SMG · Scotts Miracle-Gro Co · Holdings

$55.86 +1.47 (+2.70%) At close · Oct 20

S&P 400 member Russell 1000 member Rebalance outlook locked

Market Cap

$3.17B

58.22M

Volume · Oct 20 774.77K Avg daily vol (3M) 1.01M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of SMG: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 462

Total Value: $3,439,002,218

Total Shares: 51,012,121

Showing 1–100 of 473 holdings by value · page 1 of 5

Institutional Ownership Trend

27 quarters

Superinvestors Holding SMG

All superinvestors →

Mario Gabelli $30,227,899 Ray Dalio $6,750,995 Joel Greenblatt $577,232

Holder Concentration

Across 470 13F filers

Top Holder

8.8%

of institutional value

Top 5

32.6%

of institutional value

Top 10

46.8%

of institutional value

HHI

325

Broadly held

Who Holds SMG

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 466 filers, like-for-like change +7.6%; actively managed books +10.0%; index-like books +1.4%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	54.4%	259	+6.9%	49	32
Exempt adviser	1.0%	4	+32.0%	2	1
Adviser	3.7%	8	+4.3%	2	1
Bank	11.4%	21	+10.0%	2	0
Insurer	0.2%	1	-59.4%	0	1
Broker-dealer	0.1%	2	+24.5%	0	0
Benefit plan	0.4%	7	-0.7%	0	0
Non-US	1.9%	10	-3.2%	1	0
Holding company	18.9%	7	+27.6%	0	0
Registered fund	0.0%	0	—	0	0
Unknown	7.9%	147	-18.5%	17	17

Style	Share	Filers	Change	New	Exited
Index-like	27.5%	41	+1.4%	2	0
Systematic-like	5.3%	30	-7.9%	13	7
Concentrated	0.4%	62	-10.0%	12	10
Diversified active	66.9%	333	+11.8%	46	35
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	66.4%	304	+12.5%	34	18
Medium turnover	15.3%	84	+15.9%	13	11
High turnover	7.3%	42	-24.2%	18	20
Unknown	11.0%	36	-2.4%	8	3
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	10.7%	44	-6.9%	16	11
Medium horizon	10.9%	75	-8.9%	14	15
Long horizon	69.6%	319	+13.1%	36	17
Unknown	8.9%	28	+11.1%	7	9
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	2.1%	132	-9.2%	20	24
$1B to $10B	9.3%	144	-17.0%	33	18
$10B to $100B	28.7%	123	+18.9%	19	8
$100B or more	59.9%	67	+8.3%	1	2
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	7.4%	159	+85.3%	32	17
Pooled investment vehicles	8.0%	33	-10.9%	12	11
Registered funds and BDCs	15.0%	19	+1.3%	1	2
Pension and profit sharing plans	1.4%	4	-59.0%	0	0
Insurance companies	0.1%	5	+7.0%	1	0
Charitable organizations	0.0%	1	-74.3%	0	1
Governments and sovereign funds	0.4%	4	+32.3%	1	0
Corporations	0.0%	1	-94.9%	0	0
Other investment advisers	0.1%	6	+7.3%	0	0
Other	0.0%	2	+5.1%	1	1
Diversified	21.9%	24	+16.1%	1	0
Unknown	45.6%	208	+8.3%	24	20

Private funds	Share	Filers	Change	New	Exited
Hedge funds	18.4%	52	+8.8%	16	16
Private equity funds	0.5%	11	-3.6%	1	0
Venture capital funds	0.0%	1	-67.6%	0	0
Real estate funds	0.0%	3	+87.6%	0	1
Securitized asset funds	0.3%	2	+3.0%	0	0
Other private funds	18.8%	28	+9.5%	7	2
Mixed private funds	0.1%	1	-0.8%	0	0
Private funds, type not stated	0.1%	3	+101.9%	2	2
No private funds	17.2%	161	+3.8%	25	12
Unknown	44.6%	204	+7.9%	22	19

Location	Share	Filers	Change	New	Exited
United States	94.3%	418	+7.7%	65	44
Outside the US	5.7%	48	+4.3%	8	8

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 6 holders with no observed 2026-03-31 13F and 6 holders with no observed 2026-06-30 13F. Compared across CIK changes: JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

466 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.215% of filers hold it in their top 10

Mar 31, 2026: 2

Holders above 5%

median weight 0.005%

Mar 31, 2026: 0

Crowding

34.3%

of shares outstanding, 87th percentile

Mar 31, 2026: 32.8%

Private-fund advisers

33.1%

of shares outstanding

Institutional ownership

86.5%

184.4% of the estimated free float above 100%: filers can report lent or client shares more than once

