CSWC · Capital Southwest Corp

$24.85 +0.11 (+0.43%)

Market Cap

$1.58B

63.73M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Quarter:

Holders: 191

Total Value: $421,902,925

Total Shares: 17,750,394

Showing 1–100 of 196 holdings by value · page 1 of 2

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 191 13F filers · Δ vs Mar 31, 2026

Top Holder

8.6%

−4.8 pts

Top 5

31.7%

−4.6 pts

Top 10

45.6%

−7.5 pts

HHI

311

Broadly held−114

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: +21

Institutional value: +8.9%

Shares held: +1.4%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mega VAN ECK ASSOCIATES CORP	+399,106	1,526,667
Mega UBS Group AG	+364,113	1,218,244
Mega LPL Financial LLC	+170,872	402,585
Large Trexquant Investment LP	+94,073	103,686
Mega CITADEL ADVISORS LLC	+88,151	163,551

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mega TWO SIGMA INVESTMENTS, LP	−1,169,257	1,180,391
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	−459,900	291,800
Small SANDERS MORRIS HARRIS LLC	−351,181	759,992
Mega MILLENNIUM MANAGEMENT LLC	−180,067	24,481
Small Melia Wealth LLC	−137,718	377,760

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Small TECTONIC ADVISORS LLC	355,370	$8,447,144
Large Schonfeld Strategic Advisors LLC	160,021	$3,803,699
Large MARSHALL WACE, LLP	120,787	$2,871,106
Mid NAVELLIER & ASSOCIATES INC	38,884	$924,272
Mid Brookstone Capital Management	38,697	$919,827

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Small Sunbelt Securities, Inc.	37,030	$819,103
Large CWM, LLC	21,621	$478,256
Small OXFORD ASSET MANAGEMENT LLP	19,172	$424,084
Mid Purpose Unlimited Inc.	19,000	$420,280
Large Vident Advisory, LLC	9,293	$205,560

Filter: New 34 Increased 73 Reduced 55 Sold out 13 Unchanged 29

Showing 100 of 196

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

VAN ECK ASSOCIATES CORP

$36,288,873

8.60%

1,526,667

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
VanEck Investments Limited	271,823	$6,461,232	17.8%	Sole
Held directly	1,254,844	$29,827,641	82.2%	Sole

UBS Group AG

$28,957,658

6.86%

1,218,244

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	11,859	$281,888	1.0%	Defined
UBS AG	1,112,257	$26,438,348	91.3%	Defined
UBS Switzerland AG	8,428	$200,333	0.7%	Defined
UBS Securities LLC	85,700	$2,037,089	7.0%	Defined

TWO SIGMA INVESTMENTS, LP

$28,057,894

6.65%

1,180,391

Sound Income Strategies, LLC

$22,208,810

5.26%

934,321

SANDERS MORRIS HARRIS LLC

$18,065,009

4.28%

759,992

Empowered Funds, LLC

$12,495,817

2.96%

525,697

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Militia Investments, LLC	525,500	$12,491,135	100.0%	Other
Held directly	197	$4,682	0.0%	Sole

Empirical Finance, LLC

$12,491,135

2.96%

525,500

Legal & General Group Plc

$11,878,225

2.82%

499,715

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management Ltd	499,715	$11,878,225	100.0%	Defined

Cetera Investment Advisers

$11,669,311

2.77%

490,926

Muzinich & Co., Inc.

$10,361,556

2.46%

435,909

ENVESTNET ASSET MANAGEMENT INC

$9,925,733

2.35%

417,574

LPL Financial LLC

$9,569,445

2.27%

402,585

FRANKLIN RESOURCES INC

$9,025,136

2.14%

379,686

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PUTNAM INVESTMENT MANAGEMENT LLC	379,686	$9,025,136	100.0%	Defined

Melia Wealth LLC

$8,979,355

2.13%

377,760

Columbus Macro, LLC

$8,910,683

2.11%

374,871

TECTONIC ADVISORS LLC

$8,447,144

2.00%

355,370

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CAIN, WATTERS & ASSOCIATES, LLC	354,224	$8,419,904	99.7%	Other
Held directly	1,146	$27,240	0.3%	Sole

BlackRock, Inc.

$7,139,960

1.69%

300,377

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BlackRock Asset Management Ireland Ltd	228,099	$5,421,913	75.9%	Sole
Aperio Group, LLC	72,266	$1,717,762	24.1%	Sole
SpiderRock Advisors, LLC	12	$285	0.0%	Sole

EPIQ PARTNERS, LLC

$6,988,451

1.66%

294,003

Sumitomo Mitsui Trust Group, Inc.

