APAM · Artisan Partners Asset Management Inc. · Holdings

$35.71 +0.98 (+2.82%) Q3 2026 earnings call transcript

S&P 600 member Russell 2000 member Rebalance outlook locked

Market Cap

$2.82B

81.07M

Volume · Oct 29 183.28K Avg daily vol (3M) 1M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of APAM: 13F, 13D and 13G, insiders and funds →

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 388

Total Value: $2,405,373,180

Total Shares: 69,547,930

Showing 1–100 of 394 holdings by value · page 1 of 4

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 382 13F filers

Top Holder

16.0%

of institutional value

Top 5

38.1%

of institutional value

Top 10

54.4%

of institutional value

HHI

481

Broadly held

Who Holds APAM

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 381 filers, like-for-like change +3.0%; actively managed books +1.9%; index-like books +4.8%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	53.6%	206	+3.6%	27	33
Exempt adviser	0.6%	5	-26.8%	2	0
Adviser	5.2%	9	-13.7%	0	1
Bank	9.7%	22	+5.9%	1	1
Insurer	0.6%	3	-13.5%	0	0
Broker-dealer	0.1%	3	-16.4%	1	0
Benefit plan	0.4%	5	+1.0%	0	1
Non-US	1.3%	11	-14.3%	1	1
Holding company	21.0%	10	+7.3%	0	0
Unknown	7.5%	107	+6.0%	14	13

Style	Share	Filers	Change	New	Exited
Index-like	37.6%	38	+4.8%	0	0
Systematic-like	5.5%	27	+2.7%	7	2
Concentrated	1.3%	73	+18.4%	13	18
Diversified active	55.6%	243	+1.4%	26	30
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	59.8%	230	+2.8%	15	29
Medium turnover	21.7%	76	+2.1%	8	13
High turnover	6.9%	49	+12.4%	17	5
Unknown	11.5%	26	+0.2%	6	3
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	12.2%	38	+2.1%	11	6
Medium horizon	19.5%	65	+8.7%	9	17
Long horizon	58.5%	251	+2.3%	19	21
Unknown	9.8%	27	-2.8%	7	6
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	1.4%	81	-5.0%	18	27
$1B to $10B	7.8%	116	+2.6%	17	11
$10B to $100B	25.4%	111	-1.4%	9	10
$100B or more	65.3%	73	+5.0%	2	2
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	4.4%	115	-1.5%	13	25
Pooled investment vehicles	4.8%	31	+12.7%	9	1
Registered funds and BDCs	25.2%	20	+6.3%	2	2
Pension and profit sharing plans	0.4%	5	+14.9%	0	0
Insurance companies	0.1%	3	+6.3%	0	0
Governments and sovereign funds	3.1%	4	-2.9%	1	3
Corporations	0.0%	1	0.0%	0	0
Other investment advisers	0.2%	6	+1.0%	0	0
Other	0.1%	1	-35.8%	0	0
Diversified	15.3%	20	-0.4%	2	2
Unknown	46.4%	175	+2.3%	19	17

Private funds	Share	Filers	Change	New	Exited
Hedge funds	7.2%	43	+11.3%	12	2
Private equity funds	3.0%	9	+25.2%	1	0
Venture capital funds	0.0%	2	-8.8%	0	0
Real estate funds	0.1%	5	-3.7%	0	1
Liquidity funds	0.0%	1	+9.7%	0	0
Securitized asset funds	0.2%	1	-9.2%	0	0
Other private funds	11.5%	21	+4.1%	3	4
Mixed private funds	0.2%	2	-22.3%	0	1
Private funds, type not stated	0.0%	1	-54.5%	0	1
No private funds	31.9%	126	-0.2%	13	24
Unknown	45.8%	170	+2.8%	17	17

Location	Share	Filers	Change	New	Exited
United States	93.4%	324	+2.8%	37	45
Outside the US	6.6%	57	+4.7%	9	5

