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Hercules Capital, Inc.
$15.92 -0.09 (-0.56%) At close · Jul 13
Market Cap
$2.98B
Shares
187,118,590

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

The Jun 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out.
Holders: 358
Total Value: $792,886,303
Total Shares: 53,596,947
Showing 1–100 of 367 holdings by value · page 1 of 4

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 357 13F filers
Top Holder
6.3%
Jun 2023 → Mar 2026 · range 6.3% – 9.4%
of institutional value
Top 5
25.4%
Jun 2023 → Mar 2026 · range 22.4% – 27.9%
of institutional value
Top 10
40.6%
Jun 2023 → Mar 2026 · range 36.6% – 40.9%
of institutional value
HHI
236
Jun 2023 → Mar 2026 · range 209 – 270
Broadly held
Showing 100 of 367
All Common Calls Puts
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Holder Value (USD) % of 13F Shares Open
Mid Sound Income Strategies, LLC $49,952,996 6.30% 3,382,058
Mega VAN ECK ASSOCIATES CORP $46,731,998 5.89% 3,163,981
Mega UBS Group AG $36,836,261 4.65% 2,493,992
Mega TWO SIGMA INVESTMENTS, LP $34,338,167 4.33% 2,324,859
Large Qube Research & Technologies Ltd $33,022,027 4.16% 2,235,750
Mega LPL Financial LLC $26,522,149 3.35% 1,795,677
Mega D. E. Shaw & Co., Inc. $22,878,139 2.89% 1,548,960
Mega Legal & General Group Plc $22,135,104 2.79% 1,498,653
Small Muzinich & Co., Inc. $19,941,346 2.52% 1,350,125
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP $19,741,582 2.49% 1,336,600
Mega MORGAN STANLEY $18,678,374 2.36% 1,264,616
Mega FRANKLIN RESOURCES INC $16,771,172 2.12% 1,135,489
Mega Sumitomo Mitsui Trust Group, Inc. $15,144,227 1.91% 1,025,337
Mega MILLENNIUM MANAGEMENT LLC $14,550,813 1.84% 985,160
Small TECTONIC ADVISORS LLC $13,191,115 1.66% 893,102
Mega JPMORGAN CHASE & CO $12,976,921 1.64% 878,600
Mid Advisors Capital Management, LLC $12,646,310 1.59% 856,216
Mega BlackRock, Inc. $12,629,116 1.59% 855,052
Mega CITADEL ADVISORS LLC $12,043,236 1.52% 815,385
Small Melia Wealth LLC $11,811,687 1.49% 799,708
Mid ARES MANAGEMENT LLC $11,470,470 1.45% 776,606
Mega WELLS FARGO & COMPANY/MN $11,065,786 1.40% 749,207
Small Gilman Hill Asset Management, LLC $10,198,175 1.29% 646,682
Large STIFEL FINANCIAL CORP $7,410,522 0.93% 501,728
Mega ROYAL BANK OF CANADA Bank $7,331,915 0.92% 496,406
Large HRT FINANCIAL LP $7,315,256 0.92% 495,278
Mega RAYMOND JAMES FINANCIAL INC $7,038,909 0.89% 476,568
Mid Border to Coast Pensions Partnership Ltd Pension $7,015,750 0.88% 475,000
Large Trexquant Investment LP $6,949,890 0.88% 470,541
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP $6,536,773 0.82% 442,571
Mega AMERIPRISE FINANCIAL INC $6,470,395 0.82% 438,077
Mid Engineers Gate Manager LP $5,789,426 0.73% 391,972
Mega GOLDMAN SACHS GROUP INC $5,677,173 0.72% 384,372
Mid D.A. DAVIDSON & CO. $4,776,573 0.60% 323,397
Mid Advisors Asset Management, Inc. $4,534,626 0.57% 307,016
Mega NEUBERGER BERMAN GROUP LLC $4,455,710 0.56% 301,673
Large VOLORIDGE INVESTMENT MANAGEMENT, LLC $4,448,325 0.56% 301,173
Large Jefferies Financial Group Inc. $4,376,351 0.55% 296,300
Mid CONFLUENCE INVESTMENT MANAGEMENT LLC $4,355,389 0.55% 276,182
Mega CITADEL ADVISORS LLC $4,140,031 0.52% 280,300
Small FJ Capital Management LLC $4,101,126 0.52% 277,666
Mega CITADEL ADVISORS LLC $3,914,050 0.49% 265,000
Large Cetera Investment Advisers $3,790,292 0.48% 256,621
Mega CITIGROUP INC $3,692,500 0.47% 250,000
