SLRC · SLR Investment Corp. · Shareholders & Ownership

$11.12 -0.03 (-0.27%) At close · Oct 20

Market Cap

$608.28M

54.55M

Volume · Oct 20 338.71K Avg daily vol (3M) 385.38K

Every disclosed holder of SLRC in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.

How the holder list picks a filing →

Who Owns SLRC

13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions

Holder group	Holders	Shares	% Out	Summed
Institutional (13F)	123	19,500,662	35.75%	Yes
Insiders (Forms 3, 4, 5)	4	8,236,482	15.10%	Yes
13D/G-only blocks	0	0	0.00%	Yes
Remaining	—	26,817,490	49.16%	Rest
Registered funds (N-PORT, not summed)	12	6,019,266	11.03%	No

Shares outstanding: 54,554,634, the issuer's latest cover-page count restated onto today's split basis.

13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.

Holders of SLRC

One row per holder Every filing By ultimate parent

All 13F Funds Insiders 13D/G Non-US

#	Holder	Shares	% Out	Change	As of	Notes
1	THORNBURG INVESTMENT MANAGEMENT INC 13F CIK 1145020 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	4,708,772	8.63%	+75,341	Jun 30, 2026	carried, not yet filed for the newest quarter
2	Thornburg Investment Income Builder Fund Fund S000011851 · Registered fund · Jun 30, 2026 THORNBURG INVESTMENT TRUST, not summed	4,357,900	7.99%	0	Jun 30, 2026	THORNBURG INVESTMENT TRUST, not summed
3	GROSS MICHAEL S Insider CIK 1186884 · Sep 10, 2026 Director, issuer-wide	4,292,942	7.87%	+20,000	Sep 10, 2026	Director, issuer-wide
3.1	MICHAEL S. GROSS 13D CIK 1186884 · Mar 6, 2024 not summed	4,032,649	7.39%	—	Mar 6, 2024	not summed
4	SPOHLER BRUCE J Insider CIK 1240586 · Mar 13, 2026 Director, See Remarks, issuer-wide	3,903,850	7.16%	0	Mar 13, 2026	Director, See Remarks, issuer-wide
5	Sound Income Strategies, LLC 13F CIK 1730960 · Registered investment adviser · Sep 30, 2026	1,629,154	2.99%	+1,607,550	Sep 30, 2026
6	JPMORGAN CHASE & CO 13F CIK 19617 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	1,247,941	2.29%	-14,035	Jun 30, 2026	carried, not yet filed for the newest quarter
7	VAN ECK ASSOCIATES CORP 13F CIK 869178 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,104,114	2.02%	+219,110	Jun 30, 2026	carried, not yet filed for the newest quarter
8	VanEck BDC Income ETF Fund S000033466 · Registered fund · Jun 30, 2026 VanEck ETF Trust, not summed	849,567	1.56%	+223,955	Jun 30, 2026	VanEck ETF Trust, not summed
9	UBS Group AG 13F CIK 1610520 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	614,510	1.13%	+45,270	Jun 30, 2026	carried, not yet filed for the newest quarter
10	Aristotle Capital Boston, LLC 13F CIK 1633911 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	613,753	1.13%	-141,419	Jun 30, 2026	carried, not yet filed for the newest quarter
11	FRANKLIN RESOURCES INC 13F CIK 38777 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	549,089	1.01%	-19,313	Jun 30, 2026	carried, not yet filed for the newest quarter
11.1	Putnam BDC Income ETF Fund S000077137 · Registered fund · Jul 31, 2026 Putnam ETF Trust, not summed	545,818	1.00%	-31,281	Jul 31, 2026	Putnam ETF Trust, not summed
12	Muzinich & Co., Inc. 13F CIK 1618824 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	544,210	1.00%	+5,367	Jun 30, 2026	carried, not yet filed for the newest quarter
13	CONDOR CAPITAL MANAGEMENT 13F CIK 1082491 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	462,362	0.85%	+107,498	Jun 30, 2026	carried, not yet filed for the newest quarter
14	Legal & General Group Plc 13F CIK 764068 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	446,125	0.82%	+25,444	Jun 30, 2026	carried, not yet filed for the newest quarter
15	Sumitomo Mitsui Trust Group, Inc. 13F CIK 1475365 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	381,476	0.70%	+2,588	Jun 30, 2026	carried, not yet filed for the newest quarter
16	MORGAN STANLEY 13F CIK 895421 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	366,907	0.67%	+102,727	Jun 30, 2026	carried, not yet filed for the newest quarter
17	COMMONWEALTH EQUITY SERVICES, LLC 13F CIK 312272 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	360,603	0.66%	+256,281	Jun 30, 2026	carried, not yet filed for the newest quarter
18	Ensign Peak Advisors, Inc 13F CIK 1454984 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	354,452	0.65%	-95,548	Jun 30, 2026	carried, not yet filed for the newest quarter
19	EPIQ PARTNERS, LLC 13F CIK 1799435 · Registered investment adviser · Sep 30, 2026	343,625	0.63%	-6,147	Sep 30, 2026
20	Clear Harbor Asset Management, LLC 13F CIK 1511857 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	339,975	0.62%	+117,502	Jun 30, 2026	carried, not yet filed for the newest quarter
21	RAYMOND JAMES FINANCIAL INC 13F CIK 720005 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	331,948	0.61%	-12,363	Jun 30, 2026	carried, not yet filed for the newest quarter
22	Trexquant Investment LP 13F CIK 1633445 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	264,976	0.49%	+127,222	Jun 30, 2026	carried, not yet filed for the newest quarter
