HTGC · Hercules Capital, Inc. · Fails to Deliver
Market Cap
$3.05B
Shares
187.16M
Volume · Oct 20
859.4K
Avg daily vol (3M)
1.43M
Fails to deliver — shares from a trade that were not delivered to the buyer by the settlement date — published by the SEC twice a month. Persistent fails can reflect settlement problems or naked short selling.
Fails to Deliver History
| Settlement Date | Quantity | Price | Value |
|---|---|---|---|
| 2026-09-30 | 15,176 | $16.97 | $257,537 |
| 2026-09-24 | 308 | $16.97 | $5,227 |
| 2026-09-23 | 408 | $17.22 | $7,026 |
| 2026-09-22 | 11,268 | $17.37 | $195,725 |
| 2026-09-21 | 2,481 | $17.33 | $42,996 |
| 2026-09-18 | 534 | $17.76 | $9,484 |
| 2026-09-17 | 6,612 | $17.57 | $116,173 |
| 2026-09-16 | 55,752 | $17.64 | $983,465 |
| 2026-09-15 | 7,467 | $17.58 | $131,270 |
| 2026-09-14 | 7,249 | $17.41 | $126,205 |
| 2026-09-11 | 7,062 | $17.39 | $122,808 |
| 2026-09-10 | 20,368 | $17.61 | $358,680 |
| 2026-09-09 | 6,700 | $17.72 | $118,724 |
| 2026-09-08 | 2,097 | $17.63 | $36,970 |
| 2026-09-04 | 7,974 | $17.72 | $141,299 |
| 2026-08-31 | 9,331 | $17.48 | $163,106 |
| 2026-08-28 | 39,673 | $17.52 | $695,071 |
| 2026-08-26 | 42 | $17.59 | $739 |
| 2026-08-25 | 84 | $17.50 | $1,470 |
| 2026-08-24 | 1,753 | $17.13 | $30,029 |
| 2026-08-21 | 300 | $17.03 | $5,109 |
| 2026-08-20 | 847 | $16.90 | $14,314 |
| 2026-08-19 | 26 | $16.65 | $433 |
| 2026-08-17 | 15,472 | $16.70 | $258,382 |
| 2026-08-14 | 15,681 | $16.93 | $265,479 |
| 2026-08-13 | 347 | $16.60 | $5,760 |
| 2026-08-12 | 14 | $16.67 | $233 |
| 2026-08-11 | 91,567 | $17.17 | $1,572,205 |
| 2026-08-10 | 54,009 | $17.25 | $931,655 |
| 2026-08-07 | 138,029 | $17.05 | $2,353,394 |
| 2026-08-06 | 8,576 | $16.69 | $143,133 |
| 2026-08-05 | 18,723 | $16.88 | $316,044 |
| 2026-08-04 | 21,948 | $16.81 | $368,946 |
| 2026-08-03 | 69 | $16.42 | $1,133 |
| 2026-07-29 | 5,063 | $16.24 | $82,223 |
| 2026-07-27 | 874 | $15.73 | $13,748 |
| 2026-07-23 | 65 | $15.93 | $1,035 |
| 2026-07-22 | 20,459 | $16.13 | $330,004 |
| 2026-07-21 | 12,485 | $16.06 | $200,509 |
Showing 1–39 of 39 settlements
Key facts
CIK
1280784
CUSIP
427096508
13F (30d)
60 filings
60 filers
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