HTGC · Hercules Capital, Inc. · Shareholders & Ownership

$16.26 -0.02 (-0.12%)

Market Cap

$3.05B

187.16M

Volume · Oct 21 677.22K Avg daily vol (3M) 1.43M

Every disclosed holder of HTGC in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.

How the holder list picks a filing →

Who Owns HTGC

13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions

Holder group	Holders	Shares	% Out	Summed
Institutional (13F)	337	54,585,990	29.16%	Yes
Insiders (Forms 3, 4, 5)	13	3,669,438	1.96%	Yes
13D/G-only blocks	0	0	0.00%	Yes
Remaining	—	128,908,572	68.87%	Rest
Registered funds (N-PORT, not summed)	14	5,383,154	2.88%	No

Shares outstanding: 187,164,000, the issuer's latest cover-page count restated onto today's split basis.

13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.

Holders of HTGC

One row per holder Every filing By ultimate parent

All 13F Funds Insiders 13D/G Non-US

#	Holder	Shares	% Out	Change	As of	Notes
1	VAN ECK ASSOCIATES CORP 13F CIK 869178 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	3,877,634	2.07%	+713,653	Jun 30, 2026	carried, not yet filed for the newest quarter
2	Sound Income Strategies, LLC 13F CIK 1730960 · Registered investment adviser · Sep 30, 2026	3,777,695	2.02%	+110,177	Sep 30, 2026
3	VanEck BDC Income ETF Fund S000033466 · Registered fund · Jun 30, 2026 VanEck ETF Trust, not summed	3,161,403	1.69%	+595,734	Jun 30, 2026	VanEck ETF Trust, not summed
4	CITADEL ADVISORS LLC 13F CIK 1423053 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	2,937,122	1.57%	+2,121,737	Jun 30, 2026	carried, not yet filed for the newest quarter
5	UBS Group AG 13F CIK 1610520 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	2,645,744	1.41%	+151,752	Jun 30, 2026	carried, not yet filed for the newest quarter
6	Pandowealth. LLC 13F CIK 2143045 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	2,507,600	1.34%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
7	Bluestein Scott Insider CIK 1505910 · Oct 9, 2026 Chief Executive Officer, issuer-wide	2,455,200	1.31%	-20,393	Oct 9, 2026	Chief Executive Officer, issuer-wide
8	TWO SIGMA INVESTMENTS, LP 13F CIK 1179392 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	2,265,824	1.21%	-59,035	Jun 30, 2026	carried, not yet filed for the newest quarter
9	LPL Financial LLC 13F CIK 1403438 · Broker-dealer · Jun 30, 2026 carried, not yet filed for the newest quarter	1,857,272	0.99%	+61,595	Jun 30, 2026	carried, not yet filed for the newest quarter
10	MORGAN STANLEY 13F CIK 895421 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	1,812,484	0.97%	+547,868	Jun 30, 2026	carried, not yet filed for the newest quarter
11	Legal & General Group Plc 13F CIK 764068 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	1,681,333	0.90%	+182,680	Jun 30, 2026	carried, not yet filed for the newest quarter
12	FRANKLIN RESOURCES INC 13F CIK 38777 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,383,905	0.74%	+248,416	Jun 30, 2026	carried, not yet filed for the newest quarter
12.1	Putnam BDC Income ETF Fund S000077137 · Registered fund · Jul 31, 2026 Putnam ETF Trust, not summed	1,483,706	0.79%	+269,969	Jul 31, 2026	Putnam ETF Trust, not summed
13	D. E. Shaw & Co., Inc. 13F CIK 1009207 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	1,373,460	0.73%	-175,500	Jun 30, 2026	carried, not yet filed for the newest quarter
14	Muzinich & Co., Inc. 13F CIK 1618824 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,357,013	0.73%	+6,888	Jun 30, 2026	carried, not yet filed for the newest quarter
15	Sumitomo Mitsui Trust Group, Inc. 13F CIK 1475365 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	1,027,434	0.55%	+2,097	Jun 30, 2026	carried, not yet filed for the newest quarter
16	TECTONIC ADVISORS LLC 13F CIK 1859918 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,006,408	0.54%	+113,306	Jun 30, 2026	carried, not yet filed for the newest quarter
17	BlackRock, Inc. 13F CIK 2012383 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	924,105	0.49%	+69,053	Jun 30, 2026	carried, not yet filed for the newest quarter
18	Advisors Capital Management, LLC 13F CIK 1345576 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	919,542	0.49%	+63,326	Jun 30, 2026	carried, not yet filed for the newest quarter
19	JPMORGAN CHASE & CO 13F CIK 19617 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	837,561	0.45%	-41,039	Jun 30, 2026	carried, not yet filed for the newest quarter
20	ARES MANAGEMENT LLC 13F CIK 1259313 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	776,606	0.41%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
21	WELLS FARGO & COMPANY/MN 13F CIK 72971 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	735,367	0.39%	-13,840	Jun 30, 2026	carried, not yet filed for the newest quarter
22	Qube Research & Technologies Ltd 13F CIK 1729829 · Exempt reporting adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	694,341	0.37%	-1,541,409	Jun 30, 2026	carried, not yet filed for the newest quarter