Mega BARCLAYS PLC $3,548,787 0.45% 240,270
Mega PNC FINANCIAL SERVICES GROUP, INC. $3,457,538 0.44% 234,092
Mega BANK OF AMERICA CORP /DE/ Bank $3,352,936 0.42% 227,010
Small DENALI ADVISORS LLC $3,313,649 0.42% 224,350
Mega STATE STREET CORP $3,296,250 0.42% 223,172
Large COMMONWEALTH EQUITY SERVICES, LLC $3,151,120 0.40% 213,346
Small Naviter Wealth, LLC $3,108,272 0.39% 210,445
Mid ELEVATION POINT WEALTH PARTNERS, LLC $3,047,095 0.38% 206,303
Large Cerity Partners LLC $2,923,971 0.37% 197,967
Mid Jump Financial, LLC $2,898,952 0.37% 196,273
Mega BNP PARIBAS ARBITRAGE, SA $2,855,188 0.36% 193,310
Large BLAIR WILLIAM & CO/IL $2,823,920 0.36% 191,193
Small Waterloo Capital, L.P. $2,758,445 0.35% 186,760
Large CANADA LIFE ASSURANCE Co Insurance $2,726,246 0.34% 184,580
Small FAS Wealth Partners, Inc. $2,669,766 0.34% 180,756
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP $2,580,319 0.33% 174,700
Mega JANE STREET GROUP, LLC $2,538,963 0.32% 171,900
Small Taylor Frigon Capital Management LLC $2,340,912 0.30% 158,491
Large Cambridge Investment Research Advisors, Inc. $2,320,322 0.29% 157,097
Large Balyasny Asset Management L.P. $2,244,153 0.28% 151,940
Mid Apollon Wealth Management, LLC $2,242,026 0.28% 151,796
Mega Bank of New York Mellon Corp Bank $2,133,657 0.27% 144,459
Small SHARPEPOINT LLC $2,104,547 0.27% 142,488
Large Rockefeller Capital Management L.P. $2,098,240 0.26% 142,061
Small Rare Wolf Capital LLC $1,931,487 0.24% 130,771
Large Schonfeld Strategic Advisors LLC $1,898,668 0.24% 128,549
Micro Significant Wealth Partners LLC $1,848,258 0.23% 125,136
Mid INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC $1,841,479 0.23% 124,677
Large LAZARD ASSET MANAGEMENT LLC $1,836,693 0.23% 124,353
Mid Brevan Howard Capital Management LP $1,803,092 0.23% 122,078
Large NATIXIS $1,752,224 0.22% 118,634
Mid PFG Investments, LLC $1,678,994 0.21% 113,676
Large CIBC Bancorp USA Inc. Bank $1,643,545 0.21% 111,276
Large Jefferies Financial Group Inc. $1,629,131 0.21% 110,300
Large PEAK6 LLC $1,611,407 0.20% 109,100
Mid MATHER GROUP, LLC. $1,611,170 0.20% 109,084
Mid XTX Topco Ltd $1,594,805 0.20% 107,976
Small CENTAURUS FINANCIAL, INC. $1,587,656 0.20% 107,492
Large Lansforsakringar Fondforvaltning AB (publ) $1,579,090 0.20% 106,912
Small S&T Bank/PA $1,570,271 0.20% 106,315
Micro Triad Investment Management $1,544,395 0.19% 104,563
Mid Private Advisor Group, LLC $1,544,070 0.19% 104,541
Mid GROUP ONE TRADING LLC $1,505,653 0.19% 101,940
Mid IHT Wealth Management, LLC $1,490,219 0.19% 100,895
Mid AE Wealth Management LLC $1,487,235 0.19% 100,693
Large OSAIC HOLDINGS, INC. $1,480,706 0.19% 100,251
Small Legacy Capital Wealth Partners, LLC $1,452,378 0.18% 98,333
Mid RIVERBRIDGE PARTNERS LLC $1,434,959 0.18% 90,993
Micro PENNINGTON PARTNERS & CO., LLC $1,428,259 0.18% 96,700
Small NATIONS FINANCIAL GROUP INC, /IA/ /ADV $1,397,478 0.18% 94,616
Small Truvestments Capital LLC $1,384,746 0.17% 93,754
Large Jefferies Financial Group Inc. $1,362,237 0.17% 92,230
Mega NORTHERN TRUST CORP Bank $1,273,660 0.16% 86,233
Mid INDEPENDENT FINANCIAL GROUP, LLC $1,245,834 0.16% 84,349
Large Steward Partners Investment Advisory, LLC $1,211,464 0.15% 82,022
Small Triumph Capital Management $1,209,101 0.15% 81,862
Key facts CIK 1280784 CUSIP 427096508 13F (30d) 25 filings 24 filers Visit website Investor relations

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