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 5 holders with no observed 2026-03-31 13F and 5 holders with no observed 2026-06-30 13F. Compared across CIK changes: JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

381 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.000% of filers hold it in their top 10

Mar 31, 2026: 0

Holders above 5%

median weight 0.003%

Mar 31, 2026: 0

Crowding

—

the issuer has more than one class of common stock, so its count is the total across classes

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

the issuer has more than one class of common stock, so its count is the total across classes

Top 10 holders

54.5%

of 13F shares, Herfindahl 0.048

Active holders

+1.9%

like-for-like share change of active filers

5% stakes on record

1 13D, 5 13G (5 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 17.0 quarters

Under 1 year 13.9% 1 to 3 years 26.3% 3 years or more 59.9% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$40.63

estimated per share

Mar 31, 2026: $41.64

Quarter-end price

$34.53

implied by 13F values

Estimated gain or loss

-15.0%

price against the estimated cost

Estimated at a loss

99.4%

of costed 13F value

Estimated cost covers 20.1% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies APAM's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	CSW Csw Industrials, Inc.	6	0.147
2	KAI Kadant Inc	4	0.136
3	CNS Cohen & Steers, Inc.	3	0.131
4	GSL Global Ship Lease, Inc.	4	0.129
5	ATMU Atmus Filtration Technologies Inc.	3	0.127
6	JBTM JBT MAREL Corp	4	0.118
7	NGVT Ingevity Corp	3	0.118
8	ASO Academy Sports & Outdoors, Inc.	4	0.115
9	ROAD Construction Partners, Inc.	4	0.111
10	RLI Rli Corp	4	0.111

Shareholder Targets

13F filers that own its peers but not APAM, quarter ended Jun 30, 2026

Found through its holder-overlap peers: CSW, KAI, CNS, GSL, ATMU, JBTM, NGVT, ASO, ROAD, RLI, STNG, IPAR, UTI, TDC, UFPI, BRC, MRX, NPKI, AAMI, FAF. 1,145 filers in all.

#	Filer	In peers	Of book	Largest peers
1	Boston Partners Registered adviser, Diversified active	$796,799,897 11 held	0.710%	FAF, UFPI, TDC
2	T. Rowe Price Investment Management, Inc. Adviser, Diversified active	$698,716,709 8 held	0.460%	JBTM, ATMU, STNG
3	LSV ASSET MANAGEMENT Registered adviser, Diversified active	$583,197,480 5 held	1.06%	FAF, TDC, ASO
4	NORGES BANK Non-US, Index-like	$519,294,507 13 held	0.050%	JBTM, FAF, ROAD
5	WELLINGTON MANAGEMENT GROUP LLP Holding company, Diversified active	$451,588,780 9 held	0.080%	FAF, NGVT, ATMU
6	PAULSON & CO. INC. Adviser, Concentrated	$417,911,528 1 held	16.2%	AAMI
7	Conestoga Capital Advisors, LLC Adviser, Diversified active	$415,012,759 6 held	9.03%	ROAD, CSW, UTI
8	Capital International Investors Adviser, Diversified active	$387,645,464 3 held	0.080%	MRX, KAI, CSW
9	ARIEL INVESTMENTS, LLC Registered adviser, Diversified active	$370,605,534 3 held	3.70%	FAF, RLI, BRC
10	CONGRESS ASSET MANAGEMENT CO Registered adviser, Diversified active	$299,549,457 3 held	1.85%	UTI, JBTM, CSW

Fund Ownership of APAM by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 27.18% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	4.07%	+0.54 pp	3,297,351	80
Index ETFs	23.12%	-0.20 pp	18,741,988	77
Active ETFs	1.43%	-0.07 pp	1,156,330	20
Active funds	8.93%	+0.29 pp	7,239,264	97
Unclassified	1.19%	+1.14 pp	966,277	18
All registered funds	38.73%	+1.71 pp	31,401,210	292

