MFIC · MidCap Financial Investment Corp

$9.62 +0.02 (+0.21%) At close · Sep 4

Market Cap

$793.66M

82.37M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 168

Total Value: $323,481,096

Total Shares: 32,091,387

Showing 1–100 of 171 holdings by value · page 1 of 2

Institutional Ownership Trend

26 quarters

Superinvestors Holding MFIC

All superinvestors →

George Soros $19,600,560

Holder Concentration

Across 168 13F filers · Δ vs Mar 31, 2026

Top Holder

10.1%

+0.1 pts

Top 5

36.0%

+1.3 pts

Top 10

56.9%

+2.9 pts

HHI

407

Broadly held+23

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -11

Institutional value: -10.9%

Shares held: -0.7%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mega Russell Investments Group, Ltd.	+358,526	1,141,719
Mega VAN ECK ASSOCIATES CORP	+293,478	2,104,647
Mega CITADEL ADVISORS LLC	+212,287	332,385
Large LAZARD ASSET MANAGEMENT LLC	+125,205	207,239
Mega UBS Group AG	+111,406	1,929,691

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mega VICTORY CAPITAL MANAGEMENT INC	−617,289	36,922
Mid XTX Topco Ltd	−264,525	77,805
Mega Invesco Ltd.	−242,201	1,052,384
Large BI Asset Management Fondsmaeglerselskab A/S	−203,519	45,787
Small VARCOV Co.	−109,721	69,192

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Mega WELLINGTON MANAGEMENT GROUP LLP	1,078,291	$10,869,173
Small Beach Point Capital Management LP	440,361	$4,438,838
Large Janney Montgomery Scott LLC	393,638	$3,967,871
Mid Saba Capital Management, L.P.	215,136	$2,168,570
Mid Y-Intercept (Hong Kong) Ltd	98,743	$995,329

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Mid ARES MANAGEMENT LLC	545,532	$6,131,779
Mid Callodine Capital Management, LP	458,108	$5,149,133
Large Lansforsakringar Fondforvaltning AB (publ)	145,576	$1,636,274
Mega D. E. Shaw & Co., Inc.	123,567	$1,388,893
Mid Magnetar Financial LLC	112,559	$1,265,162

Filter: New 23 Increased 52 Reduced 61 Sold out 34 Unchanged 32

Showing 100 of 171

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

THORNBURG INVESTMENT MANAGEMENT INC

$32,636,852

10.09%

3,237,783

Apollo Management Holdings, L.P.

$23,675,429

7.32%

2,348,753

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Apollo Capital Management, L.P.	2,253,283	$22,713,092	95.9%	Defined
Held directly	95,470	$962,337	4.1%	Other

VAN ECK ASSOCIATES CORP

$21,214,841

6.56%

2,104,647

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
VanEck Investments Limited	441,317	$4,448,475	21.0%	Sole
Held directly	1,663,330	$16,766,366	79.0%	Sole

SOROS FUND MANAGEMENT LLC

$19,600,560

6.06%

1,944,500

UBS Group AG

$19,451,284

6.01%

1,929,691

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	69,395	$699,501	3.6%	Defined
UBS AG	1,860,296	$18,751,783	96.4%	Defined

Next Capital Management LLC

$19,148,643

5.92%

1,899,667

MORGAN STANLEY

$15,431,400

4.77%

1,530,893

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO. LLC	102,000	$1,028,160	6.7%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	32,526	$327,862	2.1%	Defined
MORGAN STANLEY SMITH BARNEY LLC	1,396,357	$14,075,278	91.2%	Defined
Morgan Stanley Bank, N.A.	10	$100	0.0%	Defined

Russell Investments Group, Ltd.

$11,508,527

3.56%

1,141,719

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investments Implementation Services, LLC	1,141,719	$11,508,527	100.0%	Defined

WELLINGTON MANAGEMENT GROUP LLP

$10,869,173

3.36%

1,078,291

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	1,078,291	$10,869,173	100.0%	Defined

Invesco Ltd.

$10,608,030

3.28%

1,052,384

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Capital Management LLC	1,052,384	$10,608,030	100.0%	Defined

Legal & General Group Plc

$7,958,956

2.46%

789,579

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management Ltd	789,579	$7,958,956	100.0%	Defined

Muzinich & Co., Inc.

$7,503,763

2.32%

744,421

Sumitomo Mitsui Trust Group, Inc.

