HTGC · Hercules Capital, Inc.
Market Cap
$3.28B
Shares
187.16M
Fails to deliver — shares from a trade that were not delivered to the buyer by the settlement date — published by the SEC twice a month. Persistent fails can reflect settlement problems or naked short selling.
Fails to Deliver History
| Settlement Date | Quantity | Price | Value |
|---|---|---|---|
| 2026-08-14 | 15,681 | $16.93 | $265,479 |
| 2026-08-13 | 347 | $16.60 | $5,760 |
| 2026-08-12 | 14 | $16.67 | $233 |
| 2026-08-11 | 91,567 | $17.17 | $1,572,205 |
| 2026-08-10 | 54,009 | $17.25 | $931,655 |
| 2026-08-07 | 138,029 | $17.05 | $2,353,394 |
| 2026-08-06 | 8,576 | $16.69 | $143,133 |
| 2026-08-05 | 18,723 | $16.88 | $316,044 |
| 2026-08-04 | 21,948 | $16.81 | $368,946 |
| 2026-08-03 | 69 | $16.42 | $1,133 |
| 2026-07-29 | 5,063 | $16.24 | $82,223 |
| 2026-07-27 | 874 | $15.73 | $13,748 |
| 2026-07-23 | 65 | $15.93 | $1,035 |
| 2026-07-22 | 20,459 | $16.13 | $330,004 |
| 2026-07-21 | 12,485 | $16.06 | $200,509 |
| 2026-07-20 | 9,414 | $16.17 | $152,224 |
| 2026-07-17 | 30,332 | $16.37 | $496,535 |
| 2026-07-15 | 6,067 | $16.04 | $97,315 |
| 2026-07-14 | 1,150 | $15.92 | $18,308 |
| 2026-07-09 | 65 | $15.89 | $1,033 |
| 2026-07-08 | 219 | $15.99 | $3,502 |
| 2026-07-07 | 5,061 | $16.05 | $81,229 |
| 2026-07-06 | 19,256 | $15.96 | $307,326 |
| 2026-06-30 | 63,513 | $15.88 | $1,008,586 |
| 2026-06-29 | 37,913 | $15.58 | $590,685 |
| 2026-06-26 | 9,711 | $15.24 | $147,996 |
| 2026-06-25 | 9,011 | $15.15 | $136,517 |
| 2026-06-22 | 9,581 | $15.49 | $148,410 |
| 2026-06-18 | 11,992 | $15.41 | $184,797 |
| 2026-06-17 | 30,283 | $15.65 | $473,929 |
| 2026-06-15 | 931 | $15.50 | $14,431 |
| 2026-06-11 | 9 | $15.50 | $140 |
| 2026-06-10 | 5,168 | $15.45 | $79,846 |
Showing 1–33 of 33 settlements
Key facts
CIK
1280784
CUSIP
427096508
13F (30d)
197 filings
192 filers
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