Sound Income Strategies, LLC

Registered adviser

CIK

1730960

Location

Ft Lauderdale, FL

Portfolio Value

Mid $2,084,942,253

Diversification

Diversified

Filing Date

Global Rank

#1,492 / 8,817 ▼ 56 · as of Jun 2026

Top Industry

Asset Management 30.3%

Period ended 27 days ago

Filed Oct 9, 2026 · 18d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 173272

Roster of Oct 1, 2026

Regulatory AUM

$4,181,062,401

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Feb 2026 to Oct 2026	$4,181,062,401	Individuals and high net worth (100%)
Dec 2025 to Jan 2026	$4,038,151,245	Individuals and high net worth (100%)
Feb 2025 to Sep 2025	$3,494,958,391	Individuals and high net worth (100%)
Jun 2024 to Jan 2025	$3,001,156,459	Individuals and high net worth (100%)
Feb 2024 to May 2024	$2,668,864,096	Individuals and high net worth (100%)
May 2023 to Jan 2024	$2,039,250,887	Individuals and high net worth (100%)

5 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 24.1%, 82.9 effective positions, active share 76.3% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

22.1% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 19.3 quarters (12+), a floor since 52.2% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 76.3%; sector active share 38.9% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

477 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

5.0%

+1.0 pts

Top 5

16.0%

+2.2 pts

Top 10

25.0%

+1.0 pts

HHI

129

Diversified+8

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Financial Services	28.6%	$595,803,364	63
Unclassified	22.2%	$462,490,861	207
Real Estate	10.0%	$208,831,461	21
Technology	9.2%	$191,268,611	40
Consumer Cyclical	6.1%	$127,024,017	25
Healthcare	5.6%	$117,388,113	25
Energy	4.8%	$99,183,225	15
Communication Services	4.1%	$86,416,489	12
Consumer Defensive	4.1%	$86,192,557	22
Industrials	3.1%	$63,830,250	28
Utilities	1.6%	$33,542,040	12
Basic Materials	0.6%	$12,971,265	7