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 210 Exempt adviser 5 Adviser 9 Bank 22 Insurer 3 Broker-dealer 3 Benefit plan 5 Non-US 11 Holding company 10 Unknown 110

Showing 100 of 394

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$386,680,159

16.08%

11,198,383

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	138,839	$4,794,110	1.2%	Sole
BlackRock Asset Management Canada Ltd	24,895	$859,624	0.2%	Sole
BlackRock Investment Management, LLC	226,284	$7,813,586	2.0%	Sole
BLACKROCK ADVISORS LLC	275,578	$9,515,708	2.5%	Sole
BlackRock Fund Advisors	7,451,459	$257,298,879	66.5%	Sole
BlackRock Institutional Trust Company, N.A.	2,250,712	$77,717,085	20.1%	Sole
BlackRock Japan Co. Ltd	2,410	$83,217	0.0%	Sole
BlackRock Fund Managers Ltd.	11,878	$410,147	0.1%	Sole
BlackRock Investment Management (UK) Ltd.	35,191	$1,215,145	0.3%	Sole
BlackRock Asset Management Ireland Ltd	227,303	$7,848,772	2.0%	Sole
BlackRock Life Ltd	2,180	$75,275	0.0%	Sole
BlackRock Asset Management Schweiz AG	11,433	$394,781	0.1%	Sole
Aperio Group, LLC	537,199	$18,549,481	4.8%	Sole
SpiderRock Advisors, LLC	3,022	$104,349	0.0%	Sole

KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC

$178,570,271

7.42%

5,171,453

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Virtus Investment Advisers, LLC	943,387	$32,575,153	18.2%	Defined
Held directly	4,228,066	$145,995,118	81.8%	Sole

VANGUARD PORTFOLIO MANAGEMENT LLC

$145,347,577

6.04%

4,209,313

VANGUARD CAPITAL MANAGEMENT LLC

$105,760,210

4.40%

3,062,850

STATE STREET CORP

$101,816,849

4.23%

2,948,649

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED joint	2,948,649	$101,816,849	100.0%	Defined

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$97,109,513

4.04%

2,812,323

VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P.

$85,177,567

3.54%

2,466,770

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Natixis Investment Managers, LLC (also a manager on 2 through 13)	989,720	$34,175,031	40.1%	Defined
Natixis Advisors, LLC	853,185	$29,460,478	34.6%	Defined
Principal Management Corporation	374,865	$12,944,088	15.2%	Defined
Mason Street Advisors, LLC	249,000	$8,597,970	10.1%	Defined

GEODE CAPITAL MANAGEMENT, LLC

$77,978,511

3.24%

2,258,283

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	254,689	$8,794,411	11.3%	Defined
Held directly	2,003,594	$69,184,100	88.7%	Defined

MORGAN STANLEY

$68,444,567

2.85%

1,982,177

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	829	$28,625	0.0%	Defined
MORGAN STANLEY & CO. LLC	19,949	$688,838	1.0%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	496,861	$17,156,610	25.1%	Defined
MORGAN STANLEY INVESTMENT MANAGEMENT INC	286	$9,875	0.0%	Defined
MORGAN STANLEY SMITH BARNEY LLC	123,392	$4,260,725	6.2%	Defined
Morgan Stanley Bank, N.A.	1,199	$41,401	0.1%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	881,235	$30,429,044	44.5%	Defined
EATON VANCE MANAGEMENT	178	$6,146	0.0%	Defined
ATLANTA CAPITAL MANAGEMENT CO L L C	458,248	$15,823,303	23.1%	Defined

