,291

5.38%

3,547,189

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	3,547,189	$40,012,291	100.0%	Defined

Invesco Ltd.

$34,540,147

4.64%

3,062,070

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	33,359	$376,288	1.1%	Defined
Invesco Trust Co joint	35,190	$396,943	1.1%	Defined
Invesco Investment Advisers LLC	32,338	$364,772	1.1%	Defined
Invesco Capital Management LLC	2,961,183	$33,402,144	96.7%	Defined

GEODE CAPITAL MANAGEMENT, LLC

$25,923,684

3.48%

2,298,199

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	330,058	$3,723,054	14.4%	Defined
Held directly	1,968,141	$22,200,630	85.6%	Defined

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$19,284,491

2.59%

1,709,618

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	1,709,618	$19,284,491	100.0%	Defined

CITADEL ADVISORS LLC

$18,863,340

2.53%

1,672,282

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$16,522,165

2.22%

1,464,731

Boston Partners

$15,617,441

2.10%

1,384,525

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Boston Partners Trust Co	153,587	$1,732,461	11.1%	Defined
Held directly	1,230,938	$13,884,980	88.9%	Defined

MORGAN STANLEY

$14,886,810

2.00%

1,319,753

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	16	$180	0.0%	Defined
MORGAN STANLEY & CO. LLC	42,110	$475,000	3.2%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	326,895	$3,687,375	24.8%	Defined
MORGAN STANLEY INVESTMENT MANAGEMENT INC	844	$9,520	0.1%	Defined
MORGAN STANLEY SMITH BARNEY LLC	539,633	$6,087,059	40.9%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	410,255	$4,627,676	31.1%	Defined

JPMORGAN CHASE & CO

$14,550,770

1.96%

1,289,962

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	58,310	$657,736	4.5%	Defined
J.P. Morgan Investment Management Inc.	564,062	$6,362,619	43.7%	Defined
J.P. Morgan Securities LLC	667,590	$7,530,415	51.8%	Defined

NORTHERN TRUST CORP

$10,476,241

1.41%

928,745

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	813,594	$9,177,339	87.6%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	71,628	$807,963	7.7%	Defined
MASON STREET ADVISORS, LLC joint	29,618	$334,091	3.2%	Other
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	13,905	$156,848	1.5%	Other

MILLENNIUM MANAGEMENT LLC

$8,949,010

1.20%

793,352

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$8,806,296

1.18%

780,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	780,700	$8,806,296	100.0%	Other

VAN ECK ASSOCIATES CORP

$8,282,272

1.11%

734,244

HBK INVESTMENTS L P

$7,520,376

1.01%

666,700

FIRST TRUST ADVISORS LP

$7,171,778

0.96%

635,796

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Horizon Investments, LLC	12,468	$140,639	2.0%	Other
Held directly	623,328	$7,031,139	98.0%	Sole

Beach Point Capital Management LP

$6,701,806

0.90%

850,483

VANGUARD FIDUCIARY TRUST CO

$6,545,648

0.88%

580,288

Dana Investment Advisors, Inc.

$6,463,688

0.87%

573,022

EMG Holdings, L.P.

$6,453,062

0.87%

572,080

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ELLINGTON MANAGEMENT GROUP LLC	572,080	$6,453,062	100.0%	Sole

Allianz Asset Management GmbH

$6,296,067

0.85%

558,162

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Pacific Investment Management Company LLC	558,162	$6,296,067	100.0%	Defined

Bank of New York Mellon Corp

$6,137,412

0.82%

544,097

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	258,206	$2,912,563	47.5%	Defined
BNY Mellon Investment Adviser, Inc.	69,985	$789,430	12.9%	Defined
The Bank of New York Mellon	164,086	$1,850,890	30.2%	Defined
BNY Mellon, NA joint	51,819	$584,518	9.5%	Defined
Held directly	1	$11	0.0%	Defined

CITADEL ADVISORS LLC

$4,837,992

0.65%

428,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	428,900	$4,837,992	100.0%	Defined

PRINCIPAL FINANCIAL GROUP INC

$4,761,016

0.64%

422,076

CITIGROUP INC

$4,596,452

0.62%

407,487

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	407,487	$4,596,452	100.0%	Defined

BANK OF AMERICA CORP /DE/

$4,549,471

0.61%

403,322

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	88,673	$1,000,231	22.0%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	187,581	$2,115,913	46.5%	Defined
BOFA SECURITIES, INC.	127,068	$1,433,327	31.5%	Defined

