Sunbelt Securities, Inc.

Registered adviser

CIK

1632932

Location

HOUSTON, TX

Portfolio Value

Mid $1,566,462,779

Diversification

Diversified

Filing Date

Global Rank

#1,706 / 8,827 ▲ 100 · as of Mar 2026

Top Industry

Oil & Gas Integrated 26.5%

Period ended 7 months ago

Filed May 18, 2026 · 6mo

25 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 42180

Roster of Nov 1, 2026

Regulatory AUM

$2,640,113,505

Main clients

Individuals and high net worth (98% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Jul 2026 to Nov 2026	$2,640,113,505	Individuals and high net worth (98%)
Apr 2025 to Jun 2026	$2,024,286,577	Individuals and high net worth (95%)
Apr 2024 to Mar 2025	$1,907,600,674	Individuals and high net worth (98%)
May 2023 to Mar 2024	$1,782,009,305	Individuals and high net worth (97%)
Apr 2022 to Apr 2023	$1,145,411,076	Individuals and high net worth (95%)
Apr 2021 to Mar 2022	$984,529,573	Individuals and high net worth (93%)

2 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Mar 31, 2026, never from the firm's own description.

Style

Diversified active

Top 10 weight 46.9%, 24.8 effective positions, active share 56.5% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

27.8% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 19.4 quarters (12+), a floor since 51.8% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 56.5%; sector active share 43.1% against the combined 13F book's sector weights.

Over time 25 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

2,939 tracked positions · as of Mar 31, 2026 · Δ vs Dec 31, 2025

Top Position

14.6%

+3.5 pts

Top 5

35.5%

+1.5 pts

Top 10

46.9%

−0.0 pts

HHI

404

Diversified+59

Portfolio Trend

25 quarters · across all stocks

Sector Breakdown

As of Mar 31, 2026

Sector	% Portfolio	Value	Positions
Unclassified	42.9%	$672,770,603	887
Energy	17.7%	$276,784,607	115
Technology	14.2%	$221,786,408	303
Financial Services	7.5%	$117,069,378	394
Healthcare	3.5%	$54,633,690	288
Consumer Cyclical	3.4%	$53,309,391	208
Consumer Defensive	3.2%	$49,978,306	97
Communication Services	2.9%	$45,691,674	81
Industrials	2.5%	$39,354,312	271
Real Estate	1.1%	$17,694,331	142
Utilities	0.6%	$8,776,944	56
Basic Materials	0.5%	$8,613,135	97