Channing Capital Management, LLC

$64,091,340

2.66%

1,856,106

DIMENSIONAL FUND ADVISORS LP

$60,157,473

2.50%

1,742,180

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	12,278	$423,959	0.7%	Defined
DFA Australia Ltd.	26,811	$925,783	1.5%	Defined
Dimensional Fund Advisors Pte. Ltd.	455	$15,711	0.0%	Defined
Dimensional Ireland Ltd	89,952	$3,106,042	5.2%	Defined
Held directly	1,612,684	$55,685,978	92.6%	Sole

VICTORY CAPITAL MANAGEMENT INC

$59,723,709

2.48%

1,729,618

WASATCH ADVISORS LP

$54,111,155

2.25%

1,498,094

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	1,498,094	$54,111,155	100.0%	Sole

Fisher Asset Management, LLC

$44,037,904

1.83%

1,275,352

ROYCE & ASSOCIATES LP

$33,787,087

1.40%

978,485

NORTHERN TRUST CORP

$30,143,167

1.25%

872,956

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	789,754	$27,270,204	90.5%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	49,379	$1,705,056	5.7%	Defined
MASON STREET ADVISORS, LLC joint	23,842	$823,264	2.7%	Other
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	9,981	$344,643	1.1%	Other

GOLDMAN SACHS GROUP INC

$28,109,870

1.17%

814,071

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	607,958	$20,992,789	74.7%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	200,104	$6,909,591	24.6%	Defined
Goldman Sachs Trust Company, N.A.	6,009	$207,490	0.7%	Defined

FEDERATED HERMES, INC.

$26,715,135

1.11%

773,679

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FEDERATED EQUITY MANAGEMENT CO OF PENNSYLVANIA	46,455	$1,604,091	6.0%	Defined
FEDERATED MDTA LLC	727,224	$25,111,044	94.0%	Defined

CITADEL ADVISORS LLC

$26,257,370

1.09%

760,422

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	210,043	$7,252,784	27.6%	Defined
Held directly	550,379	$19,004,586	72.4%	Defined

UBS Group AG

$24,080,530

1.00%

697,380

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	101,688	$3,511,286	14.6%	Defined
UBS AG	592,308	$20,452,395	84.9%	Defined
UBS Switzerland AG	2,100	$72,513	0.3%	Defined
UBS Securities LLC	1,284	$44,336	0.2%	Defined

WELLS FARGO & COMPANY/MN

$22,113,839

0.92%

640,424

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	60,396	$2,085,473	9.4%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	113,419	$3,916,358	17.7%	Defined
WELLS FARGO CLEARING SERVICES, LLC	466,271	$16,100,337	72.8%	Defined
WELLS FARGO INVESTMENT INSTITUTE, INC.	338	$11,671	0.1%	Defined

PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.

$20,537,753

0.85%

594,780

Invesco Ltd.

$20,435,265

0.85%

591,812

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	27,701	$956,514	4.7%	Defined
Invesco Trust Co joint	25,696	$887,282	4.3%	Defined
Invesco Capital Management LLC	538,415	$18,591,469	91.0%	Defined

D. E. Shaw & Co., Inc.

$17,736,507

0.74%

513,655

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	513,655	$17,736,507	100.0%	Defined

Public Sector Pension Investment Board

$17,587,820

0.73%

509,349

Capital World Investors

$17,583,159

0.73%

509,214

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CAPITAL GROUP COMPANIES INC joint	509,214	$17,583,159	100.0%	Defined

VANGUARD FIDUCIARY TRUST CO

$16,771,013

0.70%

485,694

NEW YORK STATE COMMON RETIREMENT FUND

$16,766,628

0.70%

485,567

NATIXIS ADVISORS, LLC

$15,266,575

0.63%

442,125

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Vaughn Nelson Investment Management, L.P.	254,886	$8,801,213	57.7%	Other
Natixis Investment Managers, L.P.	187,239	$6,465,362	42.3%	Defined

Nuveen, LLC

$15,209,324

0.63%

440,467

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	15,860	$547,645	3.6%	Defined
TEACHERS ADVISORS, LLC joint	424,607	$14,661,679	96.4%	Defined

