PFLT

PennantPark Floating Rate Capital Ltd.

Company with tickers: PFLT

CIK
1504619
CUSIP
70806A106
Shares Outstanding
99,217,896
13F Activity (30d)
107 filings 106 filers
Holders: 136
Total Value: $168,857,252
Total Shares: 21,002,153
Showing 1–100 of 138 holdings by value · page 1 of 2

Institutional Ownership Trend

25 quarters

Holder Concentration

Across 136 13F filers · Δ vs Dec 31, 2025
Top Holder
23.5%
Jun 2023 → Mar 2026 · range 15.4% – 27.3%
+3.1 pts
Top 5
58.2%
Jun 2023 → Mar 2026 · range 43.3% – 63.8%
+10.3 pts
Top 10
73.4%
Jun 2023 → Mar 2026 · range 65.3% – 77.0%
+7.8 pts
HHI
926
Jun 2023 → Mar 2026 · range 575 – 1,176
Broadly held +198

Quarterly Activity

vs Dec 31, 2025
New
25
Increased
48
Decreased
35
Sold Out
27
Unchanged
28
Holder count: -2
Institutional value: -19.8%
Shares held: -7.5%

Top Buyers

vs Dec 31, 2025
Institution Added Now Holds
Mega UBS Group AG +652,583 2,020,025
Mega Invesco Ltd. +584,413 1,807,110
Small Diameter Capital Partners LP +470,770 1,655,246
Mid Sound Income Strategies, LLC +296,851 4,940,809
Mega Legal & General Group Plc +77,517 765,087

Top Sellers

vs Dec 31, 2025
Institution Sold Now Holds
Mega MILLENNIUM MANAGEMENT LLC −529,057 160,994
Mega VAN ECK ASSOCIATES CORP −525,847 1,805,312
Large Qube Research & Technologies Ltd −330,542 188,207
Mega BlackRock, Inc. −296,860 385,021
Mid Altshuler Shaham Ltd −290,984 1,029,172

Top New Positions

vs Dec 31, 2025
Institution Acquired Value (USD)
Mid Independent Advisor Alliance 137,500 $1,105,500
Large Tidal Investments LLC 105,656 $849,474
Micro Andina Capital Management, LLC 46,947 $377,453
Mid DRW Securities, LLC 33,205 $266,968
Small GREENWOOD GEARHART LLC 29,000 $233,160

