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PFLT · PennantPark Floating Rate Capital Ltd. · Holdings

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$6.23 +0.04 (+0.65%)
Rebalance outlook locked
Market Cap
$614.16M
Shares
99.22M
Volume · Oct 21 865.42K Avg daily vol (3M) 890.09K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of PFLT: 13F, 13D and 13G, insiders and funds →
Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.
The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.
Holders: 124
Total Value: $147,146,479
Total Shares: 19,909,809
Showing 1–100 of 128 holdings by value · page 1 of 2

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 126 13F filers
Top Holder
23.5%
Sep 2023 → Jun 2026 · range 14.0% – 26.3%
of institutional value
Top 5
61.2%
Sep 2023 → Jun 2026 · range 41.3% – 61.3%
of institutional value
Top 10
76.7%
Sep 2023 → Jun 2026 · range 64.7% – 76.7%
of institutional value
HHI
1,022
Sep 2023 → Jun 2026 · range 539 – 1,092
Broadly held

Who Holds PFLT

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 124 filers, like-for-like change +6.7%; actively managed books +3.0%; index-like books +23.0%.

Holder type Share Filers Change
Registered adviser 51.1% 61 -0.1%
Exempt adviser 0.2% 2 -83.8%
Adviser 11.0% 3 +31.0%
Bank 15.9% 9 +51.4%
Broker-dealer 0.4% 1 -78.8%
Non-US 0.0% 1 +28.3%
Holding company 6.6% 4 +14.7%
Unknown 14.7% 43 -0.9%

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 2 holders with no observed 2026-03-31 13F and 3 holders with no observed 2026-06-30 13F.

Conviction and Crowding

124 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders
0
0.000% of filers hold it in their top 10
Mar 31, 2026: 2
Holders above 5%
0
median weight 0.002%
Mar 31, 2026: 0
Crowding
5.23%
of shares outstanding, 17th percentile
Mar 31, 2026: 5.74%
Private-fund advisers
5.04%
of shares outstanding
Institutional ownership
22.2%
22.3% of the estimated free float
Top 10 holders
77.5%
of 13F shares, Herfindahl 0.104
Active holders
+3.0%
like-for-like share change of active filers
5% stakes on record
0
0 13D, 0 13G
How long holders have held it value-weighted 19.2 quarters
Under 1 year 12.1% 1 to 3 years 16.8% 3 years or more 71.1% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost
$9.90
estimated per share
Mar 31, 2026: $10.11
Quarter-end price
$7.48
implied by 13F values
Estimated gain or loss
-24.4%
price against the estimated cost
Estimated at a loss
100.0%
of costed 13F value

Estimated cost covers 34.1% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies PFLT's active holders also own, quarter ended Jun 30, 2026
# Company Shared holders
1 BBDC Barings BDC, Inc. 4
2 MSDL Morgan Stanley Direct Lending Fund 4
3 CSWC Capital Southwest Corp 4
4 GSBD Goldman Sachs BDC, Inc. 4
5 CGBD Carlyle Secured Lending, Inc. 3
6 TSLX Sixth Street Specialty Lending, Inc. 4
7 HTGC Hercules Capital, Inc. 4
8 OBDC Blue Owl Capital Corp 5
9 GBDC GOLUB CAPITAL BDC, Inc. 4
10 GLPI Gaming & Leisure Properties, Inc. 3

Shareholder Targets

13F filers that own its peers but not PFLT, quarter ended Jun 30, 2026

Found through its holder-overlap peers: BBDC, MSDL, CSWC, GSBD, CGBD, TSLX, HTGC, OBDC, GBDC, GLPI, CAVA, BXSL, SPG, ARCC, AGNC, GSK, HBAN, ENB, WPC, VICI. 3,152 filers in all.