CRAWFORD INVESTMENT COUNSEL INC

$14,742,134

0.61%

426,937

RAYMOND JAMES FINANCIAL INC

$14,164,550

0.59%

410,210

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	408,256	$14,097,079	99.5%	Defined
Raymond James Financial Services Advisors, Inc.	1,954	$67,471	0.5%	Defined

Bank of New York Mellon Corp

$14,053,706

0.58%

407,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNY Mellon Trust of Delaware	190	$6,560	0.0%	Defined
Mellon Investments Corporation joint	198,356	$6,849,231	48.7%	Defined
BNY Mellon Investment Adviser, Inc.	57,753	$1,994,211	14.2%	Defined
The Bank of New York Mellon	121,870	$4,208,171	29.9%	Defined
BNY Mellon, NA joint	28,829	$995,464	7.1%	Defined
Held directly	2	$69	0.0%	Defined

BARCLAYS PLC

$13,330,962

0.55%

386,069

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	383,169	$13,230,825	99.2%	Defined
BARCLAYS CAPITAL INC.	2,900	$100,137	0.8%	Defined

TUDOR INVESTMENT CORP ET AL

$13,297,572

0.55%

385,102

SPROTT INC.

$12,503,140

0.52%

362,095

PRINCIPAL FINANCIAL GROUP INC

$11,917,200

0.50%

345,126

RENAISSANCE TECHNOLOGIES LLC

$11,248,078

0.47%

325,748

VOLORIDGE INVESTMENT MANAGEMENT, LLC

$11,053,294

0.46%

320,107

MILLENNIUM MANAGEMENT LLC

$10,718,077

0.45%

310,399

BANK OF AMERICA CORP /DE/

$9,534,835

0.40%

276,132

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	209,539	$7,235,381	75.9%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	17,864	$616,843	6.5%	Defined
MANAGED ACCOUNT ADVISORS LLC joint	48,729	$1,682,611	17.6%	Defined

Connor, Clark & Lunn Investment Management Ltd.

$9,491,261

0.39%

274,870

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	274,870	$9,491,261	100.0%	Sole

Creative Planning

$9,356,213

0.39%

270,959

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	2,580	$89,087	1.0%	Defined
Held directly	268,379	$9,267,126	99.0%	Sole

Jump Financial, LLC

$9,217,852

0.38%

266,952

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jump Trading Holdings, LLC joint	3,052	$105,385	1.1%	Defined
Leap GP LLC joint	263,900	$9,112,467	98.9%	Defined

Point72 Asset Management, L.P.

$8,307,192

0.35%

240,579

TWO SIGMA INVESTMENTS, LP

$8,056,090

0.33%

233,307

Qube Research & Technologies Ltd

$7,917,936

0.33%

229,306

AQR CAPITAL MANAGEMENT LLC

$7,554,539

0.31%

218,782

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Petros Family Wealth, LLC	269	$9,288	0.1%	Other
RF&L WEALTH MANAGEMENT, LLC	19	$656	0.0%	Other
Compound Planning, Inc.	83	$2,865	0.0%	Other
Arax Advisory Partners	1,225	$42,299	0.6%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	1,149	$39,674	0.5%	Other
Stokes Family Office, LLC	453	$15,642	0.2%	Other
Held directly	215,584	$7,444,115	98.5%	Defined

AMERIPRISE FINANCIAL INC

$7,413,936

0.31%

214,710

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	120,623	$4,165,112	56.2%	Defined
Ameriprise Financial Services, LLC	94,087	$3,248,824	43.8%	Defined

