TCPC · BlackRock TCP Capital Corp.

$4.07 +0.01 (+0.25%) At close · Sep 4

Market Cap

$341.48M

83.90M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 117

Total Value: $73,532,212

Total Shares: 21,884,603

Showing 1–100 of 118 holdings by value · page 1 of 2

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 117 13F filers · Δ vs Mar 31, 2026

Top Holder

14.3%

−0.0 pts

Top 5

52.9%

+5.0 pts

Top 10

71.8%

+6.0 pts

HHI

702

Broadly held+83

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -2

Institutional value: -4.3%

Shares held: +2.8%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mega VAN ECK ASSOCIATES CORP	+829,757	2,096,604
Mega VICTORY CAPITAL MANAGEMENT INC	+511,920	1,350,343
Mid ARES MANAGEMENT LLC	+509,802	1,054,771
Mega UBS Group AG	+408,718	2,617,445
Mid Callodine Capital Management, LP	+324,508	702,234

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mid TRANSCEND CAPITAL ADVISORS, LLC	−397,464	899,089
Mega TWO SIGMA INVESTMENTS, LP	−358,553	332,397
Large BI Asset Management Fondsmaeglerselskab A/S	−330,914	121,960
Large Squarepoint Ops LLC	−55,586	88,994
Large COMMONWEALTH EQUITY SERVICES, LLC	−47,932	18,864

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Small Alpine Global Management, LLC	263,710	$886,065
Small Greenland Capital Management LP	50,000	$168,000
Mid Van Hulzen Asset Management, LLC	47,500	$159,600
Mega MILLENNIUM MANAGEMENT LLC	43,200	$145,152
Large Pathstone Holdings, LLC	25,206	$84,692

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Micro North Ground Capital	850,000	$3,068,500
Mega FRANKLIN RESOURCES INC	357,886	$1,291,968
Mid Sunbelt Securities, Inc.	101,969	$368,108
Mid Engineers Gate Manager LP	85,367	$308,174
Mid Curi Capital, LLC	85,000	$306,850

Filter: New 27 Increased 37 Reduced 24 Sold out 29 Unchanged 29

Showing 100 of 118

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Next Capital Management LLC

$10,517,757

14.30%

3,130,285

UBS Group AG

$8,794,613

11.96%

2,617,445

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	1,121	$3,766	0.0%	Defined
UBS AG	2,564,026	$8,615,127	98.0%	Defined
UBS Switzerland AG	52,211	$175,428	2.0%	Defined
UBS Securities LLC	87	$292	0.0%	Defined

Invesco Ltd.

$7,981,844

10.85%

2,375,549

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Capital Management LLC	2,375,549	$7,981,844	100.0%	Defined

VAN ECK ASSOCIATES CORP

$7,044,588

9.58%

2,096,604

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
VanEck Investments Limited	402,316	$1,351,781	19.2%	Sole
Held directly	1,694,288	$5,692,807	80.8%	Sole

VICTORY CAPITAL MANAGEMENT INC

$4,537,152

6.17%

1,350,343

ARES MANAGEMENT LLC

$3,544,030

4.82%

1,054,771

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ares Capital Management III LLC	1,054,771	$3,544,030	100.0%	Defined

TRANSCEND CAPITAL ADVISORS, LLC

$3,020,939

4.11%

899,089

MORGAN STANLEY

$2,712,744

3.69%

807,365

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY CAPITAL SERVICES, LLC	10,001	$33,603	1.2%	Defined
MORGAN STANLEY SMITH BARNEY LLC	797,333	$2,679,038	98.8%	Defined
Morgan Stanley Bank, N.A.	1	$3	0.0%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	30	$100	0.0%	Defined

Callodine Capital Management, LP

$2,359,506

3.21%

702,234

Legal & General Group Plc

$2,248,112

3.06%

669,081

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management Ltd	669,081	$2,248,112	100.0%	Defined

BARINGS LLC

$1,988,474

2.70%

591,808

BlackRock, Inc.