Top 10 holders

47.3%

of 13F shares, Herfindahl 0.033

Active holders

+10.0%

like-for-like share change of active filers

5% stakes on record

1 13D, 4 13G (4 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 15.7 quarters

Under 1 year 22.1% 1 to 3 years 22.4% 3 years or more 55.5% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$61.97

estimated per share

Mar 31, 2026: $61.78

Quarter-end price

$68.11

implied by 13F values

Estimated gain or loss

+9.9%

price against the estimated cost

Estimated at a loss

4.48%

of costed 13F value

Estimated cost covers 32.7% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies SMG's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	PBH Prestige Consumer Healthcare Inc.	4	0.155
2	AIN Albany International Corp /De/	4	0.155
3	PINE Alpine Income Property Trust, Inc.	3	0.140
4	IPAR Interparfums Inc	4	0.114
5	MSM Msc Industrial Direct Co Inc	6	0.113
6	DLX Deluxe Corp	3	0.112
7	LNC Lincoln National Corp	6	0.110
8	COLB Columbia Banking System, Inc.	7	0.110
9	WU Western Union CO	5	0.109
10	UCB United Community Banks Inc	4	0.108

Shareholder Targets

13F filers that own its peers but not SMG, quarter ended Jun 30, 2026

Found through its holder-overlap peers: PBH, AIN, PINE, IPAR, MSM, DLX, LNC, COLB, WU, UCB, LAZ, OMC, HAS, OMF, VAC, UNM, CRL, UPS, BC, KN. 2,488 filers in all.

#	Filer	In peers	Of book	Largest peers
1	MASSACHUSETTS FINANCIAL SERVICES CO /MA/ Registered adviser, Diversified active	$1,639,566,403 8 held	0.560%	OMC, BC, LNC
2	Capital World Investors Adviser, Diversified active	$865,247,259 2 held	0.100%	UPS, CRL
3	LSV ASSET MANAGEMENT Registered adviser, Diversified active	$783,158,670 14 held	1.42%	UNM, UPS, CRL
4	Amundi Holding company, Index-like	$727,039,330 16 held	0.170%	UPS, OMC, CRL
5	Capital Research Global Investors Adviser, Diversified active	$696,642,048 3 held	0.100%	OMC, WU, LAZ
6	HARRIS ASSOCIATES L P Registered adviser, Index-like	$669,453,526 2 held	0.890%	CRL, BC
7	Bain Capital Prairie, LLC Unknown, Unknown	$663,148,218 1 held	100.0%	LNC
8	MARSHALL WACE, LLP Exempt adviser, Systematic-like	$661,845,883 14 held	0.760%	UPS, BC, CRL
9	Allspring Global Investments Holdings, LLC Holding company, Diversified active	$638,294,902 10 held	1.00%	CRL, PBH, UNM
10	HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC Registered adviser, Diversified active	$633,037,134 9 held	1.85%	OMC, VAC, IPAR

Fund Ownership of SMG by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 16.82% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	2.33%	+0.37 pp	1,355,334	80
Index ETFs	14.49%	+0.33 pp	8,435,782	84
Active ETFs	0.58%	+0.07 pp	336,587	24
Active funds	12.95%	+5.60 pp	7,538,705	123
Unclassified	1.18%	+0.55 pp	688,441	10
All registered funds	31.53%	+6.92 pp	18,354,849	321

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 253 Exempt adviser 3 Adviser 8 Bank 20 Insurer 1 Broker-dealer 2 Benefit plan 7 Non-US 10 Holding company 7 Unknown 151

Showing 100 of 473

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$303,787,620

8.83%

4,460,250

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	256,441	$17,466,196	5.7%	Sole
BlackRock Investment Management (Australia) Ltd	102	$6,947	0.0%	Sole
BlackRock Asset Management Canada Ltd	18,322	$1,247,911	0.4%	Sole
BlackRock Investment Management, LLC	85,433	$5,818,841	1.9%	Sole
BLACKROCK ADVISORS LLC	19,008	$1,294,634	0.4%	Sole
BlackRock Fund Advisors	2,498,737	$170,188,977	56.0%	Sole
BlackRock Institutional Trust Company, N.A.	1,394,727	$94,994,855	31.3%	Sole
BlackRock Fund Managers Ltd.	8,371	$570,148	0.2%	Sole
BlackRock Investment Management (UK) Ltd.	13,468	$917,305	0.3%	Sole
BlackRock Asset Management Ireland Ltd	49,187	$3,350,126	1.1%	Sole
BlackRock Advisors (UK) Ltd	676	$46,042	0.0%	Sole
BlackRock (Luxembourg) S.A.	320	$21,795	0.0%	Sole
BlackRock Life Ltd	1,232	$83,911	0.0%	Sole
BlackRock Asset Management Schweiz AG	7,639	$520,292	0.2%	Sole
Aperio Group, LLC	106,587	$7,259,640	2.4%	Sole