$6,935,563

1.64%

291,778

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Amova Asset Management Co., Ltd.	291,778	$6,935,563	100.0%	Defined

RAYMOND JAMES FINANCIAL INC

$6,406,775

1.52%

269,532

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	72,442	$1,721,946	26.9%	Defined
Raymond James Financial Services Advisors, Inc.	197,090	$4,684,829	73.1%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$6,032,826

1.43%

253,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	253,800	$6,032,826	100.0%	Other

Womack Financial LLC

$5,479,888

1.30%

230,538

MORGAN STANLEY

$5,133,603

1.22%

215,970

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO. LLC	1,401	$33,301	0.6%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	77,257	$1,836,398	35.8%	Defined
MORGAN STANLEY SMITH BARNEY LLC	137,153	$3,260,125	63.5%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	159	$3,779	0.1%	Defined

Beacon Pointe Advisors, LLC

$4,700,945

1.11%

197,768

FIRST MANHATTAN CO. LLC.

$3,989,604

0.95%

167,842

Naviter Wealth, LLC

$3,986,989

0.95%

167,732

Schonfeld Strategic Advisors LLC

$3,803,699

0.90%

160,021

GRACE & WHITE INC /NY

$3,795,997

0.90%

159,697

HRT FINANCIAL LP

$3,754,162

0.89%

157,937

Foundations Investment Advisors, LLC

$3,070,156

0.73%

129,161

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Diversified Planning Strategies Advisors LLC	126,390	$3,004,290	97.9%	Other
Held directly	2,771	$65,866	2.1%	Sole

GraniteShares Advisors LLC

$3,005,573

0.71%

126,444

MARSHALL WACE, LLP

$2,871,106

0.68%

120,787

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	120,787	$2,871,106	100.0%	Other

Hodges Capital Management Inc.

$2,668,966

0.63%

112,283

AMERIPRISE FINANCIAL INC

$2,468,538

0.59%

103,851

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	200	$4,754	0.2%	Defined
Ameriprise Financial Services, LLC	103,651	$2,463,784	99.8%	Defined

Trexquant Investment LP

$2,464,616

0.58%

103,686

Advisors Asset Management, Inc.

$2,344,173

0.56%

98,619

XTX Topco Ltd

$2,306,331

0.55%

97,027

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	97,027	$2,306,331	100.0%	Defined

CONFLUENCE INVESTMENT MANAGEMENT LLC

$2,242,913

0.53%

95,362

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	67,014	$1,576,169	70.3%	Defined
Held directly	28,348	$666,744	29.7%	Sole

First Dallas Securities Inc.

$2,150,424

0.51%

90,468

CITADEL ADVISORS LLC

$2,097,725

0.50%

88,251

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	73,640	$1,750,422	83.4%	Defined
Held directly	14,611	$347,303	16.6%	Defined

Inspire Advisors, LLC

$2,086,102

0.49%

87,762

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Inspire Investing, LLC	87,762	$2,086,102	100.0%	Defined

BANK OF AMERICA CORP /DE/

$2,044,480

0.48%

86,011

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	54,540	$1,296,415	63.4%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	31,471	$748,065	36.6%	Defined

NEUBERGER BERMAN GROUP LLC

$2,008,446

0.48%

84,495

BENJAMIN EDWARDS INC

$1,989,477

0.47%

83,697

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BENJAMIN F. EDWARDS & COMPANY, INC.	83,697	$1,989,477	100.0%	Defined

STATE STREET CORP

$1,912,106

0.45%

80,442

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS TRUST COMPANY	80,442	$1,912,106	100.0%	Defined

SMH CAPITAL ADVISORS INC

$1,903,311

0.45%

80,072

Truvestments Capital LLC

$1,869,914

0.44%

78,667

CANADA LIFE ASSURANCE Co

$1,852,586

0.44%

77,938

Balyasny Asset Management L.P.

$1,834,876

0.43%

77,193

Militia Capital Management LLC

$1,782,750

0.42%

75,000

Legacy Capital Wealth Partners, LLC

$1,774,501

0.42%

74,653

DENALI ADVISORS LLC

$1,711,772

0.41%

72,014

B. Riley Wealth Advisors, Inc.

$1,658,551

0.39%

69,775

BNP PARIBAS ARBITRAGE, SA

$1,583,438

0.38%

66,615

COZAD ASSET MANAGEMENT INC

$1,571,981

0.37%

66,133

Kestra Advisory Services, LLC

$1,537,990

0.36%

64,703

Cambridge Investment Research Advisors, Inc.

$1,504,427

0.36%

63,291

Hennion & Walsh Asset Management, Inc.

