EPIQ PARTNERS, LLC

Registered adviser

CIK

1799435

Location

MINNEAPOLIS, MN

Portfolio Value

Small $157,805,530

Diversification

Diversified

Filing Date

Global Rank

#6,987 / 8,807 ▼ 580 · as of Jun 2026

Top Industry

Asset Management 19.6%

Period ended 20 days ago

Filed Oct 7, 2026 · 13d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 165139

Roster of Oct 1, 2026

Regulatory AUM

$290,914,339

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$290,914,339	Individuals and high net worth (100%)
Mar 2025 to Mar 2026	$287,206,152	Individuals and high net worth (100%)
Apr 2024 to Feb 2025	$267,526,305	Individuals and high net worth (99%)
May 2023 to Mar 2024	$253,347,348	Individuals and high net worth (99%)
Feb 2023 to Apr 2023	$253,347,348	Individuals and high net worth (99%)
Apr 2022 to Jan 2023	$320,860,353	Individuals and high net worth (99%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 51.7%, 22.6 effective positions, active share 80.6% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

8.7% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 17.5 quarters (12+), a floor since 44.5% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 80.6%; sector active share 47.3% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

96 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

14.9%

+0.6 pts

Top 5

34.3%

−0.7 pts

Top 10

51.9%

+0.2 pts

HHI

451

Diversified+9

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	37.2%	$58,632,996	41
Financial Services	22.0%	$34,719,942	13
Utilities	7.4%	$11,746,303	5
Communication Services	6.3%	$9,923,912	2
Technology	6.1%	$9,661,295	10
Healthcare	4.4%	$6,963,880	6
Consumer Defensive	4.4%	$6,883,830	4
Basic Materials	4.0%	$6,287,959	2
Industrials	2.6%	$4,069,276	4
Energy	2.6%	$4,067,522	3
Consumer Cyclical	1.7%	$2,738,008	4
Real Estate	1.3%	$2,110,607	2

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
ACWX	iShares MSCI ACWI ex U.S. ETF	+14,381	88,312	$0
JBBB	Janus Henderson B-BBB CLO ETF	+6,793	258,570	$12,207,089
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	+5,766	60,827	$4,763,362
MDT	Medtronic plc	+4,509	15,662	$1,351,473
BSV	VANGUARD SHORT-TERM BOND INDEX FUND	+3,009	6,484	$495,377
IWV	iShares Russell 3000 ETF	+2,790	74,545	$0
LOUP		+2,029	92,953	$8,255,155
DFIV	Dimensional International Value ETF	+1,555	8,707	$486,373
IEMG	iShares Trust	+1,255	4,084	$0
USHY	iShares Broad USD High Yield Corporate Bond ETF	+885	7,307	$0
IAUM	iShares Gold Trust Micro	+729	6,161	$255,188
FLOT	iShares Floating Rate Bond ETF	+676	17,434	$0
IJH	iShares Core S&P Mid-Cap ETF	+534	8,407	$0
AVUV	Avantis U.S. Small Cap Value ETF	+507	2,148	$252,969
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	+396	1,649	$617,121
IVV	iShares Core S&P 500 ETF	+296	3,423	$0
VNQ	VANGUARD REAL ESTATE INDEX FUND	+294	18,352	$1,644,889
VOO	VANGUARD 500 INDEX FUND	+155	1,005	$704,364
BN	BROOKFIELD Corp /ON/	+103	91,725	$3,344,293
BRK-B	Berkshire Hathaway Inc	+76	8,534	$4,249,505
IDEV	iShares Core MSCI International Developed Markets ETF	+66	3,131	$0
IWM	iShares Russell 2000 ETF	+46	1,284	$0
GOOGL	Alphabet Inc.	+44	26,239	$9,028,315
TIP	iShares TIPS Bond ETF	+42	1,998	$0
IJR	iShares Core S&P Small-Cap ETF	+23	2,875	$0
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
OBDC	Blue Owl Capital Corp	−24,605	513,030	$5,381,684
AGG	iShares Core U.S. Aggregate Bond ETF	−18,217	50,753	$0
BIZD	VanEck BDC Income ETF	−13,566	26,327	$339,355
HBAN	Huntington Bancshares Inc /Md/	−13,500	434,740	$6,634,132
PCYO	Pure Cycle Corp	−11,575	247,387	$2,731,152
SLRC	SLR Investment Corp.	−6,147	343,625	$3,982,613
NOG	Northern Oil & Gas, Inc.	−6,015	60,437	$1,382,798
VTEB	VANGUARD TAX-EXEMPT BOND INDEX FUND	−5,671	25,741	$1,219,093
CSWC	Capital Southwest Corp	−4,682	289,321	$6,691,994
GPMT	Granite Point Mortgage Trust Inc.	−3,500	894,573	$769,332
GBTC	Grayscale Bitcoin Trust ETF	−2,400	12,723	$821,778
JSI	Janus Henderson Securitized Income ETF	−2,160	227,862	$11,374,871
SHY	iShares 1-3 Year Treasury Bond ETF	−2,070	4,926	$0
BIP	Brookfield Infrastructure Partners L.P.	−1,864	78,240	$2,781,432
AQB	Aquabounty Technologies Inc	−1,750	87,250	$80,793
HRL	Hormel Foods Corp /De/	−1,440	300,330	$5,988,580
GPT	Intelligent Alpha Atlas ETF	−1,418	45,117	$1,551,618
BEP	Brookfield Renewable Partners L.P.	−1,074	89,075	$2,506,570
BE	Bloom Energy Corp	−1,000	1,002	$277,533
RSP	Victory Portfolios II	−748	12,988	$0
SCHH	Schwab U.S. REIT ETF	−683	96,468	$2,126,154
ALB	Albemarle Corp	−577	21,286	$2,251,633
IWF	iShares Russell 1000 Growth ETF	−540	108,292	$0
ECL	Ecolab Inc.	−500	14,700	$4,036,326
BTC	Grayscale Bitcoin Mini Trust ETF	−500	9,700	$358,415
No positions match the current search.