FMR LLC

$279,020,923

8.11%

4,096,622

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	4,044,460	$275,468,170	98.7%	Defined
STRATEGIC ADVISERS LLC	16,811	$1,144,997	0.4%	Defined
FIAM LLC	35,351	$2,407,756	0.9%	Defined

EARNEST PARTNERS LLC

$247,298,964

7.19%

3,630,876

VANGUARD PORTFOLIO MANAGEMENT LLC

$165,135,351

4.80%

2,424,539

VANGUARD CAPITAL MANAGEMENT LLC

$134,766,260

3.92%

1,978,656

STATE STREET CORP

$109,085,657

3.17%

1,601,610

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED joint	1,601,610	$109,085,657	100.0%	Defined

AMERIPRISE FINANCIAL INC

$107,905,378

3.14%

1,584,281

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	170,010	$11,579,381	10.7%	Defined
Threadneedle Asset Management Holdings LTD	1,402,080	$95,495,668	88.5%	Defined
Ameriprise Financial Services, LLC	12,091	$823,518	0.8%	Defined
Ameriprise Bank, FSB	100	$6,811	0.0%	Defined

ARIEL INVESTMENTS, LLC

$96,101,915

2.79%

1,410,981

BRANDES INVESTMENT PARTNERS, LP

$90,982,699

2.65%

1,335,820

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brandes Investment Partners (Asia) Pte. Ltd.	30,242	$2,059,782	2.3%	Defined
Brandes Investment Partners & Co.	189,968	$12,938,720	14.2%	Defined
Held directly	1,115,610	$75,984,197	83.5%	Sole

Quantinno Capital Management LP

$87,048,734

2.53%

1,278,061

ARROWSTREET CAPITAL, LIMITED PARTNERSHIP

$83,636,559

2.43%

1,227,963

Epoch Investment Partners, Inc.

$83,314,262

2.42%

1,223,231

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NEW YORK LIFE INVESTMENT MANAGEMENT LLC	497,062	$33,854,892	40.6%	Other
TORONTO DOMINION BANK	726,169	$49,459,370	59.4%	Defined

NORTHERN TRUST CORP

$77,676,863

2.26%

1,140,462

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	956,698	$65,160,699	83.9%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	35,083	$2,389,502	3.1%	Defined
MASON STREET ADVISORS, LLC joint	20,781	$1,415,393	1.8%	Other
STATE FARM INVESTMENT MANAGEMENT CORP joint	127,900	$8,711,269	11.2%	Other

DIMENSIONAL FUND ADVISORS LP

$65,666,619

1.91%

964,126

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	3,536	$240,836	0.4%	Defined
DFA Australia Ltd.	11,941	$813,301	1.2%	Defined
Dimensional Fund Advisors Pte. Ltd.	377	$25,677	0.0%	Defined
Dimensional Ireland Ltd	40,742	$2,774,937	4.2%	Defined
Held directly	907,530	$61,811,868	94.1%	Sole

DEPRINCE RACE & ZOLLO INC

$64,621,154

1.88%

1,289,586

BANK OF AMERICA CORP /DE/

$60,354,244

1.75%

886,129

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	122,000	$8,309,420	13.8%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	85,522	$5,824,903	9.7%	Defined
BOFA SECURITIES, INC.	18,536	$1,262,486	2.1%	Defined
MANAGED ACCOUNT ADVISORS LLC joint	660,071	$44,957,435	74.5%	Defined

GEODE CAPITAL MANAGEMENT, LLC

$56,613,712

1.65%

831,210

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	177,753	$12,106,756	21.4%	Defined
Held directly	653,457	$44,506,956	78.6%	Defined

