SLRC · SLR Investment Corp.

$12.57 -0.06 (-0.48%) At close · Sep 4

Market Cap

$689.03M

54.55M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 125

Total Value: $222,863,634

Total Shares: 18,016,467

Showing 1–100 of 128 holdings by value · page 1 of 2

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 125 13F filers · Δ vs Mar 31, 2026

Top Holder

26.1%

+0.0 pts

Top 5

46.0%

−1.1 pts

Top 10

59.2%

−2.4 pts

HHI

872

Broadly held−11

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -1

Institutional value: -12.3%

Shares held: +1.5%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Large COMMONWEALTH EQUITY SERVICES, LLC	+256,281	360,603
Mega VAN ECK ASSOCIATES CORP	+219,110	1,104,114
Large Trexquant Investment LP	+127,222	264,976
Mega BANK OF AMERICA CORP /DE/	+119,619	167,300
Mid Clear Harbor Asset Management, LLC	+117,502	339,975

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mega TWO SIGMA INVESTMENTS, LP	−227,107	225,258
Mid Aristotle Capital Boston, LLC	−141,419	613,753
Large Ensign Peak Advisors, Inc	−95,548	354,452
Small EPIQ PARTNERS, LLC	−74,921	349,772
Large SEI INVESTMENTS CO	−60,136	190,034

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Micro North Ground Capital	168,000	$2,078,160
Mid RIVERNORTH CAPITAL MANAGEMENT, LLC	155,715	$1,926,194
Mid Saba Capital Management, L.P.	113,038	$1,398,280
Small NewGen Asset Management Ltd	108,983	$1,348,119
Large Schonfeld Strategic Advisors LLC	63,871	$790,084

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Mid Diameter Capital Partners LP	827,099	$11,835,786
Small Sunbelt Securities, Inc.	131,347	$1,879,575
Mega D. E. Shaw & Co., Inc.	84,512	$1,209,366
Mid HBK INVESTMENTS L P	54,600	$781,326
Large Lido Advisors, LLC	53,382	$763,896

Filter: New 27 Increased 40 Reduced 35 Sold out 28 Unchanged 23

Showing 100 of 128

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

THORNBURG INVESTMENT MANAGEMENT INC

$58,247,509

26.14%

4,708,772

JPMORGAN CHASE & CO

$15,437,029

6.93%

1,247,941

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities LLC	1,247,941	$15,437,029	100.0%	Defined

VAN ECK ASSOCIATES CORP

$13,657,890

6.13%

1,104,114

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
VanEck Investments Limited	255,822	$3,164,518	23.2%	Sole
Held directly	848,292	$10,493,372	76.8%	Sole

UBS Group AG

$7,601,488

3.41%

614,510

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	108,698	$1,344,594	17.7%	Defined
UBS AG	500,152	$6,186,880	81.4%	Defined
UBS Securities LLC	5,660	$70,014	0.9%	Defined

Aristotle Capital Boston, LLC

$7,592,124

3.41%

613,753

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ARISTOTLE INVESTMENT SERVICES, LLC	613,753	$7,592,124	100.0%	Sole

FRANKLIN RESOURCES INC

$6,792,230

3.05%

549,089

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FIDUCIARY TRUST CO INTERNATIONAL	21,041	$260,277	3.8%	Defined
PUTNAM INVESTMENT MANAGEMENT LLC	528,048	$6,531,953	96.2%	Defined

Muzinich & Co., Inc.

$6,731,877

3.02%

544,210

CONDOR CAPITAL MANAGEMENT

$5,719,417

2.57%

462,362

Legal & General Group Plc

$5,518,566

2.48%

446,125

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management Ltd	446,125	$5,518,566	100.0%	Defined

Sumitomo Mitsui Trust Group, Inc.