$5,539,716

1.71%

549,575

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Amova Asset Management Co., Ltd.	549,575	$5,539,716	100.0%	Defined

RAYMOND JAMES FINANCIAL INC

$5,320,959

1.64%

527,873

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	82,304	$829,624	15.6%	Defined
Raymond James Financial Services Advisors, Inc.	445,569	$4,491,335	84.4%	Defined

CURA WEALTH ADVISORS, LLC

$5,169,255

1.60%

512,823

FRANKLIN RESOURCES INC

$4,450,501

1.38%

441,518

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PUTNAM INVESTMENT MANAGEMENT LLC	441,518	$4,450,501	100.0%	Defined

Beach Point Capital Management LP

$4,438,838

1.37%

440,361

CONDOR CAPITAL MANAGEMENT

$4,353,370

1.35%

431,882

CASTLEKEEP INVESTMENT ADVISORS LLC

$4,179,742

1.29%

414,657

Janney Montgomery Scott LLC

$3,967,871

1.23%

393,638

Ethos Financial Group, LLC

$3,949,485

1.22%

391,814

Foundations Investment Advisors, LLC

$3,907,108

1.21%

387,610

BlackRock, Inc.

$3,870,094

1.20%

383,938

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BlackRock Asset Management Ireland Ltd	353,755	$3,565,850	92.1%	Sole
Aperio Group, LLC	30,183	$304,244	7.9%	Sole

D.A. DAVIDSON & CO.

$3,772,782

1.17%

374,284

WELLS FARGO & COMPANY/MN

$3,051,951

0.94%

302,773

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	92,075	$928,116	30.4%	Defined
WELLS FARGO CLEARING SERVICES, LLC	210,698	$2,123,835	69.6%	Defined

United Advisor Group, LLC

$2,669,647

0.83%

264,846

Advisors Asset Management, Inc.

$2,476,535

0.77%

245,688

CITADEL ADVISORS LLC

$2,474,488

0.76%

245,485

LPL Financial LLC

$2,385,421

0.74%

236,649

Saba Capital Management, L.P.

$2,168,570

0.67%

215,136

ROYAL BANK OF CANADA

$2,149,085

0.66%

213,203

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	210,129	$2,118,100	98.6%	Defined
RBC Dominion Securities Inc.	1,184	$11,934	0.6%	Defined
RBC Rochdale, LLC	1,890	$19,051	0.9%	Defined

LAZARD ASSET MANAGEMENT LLC

$2,088,969

0.65%

207,239

Naviter Wealth, LLC

$1,887,963

0.58%

187,298

NEUBERGER BERMAN GROUP LLC

$1,881,724

0.58%

186,679

Cerity Partners LLC

$1,528,470

0.47%

151,634

TWO SIGMA INVESTMENTS, LP

$1,473,212

0.46%

146,152

Almitas Capital LLC

$1,416,008

0.44%

140,477

Crawford Fund Management, LLC

$1,360,800

0.42%

135,000

J.W. COLE ADVISORS, INC.

$1,343,795

0.42%

133,313

SHARPEPOINT LLC

$1,330,852

0.41%

132,029

DNB Asset Management AS

$1,280,986

0.40%

127,082

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DNB FUND	127,082	$1,280,986	100.0%	Other

BANK OF AMERICA CORP /DE/

$1,230,767

0.38%

122,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	102,236	$1,030,538	83.7%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	19,864	$200,229	16.3%	Defined

CONFLUENCE INVESTMENT MANAGEMENT LLC

$1,194,993

0.37%

118,551

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	97,370	$981,489	82.1%	Defined
Held directly	21,181	$213,504	17.9%	Sole

OSAIC HOLDINGS, INC.

$1,192,996

0.37%

118,353

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	106,327	$1,071,776	89.8%	Defined
OSAIC INSTITUTIONS, INC.	961	$9,686	0.8%	Defined
CW Advisors, LLC	10,710	$107,956	9.0%	Sole
Osaic Advisory Services, LLC	355	$3,578	0.3%	Defined

CANADA LIFE ASSURANCE Co

$1,169,622

0.36%

116,034

ENVESTNET ASSET MANAGEMENT INC

$1,091,996

0.34%

108,333

Focus Partners Wealth

$1,028,825

0.32%

102,066

Arkadios Wealth Advisors

$1,021,164

0.32%

101,306

Y-Intercept (Hong Kong) Ltd

$995,329

0.31%

98,743

Bayshore Capital Advisors, LLC

$983,606

0.30%

97,580

Balyasny Asset Management L.P.