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
FDUS	FIDUS INVESTMENT Corp	+2,120,925	2,193,829	$42,275,084
SLRC	SLR Investment Corp.	+1,607,550	1,629,154	$18,881,894
OBDC	Blue Owl Capital Corp	+1,345,081	5,549,823	$58,217,643
VICI	Vici Properties Inc.	+553,279	1,280,017	$29,401,990
ARCC	Ares Capital Corp	+428,682	3,195,050	$61,025,455
PGHY	Invesco Global ex-US High Yield Corporate Bond ETF	+279,677	1,039,260	$19,839,473
OHI	Omega Healthcare Investors Inc	+220,389	234,027	$10,837,790
T	At&T Inc.	+124,997	754,818	$18,417,559
HTGC	Hercules Capital, Inc.	+110,177	3,777,695	$63,503,052
SBRA	Sabra Health Care REIT, Inc.	+80,453	1,051,751	$20,740,529
PRGO	PERRIGO Co plc	+60,838	1,615,467	$23,844,292
TSN	Tyson Foods, Inc.	+51,108	124,421	$6,286,993
GLPI	Gaming & Leisure Properties, Inc.	+45,711	492,285	$18,692,061
WSBC	Wesbanco Inc	+42,428	143,059	$5,353,267
BIZD	VanEck BDC Income ETF	+39,718	245,318	$3,162,149
XSMO	Victory Portfolios II	+16,641	191,886	$0
IHY	VanEck International High Yield Bond ETF	+15,897	91,158	$1,911,583
AMT	American Tower Corp	+15,083	118,811	$19,448,172
PCY	Invesco Ltd.	+14,658	100,305	$0
VTRS	Viatris Inc	+14,542	659,514	$11,686,588
PFE	Pfizer Inc	+13,837	819,569	$23,374,107
ANGL	VanEck Fallen Angel High Yield Bond ETF	+13,782	97,328	$2,706,691
PFS	Provident Financial Services Inc	+12,968	582,875	$12,910,681
KHC	Kraft Heinz Co	+12,936	531,815	$12,082,836
QGRW	WisdomTree U.S. Quality Growth Fund	+12,473	250,072	$17,174,944
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
PFLT	PennantPark Floating Rate Capital Ltd.	−2,291,663	2,930,953	$20,252,885
RWAY	Runway Growth Finance Corp.	−1,951,146	51,896	$343,551
BXSL	Blackstone Secured Lending Fund	−871,132	949,195	$22,761,696
WEN	Wendy's Co	−770,450	13,938	$88,924
CTRE	CareTrust REIT, Inc.	−606,789	21,482	$785,811
HYEM	VanEck Emerging Markets High Yield Bond ETF	−527,637	1,534,436	$29,783,402
GBDC	GOLUB CAPITAL BDC, Inc.	−453,898	3,422,189	$43,222,247
XEMD	BondBloxx JP Morgan USD Emerging Markets 1-10 Year Bond ETF	−329,331	8,325	$357,766
EMHY	iShares J.P. Morgan EM High Yield Bond ETF	−286,019	689,423	$26,708,247
TCHP	T. Rowe Price Blue Chip Growth ETF	−259,416	12,022	$618,051
SHYG	iShares 0-5 Year High Yield Corporate Bond ETF	−257,350	760,280	$31,361,550
XCCC	BondBloxx CCC Rated USD High Yield Corporate Bond ETF	−207,918	24,828	$845,145
TSLX	Sixth Street Specialty Lending, Inc.	−205,719	2,500,571	$45,060,289
TRIN	Trinity Capital Inc.	−138,628	1,131,116	$19,851,085
SPG	Simon Property Group Inc.	−120,253	7,773	$1,560,507
NHI	National Health Investors Inc	−111,027	159,225	$10,449,936
CSWC	Capital Southwest Corp	−58,275	876,046	$20,262,943
VTWG	VANGUARD RUSSELL 2000 GROWTH INDEX FUND	−51,878	2,339	$609,496
PINE	Alpine Income Property Trust, Inc.	−51,096	1,184,498	$20,551,040
VOT	VANGUARD MID-CAP GROWTH INDEX FUND	−44,098	2,906	$848,842