New Positions

Positions the filer opened this quarter

4 positions

Ticker	Company	Shares	Value
SFGV	Sequoia Global Value ETF	27,318	$960,255
CSIO	Cohen & Steers ETF Trust	7,907	$212,317
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	2,719	$210,042
PLTR	Palantir Technologies Inc.	1,114	$208,373
No positions match the current search.

Sold Out

Positions the filer fully exited

3 positions

Ticker	Company	Shares	Value
GLW	Corning Inc /Ny	1,054	$269,223
WULF	Terawulf Inc.	10,000	$247,000
GOOG	Alphabet Inc.	600	$211,998
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

96 tracked positions · $157,805,530 total · filing declares 99 positions · $232,151,754 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 96 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
JBBB	Janus Henderson B-BBB CLO ETF	Added	258,570	+6,793	$12,207,089	+2.4%	7.74%
JSI	Janus Henderson Securitized Income ETF	Reduced	227,862	-2,160	$11,374,871	−3.4%	7.21%
GOOGL	Alphabet Inc. Communication Services	Added	26,239	+44	$9,028,315	−3.6%	5.72%
LOUP		Added	92,953	+2,029	$8,255,155	−7.9%	5.23%
CSWC	Capital Southwest Corp Financial Services	Reduced	289,321	-4,682	$6,691,994	−4.2%	4.24%
HBAN	Huntington Bancshares Inc /Md/ Financial Services	Reduced	434,740	-13,500	$6,634,132	−16.5%	4.20%
HRL	Hormel Foods Corp /De/ Consumer Defensive	Reduced	300,330	-1,440	$5,988,580	−20.0%	3.79%
IBIT	iShares Bitcoin Trust ETF	Reduced	118,767	-397	$5,622,429	+41.7%	3.56%
OBDC	Blue Owl Capital Corp Financial Services	Reduced	513,030	-24,605	$5,381,684	−7.9%	3.41%
AAPL	Apple Inc. Technology	Reduced	14,324	-442	$4,770,178	+11.6%	3.02%
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	Added	60,827	+5,766	$4,763,362	+4.7%	3.02%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	8,534	+76	$4,249,505	+0.4%	2.69%
ECL	Ecolab Inc. Basic Materials	Reduced	14,700	-500	$4,036,326	−4.7%	2.56%
SLRC	SLR Investment Corp. Financial Services	Reduced	343,625	-6,147	$3,982,613	−8.0%	2.52%
SPY	Spdr S&P 500 ETF Trust	Added	5,054	+6	$3,854,332	+2.2%	2.44%
BN	BROOKFIELD Corp /ON/ Financial Services	Added	91,725	+103	$3,344,293	−14.3%	2.12%
AER	AerCap Holdings N.V. Industrials	Reduced	23,268	-106	$3,339,423	−2.0%	2.12%
BIP	Brookfield Infrastructure Partners L.P. Utilities	Reduced	78,240	-1,864	$2,781,432	−4.8%	1.76%
PCYO	Pure Cycle Corp Utilities	Reduced	247,387	-11,575	$2,731,152	−1.5%	1.73%
BEP	Brookfield Renewable Partners L.P. Utilities	Reduced	89,075	-1,074	$2,506,570	−19.9%	1.59%