$1,482,629

0.35%

62,374

Moerus Capital Management LLC

$1,466,561

0.35%

61,698

INDEPENDENT FINANCIAL GROUP, LLC

$1,405,163

0.33%

59,115

JANE STREET GROUP, LLC

$1,357,646

0.32%

57,116

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	26,541	$630,879	46.5%	Defined
Jane Street Global Trading, LLC	30,575	$726,767	53.5%	Defined

CITADEL ADVISORS LLC

$1,252,679

0.30%

52,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	52,700	$1,252,679	100.0%	Defined

Mariner, LLC

$1,218,402

0.29%

51,258

Catalyst Capital Advisors LLC

$1,164,730

0.28%

49,000

Bayshore Capital Advisors, LLC

$1,148,566

0.27%

48,320

VOLORIDGE INVESTMENT MANAGEMENT, LLC

$1,075,758

0.25%

45,257

Quantbot Technologies LP

$1,032,925

0.24%

43,455

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	43,455	$1,032,925	100.0%	Sole

ROYAL BANK OF CANADA

$1,015,478

0.24%

42,721

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	42,721	$1,015,478	100.0%	Defined

Symphony Financial, Ltd. Co.

$1,002,000

0.24%

42,154

Cornerstone Wealth Management, LLC

$970,125

0.23%

40,813

NAVELLIER & ASSOCIATES INC

$924,272

0.22%

38,884

Brookstone Capital Management

$919,827

0.22%

38,697

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$903,260

0.21%

38,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	38,000	$903,260	100.0%	Other

Janney Montgomery Scott LLC

$890,067

0.21%

37,445

CALDWELL SUTTER CAPITAL, INC.

$870,409

0.21%

36,618

COMMONWEALTH EQUITY SERVICES, LLC

$860,545

0.20%

36,203

GUGGENHEIM CAPITAL LLC

$749,943

0.18%

31,550

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GUGGENHEIM FUNDS DISTRIBUTORS, LLC	31,550	$749,943	100.0%	Defined

AlphaCore Capital LLC

$749,848

0.18%

31,546

OCCUDO QUANTITATIVE STRATEGIES LP

$725,698

0.17%

30,530

JANE STREET GROUP, LLC

$722,608

0.17%

30,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	30,400	$722,608	100.0%	Defined

Greenland Capital Management LP

$689,330

0.16%

29,000

OSAIC HOLDINGS, INC.

$654,506

0.16%

27,535

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	23,514	$558,927	85.4%	Defined
OSAIC INSTITUTIONS, INC.	221	$5,253	0.8%	Defined
Osaic Advisory Services, LLC	3,800	$90,326	13.8%	Defined

GEN Financial Management, INC.

$631,545

0.15%

26,569

Jump Financial, LLC

$627,646

0.15%

26,405

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jump Trading Holdings, LLC	605	$14,380	2.3%	Defined
Leap GP LLC joint	25,800	$613,266	97.7%	Defined

NORTHERN TRUST CORP

$621,751

0.15%

26,157

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	19,105	$454,125	73.0%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	7,052	$167,626	27.0%	Defined

JANE STREET GROUP, LLC

$594,250

0.14%

25,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	25,000	$594,250	100.0%	Defined

MILLENNIUM MANAGEMENT LLC

$581,913

0.14%

24,481

Arlington Capital Management, Inc.

$575,281

0.14%

24,202

Invesco Ltd.

$570,693

0.14%

24,009

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Capital Management LLC	24,009	$570,693	100.0%	Defined

GOLDMAN SACHS GROUP INC

$554,126

0.13%

23,312

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	23,312	$554,126	100.0%	Defined

Apollon Wealth Management, LLC

$539,127

0.13%

22,681

CITADEL ADVISORS LLC

$537,202

0.13%

22,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	22,600	$537,202	100.0%	Defined

Mraz, Amerine & Associates, Inc.

$522,440

0.12%

21,979

GSA CAPITAL PARTNERS LLP

$518,471

0.12%

21,812

Zuckerman Investment Group, LLC

$507,988

0.12%

21,371

Closed-End Fund Advisors, Inc.

$463,205

0.11%

19,487

WEDBUSH SECURITIES INC

$458,190

0.11%

19,276

&PARTNERS

$438,033

0.10%

18,428

1900 WEALTH MANAGEMENT LLC

$434,325

0.10%

18,272

LBMC INVESTMENT ADVISORS, LLC

$433,802

0.10%

18,250

Key facts CIK 17313 CUSIP 140501107 13F (30d) 131 filings 127 filers Visit website Investor relations