QYLD	Global X NASDAQ 100 Covered Call ETF	−41,824	1,004,667	$18,636,572
—		−34,104	1,760,737	$0
DINO	HF Sinclair Corp	−27,712	119,942	$12,872,175
PYLD		−24,106	18,875	$479,236
GOOG	Alphabet Inc.	−22,738	6,582	$2,242,750
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
SEIX	Virtus Seix Senior Loan ETF	1,191,584	$27,620,917
JPMB	JPMorgan USD Emerging Markets Sovereign Bond ETF	503,522	$19,164,047
GTY	Getty Realty Corp	656,844	$18,549,274
GARP	iShares MSCI USA Quality GARP ETF	195,613	$16,677,964
SMLF	iShares U.S. Small-Cap Equity Factor ETF	183,849	$15,362,422
LTC	Ltc Properties Inc	251,170	$10,767,657
IYRI	NEOS Real Estate High Income ETF	158,215	$7,152,900
CTSH	Cognizant Technology Solutions Corp	117,489	$6,748,568
MKC	Mccormick & Co Inc	112,319	$5,211,601
PSA	Public Storage	17,682	$5,001,176
EQH	Equitable Holdings, Inc.	95,885	$4,916,023
MMS	Maximus, Inc.	85,995	$4,574,074
KBWY	Invesco KBW Premium Yield Equity REIT ETF	93,222	$1,551,214
SMCI	Super Micro Computer, Inc.	22,994	$944,363
HPE	Hewlett Packard Enterprise Co	12,924	$825,714
LUV	Southwest Airlines Co	19,407	$808,107
IVZ	Invesco Ltd.	22,321	$673,201
BLK	BlackRock, Inc.	589	$623,332
GILD	Gilead Sciences, Inc.	3,951	$588,896
REGN	Regeneron Pharmaceuticals, Inc.	603	$457,236
ISRG	Intuitive Surgical Inc	1,057	$429,807
DGX	Quest Diagnostics Inc	1,694	$394,820
VIG	Vanguard Specialized Funds	1,398	$326,167
FCX	Freeport-Mcmoran Inc	4,388	$307,160
EL	Estee Lauder Companies Inc	3,227	$299,368
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
XRAY	DENTSPLY SIRONA Inc.	642,939	$6,821,582
STLA	Stellantis N.V.	471,434	$2,706,031
GQQQ	Astoria US Quality Growth Kings ETF	61,381	$2,229,419
XLRE	State Street(R) Real Estate Select Sector SPDR(R) ETF	42,566	$1,874,180
RSPR	Victory Portfolios II	50,407	$1,843,031
AGGA	EA Astoria Dynamic Core US Fixed Income ETF	72,504	$1,821,953
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	30,420	$1,532,863
DMBS	DoubleLine Mortgage ETF	22,187	$1,089,159
SBUX	Starbucks Corp	9,190	$939,126
ROE	Astoria US Equal Weight Quality Kings ETF	20,934	$892,416
PPI	Astoria Real Assets ETF	34,266	$729,454
COHR	Coherent Corp.	1,549	$611,034
DFAC	Dimensional U.S. Core Equity 2 ETF	13,739	$609,462
ALLW	SSGA Active Trust	16,507	$483,159
CIEN	Ciena Corp	827	$405,693
KBWB	Invesco Ltd.	4,363	$405,671
TLH	iShares 10-20 Year Treasury Bond ETF	3,895	$390,863
RDFI	Rareview Dynamic Fixed Income ETF	14,772	$351,883
HYBI	NEOS Enhanced Income Credit Select ETF	7,007	$345,080
DLR	Digital Realty Trust, Inc.	1,855	$333,120
LRCX	Lam Research Corp	747	$323,697
APO	Apollo Global Management, Inc.	2,643	$312,693
SPTI	State Street(R) SPDR(R) Portfolio Intermediate Term Treasury ETF	10,259	$291,253
—		9,354	$271,359
WEC	Wec Energy Group, Inc.	2,220	$259,229
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

