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Equibles

PFLT

PennantPark Floating Rate Capital Ltd.

Company with tickers: PFLT

CIK
1504619
CUSIP
70806A106
Shares Outstanding
99,217,896
13F Activity (30d)
42 filings 42 filers

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Holders: 120
Total Value: $109,793,571
Total Shares: 13,655,923
Showing 1–100 of 122 holdings by value · page 1 of 2

Institutional Ownership Trend

25 quarters

Holder Concentration

Across 120 13F filers · Δ vs Dec 31, 2025
Top Holder
36.2%
Jun 2023 → Mar 2026 · range 14.0% – 36.2%
+7.3 pts
Top 5
64.4%
Jun 2023 → Mar 2026 · range 41.3% – 64.4%
+6.5 pts
Top 10
74.1%
Jun 2023 → Mar 2026 · range 64.7% – 74.4%
−0.1 pts
HHI
1,590
Jun 2023 → Mar 2026 · range 539 – 1,590
Moderately concentrated+460

Quarterly Activity

vs Dec 31, 2025
New
26
Increased
42
Decreased
25
Sold Out
28
Unchanged
27
Holder count: -2
Institutional value: -26.3%
Shares held: -15.0%

Top Buyers

vs Dec 31, 2025
Institution Added Now Holds Open
Small Diameter Capital Partners LP +470,770 1,655,246
Mid Sound Income Strategies, LLC +296,851 4,940,809
Mega Legal & General Group Plc +77,517 765,087
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP +72,603 155,925
Small Naviter Wealth, LLC +57,451 78,217

Top Sellers

vs Dec 31, 2025
Institution Sold Now Holds Open
Mid Altshuler Shaham Ltd −290,984 1,029,172
Mega TWO SIGMA INVESTMENTS, LP −103,382 293,681
Mid HBK INVESTMENTS L P −100,000 192,700
Mega BNP PARIBAS ARBITRAGE, SA −51,632 7,649
Large Trexquant Investment LP −46,113 177,765

Top New Positions

vs Dec 31, 2025
Institution Acquired Value (USD) Open
Mid Advisors Asset Management, Inc. 359,336 $2,889,061
Mid Independent Advisor Alliance 137,500 $1,105,500
Large Tidal Investments LLC 105,656 $849,474
Small Yelin Lapidot Holdings Management Ltd. 74,427 $598,393
Micro Andina Capital Management, LLC 46,947 $377,453