23	INTREPID FAMILY OFFICE LLC 13F CIK 1596197 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	240,000	0.44%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
24	Advisors Asset Management, Inc. 13F CIK 1297376 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	232,891	0.43%	+4,932	Jun 30, 2026	carried, not yet filed for the newest quarter
25	ROYAL BANK OF CANADA 13F CIK 1000275 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	231,903	0.43%	+5,935	Jun 30, 2026	carried, not yet filed for the newest quarter
26	TWO SIGMA INVESTMENTS, LP 13F CIK 1179392 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	225,258	0.41%	-227,107	Jun 30, 2026	carried, not yet filed for the newest quarter
27	BlackRock, Inc. 13F CIK 2012383 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	203,141	0.37%	-8,557	Jun 30, 2026	carried, not yet filed for the newest quarter
28	SEI INVESTMENTS CO 13F CIK 350894 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	190,034	0.35%	-60,136	Jun 30, 2026	carried, not yet filed for the newest quarter
29	Y-Intercept (Hong Kong) Ltd 13F CIK 1772875 · Exempt reporting adviser · Sep 30, 2026	171,938	0.32%	+171,938	Sep 30, 2026
30	North Ground Capital 13F CIK 2055446 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	168,000	0.31%	+168,000	Jun 30, 2026	carried, not yet filed for the newest quarter
31	BANK OF AMERICA CORP /DE/ 13F CIK 70858 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	167,300	0.31%	+119,619	Jun 30, 2026	carried, not yet filed for the newest quarter
32	LPL Financial LLC 13F CIK 1403438 · Broker-dealer · Jun 30, 2026 carried, not yet filed for the newest quarter	162,732	0.30%	+11,852	Jun 30, 2026	carried, not yet filed for the newest quarter
33	RIVERNORTH CAPITAL MANAGEMENT, LLC 13F CIK 1447578 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	155,715	0.29%	+155,715	Jun 30, 2026	carried, not yet filed for the newest quarter
34	AMERIPRISE FINANCIAL INC 13F CIK 820027 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	141,525	0.26%	+17,955	Jun 30, 2026	carried, not yet filed for the newest quarter
35	NEUBERGER BERMAN GROUP LLC 13F CIK 1465109 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	128,742	0.24%	-12,150	Jun 30, 2026	carried, not yet filed for the newest quarter
36	Hennion & Walsh Asset Management, Inc. 13F CIK 1861642 · Unknown · Sep 30, 2026	124,334	0.23%	-59,626	Sep 30, 2026
37	Saba Capital Management, L.P. 13F CIK 1510281 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	113,038	0.21%	+113,038	Jun 30, 2026	carried, not yet filed for the newest quarter
38	NewGen Asset Management Ltd 13F CIK 1845012 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	108,983	0.20%	+108,983	Jun 30, 2026	carried, not yet filed for the newest quarter
39	NewEdge Wealth, LLC 13F CIK 1861796 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	101,573	0.19%	+3,425	Jun 30, 2026	carried, not yet filed for the newest quarter
40	Janney Montgomery Scott LLC 13F CIK 1329948 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	97,994	0.18%	+59,179	Jun 30, 2026	carried, not yet filed for the newest quarter
41	DENALI ADVISORS LLC 13F CIK 1142941 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	82,175	0.15%	-5,012	Jun 30, 2026	carried, not yet filed for the newest quarter
42	OSAIC HOLDINGS, INC. 13F CIK 1677044 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	78,092	0.14%	+132	Jun 30, 2026	carried, not yet filed for the newest quarter
43	MERIDIAN INVESTMENT COUNSEL INC. 13F CIK 1427351 · Registered investment adviser · Sep 30, 2026	71,225	0.13%	+2,600	Sep 30, 2026
44	CANADA LIFE ASSURANCE Co 13F CIK 1046192 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	68,843	0.13%	+9,354	Jun 30, 2026	carried, not yet filed for the newest quarter
45	CONFLUENCE INVESTMENT MANAGEMENT LLC 13F CIK 1442056 · Registered investment adviser · Sep 30, 2026	64,841	0.12%	+988	Sep 30, 2026
46	Schonfeld Strategic Advisors LLC 13F CIK 1665241 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	63,871	0.12%	+63,871	Jun 30, 2026	carried, not yet filed for the newest quarter
47	Garner Asset Management Corp 13F CIK 1714093 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	60,832	0.11%	-26,762	Jun 30, 2026	carried, not yet filed for the newest quarter
48	WEDBUSH SECURITIES INC 13F CIK 1142495 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	58,539	0.11%	+4,419	Jun 30, 2026	carried, not yet filed for the newest quarter
49	VARCOV Co. 13F CIK 2078837 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	57,346	0.11%	+57,346	Jun 30, 2026	carried, not yet filed for the newest quarter
50	Triumph Capital Management 13F CIK 1730765 · Registered investment adviser · Sep 30, 2026	55,758	0.10%	+944	Sep 30, 2026

Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.

Showing 1–50 of 133 holders

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Key facts CIK 1418076 CUSIP 83413U100 13F (30d) 16 filings 16 filers Visit website Investor relations