477 tracked positions · $2,084,942,253 total · filing declares 478 positions · $2,242,290,558 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 477 positions by value · page 1 of 10

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
HTGC	Hercules Capital, Inc. Financial Services	Added	3,777,695	+110,177	$63,503,052	+9.8%	3.05%
ARCC	Ares Capital Corp Financial Services	Added	3,195,050	+428,682	$61,025,455	+19.0%	2.93%
OBDC	Blue Owl Capital Corp Financial Services	Added	5,549,823	+1,345,081	$58,217,643	+27.4%	2.79%
TSLX	Sixth Street Specialty Lending, Inc. Financial Services	Reduced	2,500,571	-205,719	$45,060,289	−3.0%	2.16%
GBDC	GOLUB CAPITAL BDC, Inc. Financial Services	Reduced	3,422,189	-453,898	$43,222,247	−13.4%	2.07%
FDUS	FIDUS INVESTMENT Corp Financial Services	Added	2,193,829	+2,120,925	$42,275,084	+2940.8%	2.03%
AAPL	Apple Inc. Technology	Added	96,557	+783	$32,155,412	+16.0%	1.54%
SHYG	iShares 0-5 Year High Yield Corporate Bond ETF	Reduced	760,280	-257,350	$31,361,550	−27.3%	1.50%
HYEM	VanEck Emerging Markets High Yield Bond ETF	Reduced	1,534,436	-527,637	$29,783,402	−28.2%	1.43%
VICI	Vici Properties Inc. Real Estate	Added	1,280,017	+553,279	$29,401,990	+52.4%	1.41%
SEIX	Virtus Seix Senior Loan ETF	NEW	1,191,584	NEW	$27,620,917	NEW	1.32%
OMC	Omnicom Group Inc. Communication Services	Added	365,161	+5,720	$26,886,804	+2.7%	1.29%
EMHY	iShares J.P. Morgan EM High Yield Bond ETF	Reduced	689,423	-286,019	$26,708,247	−32.7%	1.28%
ABBV	AbbVie Inc. Healthcare	Added	98,943	+2,040	$25,882,499	+6.1%	1.24%
GEF-B	Greif, Inc Consumer Cyclical	Added	245,887	+2,470	$25,299,313	+11.1%	1.21%
TTE	TotalEnergies SE Energy	Added	295,717	+6,022	$25,283,803	+12.2%	1.21%
PFG	Principal Financial Group Inc Financial Services	Reduced	220,590	-2,079	$24,697,256	+2.9%	1.18%
CSCO	Cisco Systems, Inc. Technology	Added	226,031	+284	$24,327,716	−8.3%	1.17%
PRGO	PERRIGO Co plc Healthcare	Added	1,615,467	+60,838	$23,844,292	+47.6%	1.14%
PFE	Pfizer Inc Healthcare	Added	819,569	+13,837	$23,374,107	+20.5%	1.12%
BXSL	Blackstone Secured Lending Fund Financial Services	Reduced	949,195	-871,132	$22,761,696	−47.3%	1.09%
NVDA	Nvidia Corp Technology	Reduced	95,787	-949	$21,875,835	+13.0%	1.05%
ACN	Accenture plc Technology	Added	113,209	+3,357	$20,759,134	+51.9%	1.00%
SBRA	Sabra Health Care REIT, Inc. Real Estate	Added	1,051,751	+80,453	$20,740,529	+9.4%	0.99%
PINE	Alpine Income Property Trust, Inc. Real Estate	Reduced	1,184,498	-51,096	$20,551,040	−19.9%	0.99%
AMCR	Amcor plc Consumer Cyclical	Added	489,527	+9,746	$20,491,600	−1.5%	0.98%
NNN	Nnn REIT, Inc. Real Estate	Added	496,322	+3,448	$20,393,870	−11.1%	0.98%
CSWC	Capital Southwest Corp Financial Services	Reduced	876,046	-58,275	$20,262,943	−8.8%	0.97%
PFLT	PennantPark Floating Rate Capital Ltd. Financial Services	Reduced	2,930,953	-2,291,663	$20,252,885	−48.2%	0.97%
O	Realty Income Corp Real Estate	Added	368,301	+2,875	$19,998,744	−11.7%	0.96%
TRIN	Trinity Capital Inc. Financial Services	Reduced	1,131,116	-138,628	$19,851,085	−12.6%	0.95%
PGHY	Invesco Global ex-US High Yield Corporate Bond ETF	Added	1,039,260	+279,677	$19,839,473	+32.6%	0.95%
AMT	American Tower Corp Real Estate	Added	118,811	+15,083	$19,448,172	+14.6%	0.93%
MTB	M&T Bank Corp Financial Services	Reduced	88,303	-11,519	$19,214,732	−19.1%	0.92%
MSFT	Microsoft Corp Technology	Added	37,456	+898	$19,211,182	+40.9%	0.92%
CFG	Citizens Financial Group Inc Financial Services	Added	301,284	+3,180	$19,209,867	−8.0%	0.92%
JPMB	JPMorgan USD Emerging Markets Sovereign Bond ETF	NEW	503,522	NEW	$19,164,047	NEW	0.92%
ENB	Enbridge Inc Energy	Added	408,721	+10,528	$19,001,439	−12.0%	0.91%
SLRC	SLR Investment Corp. Financial Services	Added	1,629,154	+1,607,550	$18,881,894	+6965.5%	0.91%
GLPI	Gaming & Leisure Properties, Inc. Real Estate	Added	492,285	+45,711	$18,692,061	−6.0%	0.90%
QYLD	Global X NASDAQ 100 Covered Call ETF	Reduced	1,004,667	-41,824	$18,636,572	−3.4%	0.89%
GTY	Getty Realty Corp Real Estate	NEW	656,844	NEW	$18,549,274	NEW	0.89%
T	At&T Inc. Communication Services	Added	754,818	+124,997	$18,417,559	+41.3%	0.88%
CRBG	Corebridge Financial, Inc. Financial Services	Added	553,544	+9,980	$18,333,377	+17.8%	0.88%
C	Citigroup Inc Financial Services	Reduced	140,683	-21,476	$18,215,634	−19.7%	0.87%
IVV	iShares Core S&P 500 ETF	Added	23,760	+815	$18,196,596	+5.9%	0.87%
QGRW	WisdomTree U.S. Quality Growth Fund	Added	250,072	+12,473	$17,174,944	+9.5%	0.82%
GSK	GSK plc Healthcare	Added	348,273	+9,218	$16,776,310	−5.6%	0.80%
GARP	iShares MSCI USA Quality GARP ETF	NEW	195,613	NEW	$16,677,964	NEW	0.80%
ES	Eversource Energy Utilities	Added	259,791	+5,661	$16,668,190	−9.2%	0.80%

Showing the top 50 of 477 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.