SANDERS MORRIS HARRIS LLC
Broker-dealerRegulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Schedule 13D/13G stakes
Stakes of 5% or more disclosed on Schedule 13D or 13G, each on the filer's latest filing for the security. These are event-dated stakes, not the quarter-end 13F portfolio below.
| Company | Schedule | Event date | Filed | Shares | % of class | Status |
|---|---|---|---|---|---|---|
| MSIF Msc Income Fund, Inc. | 13G | Jul 17, 2026 | 4mo | 2,317,887 | 5.08% | Current |
| SNYR now SNYRQ Synergy CHC Corp. | 13G | Oct 25, 2024 | 2y | 396,000 | 5.24% | Unconfirmed since Oct 25, 2024 |
| MSAI MultiSensor AI Holdings, Inc. | 13G/A | Jul 2, 2024 | 2y | 72,470 | 20.9% | Unconfirmed since Jul 2, 2024 |
A 13D or 13G stays in force until its filer amends it and no amendment is due without a material change, so a stake with no filing in 24 months reads unconfirmed, never sold. An amendment reporting under 5% ends the filer's duty to amend, not necessarily the holding. Shares are restated onto today's split basis.
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.
Closest benchmark: the S&P 500 as of 2026-06-30, active share 72.7%; sector active share 44.4% against the combined 13F book's sector weights.
Over time 26 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+. Stocks and the top 10 weight count issuers: share classes of one company are one stock, and options are left out, so they can differ from the position count and top 10 concentration of GetInstitutionSummary and GetInstitutionPortfolio, which count each listed share class.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
321 common stock positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026Portfolio Trend
Sector Breakdown
Common stock positions · as of Sep 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Technology | 26.9% | $188,287,168 |
| Unclassified | 18.0% | $126,063,836 |
| Financial Services | 17.3% | $121,090,201 |
| Energy | 9.7% | $67,739,222 |
| Healthcare | 6.7% | $46,812,170 |
| Industrials | 5.9% | $41,617,990 |
| Communication Services | 4.4% | $30,533,312 |
| Consumer Cyclical | 4.3% | $29,962,655 |
| Consumer Defensive | 3.7% | $25,786,571 |
| Basic Materials | 1.7% | $11,975,527 |
| Utilities | 1.2% | $8,270,603 |
| Real Estate | 0.3% | $1,949,944 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| MSIF | Msc Income Fund, Inc. | +644,717 | 2,908,143 | $34,228,843 | |
| NVDA | Nvidia Corp | +150,503 | 177,086 | $40,442,900 | |
| T | At&T Inc. | +50,918 | 138,902 | $3,389,208 | |
| AAPL | Apple Inc. | +48,347 | 105,948 | $35,282,802 | |
| KMI | Kinder Morgan, Inc. | +35,093 | 41,722 | $1,257,918 | |
| AMD | Advanced Micro Devices Inc | +31,105 | 35,272 | $21,577,998 | |
| DWSN | Dawson Geophysical Co | +25,000 | 45,000 | $125,550 | |
| ORCL | Oracle Corp | +23,499 | 29,249 | $4,015,887 | |
| ABBV | AbbVie Inc. | +18,555 | 20,463 | $5,352,916 | |
| PM | Philip Morris International Inc. | +15,701 | 52,001 | $9,922,830 | |
| AMZN | Amazon Com Inc | +13,254 | 16,924 | $4,216,614 | |
| VZ | Verizon Communications Inc | +12,810 | 20,885 | $957,994 | |
| MO | Altria Group, Inc. | +11,483 | 69,438 | $4,675,954 | |
| JPM | Jpmorgan Chase & Co | +10,314 | 20,094 | $6,647,698 | |
| MSFT | Microsoft Corp | +8,986 | 13,874 | $7,115,974 | |
| HD | Home Depot, Inc. | +8,966 | 13,073 | $3,719,137 | |
| PFE | Pfizer Inc | +8,903 | 26,652 | $760,115 | |
| PG | PROCTER & GAMBLE Co | +7,034 | 9,329 | $1,355,317 | |
| KOS | Kosmos Energy Ltd. | +7,000 | 78,000 | $198,120 | |
| MRK | Merck & Co., Inc. | +6,296 | 7,874 | $1,144,170 | |
| TXN | Texas Instruments Inc | +5,694 | 6,471 | $1,812,462 | |
| JNJ | Johnson & Johnson | +5,329 | 8,197 | $2,170,073 | |