UBS Group AG

$4,470,263

0.60%

396,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	19,545	$220,467	4.9%	Defined
UBS AG	366,755	$4,136,996	92.5%	Defined
UBS Switzerland AG	10,000	$112,800	2.5%	Defined

JUPITER ASSET MANAGEMENT LTD

$4,060,811

0.55%

360,001

Public Sector Pension Investment Board

$3,379,803

0.45%

299,628

AQR CAPITAL MANAGEMENT LLC

$3,007,742

0.40%

266,644

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RF&L WEALTH MANAGEMENT, LLC	2	$22	0.0%	Other
Arax Advisory Partners	4,639	$52,327	1.7%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	1,618	$18,251	0.6%	Other
Stokes Family Office, LLC	30	$338	0.0%	Other
Held directly	260,355	$2,936,804	97.6%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$2,953,104

0.40%

261,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	261,800	$2,953,104	100.0%	Other

GraniteShares Advisors LLC

$2,504,205

0.34%

222,004

Legal & General Group Plc

$2,444,453

0.33%

216,707

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	133,413	$1,504,898	61.6%	Defined
Legal & General Investment Management Ltd joint	83,294	$939,555	38.4%	Defined

Nuveen, LLC

$2,411,945

0.32%

213,825

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	9,824	$110,814	4.6%	Defined
TEACHERS ADVISORS, LLC joint	204,001	$2,301,131	95.4%	Defined

RHUMBLINE ADVISERS

$2,365,382

0.32%

209,697

Quantinno Capital Management LP

$2,277,386

0.31%

201,896

WATERFALL ASSET MANAGEMENT, LLC

$2,252,412

0.30%

199,682

CITADEL ADVISORS LLC

$2,225,544

0.30%

197,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	197,300	$2,225,544	100.0%	Defined

MARINER INVESTMENT GROUP LLC

$2,030,400

0.27%

180,000

RAYMOND JAMES FINANCIAL INC

$2,009,925

0.27%

178,185

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	105,421	$1,189,148	59.2%	Defined
Raymond James Financial Services Advisors, Inc.	72,764	$820,777	40.8%	Defined

Swiss National Bank

$1,969,488

0.26%

174,600

AMERIPRISE FINANCIAL INC

$1,934,293

0.26%

171,480

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	156,091	$1,760,706	91.0%	Defined
Ameriprise Financial Services, LLC	15,389	$173,587	9.0%	Defined

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$1,805,586

0.24%

160,070

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	14,994	$169,132	9.4%	Defined
UBS Asset Management Switzerland AG	106,500	$1,201,320	66.5%	Sole
UBS Asset Management (UK) Ltd.	22,041	$248,621	13.8%	Defined
Held directly	16,535	$186,513	10.3%	Defined

BARCLAYS PLC

$1,766,278

0.24%

156,585

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	153,415	$1,730,521	98.0%	Defined
BARCLAYS CAPITAL INC.	3,170	$35,757	2.0%	Defined

Corient Private Wealth LLC

$1,747,328

0.23%

154,905

LPL Financial LLC

$1,697,143

0.23%

150,456

GOLDMAN SACHS GROUP INC

$1,599,152

0.21%

141,769

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	23,370	$263,613	16.5%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	107,246	$1,209,734	75.6%	Defined
Goldman Sachs Trust Company, N.A.	11,153	$125,805	7.9%	Defined

WELLS FARGO & COMPANY/MN

$1,578,533

0.21%

139,941

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	77,866	$878,328	55.6%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	37,449	$422,424	26.8%	Defined
WELLS FARGO CLEARING SERVICES, LLC	24,626	$277,781	17.6%	Defined

Penserra Capital Management LLC

$1,562,076

0.21%

138,482

PRICE T ROWE ASSOCIATES INC /MD/

$1,538,152

0.21%

136,361

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	136,361	$1,538,152	100.0%	Defined

NEW YORK STATE TEACHERS RETIREMENT SYSTEM

$1,491,035

0.20%

132,184

GUGGENHEIM CAPITAL LLC

$1,184,895

0.16%

105,044

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GUGGENHEIM FUNDS DISTRIBUTORS, LLC	63,402	$715,174	60.4%	Defined
SECURITY INVESTORS LLC	41,642	$469,721	39.6%	Defined

XTX Topco Ltd

$1,168,483

0.16%

103,589

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	103,589	$1,168,483	100.0%	Defined

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$1,130,210

0.15%

100,196

SIMPLEX TRADING, LLC

$1,128,620

0.15%

100,055

DEUTSCHE BANK AG\

$1,080,274

0.15%

95,769

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS Investments UK Ltd	95,769	$1,080,274	100.0%	Defined

SHARPEPOINT LLC

$1,068,892

0.14%

94,760

WEDBUSH SECURITIES INC

$1,038,425

0.14%

92,059

PRUDENTIAL FINANCIAL INC

$1,033,315

0.14%

91,606

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PGIM Quantitative Solutions LLC	91,606	$1,033,315	100.0%	Defined

ALLIANCEBERNSTEIN L.P.