23	Gilman Hill Asset Management, LLC 13F CIK 1551969 · Registered investment adviser · Sep 30, 2026	649,397	0.35%	+2,715	Sep 30, 2026
24	HRT FINANCIAL LP 13F CIK 1475597 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	613,003	0.33%	+117,725	Jun 30, 2026	carried, not yet filed for the newest quarter
25	Border to Coast Pensions Partnership Ltd 13F CIK 1876496 · Unknown · Sep 30, 2026	600,000	0.32%	0	Sep 30, 2026
26	Melia Wealth LLC 13F CIK 1964047 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	553,874	0.30%	-245,834	Jun 30, 2026	carried, not yet filed for the newest quarter
27	RAYMOND JAMES FINANCIAL INC 13F CIK 720005 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	532,094	0.28%	+55,526	Jun 30, 2026	carried, not yet filed for the newest quarter
28	STIFEL FINANCIAL CORP 13F CIK 720672 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	486,419	0.26%	-15,309	Jun 30, 2026	carried, not yet filed for the newest quarter
29	AMERIPRISE FINANCIAL INC 13F CIK 820027 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	485,156	0.26%	+47,079	Jun 30, 2026	carried, not yet filed for the newest quarter
30	ROYAL BANK OF CANADA 13F CIK 1000275 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	460,546	0.25%	-35,860	Jun 30, 2026	carried, not yet filed for the newest quarter
31	Meyer Seth H Insider CIK 1768773 · Oct 9, 2026 Chief Financial Officer, issuer-wide	429,131	0.23%	-6,469	Oct 9, 2026	Chief Financial Officer, issuer-wide
32	SUSQUEHANNA INTERNATIONAL GROUP, LLP 13F CIK 1446194 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	338,271	0.18%	-104,300	Jun 30, 2026	carried, not yet filed for the newest quarter
33	D.A. DAVIDSON & CO. 13F CIK 1080107 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	335,890	0.18%	+12,493	Jun 30, 2026	carried, not yet filed for the newest quarter
34	Janney Montgomery Scott LLC 13F CIK 1329948 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	329,090	0.18%	+329,090	Jun 30, 2026	carried, not yet filed for the newest quarter
35	NEUBERGER BERMAN GROUP LLC 13F CIK 1465109 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	304,573	0.16%	+2,900	Jun 30, 2026	carried, not yet filed for the newest quarter
36	Advisors Asset Management, Inc. 13F CIK 1297376 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	291,401	0.16%	-15,615	Jun 30, 2026	carried, not yet filed for the newest quarter
37	CONFLUENCE INVESTMENT MANAGEMENT LLC 13F CIK 1442056 · Registered investment adviser · Sep 30, 2026	283,759	0.15%	+7,577	Sep 30, 2026
38	GOLDMAN SACHS GROUP INC 13F CIK 886982 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	264,223	0.14%	-120,149	Jun 30, 2026	carried, not yet filed for the newest quarter
39	STATE STREET CORP 13F CIK 93751 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	262,521	0.14%	+39,349	Jun 30, 2026	carried, not yet filed for the newest quarter
40	BANK OF AMERICA CORP /DE/ 13F CIK 70858 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	259,640	0.14%	+32,630	Jun 30, 2026	carried, not yet filed for the newest quarter
41	Cetera Investment Advisers 13F CIK 1666741 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	257,002	0.14%	+381	Jun 30, 2026	carried, not yet filed for the newest quarter
42	FJ Capital Management LLC 13F CIK 1599170 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	249,039	0.13%	-28,627	Jun 30, 2026	carried, not yet filed for the newest quarter
43	INDEPENDENT FINANCIAL GROUP, LLC 13F CIK 275484 · Registered investment adviser · Sep 30, 2026	241,026	0.13%	+101,568	Sep 30, 2026
44	Balyasny Asset Management L.P. 13F CIK 1218710 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	232,700	0.12%	+80,760	Jun 30, 2026	carried, not yet filed for the newest quarter
45	PNC FINANCIAL SERVICES GROUP, INC. 13F CIK 713676 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	230,585	0.12%	-3,507	Jun 30, 2026	carried, not yet filed for the newest quarter
46	FT Confluence BDC & Specialty Finance Income ETF Fund S000090298 · Registered fund · May 31, 2026 First Trust Exchange-Traded Fund VIII, not summed	229,506	0.12%	+5,699	May 31, 2026	First Trust Exchange-Traded Fund VIII, not summed
47	Cerity Partners LLC 13F CIK 1566475 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	217,753	0.12%	+19,786	Jun 30, 2026	carried, not yet filed for the newest quarter
48	Naviter Wealth, LLC 13F CIK 1855567 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	217,666	0.12%	+7,221	Jun 30, 2026	carried, not yet filed for the newest quarter
49	CANADA LIFE ASSURANCE Co 13F CIK 1046192 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	211,479	0.11%	+26,899	Jun 30, 2026	carried, not yet filed for the newest quarter
50	DENALI ADVISORS LLC 13F CIK 1142941 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	210,633	0.11%	-13,717	Jun 30, 2026	carried, not yet filed for the newest quarter

Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.

Showing 1–50 of 354 holders

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Key facts CIK 1280784 CUSIP 427096508 13F (30d) 60 filings 60 filers Visit website Investor relations