| CRM | Salesforce, Inc. | +5,320 | 7,367 | $1,691,242 | |
| KO | Coca Cola Co | +3,726 | 20,291 | $1,746,649 | |
| OKE | Oneok Inc | +3,360 | 9,139 | $779,282 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| CSWC | Capital Southwest Corp | −94,298 | 665,694 | $15,397,502 | |
| RSVR | Reservoir Media, Inc. | −54,344 | 127,091 | $1,204,822 | |
| BX | Blackstone Inc. | −28,461 | 93,487 | $10,478,957 | |
| SCHW | Schwab Charles Corp | −6,000 | 4,250 | $415,395 | |
| DINO | HF Sinclair Corp | −3,600 | 4,023 | $431,748 | |
| FRMI | Fermi Inc. | −3,000 | 60,000 | $252,600 | |
| SHIM | Shimmick Corp | −2,200 | 366,100 | $1,087,317 | |
| BAC | Bank Of America Corp | −1,750 | 6,256 | $340,514 | |
| SNOW | Snowflake Inc. | −1,337 | 750 | $254,670 | |
| MAIN | Main Street Capital CORP | −636 | 198,923 | $10,950,711 | |
| NSC | Norfolk Southern Corp | −30 | 1,000 | $309,000 | |
| SEB | Seaboard Corp | −7 | 56 | $221,088 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| QQQ | Invesco Qqq Trust, Series 1 | 44,153 | $32,663,064 | |
| EPD | Enterprise Products Partners L.P. | 763,555 | $27,190,193 | |
| TLT | iShares 20+ Year Treasury Bond ETF | 285,000 | $22,167,300 | |
| MDY | Spdr S&P Midcap 400 ETF Trust | 22,988 | $15,096,449 | |
| LRCX | Lam Research Corp | 42,420 | $13,935,394 | |
| VXUS | Vanguard Total International Stock ETF | 134,296 | $11,409,788 | |
| AMLP | Alerian MLP ETF | 193,900 | $10,057,593 | |
| CTAS | Cintas Corp | 48,969 | $9,551,893 | |
| GS | Goldman Sachs Group Inc | 10,144 | $9,133,251 | |
| AVGO | Broadcom Inc. | 25,969 | $9,120,053 | |
| VCIT | VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND | 86,749 | $6,793,314 | |
| BRK-A | Berkshire Hathaway Inc | 9 | $6,723,045 | |
| GOOG | Alphabet Inc. | 19,682 | $6,706,444 | |
| VOXR | Vox Royalty Corp. | 1,207,097 | $6,059,626 | |
| PSUS | Pershing Square USA, Ltd. | 161,155 | $5,978,850 | |
| SCHD | Schwab U.S. Dividend Equity ETF | 175,751 | $5,717,180 | |
| ALAB | Astera Labs, Inc. | 13,544 | $4,821,257 | |
| TEAM | Atlassian Corp | 25,900 | $4,643,611 | |
| TLN | Talen Energy Corp | 14,595 | $4,563,710 | |
| SPY | Spdr S&P 500 ETF Trust | 5,801 | $4,424,016 | |
| META | Meta Platforms, Inc. | 6,042 | $4,381,537 | |
| TXO | TXO Partners, L.P. | 309,790 | $4,234,829 | |
| GOOGL | Alphabet Inc. | 11,891 | $4,091,455 | |
| SCHH | Schwab U.S. REIT ETF | 160,979 | $3,547,977 | |
| CIEN | Ciena Corp | 9,719 | $3,419,338 | |
| No positions match the current search. | ||||
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| NVDA |
Nvidia Corp
Technology
|
Added | 177,086 | $40,442,900 | 5.78% | |
| AAPL |
Apple Inc.
Technology
|
Added | 105,948 | $35,282,802 | 5.04% | |
| MSIF |
Msc Income Fund, Inc.
Financial Services
|
Added | 2,908,143 | $34,228,843 | 4.89% | |
| QQQ |
Invesco Qqq Trust, Series 1
|
NEW | 44,153 | $32,663,064 | 4.67% | |
| EPD |
Enterprise Products Partners L.P.
Energy
|
NEW | 763,555 | $27,190,193 | 3.88% | |
| TLT |
iShares 20+ Year Treasury Bond ETF
|
NEW | 285,000 | $22,167,300 | 3.17% | |
| AMD |
Advanced Micro Devices Inc
Technology
|
Added | 35,272 | $21,577,998 | 3.08% | |
| CSWC |
Capital Southwest Corp
Financial Services
|
Reduced | 665,694 | $15,397,502 | 2.20% | |
| MDY |
Spdr S&P Midcap 400 ETF Trust
|
NEW | 22,988 | $15,096,449 | 2.16% | |
| LRCX |
Lam Research Corp
Technology
|
NEW | 42,420 | $13,935,394 | 1.99% | |
| XOM |
ExxonMobil Holdings Corp
Energy
|
Added | 80,143 | $13,043,273 | 1.86% | |
| VXUS |
Vanguard Total International Stock ETF
|
NEW | 134,296 | $11,409,788 | 1.63% | |
| MAIN |
Main Street Capital CORP
Financial Services
|
Reduced | 198,923 | $10,950,711 | 1.56% | |
| BX |
Blackstone Inc.