Top Sold-Out Positions

vs Dec 31, 2025
Institution Previously Held Last Value (USD) Open
Mega UBS Group AG 1,367,442 $12,676,186
Large MARSHALL WACE, LLP 771,048 $7,147,614
Small Truffle Hound Capital, LLC 600,000 $5,562,000
Large Qube Research & Technologies Ltd 518,749 $4,808,803
Mega STATE STREET CORP 107,263 $994,328
Filter: New 26 Increased 42 Reduced 25 Sold out 28 Unchanged 27
Showing 100 of 122
All Common Calls Puts
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Holder Value (USD) % of 13F Shares Open
Mid Sound Income Strategies, LLC $39,724,104 36.18% 4,940,809
Small Diameter Capital Partners LP $13,308,177 12.12% 1,655,246
Mid Altshuler Shaham Ltd $8,274,542 7.54% 1,029,172
Mega Legal & General Group Plc $6,151,299 5.60% 765,087
Mega LPL Financial LLC $3,212,735 2.93% 399,594
Mid Advisors Asset Management, Inc. $2,889,061 2.63% 359,336
Mega TWO SIGMA INVESTMENTS, LP $2,361,195 2.15% 293,681
Small GraniteShares Advisors LLC $2,112,646 1.92% 262,767
Large OSAIC HOLDINGS, INC. $1,740,137 1.58% 216,435
Mid HBK INVESTMENTS L P $1,549,308 1.41% 192,700
Large Trexquant Investment LP $1,429,230 1.30% 177,765
Mid NewEdge Wealth, LLC $1,428,563 1.30% 177,682
Small Muzinich & Co., Inc. $1,382,108 1.26% 171,904
Mid XTX Topco Ltd $1,188,320 1.08% 147,801
Mid PFG Investments, LLC $1,129,804 1.03% 140,523
Mid Independent Advisor Alliance $1,105,500 1.01% 137,500
Mid Krilogy Financial LLC $995,995 0.91% 123,880
Large CANADA LIFE ASSURANCE Co Insurance $869,879 0.79% 108,194
Large Tidal Investments LLC $849,474 0.77% 105,656
Small PFG Advisors $796,136 0.73% 99,022
Large Cerity Partners LLC $695,966 0.63% 86,563
Small VARCOV Co. $689,269 0.63% 85,730
Large Cambridge Investment Research Advisors, Inc. $685,369 0.62% 85,245
Mid CastleKnight Management LP $635,964 0.58% 79,100
Small Naviter Wealth, LLC $628,864 0.57% 78,217
Small Virtus Investment Advisers, LLC $603,112 0.55% 75,014
Small Yelin Lapidot Holdings Management Ltd. $598,393 0.55% 74,427
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP $597,372 0.54% 74,300
Large HighTower Advisors, LLC $575,503 0.52% 71,580
Large Cetera Investment Advisers $562,325 0.51% 69,941
Large GUGGENHEIM CAPITAL LLC $542,973 0.49% 67,534
Large COMMONWEALTH EQUITY SERVICES, LLC $426,047 0.39% 52,991
Mega ENVESTNET ASSET MANAGEMENT INC $398,221 0.36% 49,530
Large STIFEL FINANCIAL CORP $380,348 0.35% 47,307
Small DENALI ADVISORS LLC $378,153 0.34% 47,034
Micro Andina Capital Management, LLC $377,453 0.34% 46,947
Mid Foundations Investment Advisors, LLC Endowment $361,775 0.33% 44,997
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP $357,780 0.33% 44,500
Large Janney Montgomery Scott LLC $336,088 0.31% 41,802
Small Sovran Advisors, LLC $303,920 0.28% 37,801
Small OXFORD ASSET MANAGEMENT LLP $299,433 0.27% 37,243
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP $298,485 0.27% 37,125
Mid DRW Securities, LLC Broker-Dealer $266,968 0.24% 33,205
Mid WEDBUSH SECURITIES INC Broker-Dealer $265,014 0.24% 32,962
Mid Freestone Capital Holdings, LLC $233,521 0.21% 29,045
Small GREENWOOD GEARHART LLC $233,160 0.21% 29,000
Mid CERTUITY, LLC $214,330 0.20% 26,658
Micro Strategic Financial Concepts, LLC $210,961 0.19% 26,239
Mid Brevan Howard Capital Management LP $204,658 0.19% 25,455
Small Cornerstone Wealth Management, LLC $181,800 0.17% 22,612
Mid AE Wealth Management LLC $181,269 0.17% 22,546
Large M&T Bank Corp Bank $176,067 0.16% 21,899
Small PW Nova Financial Services LLC $173,237 0.16% 21,547
Small BEACON INVESTMENT ADVISORS LLC $171,621 0.16% 21,346
Small Ethos Financial Group, LLC $171,316 0.16% 21,308
Small Avior Wealth Management, LLC $166,838 0.15% 20,751
Small CALTON & ASSOCIATES, INC. $165,414 0.15% 20,574
Large Mariner, LLC $162,295 0.15% 20,186
Mega RAYMOND JAMES FINANCIAL INC $154,914 0.14% 19,268
Large Squarepoint Ops LLC $148,675 0.14% 18,492
Small Westend Capital Management, LLC $137,628 0.13% 17,118
Small TWO SIGMA SECURITIES, LLC Broker-Dealer $135,843 0.12% 16,896
Mid Savvy Advisors, Inc. $130,071 0.12% 16,178
Small Sunbelt Securities, Inc. Broker-Dealer $126,461 0.12% 15,729
Mid VestGen Advisors, LLC $116,580 0.11% 14,500
Small Strategies Wealth Advisors, LLC $114,489 0.10% 14,240
Mid Private Advisor Group, LLC $114,200 0.10% 14,204
Micro Bridgewealth Advisory Group, LLC $104,857 0.10% 13,042
Large Corient Private Wealth LLC $103,185 0.09% 12,834
Mega NORTHERN TRUST CORP Bank $102,622 0.09% 12,764
Large Lido Advisors, LLC $101,030 0.09% 12,566
Mid Concurrent Investment Advisors, LLC $98,610 0.09% 12,265
Small Garner Asset Management Corp $96,938 0.09% 12,057
Micro BCO Wealth Management LLC $96,632 0.09% 12,019
Mid Sowell Financial Services LLC $94,880 0.09% 11,801
Mid FULTON BREAKEFIELD BROENNIMAN LLC $94,855 0.09% 11,798
Mid WINTON GROUP Ltd $89,002 0.08% 11,070
Micro Miller Financial Services LLC $86,767 0.08% 10,792
Mid Glenview Trust Co Bank $85,626 0.08% 10,650
Small WESTBOURNE INVESTMENTS, INC. $84,420 0.08% 10,500
Mid EverSource Wealth Advisors, LLC $80,408 0.07% 10,001
Small INVESTMENT PARTNERS, LTD. $80,400 0.07% 10,000
Small Golden State Wealth Management, LLC $79,210 0.07% 9,852
Mid MAI Capital Management $77,666 0.07% 9,660
Mid Farther Finance Advisors, LLC $65,019 0.06% 8,087
Mega BNP PARIBAS ARBITRAGE, SA $61,497 0.06% 7,649
Micro Key Capital Management, INC $43,729 0.04% 5,439
Large CWM, LLC $43,014 0.04% 5,350
Micro MPWM ADVISORY SOLUTIONS, LLC $40,200 0.04% 5,000
Large NewEdge Advisors, LLC $37,900 0.03% 4,714
Small McIlrath & Eck, LLC $37,699 0.03% 4,689
Mid State of Alaska, Department of Revenue $37,185 0.03% 4,625
Large NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO $32,160 0.03% 4,000
Mid INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC $28,783 0.03% 3,580
Mid Wilmington Savings Fund Society, FSB $27,038 0.02% 3,363
Small PRIVATE TRUST CO NA Bank $20,341 0.02% 2,530
Large NOMURA ASSET MANAGEMENT CO LTD $16,988 0.02% 2,113
Micro Burk Holdings LLC $16,932 0.02% 2,106
Mid Tower Research Capital LLC (TRC) $14,238 0.01% 1,771
Mid Advisory Services Network, LLC $12,984 0.01% 1,615

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