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MFIC · MidCap Financial Investment Corp · Holdings

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$8.26 +0.04 (+0.49%) At close · Oct 20
Rebalance outlook locked
Market Cap
$680.40M
Shares
82.37M
Volume · Oct 20 633.52K Avg daily vol (3M) 569.57K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of MFIC: 13F, 13D and 13G, insiders and funds →
Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.
The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.
Holders: 167
Total Value: $320,608,504
Total Shares: 31,918,180
Showing 1–100 of 170 holdings by value · page 1 of 2

Institutional Ownership Trend

27 quarters

Superinvestors Holding MFIC

All superinvestors →
George Soros $19,600,560

Holder Concentration

Across 170 13F filers
Top Holder
10.1%
Sep 2023 → Jun 2026 · range 9.8% – 15.8%
of institutional value
Top 5
36.0%
Sep 2023 → Jun 2026 · range 34.7% – 52.3%
of institutional value
Top 10
56.9%
Sep 2023 → Jun 2026 · range 50.2% – 65.1%
of institutional value
HHI
407
Sep 2023 → Jun 2026 · range 366 – 702
Broadly held

Who Holds MFIC

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 169 filers, like-for-like change +0.2%; actively managed books -0.2%; index-like books +2.1%.

Holder type Share Filers Change
Registered adviser 27.0% 85 -8.7%
Exempt adviser 0.4% 3 +224.0%
Adviser 17.3% 7 +4.1%
Bank 10.1% 11 +3.7%
Broker-dealer 0.7% 2 -9.4%
Non-US 0.0% 1 -64.9%
Holding company 10.4% 5 +40.1%
Unknown 34.1% 55 -4.1%

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 1 holder with no observed 2026-03-31 13F and 5 holders with no observed 2026-06-30 13F.

Conviction and Crowding

169 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders
3
1.78% of filers hold it in their top 10
Mar 31, 2026: 3
Holders above 5%
1
median weight 0.003%
Mar 31, 2026: 1
Crowding
9.27%
of shares outstanding, 27th percentile
Mar 31, 2026: 9.22%
Private-fund advisers
6.59%
of shares outstanding
Institutional ownership
38.6%
38.9% of the estimated free float
Top 10 holders
57.4%
of 13F shares, Herfindahl 0.041
Active holders
-0.2%
like-for-like share change of active filers
5% stakes on record
0
0 13D, 0 13G
How long holders have held it value-weighted 16.5 quarters
Under 1 year 21.5% 1 to 3 years 21.6% 3 years or more 56.9% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost
$11.98
estimated per share
Mar 31, 2026: $12.34
Quarter-end price
$10.08
implied by 13F values
Estimated gain or loss
-15.9%
price against the estimated cost
Estimated at a loss
100.0%
of costed 13F value

Estimated cost covers 40.9% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies MFIC's active holders also own, quarter ended Jun 30, 2026
# Company Shared holders
1 SLRC SLR Investment Corp. 7
2 TCPC BlackRock TCP Capital Corp. 5
3 CCAP Crescent Capital BDC, Inc. 6
4 ACRE Ares Commercial Real Estate Corp 4
5 BCSF Bain Capital Specialty Finance, Inc. 6
6 FSK FS KKR Capital Corp 12
7 GBDC GOLUB CAPITAL BDC, Inc. 11
8 SCM Stellus Capital Investment Corp 3
9 CGBD Carlyle Secured Lending, Inc. 5
10 GPMT Granite Point Mortgage Trust Inc. 3

Shareholder Targets

13F filers that own its peers but not MFIC, quarter ended Jun 30, 2026

Found through its holder-overlap peers: SLRC, TCPC, CCAP, ACRE, BCSF, FSK, GBDC, SCM, CGBD, GPMT, NMFC, OCSL, ARI, BRSP, GSBD, NCDL, MSDL, CION, OBDC, MAC. 1,124 filers in all.

# Filer In peers
1 FMR LLC Holding company, Diversified active $923,775,149 8 held
2 VANGUARD PORTFOLIO MANAGEMENT LLC Registered adviser, Diversified active $760,598,899 4 held
3 STATE STREET CORP Bank, Index-like $494,054,092 12 held
4 VANGUARD CAPITAL MANAGEMENT LLC Registered adviser, Index-like $427,815,882 5 held
5 STRS OHIO Benefit plan, Diversified active $375,343,809 6 held
6 Smead Capital Management, Inc. Registered adviser, Diversified active $289,224,325 1 held
7 GEODE CAPITAL MANAGEMENT, LLC Registered adviser, Index-like $280,267,464 7 held
8 CENTERSQUARE INVESTMENT MANAGEMENT LLC Registered adviser, Diversified active $226,694,028 1 held
9 GOLDMAN SACHS GROUP INC Holding company, Index-like $205,379,311 13 held
10 Generali Asset Management SPA SGR Unknown, Diversified active $191,486,714 6 held

Fund Ownership of MFIC by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 3.69% of shares outstanding.