Financial Services
|
Reduced | 93,487 | $10,478,957 | 1.50% | |
| AMLP |
Alerian MLP ETF
|
NEW | 193,900 | $10,057,593 | 1.44% | |
| PM |
Philip Morris International Inc.
Consumer Defensive
|
Added | 52,001 | $9,922,830 | 1.42% | |
| CTAS |
Cintas Corp
Industrials
|
NEW | 48,969 | $9,551,893 | 1.36% | |
| GS |
Goldman Sachs Group Inc
Financial Services
|
NEW | 10,144 | $9,133,251 | 1.30% | |
| AVGO |
Broadcom Inc.
Technology
|
NEW | 25,969 | $9,120,053 | 1.30% | |
| LLY |
ELI LILLY & Co
Healthcare
|
Added | 7,821 | $9,049,522 | 1.29% | |
| MSFT |
Microsoft Corp
Technology
|
Added | 13,874 | $7,115,974 | 1.02% | |
| VCIT |
VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND
|
NEW | 86,749 | $6,793,314 | 0.97% | |
| BRK-A |
Berkshire Hathaway Inc
Financial Services
|
NEW | 9 | $6,723,045 | 0.96% | |
| GOOG |
Alphabet Inc.
Communication Services
|
NEW | 19,682 | $6,706,444 | 0.96% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Added | 20,094 | $6,647,698 | 0.95% | |
| VOXR |
Vox Royalty Corp.
Basic Materials
|
NEW | 1,207,097 | $6,059,626 | 0.87% | |
| PSUS |
Pershing Square USA, Ltd.
Financial Services
|
NEW | 161,155 | $5,978,850 | 0.85% | |
| SCHD |
Schwab U.S. Dividend Equity ETF
|
NEW | 175,751 | $5,717,180 | 0.82% | |
| ABBV |
AbbVie Inc.
Healthcare
|
Added | 20,463 | $5,352,916 | 0.76% | |
| ALAB |
Astera Labs, Inc.
Technology
|
NEW | 13,544 | $4,821,257 | 0.69% | |
| MO |
Altria Group, Inc.
Consumer Defensive
|
Added | 69,438 | $4,675,954 | 0.67% | |
| TEAM |
Atlassian Corp
Technology
|
NEW | 25,900 | $4,643,611 | 0.66% | |
| TLN |
Talen Energy Corp
Utilities
|
NEW | 14,595 | $4,563,710 | 0.65% | |
| SPY |
Spdr S&P 500 ETF Trust
|
NEW | 5,801 | $4,424,016 | 0.63% | |
| META |
Meta Platforms, Inc.
Communication Services
|
NEW | 6,042 | $4,381,537 | 0.63% | |
| TXO |
TXO Partners, L.P.
Energy
|
NEW | 309,790 | $4,234,829 | 0.60% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Added | 16,924 | $4,216,614 | 0.60% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
NEW | 11,891 | $4,091,455 | 0.58% | |
| ORCL |
Oracle Corp
Technology
|
Added | 29,249 | $4,015,887 | 0.57% | |
| HD |
Home Depot, Inc.
Consumer Cyclical
|
Added | 13,073 | $3,719,137 | 0.53% | |
| SCHH |
Schwab U.S. REIT ETF
|
NEW | 160,979 | $3,547,977 | 0.51% | |
| CIEN |
Ciena Corp
Technology
|
NEW | 9,719 | $3,419,338 | 0.49% | |
| KLAC |
Kla Corp
Technology
|
NEW | 17,500 | $3,411,275 | 0.49% | |
| T |
At&T Inc.
Communication Services
|
Added | 138,902 | $3,389,208 | 0.48% | |
| SPCX |
Space Exploration Technologies Corp
Industrials
|
NEW | 22,448 | $3,386,505 | 0.48% | |
| V |
Visa Inc.
Financial Services
|
NEW | 9,402 | $3,378,420 | 0.48% | |
| RKLB |
Rocket Lab Corp
Industrials
|
Added | 47,078 | $3,280,395 | 0.47% | |
| NRG |
Nrg Energy, Inc.
Utilities
|
NEW | 32,826 | $3,139,806 | 0.45% | |
| LITE |
Lumentum Holdings Inc.
Technology
|
NEW | 3,178 | $3,086,664 | 0.44% | |
| LOW |
Lowes Companies Inc
Consumer Cyclical
|
NEW | 16,579 | $3,055,343 | 0.44% |
Showing the top 50 of 321 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.