JNJ	Johnson & Johnson Healthcare	Reduced	8,980	-40	$2,377,365	+3.8%	1.51%
ALB	Albemarle Corp Basic Materials	Reduced	21,286	-577	$2,251,633	−23.7%	1.43%
SCHH	Schwab U.S. REIT ETF	Reduced	96,468	-683	$2,126,154	−7.6%	1.35%
XEL	Xcel Energy Inc Utilities	Reduced	27,736	-139	$1,954,833	−12.7%	1.24%
XOM	ExxonMobil Holdings Corp Energy	Held	11,713	0	$1,906,290	+19.0%	1.21%
AMZN	Amazon Com Inc Consumer Cyclical	Held	7,545	0	$1,879,836	+4.5%	1.19%
NEE	Nextera Energy Inc Utilities	Held	23,400	0	$1,772,316	−13.7%	1.12%
VNQ	VANGUARD REAL ESTATE INDEX FUND	Added	18,352	+294	$1,644,889	−5.5%	1.04%
UNH	Unitedhealth Group Inc Healthcare	Held	4,227	0	$1,551,647	−11.7%	0.98%
GPT	Intelligent Alpha Atlas ETF	Reduced	45,117	-1,418	$1,551,618	−1.5%	0.98%
BRK-A	Berkshire Hathaway Inc Financial Services	Held	2	0	$1,494,010	−0.2%	0.95%
MSFT	Microsoft Corp Technology	Held	2,720	0	$1,395,088	+37.5%	0.88%
NOG	Northern Oil & Gas, Inc. Energy	Reduced	60,437	-6,015	$1,382,798	+14.7%	0.88%
MDT	Medtronic plc Healthcare	Added	15,662	+4,509	$1,351,473	+54.9%	0.86%
AMT	American Tower Corp /Ma/ Real Estate	Reduced	8,194	-105	$1,341,275	−1.2%	0.85%
VTEB	VANGUARD TAX-EXEMPT BOND INDEX FUND	Reduced	25,741	-5,671	$1,219,093	−23.3%	0.77%
CB	Chubb Ltd Financial Services	Held	3,714	0	$1,207,978	−4.5%	0.77%
SFGV	Sequoia Global Value ETF	NEW	27,318	NEW	$960,255	NEW	0.61%
MU	Micron Technology Inc Technology	Held	878	0	$935,166	−7.7%	0.59%
META	Meta Platforms, Inc. Communication Services	Held	1,235	0	$895,597	+28.7%	0.57%
GBTC	Grayscale Bitcoin Trust ETF CALL + SHARES	Reduced	12,923	-2,600	$834,696	+18.1%	0.53%
EPD	Enterprise Products Partners L.P. Energy	Held	21,860	0	$778,434	−3.1%	0.49%
GPMT	Granite Point Mortgage Trust Inc. Real Estate	Reduced	894,573	-3,500	$769,332	−42.9%	0.49%
ABBV	AbbVie Inc. Healthcare	Reduced	2,785	-200	$728,528	−3.0%	0.46%
VOO	VANGUARD 500 INDEX FUND	Added	1,005	+155	$704,364	+20.7%	0.45%
CNMD	CONMED Corp Healthcare	Held	15,059	0	$696,177	+41.2%	0.44%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	1,649	+396	$617,121	+33.1%	0.39%
CL	Colgate Palmolive Co Consumer Defensive	Held	6,400	0	$546,048	−6.9%	0.35%
BSV	VANGUARD SHORT-TERM BOND INDEX FUND	Added	6,484	+3,009	$495,377	+83.0%	0.31%
DFIV	Dimensional International Value ETF	Added	8,707	+1,555	$486,373	+25.9%	0.31%

Showing the top 50 of 96 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.