Fund type Of shares outstanding Shares
Index funds 0.00% 0
Index ETFs 3.69% 3,036,354
Active ETFs 0.64% 528,703
Active funds 4.17% 3,437,302
Unclassified 0.00% 0
All registered funds 8.50% 7,002,359
How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 85 Exempt adviser 3 Adviser 7 Bank 12 Broker-dealer 2 Non-US 1 Holding company 5 Unknown 52
Showing 100 of 170
All Common Calls Puts
Export CSV
Holder Value (USD) % of 13F Shares Open
THORNBURG INVESTMENT MANAGEMENT INC $32,636,852 10.18% 3,237,783
Apollo Management Holdings, L.P. $23,675,429 7.38% 2,348,753
VAN ECK ASSOCIATES CORP $21,214,841 6.62% 2,104,647
SOROS FUND MANAGEMENT LLC $19,600,560 6.11% 1,944,500
UBS Group AG $19,451,284 6.07% 1,929,691
Next Capital Management LLC $19,148,643 5.97% 1,899,667
MORGAN STANLEY $15,431,400 4.81% 1,530,893
Russell Investments Group, Ltd. $11,508,527 3.59% 1,141,719
WELLINGTON MANAGEMENT GROUP LLP $10,869,173 3.39% 1,078,291
Invesco Ltd. $10,608,030 3.31% 1,052,384
Legal & General Group Plc $7,958,956 2.48% 789,579
Muzinich & Co., Inc. $7,503,763 2.34% 744,421
Sumitomo Mitsui Trust Group, Inc. $5,539,716 1.73% 549,575
RAYMOND JAMES FINANCIAL INC $5,320,959 1.66% 527,873
CURA WEALTH ADVISORS, LLC $5,169,255 1.61% 512,823
FRANKLIN RESOURCES INC $4,450,501 1.39% 441,518
CONDOR CAPITAL MANAGEMENT $4,353,370 1.36% 431,882
CASTLEKEEP INVESTMENT ADVISORS LLC $4,179,742 1.30% 414,657
Janney Montgomery Scott LLC $3,967,871 1.24% 393,638
Ethos Financial Group, LLC $3,949,485 1.23% 391,814
Foundations Investment Advisors, LLC $3,907,108 1.22% 387,610
BlackRock, Inc. $3,870,094 1.21% 383,938
D.A. DAVIDSON & CO. $3,772,782 1.18% 374,284
WELLS FARGO & COMPANY/MN $3,051,951 0.95% 302,773
United Advisor Group, LLC $2,669,647 0.83% 264,846
Advisors Asset Management, Inc. $2,476,535 0.77% 245,688
CITADEL ADVISORS LLC $2,474,488 0.77% 245,485
LPL Financial LLC $2,385,421 0.74% 236,649
Saba Capital Management, L.P. $2,168,570 0.68% 215,136
ROYAL BANK OF CANADA $2,149,085 0.67% 213,203
Beach Point Capital Management LP $2,100,755 0.66% 240,361
LAZARD ASSET MANAGEMENT LLC $2,088,969 0.65% 207,239
Naviter Wealth, LLC $1,887,963 0.59% 187,298
NEUBERGER BERMAN GROUP LLC $1,881,724 0.59% 186,679
Y-Intercept (Hong Kong) Ltd $1,661,141 0.52% 190,062
Cerity Partners LLC $1,528,470 0.48% 151,634
TWO SIGMA INVESTMENTS, LP $1,473,212 0.46% 146,152
Almitas Capital LLC $1,416,008 0.44% 140,477
Crawford Fund Management, LLC $1,360,800 0.42% 135,000
J.W. COLE ADVISORS, INC. $1,343,795 0.42% 133,313
SHARPEPOINT LLC $1,330,852 0.42% 132,029
DNB Asset Management AS $1,280,986 0.40% 127,082
BANK OF AMERICA CORP /DE/ $1,230,767 0.38% 122,100
OSAIC HOLDINGS, INC. $1,192,996 0.37% 118,353
CANADA LIFE ASSURANCE Co $1,169,622 0.36% 116,034
CONFLUENCE INVESTMENT MANAGEMENT LLC $1,105,950 0.34% 126,539
ENVESTNET ASSET MANAGEMENT INC $1,091,996 0.34% 108,333
