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CSWC · Capital Southwest Corp · Holdings

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$22.34 -0.03 (-0.13%)
Rebalance outlook locked
Market Cap
$1.43B
Shares
63.73M
Volume · Oct 22 384.83K Avg daily vol (3M) 593.15K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of CSWC: 13F, 13D and 13G, insiders and funds →
Some SEC filings for this period have not finished importing. Holder totals and changes may be incomplete; these filings remain queued for recovery.
The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.
Holders: 189
Total Value: $418,698,396
Total Shares: 17,695,242
Showing 1–100 of 194 holdings by value · page 1 of 2

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 190 13F filers
Top Holder
8.6%
Sep 2023 → Jun 2026 · range 7.5% – 13.4%
of institutional value
Top 5
31.7%
Sep 2023 → Jun 2026 · range 29.1% – 37.3%
of institutional value
Top 10
45.6%
Sep 2023 → Jun 2026 · range 44.4% – 54.8%
of institutional value
HHI
311
Sep 2023 → Jun 2026 · range 289 – 421
Broadly held

Who Holds CSWC

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 189 filers, like-for-like change +4.0%; actively managed books +1.4%; index-like books +15.5%.

Holder type Share Filers Change
Registered adviser 58.0% 111 -0.8%
Exempt adviser 0.8% 2 +225.0%
Adviser 4.5% 7 +8.6%
Bank 10.4% 12 +34.3%
Broker-dealer 6.7% 3 -13.6%
Non-US 0.4% 1 +17.7%
Holding company 3.8% 6 +16.6%
Benefit plan 0.0% 0 —
Unknown 15.5% 47 +8.5%

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 2 holders with no observed 2026-03-31 13F and 2 holders with no observed 2026-06-30 13F.

Conviction and Crowding

189 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders
6
3.17% of filers hold it in their top 10
Mar 31, 2026: 5
Holders above 5%
3
median weight 0.005%
Mar 31, 2026: 2
Crowding
8.27%
of shares outstanding, 25th percentile
Mar 31, 2026: 8.93%
Private-fund advisers
7.60%
of shares outstanding
Institutional ownership
27.9%
28.8% of the estimated free float
Top 10 holders
46.7%
of 13F shares, Herfindahl 0.032
Active holders
+1.4%
like-for-like share change of active filers
5% stakes on record
0
0 13D, 0 13G
How long holders have held it value-weighted 15.0 quarters
Under 1 year 22.9% 1 to 3 years 22.0% 3 years or more 55.0% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost
$22.52
estimated per share
Mar 31, 2026: $22.33
Quarter-end price
$23.77
implied by 13F values
Estimated gain or loss
+5.5%
price against the estimated cost
Estimated at a loss
3.43%
of costed 13F value

Estimated cost covers 52.2% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies CSWC's active holders also own, quarter ended Jun 30, 2026
# Company Shared holders
1 TRIN Trinity Capital Inc. 11
2 TSLX Sixth Street Specialty Lending, Inc. 11
3 HTGC Hercules Capital, Inc. 12
4 OBDC Blue Owl Capital Corp 15
5 MAIN Main Street Capital CORP 11
6 GBDC GOLUB CAPITAL BDC, Inc. 11
7 BXSL Blackstone Secured Lending Fund 12
8 NMFC New Mountain Finance Corp 5
9 TCPC BlackRock TCP Capital Corp. 4
10 MSDL Morgan Stanley Direct Lending Fund 6

Shareholder Targets

13F filers that own its peers but not CSWC, quarter ended Jun 30, 2026

Found through its holder-overlap peers: TRIN, TSLX, HTGC, OBDC, MAIN, GBDC, BXSL, NMFC, TCPC, MSDL, PFLT, PINE, ARCC, CGBD, BCSF, GSBD, GAIN, CCAP, NNN, RWAY. 1,462 filers in all.

# Filer In peers
1 VANGUARD PORTFOLIO MANAGEMENT LLC Registered adviser, Diversified active $782,864,101 2 held
2 STRS OHIO Benefit plan, Diversified active $768,832,806 7 held
3 FMR LLC Holding company, Diversified active $674,963,642 8 held
4 AQR CAPITAL MANAGEMENT LLC Registered adviser, Diversified active $461,328,632 10 held
5 VANGUARD CAPITAL MANAGEMENT LLC Registered adviser, Index-like $412,164,628 2 held
6 Generali Asset Management SPA SGR Unknown, Diversified active $341,656,151 6 held
7 VICTORY CAPITAL MANAGEMENT INC Registered adviser, Diversified active $291,875,994 4 held
8 ARES MANAGEMENT LLC Registered adviser, Concentrated $271,239,430 14 held
9 COHEN & STEERS, INC. Adviser, Diversified active $231,710,745 1 held
10 OMERS ADMINISTRATION Corp Benefit plan, Diversified active $222,472,557 5 held

Fund Ownership of CSWC by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 2.28% of shares outstanding.