TWO SIGMA INVESTMENTS, LP

$55,399,243

1.61%

813,379

NORGES BANK

$46,031,598

1.34%

675,842

MORGAN STANLEY

$43,236,087

1.26%

634,798

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	35	$2,383	0.0%	Defined
MORGAN STANLEY & CO. LLC	40,023	$2,725,966	6.3%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	109,337	$7,446,943	17.2%	Defined
MORGAN STANLEY SMITH BARNEY LLC	239,405	$16,305,874	37.7%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	245,790	$16,740,756	38.7%	Defined
EATON VANCE MANAGEMENT	72	$4,903	0.0%	Defined
BOSTON MANAGEMENT & RESEARCH	136	$9,262	0.0%	Defined

JACOBS LEVY EQUITY MANAGEMENT, INC

$42,586,594

1.24%

625,262

UBS Group AG

$40,610,314

1.18%

596,246

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	88,460	$6,025,010	14.8%	Defined
UBS AG	501,774	$34,175,827	84.2%	Defined
UBS Switzerland AG	6,012	$409,477	1.0%	Defined

ENVESTNET ASSET MANAGEMENT INC

$39,886,850

1.16%

585,624

Harvey Partners, LLC

$36,965,135

1.07%

542,727

Bank of New York Mellon Corp

$36,277,151

1.05%

532,626

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNY Mellon Trust of Delaware joint	605	$41,206	0.1%	Defined
Mellon Investments Corporation joint	391,717	$26,679,843	73.5%	Defined
BNY Mellon Investment Adviser, Inc.	16,759	$1,141,455	3.1%	Defined
The Bank of New York Mellon	100,902	$6,872,435	18.9%	Defined
BNY Mellon, NA joint	15,638	$1,065,103	2.9%	Defined
BNY Mellon Advisors, Inc.	4,149	$282,588	0.8%	Defined
Newton Investment Management North America, LLC joint	2,854	$194,385	0.5%	Defined
Held directly	2	$136	0.0%	Defined

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$35,317,759

1.03%

518,540

GAMCO INVESTORS, INC. ET AL

$30,227,899

0.88%

443,810

NEW YORK STATE COMMON RETIREMENT FUND

$27,763,066

0.81%

407,621

Qube Research & Technologies Ltd

$27,203,678

0.79%

399,408

WELLS FARGO & COMPANY/MN

$23,179,261

0.67%

340,321

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	2,860	$194,794	0.8%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	145,217	$9,890,729	42.7%	Defined
WELLS FARGO CLEARING SERVICES, LLC	192,016	$13,078,209	56.4%	Defined
WELLS FARGO INVESTMENT INSTITUTE, INC.	228	$15,529	0.1%	Defined

Russell Investments Group, Ltd.

$23,092,419

0.67%

339,046

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC joint	217,861	$14,838,512	64.3%	Defined
Russell Investments Capital, LLC joint	45,485	$3,097,982	13.4%	Defined
Russell Investments France SAS	9,889	$673,539	2.9%	Defined
Russell Investments Japan Co., LTD. joint	18,248	$1,242,871	5.4%	Other
Russell Investments Trust Company joint	47,563	$3,239,515	14.0%	Defined

SEI INVESTMENTS CO

$21,641,679

0.63%

317,746

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI INVESTMENTS MANAGEMENT CORP	2,252	$153,383	0.7%	Sole
SEI TRUST CO	315,494	$21,488,296	99.3%	Sole

Aristotle Capital Boston, LLC

$21,266,802

0.62%

312,242

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ARISTOTLE INVESTMENT SERVICES, LLC	312,242	$21,266,802	100.0%	Sole

VANGUARD FIDUCIARY TRUST CO

$19,243,322

0.56%

282,533

Schonfeld Strategic Advisors LLC

$18,921,230

0.55%

277,804

AQR CAPITAL MANAGEMENT LLC

$18,556,634

0.54%

272,451

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RF&L WEALTH MANAGEMENT, LLC	1	$68	0.0%	Other
Compound Planning, Inc.	28	$1,907	0.0%	Other
Arax Advisory Partners	1,118	$76,146	0.4%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	1,006	$68,518	0.4%	Other
Stokes Family Office, LLC	108	$7,355	0.0%	Other
Held directly	270,190	$18,402,640	99.2%	Defined

ExodusPoint Capital Management, LP

$18,176,175

0.53%

266,865

CRAWFORD INVESTMENT COUNSEL INC

$17,905,301

0.52%

262,888

GOLDMAN SACHS GROUP INC

$16,322,900

0.47%

239,655

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	158,089	$10,767,441	66.0%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	77,760	$5,296,233	32.4%	Defined
GOLDMAN SACHS INTERNATIONAL	3,806	$259,226	1.6%	Defined

HRT FINANCIAL LP

$14,799,485

0.43%

217,288

Balyasny Asset Management L.P.