$1,028,149

0.14%

91,148

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	91,148	$1,028,149	100.0%	Defined

Collar Capital Management, LLC

$1,017,670

0.14%

90,219

CAXTON ASSOCIATES LLP

$948,241

0.13%

84,064

Angel Oak Capital Advisors, LLC

$915,732

0.12%

81,182

LSV ASSET MANAGEMENT

$896,760

0.12%

79,500

NOMURA ASSET MANAGEMENT INTERNATIONAL INC.

$896,760

0.12%

79,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA HOLDINGS INC joint	79,500	$896,760	100.0%	Defined

JANE STREET GROUP, LLC

$857,280

0.12%

76,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	76,000	$857,280	100.0%	Defined

Russell Investments Group, Ltd.

$845,210

0.11%

74,930

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	64,672	$729,500	86.3%	Defined
Russell Investments Capital, LLC	10,258	$115,710	13.7%	Defined

CANADA LIFE ASSURANCE Co

$797,281

0.11%

70,681

Inspire Investing, LLC

$676,980

0.09%

60,016

JANE STREET GROUP, LLC

$670,032

0.09%

59,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	59,400	$670,032	100.0%	Defined

Thrivent Financial for Lutherans

$645,926

0.09%

57,263

GSA CAPITAL PARTNERS LLP

$635,458

0.09%

56,335

FMR LLC

$630,969

0.08%

55,937

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	55,779	$629,187	99.7%	Defined
STRATEGIC ADVISERS LLC	158	$1,782	0.3%	Defined

VANGUARD ASSET MANAGEMENT, Ltd

$604,551

0.08%

53,595

Simplify Asset Management Inc.

$603,480

0.08%

53,500

MetLife Investment Management, LLC

$583,706

0.08%

51,747

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	51,747	$583,706	100.0%	Defined

Illinois Municipal Retirement Fund

$558,698

0.08%

49,530

KESTRA PRIVATE WEALTH SERVICES, LLC

$550,012

0.07%

48,760

IMC-Chicago, LLC

$543,650

0.07%

48,196

Maridea Wealth Management LLC

$536,600

0.07%

47,571

INTECH INVESTMENT MANAGEMENT LLC

$508,288

0.07%

45,061

STATE OF WISCONSIN INVESTMENT BOARD

$505,434

0.07%

44,808

Atom Investors LP

$499,444

0.07%

44,277

Jupiter Topco LLC

$461,160

0.06%

40,883

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JANUS HENDERSON INVESTORS UK Ltd	40,883	$461,160	100.0%	Defined

Y-Intercept (Hong Kong) Ltd

$455,093

0.06%

57,753

Optimize Financial Inc

$450,365

0.06%

39,926

Sound Capital Solutions LLC

$450,365

0.06%

39,926

ROYAL BANK OF CANADA

$433,127

0.06%

38,398

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	2,657	$29,970	6.9%	Defined
RBC Capital Markets, LLC	33,370	$376,413	86.9%	Defined
CITY NATIONAL BANK	655	$7,388	1.7%	Defined
Held directly	1,716	$19,356	4.5%	Sole

Squarepoint Ops LLC

$431,651

0.06%

38,267

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	38,267	$431,651	100.0%	Defined

State of Tennessee, Department of Treasury

$388,539

0.05%

34,445

Focus Partners Wealth

$381,715

0.05%

33,840

Vanguard Global Advisers, LLC

$364,761

0.05%

32,337

Balyasny Asset Management L.P.

$339,990

0.05%

30,141

Ausdal Financial Partners, Inc.

$331,767

0.04%

29,412

NISA INVESTMENT ADVISORS, LLC

$328,052

0.04%

41,631

NEW YORK STATE COMMON RETIREMENT FUND

$326,364

0.04%

28,933

COMMONWEALTH EQUITY SERVICES, LLC

$315,422

0.04%

27,963

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Key facts CIK 1464423 CUSIP 70931T103 13F (30d) 27 filings 27 filers Visit website Investor relations