Last Quarter's Activity

Export CSV

Mar 31, 2026 vs Dec 31, 2025

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
LUCD	Lucid Diagnostics Inc.	+516,014	900,013	$1,035,014
BPRE	Bluerock Private Real Estate Fund	+161,449	1,186,168	$19,702,250
PNNT	Pennantpark Investment Corp	+122,430	298,217	$1,338,994
SCHV	Schwab U.S. Large-Cap Value ETF	+102,225	510,572	$15,572,446
FDEM	Fidelity Emerging Markets Multifactor ETF	+88,865	198,066	$6,254,924
CGMS	Capital Group U.S. Multi-Sector Income ETF	+85,162	516,085	$14,052,994
ARCC	Ares Capital Corp	+62,352	228,982	$4,126,255
FHEQ	Fidelity Hedged Equity ETF	+55,996	186,147	$5,476,444
SCM	Stellus Capital Investment Corp	+48,617	203,190	$1,871,379
ABR	Arbor Realty Trust Inc	+45,166	228,930	$1,765,050
FENI	Fidelity Enhanced International ETF	+38,867	73,412	$2,730,926
PFFA	Virtus InfraCap U.S. Preferred Stock ETF	+36,328	56,816	$1,156,773
JANH		+27,940	56,582	$1,356,666
COMT	iShares GSCI Commodity Dynamic Roll Strategy ETF	+25,904	172,363	$5,827,593
HIMS	Hims & Hers Health, Inc.	+23,140	23,565	$489,209
IJR	iShares Core S&P Small-Cap ETF	+21,783	80,619	$10,021,747
PAA	Plains All American Pipeline LP	+21,028	54,597	$1,219,151
STWD	Starwood Property Trust, Inc.	+20,240	82,768	$1,425,264
SNDK	Sandisk Corp	+19,540	19,546	$12,418,355
OBDC	Blue Owl Capital Corp	+18,650	41,273	$456,479
BUFR	FT Vest Laddered Buffer ETF	+17,899	46,708	$1,577,329
SCHG	Schwab U.S. Large-Cap Growth ETF	+17,532	744,512	$21,687,634
CGCB	Capital Group Fixed Income ETF Trust	+17,365	50,146	$1,316,833
SLRC	SLR Investment Corp.	+17,210	131,347	$1,879,575
PFEB		+15,563	20,563	$824,576
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
SCHD	Schwab U.S. Dividend Equity ETF	−73,825	188,580	$5,785,634
BSTP		−43,201	205,710	$7,407,411
NVDA	Nvidia Corp	−38,186	299,607	$52,251,460
FQAL	Fidelity Quality Factor ETF	−37,663	72,163	$5,239,033
PSTP		−33,352	327,142	$11,276,584
IREN	IREN Ltd	−32,551	301	$10,318
PDO	PIMCO Dynamic Income Opportunities Fund	−31,584	3,000	$38,790
PTY	Pimco Corporate & Income Opportunity Fund	−28,439	3,600	$43,416
—		−25,927	109,882	$505,456
GMAR	FT Vest U.S. Equity Moderate Buffer ETF - March	−23,832	67,022	$2,794,147
VZ	Verizon Communications Inc	−23,205	39,218	$1,968,743
WCBR	WisdomTree Cybersecurity Fund	−21,970	56,747	$1,415,553
EOS	Eaton Vance Enhanced Equity Income Fund II	−18,346	69,019	$1,412,128
DLO	dLocal Ltd	−17,250	2,900	$37,613
XOM	ExxonMobil Holdings Corp	−16,755	1,351,473	$229,290,909
NVO	Novo Nordisk A S	−15,575	5,741	$210,981
REET	iShares Global REIT ETF	−15,467	101	$2,540
TUR	iShares Trust	−15,399	1	$0
BUFZ	FT Vest Laddered Moderate Buffer ETF	−14,953	53,231	$1,398,378