Fund type Of shares outstanding Shares
Index funds 0.02% 11,251
Index ETFs 2.26% 1,441,201
Active ETFs 1.54% 981,057
Active funds 0.08% 53,954
Unclassified 0.00% 0
All registered funds 3.90% 2,487,463
How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 111 Exempt adviser 2 Adviser 7 Bank 12 Broker-dealer 3 Non-US 1 Holding company 6 Unknown 47
Showing 100 of 194
All Common Calls Puts
Export CSV
Holder Value (USD) % of 13F Shares Open
VAN ECK ASSOCIATES CORP $36,288,873 8.67% 1,526,667
UBS Group AG $28,957,658 6.92% 1,218,244
TWO SIGMA INVESTMENTS, LP $28,057,894 6.70% 1,180,391
Sound Income Strategies, LLC $20,262,943 4.84% 876,046
SANDERS MORRIS HARRIS LLC $15,397,502 3.68% 665,694
Empowered Funds, LLC $12,495,817 2.98% 525,697
Empirical Finance, LLC $12,491,135 2.98% 525,500
Legal & General Group Plc $11,878,225 2.84% 499,715
Cetera Investment Advisers $11,669,311 2.79% 490,926
Muzinich & Co., Inc. $10,361,556 2.47% 435,909
ENVESTNET ASSET MANAGEMENT INC $9,925,733 2.37% 417,574
LPL Financial LLC $9,569,445 2.29% 402,585
Columbus Macro, LLC $9,206,850 2.20% 398,048
FRANKLIN RESOURCES INC $9,025,136 2.16% 379,686
Melia Wealth LLC $8,979,355 2.14% 377,760
TECTONIC ADVISORS LLC $8,447,144 2.02% 355,370
BlackRock, Inc. $7,139,960 1.71% 300,377
Sumitomo Mitsui Trust Group, Inc. $6,935,563 1.66% 291,778
EPIQ PARTNERS, LLC $6,691,994 1.60% 289,321
RAYMOND JAMES FINANCIAL INC $6,406,775 1.53% 269,532
SUSQUEHANNA INTERNATIONAL GROUP, LLP $6,032,826 1.44% 253,800
Womack Financial LLC $5,536,096 1.32% 239,347
MORGAN STANLEY $5,133,603 1.23% 215,970
Beacon Pointe Advisors, LLC $4,700,945 1.12% 197,768
FIRST MANHATTAN CO. LLC. $3,989,604 0.95% 167,842
Naviter Wealth, LLC $3,986,989 0.95% 167,732
Schonfeld Strategic Advisors LLC $3,803,699 0.91% 160,021
GRACE & WHITE INC /NY $3,795,997 0.91% 159,697
HRT FINANCIAL LP $3,754,162 0.90% 157,937
Foundations Investment Advisors, LLC $3,070,156 0.73% 129,161
GraniteShares Advisors LLC $3,005,573 0.72% 126,444
MARSHALL WACE, LLP $2,871,106 0.69% 120,787
Hodges Capital Management Inc. $2,668,966 0.64% 112,283
AMERIPRISE FINANCIAL INC $2,468,538 0.59% 103,851
Trexquant Investment LP $2,464,616 0.59% 103,686
CONFLUENCE INVESTMENT MANAGEMENT LLC $2,418,703 0.58% 104,570
Advisors Asset Management, Inc. $2,344,173 0.56% 98,619
XTX Topco Ltd $2,306,331 0.55% 97,027
First Dallas Securities Inc. $2,150,424 0.51% 90,468
INDEPENDENT FINANCIAL GROUP, LLC $2,126,132 0.51% 91,921
CITADEL ADVISORS LLC $2,097,725 0.50% 88,251
Inspire Advisors, LLC $2,086,102 0.50% 87,762
BANK OF AMERICA CORP /DE/ $2,044,480 0.49% 86,011
NEUBERGER BERMAN GROUP LLC $2,008,446 0.48% 84,495
BENJAMIN EDWARDS INC $1,989,477 0.48% 83,697
STATE STREET CORP $1,912,106 0.46% 80,442
SMH CAPITAL ADVISORS INC $1,903,311 0.45% 80,072
Truvestments Capital LLC $1,869,914 0.45% 78,667