$14,680,225

0.43%

215,537

NORDEA INVESTMENT MANAGEMENT AB

$14,331,433

0.42%

210,416

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nordea Funds Ltd	48,406	$3,296,932	23.0%	Defined
Nordea Investment Funds S.A.	162,010	$11,034,501	77.0%	Defined

Invesco Ltd.

$14,091,614

0.41%

206,895

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	30,603	$2,084,367	14.8%	Defined
Invesco Trust Co joint	18,197	$1,239,397	8.8%	Defined
Invesco Investment Advisers LLC	212	$14,439	0.1%	Defined
Invesco Capital Management LLC	157,883	$10,753,411	76.3%	Defined

Squarepoint Ops LLC

$13,916,575

0.40%

204,325

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	204,325	$13,916,575	100.0%	Defined

FIRST TRUST ADVISORS LP

$13,487,278

0.39%

198,022

Interval Partners, LP

$12,983,604

0.38%

190,627

RENAISSANCE TECHNOLOGIES LLC

$12,191,690

0.35%

179,000

Ceredex Value Advisors LLC

$11,920,952

0.35%

175,025

Sound Income Strategies, LLC

$11,515,779

0.33%

229,810

TD Asset Management Inc

$9,312,203

0.27%

136,723

CITIGROUP INC

$9,081,514

0.26%

133,336

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citibank, N.A. joint	7,229	$492,367	5.4%	Defined
Citigroup Financial Products Inc. joint	126,107	$8,589,147	94.6%	Defined

STIFEL FINANCIAL CORP

$8,932,012

0.26%

131,141

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	131,106	$8,929,629	100.0%	Defined
Held directly	35	$2,383	0.0%	Defined

JPMORGAN CHASE & CO

$8,931,738

0.26%

131,137

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	38,757	$2,639,739	29.6%	Defined
J.P. Morgan Investment Management Inc.	62,101	$4,229,699	47.4%	Defined
J.P. Morgan Securities LLC	27,516	$1,874,114	21.0%	Defined
JPMorgan Asset Management (UK) Ltd	1,345	$91,607	1.0%	Defined
55I, LLC	0	$0	0.0%	Other
J.P. Morgan SE	1,418	$96,579	1.1%	Defined

STANSBERRY ASSET MANAGEMENT, LLC

$8,762,351

0.25%

128,650

Compass Wealth Management LLC

$8,726,457

0.25%

128,123

Alyeska Investment Group, L.P.

$8,295,798

0.24%

121,800

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$8,199,078

0.24%

120,380

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	23,323	$1,588,529	19.4%	Defined
UBS Asset Management Switzerland AG	77,335	$5,267,286	64.2%	Sole
UBS Asset Management (UK) Ltd.	10,753	$732,386	8.9%	Defined
Held directly	8,969	$610,877	7.5%	Defined

BLAIR WILLIAM & CO/IL

$8,183,484

0.24%

120,151

CAPTRUST FINANCIAL ADVISORS

$7,914,450

0.23%

116,201

RHUMBLINE ADVISERS

$7,892,041

0.23%

115,872

Corient Private Wealth LLC

$7,814,123

0.23%

114,728

PRINCIPAL FINANCIAL GROUP INC

$7,686,008

0.22%

112,847

CITADEL ADVISORS LLC

$7,389,935

0.21%

108,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	108,500	$7,389,935	100.0%	Defined

RAYMOND JAMES FINANCIAL INC

$7,358,126

0.21%

108,033

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	90,197	$6,143,317	83.5%	Defined
Raymond James Financial Services Advisors, Inc.	17,836	$1,214,809	16.5%	Defined

Madison Asset Management, LLC

$7,162,651

0.21%

105,163

Bridgewater Associates, LP

$6,750,995

0.20%

99,119

KESTREL INVESTMENT MANAGEMENT CORP

$6,473,855

0.19%

95,050

GABELLI FUNDS LLC

$6,238,876

0.18%

91,600

Swiss National Bank

$6,150,333

0.18%

90,300

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$6,136,711

0.18%

90,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	90,100	$6,136,711	100.0%	Other

FARALLON CAPITAL MANAGEMENT LLC

$5,993,680

0.17%

88,000

JANE STREET GROUP, LLC

$5,741,673

0.17%

84,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	84,300	$5,741,673	100.0%	Defined