$975,754

0.30%

96,801

LSV ASSET MANAGEMENT

$968,688

0.30%

96,100

CITADEL ADVISORS LLC

$875,952

0.27%

86,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	86,900	$875,952	100.0%	Defined

Hennion & Walsh Asset Management, Inc.

$809,333

0.25%

80,291

STEPHENS INC /AR/

$804,988

0.25%

79,860

XTX Topco Ltd

$784,274

0.24%

77,805

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	77,805	$784,274	100.0%	Defined

Garner Asset Management Corp

$749,710

0.23%

74,376

Sigma Planning Corp

$732,584

0.23%

72,677

Lido Advisors, LLC

$700,852

0.22%

69,529

VARCOV Co.

$697,455

0.22%

69,192

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$633,024

0.20%

62,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	62,800	$633,024	100.0%	Other

Camelot Portfolios, LLC

$631,471

0.20%

62,646

Millennium Capital Advisors, LLC

$623,165

0.19%

61,822

Capital Investment Advisors, LLC

$557,484

0.17%

55,306

DENALI ADVISORS LLC

$549,904

0.17%

54,554

PRINCIPAL SECURITIES, INC.

$547,374

0.17%

54,303

Headlands Technologies LLC

$522,335

0.16%

51,819

CIDEL ASSET MANAGEMENT INC

$507,024

0.16%

50,300

BI Asset Management Fondsmaeglerselskab A/S

$461,532

0.14%

45,787

Alpine Global Management, LLC

$459,012

0.14%

45,537

NewGen Asset Management Ltd

$453,600

0.14%

45,000

Virtus Investment Advisers, LLC

$433,893

0.13%

43,045

LeClair Wealth Partners LLC

$412,120

0.13%

40,885

PANORAMIC INVESTMENT ADVISORS, LLC

$411,062

0.13%

40,780

TCFG Investment Advisors, LLC

$407,977

0.13%

40,474

CAXTON ASSOCIATES LLP

$399,661

0.12%

39,649

STIFEL FINANCIAL CORP

$388,906

0.12%

38,582

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	38,582	$388,906	100.0%	Defined

MERIDIAN INVESTMENT COUNSEL INC.

$388,664

0.12%

38,558

Schonfeld Strategic Advisors LLC

$379,945

0.12%

37,693

SHUFRO ROSE & CO LLC

$375,651

0.12%

37,267

VICTORY CAPITAL MANAGEMENT INC

$372,173

0.12%

36,922

Closed-End Fund Advisors, Inc.

$332,307

0.10%

32,967

Trexquant Investment LP

$311,028

0.10%

30,856

Brevan Howard Capital Management LP

$305,686

0.09%

30,326

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brevan Howard US Investment Management, LP	30,326	$305,686	100.0%	Defined

WEDBUSH SECURITIES INC

$303,680

0.09%

30,127

JPMORGAN CHASE & CO

$297,581

0.09%

29,522

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Trust Co of Delaware	333	$3,356	1.1%	Defined
J.P. Morgan Securities LLC	29,189	$294,225	98.9%	Defined

AMERIPRISE FINANCIAL INC

$291,372

0.09%

28,906

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC	28,906	$291,372	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$274,417

0.08%

27,224

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	16,097	$162,257	59.1%	Other
G1 EXECUTION SERVICES, LLC	11,127	$112,160	40.9%	Other

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

$263,561

0.08%

26,147

TRUIST FINANCIAL CORP

$263,360

0.08%

26,127

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TRUIST BANK /NC/	18,650	$187,992	71.4%	Defined
Truist Advisory Services, Inc.	7,477	$75,368	28.6%	Defined

Tyche Wealth Partners LLC

$262,080

0.08%

26,000

&PARTNERS

$242,696

0.08%

24,077

Steward Partners Investment Advisory, LLC

$237,202

0.07%

23,532

DKM Wealth Management, Inc.

$236,880

0.07%

23,500

Cetera Investment Advisers

$227,273

0.07%

22,547

Generali Investments CEE, investicni spolecnost, a.s.

$224,592

0.07%

22,281

Stratos Wealth Partners, LTD.

$223,776

0.07%

22,200

B. Riley Wealth Advisors, Inc.

$201,741

0.06%

20,014

Squarepoint Ops LLC

$200,914

0.06%

19,932

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	19,932	$200,914	100.0%	Defined

HighTower Advisors, LLC

$200,844

0.06%

19,925

Key facts CIK 1278752 CUSIP 03761U502 13F (30d) 110 filings 102 filers Visit website