$1,540,219

2.09%

458,399

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BlackRock (Netherlands) B.V.	4	$13	0.0%	Sole
BlackRock Asset Management Ireland Ltd	451,944	$1,518,531	98.6%	Sole
Aperio Group, LLC	6,451	$21,675	1.4%	Sole

LSV ASSET MANAGEMENT

$1,377,936

1.87%

410,100

BANK OF AMERICA CORP /DE/

$1,339,917

1.82%

398,785

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	349,201	$1,173,315	87.6%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	49,584	$166,602	12.4%	Defined

TWO SIGMA INVESTMENTS, LP

$1,116,853

1.52%

332,397

GatePass Capital, LLC

$951,115

1.29%

283,070

Muzinich & Co., Inc.

$939,136

1.28%

279,505

Sumitomo Mitsui Trust Group, Inc.

$939,136

1.28%

279,505

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Amova Asset Management Co., Ltd.	279,505	$939,136	100.0%	Defined

Alpine Global Management, LLC

$886,065

1.21%

263,710

Virtus Investment Advisers, LLC

$869,665

1.18%

258,829

LOOMIS SAYLES & CO L P

$823,200

1.12%

245,000

ROYAL BANK OF CANADA

$548,346

0.75%

163,199

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	919	$3,087	0.6%	Defined
RBC Dominion Securities Inc.	157,711	$529,908	96.6%	Defined
RBC Phillips, Hager & North Investment Counsel Inc.	3,919	$13,167	2.4%	Defined
CITY NATIONAL BANK	650	$2,184	0.4%	Defined

BI Asset Management Fondsmaeglerselskab A/S

$409,785

0.56%

121,960

ROMANO BROTHERS AND COMPANY

$338,167

0.46%

100,645

CANADA LIFE ASSURANCE Co

$335,916

0.46%

99,975

LPL Financial LLC

$301,932

0.41%

89,861

United Advisor Group, LLC

$301,519

0.41%

89,738

Ethos Financial Group, LLC

$301,203

0.41%

89,644

Squarepoint Ops LLC

$299,019

0.41%

88,994

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	88,994	$299,019	100.0%	Defined

Almitas Capital LLC

$285,600

0.39%

85,000

Cetera Investment Advisers

$285,287

0.39%

84,907

Janney Montgomery Scott LLC

$249,980

0.34%

74,399

WELLS FARGO & COMPANY/MN

$232,877

0.32%

69,309

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	11,643	$39,120	16.8%	Defined
WELLS FARGO CLEARING SERVICES, LLC	57,666	$193,757	83.2%	Defined

Closed-End Fund Advisors, Inc.

$196,603

0.27%

58,513

D.A. DAVIDSON & CO.

$177,135

0.24%

52,719

Universal- Beteiligungs- und Servicegesellschaft mbH

$174,384

0.24%

51,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Universal-Investment-Gesellschaft mbH	51,900	$174,384	100.0%	Defined

INDEPENDENT FINANCIAL GROUP, LLC

$170,049

0.23%

50,610

OSAIC HOLDINGS, INC.

$168,745

0.23%

50,222

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	50,222	$168,745	100.0%	Defined

Greenland Capital Management LP

$168,000

0.23%

50,000

RAYMOND JAMES FINANCIAL INC

$160,704

0.22%

47,829

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	33,369	$112,119	69.8%	Defined
Raymond James Financial Services Advisors, Inc.	14,460	$48,585	30.2%	Defined

Van Hulzen Asset Management, LLC

$159,600

0.22%

47,500

TWO SIGMA SECURITIES, LLC

$145,242

0.20%

43,227

MILLENNIUM MANAGEMENT LLC

$145,152

0.20%

43,200

Arkadios Wealth Advisors

$137,329

0.19%

40,872

CITADEL ADVISORS LLC

$136,896

0.19%

40,743

Curated Wealth Partners LLC

$129,652

0.18%

38,587

ENVESTNET ASSET MANAGEMENT INC

$112,301

0.15%

33,423

Compound Planning, Inc.