Focus Partners Wealth $1,028,825 0.32% 102,066
Arkadios Wealth Advisors $1,021,164 0.32% 101,306
Bayshore Capital Advisors, LLC $983,606 0.31% 97,580
Balyasny Asset Management L.P. $975,754 0.30% 96,801
LSV ASSET MANAGEMENT $968,688 0.30% 96,100
CITADEL ADVISORS LLC $875,952 0.27% 86,900
STEPHENS INC /AR/ $804,988 0.25% 79,860
XTX Topco Ltd $784,274 0.24% 77,805
Garner Asset Management Corp $749,710 0.23% 74,376
Sigma Planning Corp $732,584 0.23% 72,677
Lido Advisors, LLC $700,852 0.22% 69,529
VARCOV Co. $697,455 0.22% 69,192
SUSQUEHANNA INTERNATIONAL GROUP, LLP $633,024 0.20% 62,800
Camelot Portfolios, LLC $631,471 0.20% 62,646
Capital Investment Advisors, LLC $557,484 0.17% 55,306
DENALI ADVISORS LLC $549,904 0.17% 54,554
PRINCIPAL SECURITIES, INC. $547,374 0.17% 54,303
Millennium Capital Advisors, LLC $540,333 0.17% 61,823
Headlands Technologies LLC $522,335 0.16% 51,819
CIDEL ASSET MANAGEMENT INC $507,024 0.16% 50,300
BI Asset Management Fondsmaeglerselskab A/S $461,532 0.14% 45,787
Alpine Global Management, LLC $459,012 0.14% 45,537
NewGen Asset Management Ltd $453,600 0.14% 45,000
Virtus Investment Advisers, LLC $433,893 0.14% 43,045
LeClair Wealth Partners LLC $412,120 0.13% 40,885
PANORAMIC INVESTMENT ADVISORS, LLC $411,062 0.13% 40,780
CAXTON ASSOCIATES LLP $399,661 0.12% 39,649
STIFEL FINANCIAL CORP $388,906 0.12% 38,582
Schonfeld Strategic Advisors LLC $379,945 0.12% 37,693
SHUFRO ROSE & CO LLC $375,651 0.12% 37,267
VICTORY CAPITAL MANAGEMENT INC $372,173 0.12% 36,922
TCFG Investment Advisors, LLC $359,764 0.11% 41,163
Closed-End Fund Advisors, Inc. $332,307 0.10% 32,967
Trexquant Investment LP $311,028 0.10% 30,856
Brevan Howard Capital Management LP $305,686 0.10% 30,326
WEDBUSH SECURITIES INC $303,680 0.09% 30,127
JPMORGAN CHASE & CO $297,581 0.09% 29,522
Hennion & Walsh Asset Management, Inc. $293,567 0.09% 33,589
AMERIPRISE FINANCIAL INC $291,372 0.09% 28,906
MERIDIAN INVESTMENT COUNSEL INC. $280,580 0.09% 32,103
SUSQUEHANNA INTERNATIONAL GROUP, LLP $274,417 0.09% 27,224
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC $263,561 0.08% 26,147
TRUIST FINANCIAL CORP $263,360 0.08% 26,127
Tyche Wealth Partners LLC $262,080 0.08% 26,000
&PARTNERS $242,696 0.08% 24,077
Steward Partners Investment Advisory, LLC $237,202 0.07% 23,532
Cetera Investment Advisers $227,273 0.07% 22,547
Stratos Wealth Partners, LTD. $223,776 0.07% 22,200
DKM Wealth Management, Inc. $205,390 0.06% 23,500
Squarepoint Ops LLC $200,914 0.06% 19,932
HighTower Advisors, LLC $200,844 0.06% 19,925
Generali Investments CEE, investicni spolecnost, a.s. $194,735 0.06% 22,281
COMMONWEALTH EQUITY SERVICES, LLC $189,060 0.06% 18,756

Showing the top 100 of 170 holders. Create a free account to see every holder, past quarters, search, filters and CSV export.

Key facts CIK 1278752 CUSIP 03761U502 13F (30d) 21 filings 21 filers Visit website Investor relations