FESM	Fidelity Enhanced Small Cap Core ETF	−14,906	11,953	$454,214
FSK	FS KKR Capital Corp	−13,633	46,270	$471,028
IYC	iShares U.S. Consumer Discretionary ETF	−13,268	4,498	$435,946
SLV	iShares Silver Trust	−12,862	27,701	$1,887,546
BPAY		−11,578	85	$1,878
RC	Ready Capital Corp	−10,837	50,258	$81,417
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
AZN	Astrazeneca PLC	5,357	$1,056,507
BFEB		15,226	$726,310
BJAN		9,014	$480,716
IYK	iShares U.S. Consumer Staples ETF	6,810	$476,904
DFUV	Dimensional U.S. Marketwide Value ETF	6,288	$304,716
FAAA	Fidelity Merrimack Street Trust	6,070	$303,075
HTD	John Hancock Tax-Advantaged Dividend Income Fund	11,606	$287,480
ETEC	iShares Breakthrough Environmental Solutions ETF	7,637	$205,183
BRSL	Brightstar Lottery PLC	15,250	$194,285
JBL	Jabil Inc	694	$184,347
PXE	Victory Portfolios II	4,631	$181,535
ADX	Adams Diversified Equity Fund, Inc.	7,800	$170,742
PMAR		3,676	$164,023
WES	Western Midstream Partners, LP	3,800	$156,446
TSLX	Sixth Street Specialty Lending, Inc.	8,478	$155,825
PEO	Adams Natural Resources Fund, Inc.	5,500	$152,900
GLAD	Gladstone Capital Corp	8,200	$142,270
GBDC	GOLUB CAPITAL BDC, Inc.	11,000	$139,260
IVLU	iShares MSCI Intl Value Factor ETF	3,241	$128,602
—		3,362	$124,225
—		3,459	$120,369
TLG	Touchstone ETF Trust-Touchstone Large Company Growth ETF	4,698	$109,745
UTG	Reaves Utility Income Fund	2,700	$106,056
FTXL	First Trust Nasdaq Semiconductor ETF	640	$94,380
SNN	Smith & Nephew PLC	2,908	$92,416
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
—		1,212	$540,625
CRDT	Simplify Opportunistic Income ETF	21,871	$509,813
EIS	iShares MSCI Israel ETF	3,081	$339,002
EWW	iShares MSCI Mexico ETF	4,431	$307,201
IWC	iShares Micro-Cap ETF	1,559	$245,854
IEO	iShares U.S. Oil & Gas Exploration & Production ETF	2,451	$218,776
CWB	State Street(R) SPDR(R) Bloomberg Convertible Securities ETF	2,437	$217,380
BRHY		3,411	$175,482
HL	Hecla Mining Co	8,005	$153,615
SQQQ	ProShares UltraPro Short QQQ	2,000	$137,000
ARLP	Alliance Resource Partners LP	4,600	$106,858
VMC	Vulcan Materials CO	309	$88,132
DHT	DHT Holdings, Inc.	5,084	$62,075
CMBT	Cmb.Tech NV	5,998	$57,880
FEBM	FT Vest U.S. Equity Max Buffer ETF - February	1,750	$53,159
—		500	$43,465
APOC		1,500	$39,304
QQQJ	Invesco Ltd.	894	$32,943
DIAX	Nuveen Dow 30sm Dynamic Overwrite Fund	2,000	$30,520
CRML	Critical Metals Corp.	4,000	$27,760
HR	Healthcare Realty Trust Inc	1,629	$27,611
YBTC	Roundhill Bitcoin Covered Call Strategy ETF	961	$27,340
DAPR	FT Vest U.S. Equity Deep Buffer ETF - April	635	$24,984
FXN	First Trust Energy AlphaDEX Fund	1,030	$16,964
MDYV	State Street(R) SPDR(R) S & P 400(TM) Mid Cap Value ETF	138	$11,681
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