FRANKLIN RESOURCES INC

$6,799,023

0.28%

196,902

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brandywine Global Investment Management, LLC	106,251	$3,668,847	54.0%	Defined
FIDUCIARY TRUST CO INTERNATIONAL	1,028	$35,496	0.5%	Defined
Fiduciary Trust Co International of Pennsylvania	2,850	$98,410	1.4%	Defined
Fiduciary Trust International of the South	705	$24,343	0.4%	Defined
FIDUCIARY TRUST INTERNATIONAL LLC	5,577	$192,573	2.8%	Defined
FRANKLIN ADVISERS INC	80,236	$2,770,549	40.7%	Defined
Franklin Templeton International Services S.a r.l	255	$8,805	0.1%	Defined

Legal & General Group Plc

$6,636,492

0.28%

192,195

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	108,017	$3,729,827	56.2%	Defined
Legal & General Investment Management Ltd joint	84,178	$2,906,665	43.8%	Defined

ROYAL BANK OF CANADA

$6,359,249

0.26%

184,166

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Global Asset Management Inc.	63,665	$2,198,352	34.6%	Defined
RBC CMA LTD.	1,936	$66,850	1.1%	Defined
RBC Capital Markets, LLC	116,945	$4,038,110	63.5%	Defined
RBC Trust Co (Delaware) Ltd	193	$6,664	0.1%	Defined
RBC Rochdale, LLC	20	$690	0.0%	Defined
Held directly	1,407	$48,583	0.8%	Sole

AMERICAN CENTURY COMPANIES INC

$5,880,355

0.24%

170,297

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	170,297	$5,880,355	100.0%	Defined

TEACHER RETIREMENT SYSTEM OF TEXAS

$5,786,226

0.24%

167,571

TOWLE & CO

$5,768,581

0.24%

167,060

RHUMBLINE ADVISERS

$5,751,075

0.24%

166,553

SEI INVESTMENTS CO

$5,663,092

0.24%

164,005

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI INVESTMENTS MANAGEMENT CORP	827	$28,556	0.5%	Sole
SEI TRUST CO	163,178	$5,634,536	99.5%	Sole

FIRST TRUST ADVISORS LP

$5,629,840

0.23%

163,042

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$5,616,093

0.23%

162,644

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	1,668	$57,596	1.0%	Defined
UBS Asset Management Switzerland AG	109,365	$3,776,372	67.2%	Defined
UBS Asset Management (UK) Ltd.	39,052	$1,348,464	24.0%	Defined
Held directly	12,559	$433,661	7.7%	Defined

Man Group plc

$5,293,138

0.22%

153,291

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AHL Partners LLP	153,291	$5,293,138	100.0%	Defined

ALPS ADVISORS INC

$5,180,190

0.22%

150,020

Vestcor Inc

$4,784,373

0.20%

138,557

Swiss National Bank

$4,775,499

0.20%

138,300

CAPTRUST FINANCIAL ADVISORS

$4,688,794

0.19%

135,789

ALGERT GLOBAL LLC

$4,564,520

0.19%

132,190

Empowered Funds, LLC

$4,393,907

0.18%

127,249

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Strive Asset Management, LLC	2,399	$82,837	1.9%	Other
The Burney Company	200	$6,906	0.2%	Other
Towle & Co.	124,650	$4,304,164	98.0%	Other

Ruffer LLP

$4,219,945

0.18%

122,211

Moody Aldrich Partners LLC

$4,083,691

0.17%

113,059

Edgestream Partners, L.P.

$3,959,451

0.16%

114,667

ENVESTNET ASSET MANAGEMENT INC

$3,773,921

0.16%

109,294

Twelve Points Wealth Management LLC

$3,767,361

0.16%

109,104

BNP PARIBAS ASSET MANAGEMENT Holding S.A.