$95,833

0.13%

28,522

US BANCORP \DE\

$86,122

0.12%

25,632

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	25,632	$86,122	100.0%	Defined

Mallini Complete Financial Planning LLC

$85,246

0.12%

25,371

Pathstone Holdings, LLC

$84,692

0.12%

25,206

Catalyst Capital Advisors LLC

$83,049

0.11%

24,717

SMH CAPITAL ADVISORS INC

$83,049

0.11%

24,717

M&T Bank Corp

$81,049

0.11%

24,122

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wilmington Trust National Association	24,122	$81,049	100.0%	Defined

Creative Planning

$80,633

0.11%

23,998

AMERIPRISE FINANCIAL INC

$70,858

0.10%

21,089

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	51	$171	0.2%	Defined
Ameriprise Financial Services, LLC	21,038	$70,687	99.8%	Defined

EIGHT 31 FINANCIAL, LLC

$69,985

0.10%

20,829

COMMONWEALTH EQUITY SERVICES, LLC

$63,383

0.09%

18,864

Jain Global LLC

$53,424

0.07%

15,900

HRT FINANCIAL LP

$49,408

0.07%

14,705

Significant Wealth Partners LLC

$48,441

0.07%

14,417

OPPENHEIMER & CO INC

$48,048

0.07%

14,300

Prospera Financial Services Inc

$47,712

0.06%

14,200

Ignite Planners, LLC

$47,496

0.06%

14,136

HighTower Advisors, LLC

$47,423

0.06%

14,114

CITADEL ADVISORS LLC

$46,032

0.06%

13,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	13,700	$46,032	100.0%	Defined

IMC-Chicago, LLC

$44,691

0.06%

13,301

Cerity Partners LLC

$43,680

0.06%

13,000

STIFEL FINANCIAL CORP

$42,268

0.06%

12,580

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	12,580	$42,268	100.0%	Defined

Integras Partners LLC

$42,000

0.06%

12,500

WealthTrust Axiom LLC

$42,000

0.06%

12,500

Schonfeld Strategic Advisors LLC

$41,664

0.06%

12,400

Accel Wealth Management

$40,320

0.05%

12,000

Bogart Wealth, LLC

$39,688

0.05%

11,812

Cambridge Investment Research Advisors, Inc.

$38,895

0.05%

11,576

JANE STREET GROUP, LLC

$36,288

0.05%

10,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	10,800	$36,288	100.0%	Defined

BRIGHTON JONES LLC

$33,600

0.05%

10,000

Steward Partners Investment Advisory, LLC

$32,219

0.04%

9,589

BNP PARIBAS ARBITRAGE, SA

$29,732

0.04%

8,849

VSM Wealth Advisory, LLC

$24,696

0.03%

7,350

Spire Wealth Management

$17,354

0.02%

5,165

State of Alaska, Department of Revenue

$13,675

0.02%

4,070

COMPASS FINANCIAL MANAGEMENT LLC

$12,999

0.02%

3,869

Triumph Capital Management

$8,457

0.01%

2,517

PNC FINANCIAL SERVICES GROUP, INC.

$6,720

0.01%

2,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	2,000	$6,720	100.0%	Defined

Wilmington Savings Fund Society, FSB

$6,720

0.01%

2,000

Burk Holdings LLC

$6,195

0.01%

1,844

JONES FINANCIAL COMPANIES LLLP

$6,098

0.01%

1,815

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	1,815	$6,098	100.0%	Sole

FIFTH THIRD BANCORP

$5,701

0.01%

1,697

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	1,697	$5,701	100.0%	Defined

Caitong International Asset Management Co., Ltd

$5,406

0.01%

1,609

NewEdge Advisors, LLC

$4,482

0.01%

1,334

Arax Advisory Partners

$4,048

0.01%

1,205

HARBOUR INVESTMENTS, INC.

$3,857

0.01%

1,148

Axiom Investment Management LLC

$2,587

0.00%

770

EverSource Wealth Advisors, LLC

$2,520

0.00%

750

Institute for Wealth Management, LLC.

$2,241

0.00%

667

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO

$2,093

0.00%

623

ESL Trust Services, LLC

$2,016

0.00%

600

Cassaday & Co Wealth Management LLC

$2,016

0.00%

600

Quarry LP

$1,807

0.00%

538

Key facts CIK 1370755 CUSIP 09259E108 13F (30d) 62 filings 62 filers Visit website Investor relations