Trexquant Investment LP

$5,688,342

0.17%

83,517

BARCLAYS PLC

$5,684,391

0.17%

83,459

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	83,453	$5,683,983	100.0%	Defined
BARCLAYS CAPITAL INC.	6	$408	0.0%	Defined

Nuveen, LLC

$5,643,116

0.16%

82,853

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	16,069	$1,094,459	19.4%	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	18,370	$1,251,180	22.2%	Defined
TEACHERS ADVISORS, LLC joint	48,414	$3,297,477	58.4%	Defined

PEREGRINE CAPITAL MANAGEMENT LLC

$5,553,621

0.16%

81,539

Advisors Asset Management, Inc.

$5,359,780

0.16%

78,693

Lighthouse Investment Partners, LLC

$5,108,250

0.15%

75,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
North Rock Capital Management, LLC	75,000	$5,108,250	100.0%	Defined

STATE OF WISCONSIN INVESTMENT BOARD

$5,069,835

0.15%

74,436

OPPENHEIMER ASSET MANAGEMENT INC.

$4,845,276

0.14%

71,139

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Earnest Partners	70,022	$4,769,198	98.4%	Other
Penn Capital	1,117	$76,078	1.6%	Other

Econ Financial Services Corp

$4,792,821

0.14%

95,646

ROYAL BANK OF CANADA

$4,778,253

0.14%

70,155

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	379	$25,813	0.5%	Defined
RBC Capital Markets, LLC	59,418	$4,046,959	84.7%	Defined
RBC Dominion Securities Inc.	8,805	$599,708	12.6%	Defined
RBC Private Counsel (USA) Inc.	400	$27,244	0.6%	Defined
RBC Trust Co (Delaware) Ltd	42	$2,860	0.1%	Defined
RBC Rochdale, LLC	42	$2,860	0.1%	Defined
Held directly	1,069	$72,809	1.5%	Sole

LPL Financial LLC

$4,566,026

0.13%

67,039

LANDSCAPE CAPITAL MANAGEMENT, L.L.C.

$4,456,095

0.13%

65,425

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Landscape High Leverage Fund, LP	12,187	$830,056	18.6%	Defined
LANDSCAPE OFFSHORE HL FUND LTD.	33,813	$2,303,003	51.7%	Defined
Held directly	19,425	$1,323,036	29.7%	Sole

Woodline Partners LP

$4,349,504

0.13%

63,860

ICON ADVISERS INC/CO

$4,290,930

0.12%

63,000

Brevan Howard Capital Management LP

$4,287,047

0.12%

62,943

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brevan Howard US Investment Management, LP	62,943	$4,287,047	100.0%	Defined

TD PRIVATE CLIENT WEALTH LLC

$4,183,997

0.12%

61,430

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TORONTO DOMINION BANK	61,430	$4,183,997	100.0%	Defined

Legal & General Group Plc

$4,096,134

0.12%

60,140

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	26,434	$1,800,419	44.0%	Defined
Legal & General Investment Management Ltd joint	33,706	$2,295,715	56.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$4,086,600

0.12%

60,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	60,000	$4,086,600	100.0%	Other

SEGALL BRYANT & HAMILL, LLC

$3,926,950

0.11%

57,656

MML INVESTORS SERVICES, LLC

$3,896,981

0.11%

57,216

VICTORY CAPITAL MANAGEMENT INC

$3,821,243

0.11%

56,104

FIFTH THIRD BANCORP

$3,595,663

0.10%

52,792

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	52,792	$3,595,663	100.0%	Defined

PRICE T ROWE ASSOCIATES INC /MD/

$3,587,830

0.10%

52,677

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	52,677	$3,587,830	100.0%	Defined

Tidal Investments LLC

$3,562,424

0.10%

52,304

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Amplify Investments, LLC	9,027	$614,828	17.3%	Defined
Held directly	43,277	$2,947,596	82.7%	Sole

NEUBERGER BERMAN GROUP LLC

$3,513,044

0.10%

51,579

HSBC HOLDINGS PLC

$3,507,801

0.10%

51,502

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HSBC Global Asset Management (UK) Ltd	683	$46,519	1.3%	Defined
HSBC BANK PLC	50,819	$3,461,282	98.7%	Defined

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$3,485,529

0.10%

51,175

Elo Mutual Pension Insurance Co

$3,408,292

0.10%

50,041

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Key facts CIK 825542 CUSIP 810186106 13F (30d) 71 filings 60 filers Visit website Investor relations