# Filer In peers
1 VANGUARD CAPITAL MANAGEMENT LLC Registered adviser, Index-like $14,277,306,770 8 held
2 VANGUARD PORTFOLIO MANAGEMENT LLC Registered adviser, Diversified active $13,477,570,142 8 held
3 STATE STREET CORP Bank, Index-like $10,378,616,484 18 held
4 GEODE CAPITAL MANAGEMENT, LLC Registered adviser, Index-like $7,157,832,513 9 held
5 FMR LLC Holding company, Diversified active $6,589,968,057 14 held
6 WELLINGTON MANAGEMENT GROUP LLP Holding company, Diversified active $5,692,765,269 8 held
7 BANK OF MONTREAL /CAN/ Bank, Diversified active $3,968,601,021 14 held
8 NORGES BANK Non-US, Index-like $3,843,658,400 9 held
9 PRICE T ROWE ASSOCIATES INC /MD/ Registered adviser, Diversified active $3,764,270,297 15 held
10 Capital World Investors Adviser, Diversified active $3,166,046,389 4 held

Fund Ownership of PFLT by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 4.23% of shares outstanding.

Fund type Of shares outstanding Shares
Index funds 0.00% 0
Index ETFs 4.23% 4,196,238
Active ETFs 0.11% 105,746
Active funds 0.00% 0
Unclassified 0.00% 0
All registered funds 4.34% 4,301,984
How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 62 Exempt adviser 2 Adviser 3 Bank 9 Broker-dealer 1 Non-US 1 Holding company 4 Unknown 42
Showing 100 of 128
All Common Calls Puts
Export CSV
Holder Value (USD) % of 13F Shares Open
UBS Group AG $23,089,974 15.69% 3,086,895
Sound Income Strategies, LLC $20,252,885 13.76% 2,930,953
VAN ECK ASSOCIATES CORP $18,503,320 12.57% 2,473,706
Invesco Ltd. $13,435,964 9.13% 1,796,252
Altshuler Shaham Ltd $7,698,206 5.23% 1,029,172
Diameter Capital Partners LP $6,732,000 4.58% 900,000
Legal & General Group Plc $6,064,963 4.12% 810,824
MORGAN STANLEY $5,816,177 3.95% 777,564
FRANKLIN RESOURCES INC $4,372,695 2.97% 584,585
Advisors Asset Management, Inc. $2,821,261 1.92% 377,174
BlackRock, Inc. $2,810,841 1.91% 375,781
GraniteShares Advisors LLC $2,261,518 1.54% 302,342
Independent Advisor Alliance $2,027,454 1.38% 271,050
OSAIC HOLDINGS, INC. $1,837,857 1.25% 245,703
CITADEL ADVISORS LLC $1,294,346 0.88% 173,041
Muzinich & Co., Inc. $1,287,278 0.87% 172,096
NewEdge Wealth, LLC $1,260,821 0.86% 168,559
BANK OF AMERICA CORP /DE/ $1,227,699 0.83% 164,131
MILLENNIUM MANAGEMENT LLC $1,171,166 0.80% 156,573
Sumitomo Mitsui Trust Group, Inc. $1,101,153 0.75% 147,213
CANADA LIFE ASSURANCE Co $928,088 0.63% 124,076
Naviter Wealth, LLC $868,787 0.59% 116,148
Krilogy Financial LLC $856,010 0.58% 123,880
Tidal Investments LLC $790,306 0.54% 105,656
PFG Investments, LLC $782,280 0.53% 104,583
Trexquant Investment LP $760,132 0.52% 101,622
Cambridge Investment Research Advisors, Inc. $752,645 0.51% 100,621
Cerity Partners LLC $654,342 0.44% 87,479
LPL Financial LLC $634,924 0.43% 84,883
GUGGENHEIM CAPITAL LLC $554,971 0.38% 74,194
HighTower Advisors, LLC $531,581 0.36% 71,067
COMMONWEALTH EQUITY SERVICES, LLC $522,597 0.36% 69,866
SUSQUEHANNA INTERNATIONAL GROUP, LLP $495,362 0.34% 66,225
Cetera Investment Advisers $486,327 0.33% 65,017
GOLDMAN SACHS GROUP INC $479,385 0.33% 64,089
SUSQUEHANNA INTERNATIONAL GROUP, LLP $469,744 0.32% 62,800
Curi Capital, LLC $448,800 0.31% 60,000
Virtus Investment Advisers, LLC $440,826 0.30% 58,934
CITADEL ADVISORS LLC $439,076 0.30% 58,700