$3,647,989

0.15%

105,647

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNP PARIBAS ASSET MANAGEMENT Europe	1,140	$39,364	1.1%	Defined
AXA INVESTMENT MANAGERS UK LIMITED	98,313	$3,394,747	93.1%	Defined
AXA INVESTMENT MANAGERS US INC.	6,194	$213,878	5.9%	Defined

CITIGROUP INC

$3,549,786

0.15%

102,803

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citibank, N.A. joint	7	$241	0.0%	Defined
Citigroup Financial Products Inc. joint	102,796	$3,549,545	100.0%	Defined

ISTHMUS PARTNERS, LLC

$3,435,662

0.14%

95,118

PRICE T ROWE ASSOCIATES INC /MD/

$3,293,091

0.14%

95,369

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	95,369	$3,293,091	100.0%	Defined

Holocene Advisors, LP

$3,191,089

0.13%

92,415

JPMORGAN CHASE & CO

$3,075,272

0.13%

89,061

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Trust Co of Delaware	111	$3,832	0.1%	Other
JPMorgan Chase Bank, N.A.	26,759	$923,987	30.0%	Defined
J.P. Morgan Investment Management Inc.	59,286	$2,047,145	66.6%	Defined
J.P. Morgan Securities LLC	2,666	$92,056	3.0%	Defined
J.P. Morgan Securities plc	48	$1,657	0.1%	Defined
55I, LLC	191	$6,595	0.2%	Other

Morningstar Investment Management LLC

$3,061,740

0.13%

88,669

NAVELLIER & ASSOCIATES INC

$2,941,714

0.12%

85,193

Brevan Howard Capital Management LP

$2,912,467

0.12%

84,346

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brevan Howard US Investment Management, LP	84,346	$2,912,467	100.0%	Defined

REGIONS FINANCIAL CORP

$2,860,603

0.12%

82,844

HRT FINANCIAL LP

$2,800,383

0.12%

81,100

ALLIANCEBERNSTEIN L.P.

$2,780,424

0.12%

80,522

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	80,522	$2,780,424	100.0%	Defined

Pathstone Holdings, LLC

$2,773,656

0.12%

80,326

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ADVISOR PARTNERS II, LLC	76,637	$2,646,275	95.4%	Defined
Held directly	3,689	$127,381	4.6%	Sole

BNP PARIBAS ARBITRAGE, SA

$2,754,527

0.11%

79,772

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$2,732,600

0.11%

79,137

PRUDENTIAL FINANCIAL INC

$2,708,360

0.11%

78,435

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PGIM Quantitative Solutions LLC	78,435	$2,708,360	100.0%	Defined

DEUTSCHE BANK AG\

$2,654,594

0.11%

76,878

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Deutsche Bank Trust Co Americas	7,992	$275,963	10.4%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC	747	$25,793	1.0%	Defined
DWS Investments UK Ltd	66,415	$2,293,309	86.4%	Defined
DWS International GmbH	1,724	$59,529	2.2%	Defined

ExodusPoint Capital Management, LP

$2,595,999

0.11%

75,181

PEAK6 LLC

$2,589,750

0.11%

75,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PEAK6 Investments LLC joint	75,000	$2,589,750	100.0%	Defined

Callan Family Office, LLC

$2,461,505

0.10%

71,286

Kestra Investment Management, LLC

$2,370,035

0.10%

68,637

Squarepoint Ops LLC

$2,312,370

0.10%

66,967

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	66,967	$2,312,370	100.0%	Defined

Quantbot Technologies LP

$2,256,397

0.09%

65,346

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	65,346	$2,256,397	100.0%	Sole

MERCER GLOBAL ADVISORS INC /ADV

$2,198,214

0.09%

63,661

HARBOR CAPITAL ADVISORS, INC.

$2,182,478

0.09%

60,423

ROMANO BROTHERS AND COMPANY

$2,162,721

0.09%

59,876

VANGUARD ASSET MANAGEMENT, Ltd

$2,109,575

0.09%

61,094

Optimist Retirement Group LLC

$2,103,636

0.09%

60,922

Carolina Wealth Advisors, LLC

$2,079,753

0.09%

57,579

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Key facts CIK 1517302 CUSIP 04316A108 13F (30d) 94 filings 91 filers Visit website Investor relations