Top Sold-Out Positions

vs Dec 31, 2025
Institution Previously Held Last Value (USD)
Large MARSHALL WACE, LLP 771,048 $7,147,614
Small Truffle Hound Capital, LLC 600,000 $5,562,000
Mega STATE STREET CORP 107,263 $994,328
Mid Quantbot Technologies LP 40,986 $379,940
Micro Vantage Financial Partners, LLC 38,499 $356,885
100 of 100 shown
Export CSV
Holder Value (USD) % of 13F Shares Action
Mid Sound Income Strategies, LLC $39,724,104 23.53% 4,940,809 View
Mega UBS Group AG $16,241,000 9.62% 2,020,025 View
Mega Invesco Ltd. $14,529,164 8.60% 1,807,110 View
Mega VAN ECK ASSOCIATES CORP $14,514,708 8.60% 1,805,312 View
Small Diameter Capital Partners LP $13,308,177 7.88% 1,655,246 View
Mid Altshuler Shaham Ltd $8,274,542 4.90% 1,029,172 View
Mega Legal & General Group Plc $6,151,299 3.64% 765,087 View
Mega MORGAN STANLEY $4,837,345 2.86% 601,660 View
Mega LPL Financial LLC $3,212,735 1.90% 399,594 View
Mega BlackRock, Inc. $3,095,568 1.83% 385,021 View
Mid Advisors Asset Management, Inc. $2,889,061 1.71% 359,336 View
Mega TWO SIGMA INVESTMENTS, LP $2,361,195 1.40% 293,681 View
Small GraniteShares Advisors LLC $2,112,646 1.25% 262,767 View
Large OSAIC HOLDINGS, INC. $1,740,137 1.03% 216,435 View
Mid HBK INVESTMENTS L P $1,549,308 0.92% 192,700 View
Large Qube Research & Technologies Ltd $1,513,184 0.90% 188,207 View
Large Trexquant Investment LP $1,429,230 0.85% 177,765 View
Mid NewEdge Wealth, LLC $1,428,563 0.85% 177,682 View
Small Muzinich & Co., Inc. $1,382,108 0.82% 171,904 View
Mega MILLENNIUM MANAGEMENT LLC $1,294,391 0.77% 160,994 View
Mid XTX Topco Ltd $1,188,320 0.70% 147,801 View
Mega Sumitomo Mitsui Trust Group, Inc. $1,183,592 0.70% 147,213 View
Mid PFG Investments, LLC $1,129,804 0.67% 140,523 View
Mid Independent Advisor Alliance $1,105,500 0.65% 137,500 View
Mid Krilogy Financial LLC $995,995 0.59% 123,880 View
Large CANADA LIFE ASSURANCE Co Insurance $869,879 0.52% 108,194 View
Large Tidal Investments LLC $849,474 0.50% 105,656 View
Small PFG Advisors $796,136 0.47% 99,022 View
Large Cerity Partners LLC $695,966 0.41% 86,563 View
Small VARCOV Co. $689,269 0.41% 85,730 View
Large Cambridge Investment Research Advisors, Inc. $685,369 0.41% 85,245 View
Mid CastleKnight Management LP $635,964 0.38% 79,100 View
Small Naviter Wealth, LLC $628,864 0.37% 78,217 View
Small Virtus Investment Advisers, LLC $603,112 0.36% 75,014 View
Small Yelin Lapidot Holdings Management Ltd. $598,393 0.35% 74,427 View
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP $597,372 0.35% 74,300 View
Mega GOLDMAN SACHS GROUP INC $582,465 0.34% 72,446 View
Large HighTower Advisors, LLC $575,503 0.34% 71,580 View
Large Cetera Investment Advisers $562,325 0.33% 69,941 View
Large GUGGENHEIM CAPITAL LLC $542,973 0.32% 67,534 View
Mega BANK OF AMERICA CORP /DE/ Bank $442,650 0.26% 55,056 View
Large COMMONWEALTH EQUITY SERVICES, LLC $426,047 0.25% 52,991 View
Mega ENVESTNET ASSET MANAGEMENT INC $398,221 0.24% 49,530 View
Large STIFEL FINANCIAL CORP $380,348 0.23% 47,307 View
Small DENALI ADVISORS LLC $378,153 0.22% 47,034 View
Micro Andina Capital Management, LLC $377,453 0.22% 46,947 View
Mid Foundations Investment Advisors, LLC Endowment $361,775 0.21% 44,997 View
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP $357,780 0.21% 44,500 View
Large Janney Montgomery Scott LLC $336,088 0.20% 41,802 View
Small Sovran Advisors, LLC $303,920 0.18% 37,801 View
Small OXFORD ASSET MANAGEMENT LLP $299,433 0.18% 37,243 View
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP $298,485 0.18% 37,125 View
Mid DRW Securities, LLC Broker-Dealer $266,968 0.16% 33,205 View
Mid WEDBUSH SECURITIES INC Broker-Dealer $265,014 0.16% 32,962 View
Mid Freestone Capital Holdings, LLC $233,521 0.14% 29,045 View
Small GREENWOOD GEARHART LLC $233,160 0.14% 29,000 View
Mega ROYAL BANK OF CANADA Bank $222,137 0.13% 27,629 View
Mid CERTUITY, LLC $214,330 0.13% 26,658 View
Micro Strategic Financial Concepts, LLC $210,961 0.12% 26,239 View
Mid Brevan Howard Capital Management LP $204,658 0.12% 25,455 View
Mega WELLS FARGO & COMPANY/MN $196,055 0.12% 24,385 View
Small Cornerstone Wealth Management, LLC $181,800 0.11% 22,612 View
Mid AE Wealth Management LLC $181,269 0.11% 22,546 View
Large M&T Bank Corp Bank $176,067 0.10% 21,899 View
Small PW Nova Financial Services LLC $173,237 0.10% 21,547 View
Small BEACON INVESTMENT ADVISORS LLC $171,621 0.10% 21,346 View
Small Ethos Financial Group, LLC $171,316 0.10% 21,308 View
Small Avior Wealth Management, LLC $166,838 0.10% 20,751 View
Small CALTON & ASSOCIATES, INC. $165,414 0.10% 20,574 View
Large Mariner, LLC $162,295 0.10% 20,186 View
Mega RAYMOND JAMES FINANCIAL INC $154,914 0.09% 19,268 View
Large Squarepoint Ops LLC $148,675 0.09% 18,492 View
Small Westend Capital Management, LLC $137,628 0.08% 17,118 View
Mega JANE STREET GROUP, LLC $136,680 0.08% 17,000 View
Small TWO SIGMA SECURITIES, LLC Broker-Dealer $135,843 0.08% 16,896 View
Mid Savvy Advisors, Inc. $130,071 0.08% 16,178 View
Small Sunbelt Securities, Inc. Broker-Dealer $126,461 0.07% 15,729 View
Small MIRABELLA FINANCIAL SERVICES LLP $117,367 0.07% 14,598 View
Mid VestGen Advisors, LLC $116,580 0.07% 14,500 View
Small Strategies Wealth Advisors, LLC $114,489 0.07% 14,240 View
Mid Private Advisor Group, LLC $114,200 0.07% 14,204 View
Micro Bridgewealth Advisory Group, LLC $104,857 0.06% 13,042 View
Large Corient Private Wealth LLC $103,185 0.06% 12,834 View
Mega NORTHERN TRUST CORP Bank $102,622 0.06% 12,764 View
Large Lido Advisors, LLC $101,030 0.06% 12,566 View
Large NOMURA HOLDINGS INC $100,500 0.06% 12,500 View
Mid Concurrent Investment Advisors, LLC $98,610 0.06% 12,265 View
Small Garner Asset Management Corp $96,938 0.06% 12,057 View
Micro BCO Wealth Management LLC $96,632 0.06% 12,019 View
Mid Sowell Financial Services LLC $94,880 0.06% 11,801 View
Small FULTON BREAKEFIELD BROENNIMAN LLC $94,855 0.06% 11,798 View
Mega CITADEL ADVISORS LLC $93,264 0.06% 11,600 View
Mid WINTON GROUP Ltd $89,002 0.05% 11,070 View
Micro Miller Financial Services LLC $86,767 0.05% 10,792 View
Mid Glenview Trust Co Bank $85,626 0.05% 10,650 View
Small WESTBOURNE INVESTMENTS, INC. $84,420 0.05% 10,500 View
Mid EverSource Wealth Advisors, LLC $80,408 0.05% 10,001 View
Small INVESTMENT PARTNERS, LTD. $80,400 0.05% 10,000 View
Small Golden State Wealth Management, LLC $79,210 0.05% 9,852 View
Mid MAI Capital Management $77,666 0.05% 9,660 View
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