2,939 tracked positions · $1,566,462,779 total · filing declares 2,954 positions · $1,584,099,760 · as of Mar 31, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 2,939 positions by value · page 1 of 59

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
XOM	ExxonMobil Holdings Corp Energy	Reduced	1,351,473	-16,755	$229,290,909	+39.3%	25+	before history	14.64%
NVDA	Nvidia Corp Technology	Reduced	299,607	-38,186	$52,251,460	−17.1%	25+	before history	3.34%
AAPL	Apple Inc. Technology	Added	126,284	+1,027	$32,049,616	−5.9%	25+	before history	2.05%
MSFT	Microsoft Corp Technology	Added	78,521	+2,784	$29,066,118	−20.6%	25+	before history	1.86%
AVGO	Broadcom Inc. Technology	Added	82,762	+1,504	$25,615,666	−8.9%	25+	before history	1.64%
IAU	Ishares Gold Trust	Reduced	253,669	-8,499	$22,363,459	+5.1%	20	unpriced	1.43%
QQQ	Invesco Qqq Trust, Series 1	Added	38,321	+194	$22,118,114	−5.6%	25+	before history	1.41%
SCHG	Schwab U.S. Large-Cap Growth ETF	Added	744,512	+17,532	$21,687,634	−8.5%	23	unpriced	1.38%
IVW	iShares S&P 500 Growth ETF	Added	183,413	+1,549	$20,745,844	−7.5%	25+	before history	1.32%
IVV	iShares Core S&P 500 ETF	Added	31,243	+1,307	$20,408,240	−0.5%	22	unpriced	1.30%
BPRE	Bluerock Private Real Estate Fund Financial Services	Added	1,186,168	+161,449	$19,702,250	+28.2%	2	unpriced	1.26%
BOXX	Alpha Architect 1-3 Month Box ETF	Reduced	165,049	-6,638	$19,193,548	−2.9%	8	unpriced	1.23%
AMZN	Amazon Com Inc Consumer Cyclical	Added	88,838	+1,658	$18,502,290	−8.1%	25+	before history	1.18%
BALT		Added	467,920	+10,233	$15,658,942	+2.1%	18	$27.94	1.00%
SCHV	Schwab U.S. Large-Cap Value ETF	Added	510,572	+102,225	$15,572,446	+28.8%	23	unpriced	0.99%
SPY	Spdr S&P 500 ETF Trust	Added	23,457	+198	$15,255,025	−3.8%	25+	before history	0.97%
CGMS	Capital Group U.S. Multi-Sector Income ETF	Added	516,085	+85,162	$14,052,994	+18.1%	6	$27.61	0.90%
GOOG	Alphabet Inc. Communication Services	Added	43,349	+1,378	$12,435,094	−5.6%	25+	before history	0.79%
SNDK	Sandisk Corp Technology	Added	19,546	+19,540	$12,418,355	+871975.5%	3	$564.73	0.79%
PLTR	Palantir Technologies Inc. Technology	Reduced	83,167	-10,605	$12,165,668	−27.0%	13	$97.98	0.78%
PSTP		Reduced	327,142	-33,352	$11,276,584	−11.5%	15	$29.25	0.72%
GOOGL	Alphabet Inc. Communication Services	Reduced	38,072	-103	$10,947,984	−8.4%	25+	before history	0.70%
IEFA	iShares Core MSCI EAFE ETF	Reduced	113,195	-2,198	$10,247,543	−0.7%	25+	before history	0.65%
IJR	iShares Core S&P Small-Cap ETF	Added	80,619	+21,783	$10,021,747	+41.7%	25+	before history	0.64%
JNJ	Johnson & Johnson Healthcare	Reduced	39,269	-1,607	$9,598,914	+13.5%	25+	before history	0.61%
SCHA	Schwab U.S. Small-Cap ETF	Added	329,819	+11,928	$9,591,136	+5.9%	23	unpriced	0.61%
PG	PROCTER & GAMBLE Co Consumer Defensive	Reduced	65,618	-1,234	$9,477,863	−1.1%	25+	before history	0.61%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	19,573	-991	$9,379,381	−9.3%	22	$407.11	0.60%
IVE	iShares S&P 500 Value ETF	Reduced	43,751	-4,436	$9,238,023	−9.6%	23	unpriced	0.59%
SCHM	Schwab U.S. Mid-Cap ETF	Added	296,948	+11,141	$9,193,510	+7.0%	23	unpriced	0.59%
TSLA	Tesla, Inc. Consumer Cyclical	Added	24,602	+549	$9,145,793	−15.5%	25+	before history	0.58%
MRK	Merck & Co., Inc. Healthcare	Reduced	76,019	-697	$9,144,325	+13.2%	25+	before history	0.58%
META	Meta Platforms, Inc. Communication Services	Added	15,798	+272	$9,038,509	−11.8%	25+	before history	0.58%
ABBV	AbbVie Inc. Healthcare	Added	40,395	+3	$8,785,508	−4.8%	25+	before history	0.56%
DGRO	iShares Core Dividend Growth ETF	Added	121,744	+67	$8,543,993	+1.2%	25+	before history	0.55%
EPD	Enterprise Products Partners L.P. Energy	Reduced	221,971	-5,356	$8,399,382	+15.2%	25+	before history	0.54%
CGUS	Capital Group Core Equity ETF	Reduced	217,991	-3,114	$8,375,214	−5.8%	16	$27.60	0.53%
JPM	Jpmorgan Chase & Co Financial Services	Added	27,562	+1,199	$8,107,637	−4.6%	25+	before history	0.52%
KO	Coca Cola Co Consumer Defensive	Reduced	105,646	-1,261	$8,034,378	+7.5%	25+	before history	0.51%
MU	Micron Technology Inc Technology	Added	22,493	+15,165	$7,599,035	+263.3%	25+	before history	0.49%
V	Visa Inc. Financial Services	Reduced	24,629	-151	$7,443,868	−14.3%	25+	before history	0.48%
BSTP		Reduced	205,710	-43,201	$7,407,411	−19.8%	13	$30.84	0.47%
WMT	Walmart Inc. Consumer Defensive	Reduced	55,023	-2,070	$6,838,258	+7.5%	25+	before history	0.44%
FDEM	Fidelity Emerging Markets Multifactor ETF	Added	198,066	+88,865	$6,254,924	+85.5%	13	$27.93	0.40%
ITOT	iShares Core S&P Total U.S. Stock Market ETF	Added	42,279	+2,916	$6,021,797	+2.9%	25+	before history	0.38%
IJK	iShares S&P Mid-Cap 400 Growth ETF	Added	58,050	+373	$5,840,991	+4.5%	25+	before history	0.37%
COMT	iShares GSCI Commodity Dynamic Roll Strategy ETF	Added	172,363	+25,904	$5,827,593	+59.8%	13	$26.47	0.37%
SDY	State Street(R) SPDR(R) S&P(R) Dividend ETF	Added	39,851	+244	$5,815,854	+5.5%	25+	before history	0.37%
SCHD	Schwab U.S. Dividend Equity ETF	Reduced	188,580	-73,825	$5,785,634	−19.6%	22	unpriced	0.37%
PM	Philip Morris International Inc. Consumer Defensive	Added	34,518	+18	$5,707,206	+3.1%	16	$138.36	0.36%

Showing the top 50 of 2,939 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.