$4,718,858

2.12%

381,476

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Amova Asset Management Co., Ltd.	381,476	$4,718,858	100.0%	Defined

MORGAN STANLEY

$4,538,637

2.04%

366,907

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY CAPITAL SERVICES, LLC	141,812	$1,754,214	38.7%	Defined
MORGAN STANLEY SMITH BARNEY LLC	210,830	$2,607,966	57.5%	Defined
Morgan Stanley Bank, N.A.	14,264	$176,445	3.9%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	1	$12	0.0%	Defined

COMMONWEALTH EQUITY SERVICES, LLC

$4,460,659

2.00%

360,603

Ensign Peak Advisors, Inc

$4,384,571

1.97%

354,452

EPIQ PARTNERS, LLC

$4,326,679

1.94%

349,772

Clear Harbor Asset Management, LLC

$4,205,490

1.89%

339,975

RAYMOND JAMES FINANCIAL INC

$4,106,195

1.84%

331,948

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	305,335	$3,776,993	92.0%	Defined
Raymond James Financial Services Advisors, Inc.	26,613	$329,202	8.0%	Defined

Trexquant Investment LP

$3,277,753

1.47%

264,976

INTREPID FAMILY OFFICE LLC

$2,968,800

1.33%

240,000

Advisors Asset Management, Inc.

$2,880,861

1.29%

232,891

ROYAL BANK OF CANADA

$2,868,640

1.29%

231,903

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	231,703	$2,866,166	99.9%	Defined
RBC Dominion Securities Inc.	200	$2,474	0.1%	Defined

TWO SIGMA INVESTMENTS, LP

$2,786,441

1.25%

225,258

BlackRock, Inc.

$2,512,854

1.13%

203,141

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BlackRock Asset Management Ireland Ltd	203,141	$2,512,854	100.0%	Sole

SEI INVESTMENTS CO

$2,350,719

1.05%

190,034

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI INVESTMENTS MANAGEMENT CORP	43	$531	0.0%	Sole
SEI TRUST CO	189,991	$2,350,188	100.0%	Sole

Hennion & Walsh Asset Management, Inc.

$2,275,585

1.02%

183,960

North Ground Capital

$2,078,160

0.93%

168,000

BANK OF AMERICA CORP /DE/

$2,069,500

0.93%

167,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	95,736	$1,184,254	57.2%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	26,257	$324,799	15.7%	Defined
BOFA SECURITIES, INC.	45,307	$560,447	27.1%	Defined

LPL Financial LLC

$2,012,994

0.90%

162,732

RIVERNORTH CAPITAL MANAGEMENT, LLC

$1,926,194

0.86%

155,715

Triad Investment Management

$1,880,895

0.84%

152,053

AMERIPRISE FINANCIAL INC

$1,750,663

0.79%

141,525

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	170	$2,102	0.1%	Defined
Ameriprise Financial Services, LLC	141,355	$1,748,561	99.9%	Defined

NEUBERGER BERMAN GROUP LLC

$1,592,538

0.71%

128,742

Saba Capital Management, L.P.

$1,398,280

0.63%

113,038

NewGen Asset Management Ltd

$1,348,119

0.60%

108,983

NewEdge Wealth, LLC

$1,256,458

0.56%

101,573

Janney Montgomery Scott LLC

$1,212,185

0.54%

97,994

DENALI ADVISORS LLC

$1,016,504

0.46%

82,175

OSAIC HOLDINGS, INC.

$965,998

0.43%

78,092

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	78,092	$965,998	100.0%	Defined

CANADA LIFE ASSURANCE Co

$851,587

0.38%

68,843

MERIDIAN INVESTMENT COUNSEL INC.

$848,891

0.38%

68,625

Schonfeld Strategic Advisors LLC

$790,084

0.35%

63,871

CONFLUENCE INVESTMENT MANAGEMENT LLC

$789,861

0.35%

63,853

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	42,438	$524,958	66.5%	Defined
Held directly	21,415	$264,903	33.5%	Sole

Garner Asset Management Corp

$752,491

0.34%

60,832

WEDBUSH SECURITIES INC

$724,127

0.32%

58,539

VARCOV Co.

$709,370

0.32%

57,346

Triumph Capital Management

$678,049

0.30%

54,814

Qube Research & Technologies Ltd

$665,654

0.30%

53,812

Dynamic Technology Lab Private Ltd

$631,055

0.28%

51,015

MILLENNIUM MANAGEMENT LLC

$579,843

0.26%

46,875

Arax Advisory Partners

$562,439

0.25%

45,468

Cerity Partners LLC

$530,190

0.24%

42,861

MANGROVE PARTNERS IM, LLC

$519,638

0.23%

42,008

Balyasny Asset Management L.P.