XTX Topco Ltd $436,570 0.30% 58,365
GREENWOOD GEARHART LLC $423,831 0.29% 56,662
Yelin Lapidot Holdings Management Ltd. $410,853 0.28% 54,927
STIFEL FINANCIAL CORP $405,864 0.28% 54,260
SUSQUEHANNA INTERNATIONAL GROUP, LLP $403,920 0.27% 54,000
ENVESTNET ASSET MANAGEMENT INC $371,957 0.25% 49,727
MQS Management LLC $370,813 0.25% 49,574
DENALI ADVISORS LLC $322,028 0.22% 43,052
RAYMOND JAMES FINANCIAL INC $314,742 0.21% 42,078
Janney Montgomery Scott LLC $307,846 0.21% 41,156
Sovran Advisors, LLC $292,647 0.20% 39,124
WELLS FARGO & COMPANY/MN $266,601 0.18% 35,642
Squarepoint Ops LLC $248,986 0.17% 33,287
Brevan Howard Capital Management LP $237,938 0.16% 31,810
WEDBUSH SECURITIES INC $220,001 0.15% 29,412
ROYAL BANK OF CANADA $217,256 0.15% 29,045
Freestone Capital Holdings, LLC $217,256 0.15% 29,045
CERTUITY, LLC $199,401 0.14% 26,658
Black Maple Capital Management LP $187,000 0.13% 25,000
Foundations Investment Advisors, LLC $185,144 0.13% 24,752
Strategic Financial Concepts, LLC $184,756 0.13% 24,700
Mariner, LLC $168,786 0.11% 22,565
PW Nova Financial Services LLC $165,453 0.11% 23,944
M&T Bank Corp $163,804 0.11% 21,899
BEACON INVESTMENT ADVISORS LLC $163,221 0.11% 21,821
JANE STREET GROUP, LLC $160,820 0.11% 21,500
CITADEL ADVISORS LLC $160,072 0.11% 21,400
TWO SIGMA INVESTMENTS, LP $153,340 0.10% 20,500
Ethos Financial Group, LLC $144,491 0.10% 19,317
NewEdge Advisors, LLC $128,409 0.09% 17,167
AE Wealth Management LLC $126,389 0.09% 16,897
Savvy Advisors, Inc. $125,462 0.09% 16,773
Advisory Services Network, LLC $118,408 0.08% 15,830
Strategies Wealth Advisors, LLC $110,479 0.08% 14,770
SNS Financial Group, LLC $109,769 0.07% 14,675
VestGen Advisors, LLC $108,460 0.07% 14,500
Corient Private Wealth LLC $95,781 0.07% 12,805
NORTHERN TRUST CORP $93,417 0.06% 12,489
NOMURA HOLDINGS INC $89,760 0.06% 12,000
FULTON BREAKEFIELD BROENNIMAN LLC $88,249 0.06% 11,798
TWO SIGMA SECURITIES, LLC $88,211 0.06% 11,793
Qube Research & Technologies Ltd $84,561 0.06% 11,305
Garner Asset Management Corp $83,895 0.06% 11,216
Balyasny Asset Management L.P. $82,467 0.06% 11,025
WESTBOURNE INVESTMENTS, INC. $82,280 0.06% 11,000
Glenview Trust Co $79,662 0.05% 10,650
Miller Financial Services LLC $78,691 0.05% 11,388
StoneX Group Inc. $78,614 0.05% 10,510
Avior Wealth Management, LLC $78,020 0.05% 11,291
CALTON & ASSOCIATES, INC. $75,548 0.05% 10,100
INVESTMENT PARTNERS, LTD. $74,800 0.05% 10,000
Golden State Wealth Management, LLC $73,692 0.05% 9,852
BNP PARIBAS ARBITRAGE, SA $73,393 0.05% 9,812
Allied Private Wealth LLC $53,504 0.04% 7,153
Farther Finance Advisors, LLC $38,315 0.03% 5,545
State of Alaska, Department of Revenue $31,958 0.02% 4,625
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO $29,920 0.02% 4,000
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC $26,778 0.02% 3,580
Wilmington Savings Fund Society, FSB $25,155 0.02% 3,363
Tower Research Capital LLC (TRC) $25,035 0.02% 3,347
Key Capital Management, INC $23,352 0.02% 3,122

Showing the top 100 of 128 holders. Create a free account to see every holder, past quarters, search, filters and CSV export.

Key facts CIK 1504619 CUSIP 70806A106 13F (30d) 14 filings 14 filers Visit website Investor relations