CANADA LIFE ASSURANCE Co $1,852,586 0.44% 77,938
Balyasny Asset Management L.P. $1,834,876 0.44% 77,193
Legacy Capital Wealth Partners, LLC $1,818,272 0.43% 78,611
Militia Capital Management LLC $1,782,750 0.43% 75,000
DENALI ADVISORS LLC $1,711,772 0.41% 72,014
Hennion & Walsh Asset Management, Inc. $1,638,251 0.39% 70,828
BNP PARIBAS ARBITRAGE, SA $1,583,438 0.38% 66,615
COZAD ASSET MANAGEMENT INC $1,571,981 0.38% 66,133
B. Riley Wealth Advisors, Inc. $1,551,051 0.37% 67,058
Kestra Advisory Services, LLC $1,537,990 0.37% 64,703
Cambridge Investment Research Advisors, Inc. $1,504,427 0.36% 63,291
Moerus Capital Management LLC $1,466,561 0.35% 61,698
JANE STREET GROUP, LLC $1,357,646 0.32% 57,116
CITADEL ADVISORS LLC $1,252,679 0.30% 52,700
Mariner, LLC $1,218,402 0.29% 51,258
Catalyst Capital Advisors LLC $1,164,730 0.28% 49,000
Bayshore Capital Advisors, LLC $1,148,566 0.27% 48,320
VOLORIDGE INVESTMENT MANAGEMENT, LLC $1,075,758 0.26% 45,257
Quantbot Technologies LP $1,032,925 0.25% 43,455
GEN Financial Management, INC. $1,019,315 0.24% 44,069
ROYAL BANK OF CANADA $1,015,478 0.24% 42,721
Symphony Financial, Ltd. Co. $1,002,000 0.24% 42,154
Cornerstone Wealth Management, LLC $970,125 0.23% 40,813
NAVELLIER & ASSOCIATES INC $924,272 0.22% 38,884
Brookstone Capital Management $919,827 0.22% 38,697
SUSQUEHANNA INTERNATIONAL GROUP, LLP $903,260 0.22% 38,000
Janney Montgomery Scott LLC $890,067 0.21% 37,445
CALDWELL SUTTER CAPITAL, INC. $870,409 0.21% 36,618
COMMONWEALTH EQUITY SERVICES, LLC $860,545 0.21% 36,203
GUGGENHEIM CAPITAL LLC $749,943 0.18% 31,550
AlphaCore Capital LLC $749,848 0.18% 31,546
OCCUDO QUANTITATIVE STRATEGIES LP $725,698 0.17% 30,530
JANE STREET GROUP, LLC $722,608 0.17% 30,400
Greenland Capital Management LP $689,330 0.16% 29,000
OSAIC HOLDINGS, INC. $654,506 0.16% 27,535
Jump Financial, LLC $627,646 0.15% 26,405
NORTHERN TRUST CORP $621,751 0.15% 26,157
JANE STREET GROUP, LLC $594,250 0.14% 25,000
MILLENNIUM MANAGEMENT LLC $581,913 0.14% 24,481
Arlington Capital Management, Inc. $575,281 0.14% 24,202
Invesco Ltd. $570,693 0.14% 24,009
GOLDMAN SACHS GROUP INC $554,126 0.13% 23,312
Apollon Wealth Management, LLC $539,127 0.13% 22,681
CITADEL ADVISORS LLC $537,202 0.13% 22,600
Mraz, Amerine & Associates, Inc. $522,440 0.12% 21,979
GSA CAPITAL PARTNERS LLP $518,471 0.12% 21,812
Zuckerman Investment Group, LLC $507,988 0.12% 21,371
Closed-End Fund Advisors, Inc. $463,205 0.11% 19,487
WEDBUSH SECURITIES INC $458,190 0.11% 19,276
&PARTNERS $438,033 0.10% 18,428
LBMC INVESTMENT ADVISORS, LLC $433,802 0.10% 18,250
1900 WEALTH MANAGEMENT LLC $422,631 0.10% 18,272

Showing the top 100 of 194 holders. Create a free account to see every holder, past quarters, search, filters and CSV export.

Key facts CIK 17313 CUSIP 140501107 13F (30d) 26 filings 26 filers Visit website Investor relations