$505,487

0.23%

40,864

Curi Capital, LLC

$494,490

0.22%

39,975

MACKENZIE FINANCIAL CORP

$487,378

0.22%

39,400

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$473,771

0.21%

38,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	38,300	$473,771	100.0%	Other

Cetera Investment Advisers

$460,658

0.21%

37,240

CITADEL ADVISORS LLC

$441,547

0.20%

35,695

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$424,822

0.19%

34,343

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	22,833	$282,444	66.5%	Other
G1 EXECUTION SERVICES, LLC	11,510	$142,378	33.5%	Other

ENVESTNET ASSET MANAGEMENT INC

$405,265

0.18%

32,762

Chicago Partners Investment Group LLC

$394,565

0.18%

31,897

NORTHERN TRUST CORP

$391,336

0.18%

31,636

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	31,636	$391,336	100.0%	Defined

MONTAG A & ASSOCIATES INC

$379,919

0.17%

30,713

Virtus Investment Advisers, LLC

$377,866

0.17%

30,547

Significant Wealth Partners LLC

$363,047

0.16%

29,349

INDEPENDENT FINANCIAL GROUP, LLC

$347,176

0.16%

28,066

Next Capital Management LLC

$340,422

0.15%

27,520

Brevan Howard Capital Management LP

$339,692

0.15%

27,461

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brevan Howard US Investment Management, LP	27,461	$339,692	100.0%	Defined

Wealthspire Advisors, LLC

$310,289

0.14%

25,084

Cambridge Investment Research Advisors, Inc.

$284,398

0.13%

22,991

Sound Income Strategies, LLC

$267,241

0.12%

21,604

WJ Financial Advisors LLC

$253,349

0.11%

20,481

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Joseph Giaccone joint	20,481	$253,349	100.0%	Defined

STIFEL FINANCIAL CORP

$247,078

0.11%

19,974

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	19,974	$247,078	100.0%	Defined

CITADEL ADVISORS LLC

$241,215

0.11%

19,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	19,500	$241,215	100.0%	Defined

FLAGSHIP HARBOR ADVISORS, LLC

$238,518

0.11%

19,282

Samalin Investment Counsel, LLC

$237,516

0.11%

19,201

CAPTRUST FINANCIAL ADVISORS

$224,503

0.10%

18,149

TRUIST FINANCIAL CORP

$215,992

0.10%

17,461

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TRUIST BANK /NC/	16,215	$200,579	92.9%	Defined
Truist Advisory Services, Inc.	1,246	$15,413	7.1%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$204,105

0.09%

16,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	16,500	$204,105	100.0%	Other

SMH CAPITAL ADVISORS INC

$194,382

0.09%

15,714

StoneX Group Inc.

$177,064

0.08%

14,314

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STONEX FINANCIAL INC.	14,314	$177,064	100.0%	Defined

&PARTNERS

$176,668

0.08%

14,282

COFG Advisors, LLC

$174,924

0.08%

14,141

Private Advisor Group, LLC

$174,095

0.08%

14,074

Squarepoint Ops LLC

$168,516

0.08%

13,623

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	13,623	$168,516	100.0%	Defined

OPPENHEIMER & CO INC

$164,075

0.07%

13,264

HB Wealth Management, LLC

$156,035

0.07%

12,614

XTX Topco Ltd

$155,503

0.07%

12,571

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	12,571	$155,503	100.0%	Defined

Attessa Capital LLC

$148,440

0.07%

12,000

Mariner, LLC

$145,656

0.07%

11,775

FIFTH THIRD BANCORP

$135,748

0.06%

10,974

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	10,974	$135,748	100.0%	Defined

SMITHBRIDGE ASSET MANAGEMENT INC/DE

$133,596

0.06%

10,800

WELLS FARGO & COMPANY/MN

$130,589

0.06%

10,557

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	6,736	$83,324	63.8%	Defined
WELLS FARGO CLEARING SERVICES, LLC	3,821	$47,265	36.2%	Defined

BI Asset Management Fondsmaeglerselskab A/S

$125,877

0.06%

10,176

Black Maple Capital Management LP

$123,700

0.06%

10,000

Abel Hall, LLC

$123,700

0.06%

10,000

Steward Partners Investment Advisory, LLC

$111,169

0.05%

8,987

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

$107,804

0.05%

8,715

Allworth Financial LP

$92,552

0.04%

7,482

Catalyst Capital Advisors LLC

$84,437

0.04%

6,826

EverSource Wealth Advisors, LLC

$49,480

0.02%

4,000

Key facts CIK 1418076 CUSIP 83413U100 13F (30d) 87 filings 83 filers Visit website Investor relations