PFLT
PennantPark Floating Rate Capital Ltd.
$7.21
+0.03 (+0.42%)
At close · Jul 15
Market Cap
$715.36M
Shares
99,217,896
Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.
The Jun 30, 2026 filing window is
still open — showing the latest known positions. Funds that have not filed yet
carry their prior-quarter positions; a fund that filed without this stock counts
as sold out.
Holders: 141
Total Value: $169,103,218
Total Shares: 21,037,303
Showing 1–100
of 143 holdings by value
· page 1 of 2
Institutional Ownership Trend
26 quarters
Holder Concentration
Across 137 13F filersTop Holder
23.5%
of institutional value
Top 5
58.2%
of institutional value
Top 10
73.4%
of institutional value
HHI
926
Broadly held
| Holder | Value (USD) | % of 13F | Shares | Type | Discretion | Filed | Open | |||
|---|---|---|---|---|---|---|---|---|---|---|
| Mid Sound Income Strategies, LLC | $39,724,104 | 23.49% | 4,940,809 | Shares | Sole | 2026-04-27 | ||||
| Mega UBS Group AG | $16,241,000 | 9.60% | 2,020,025 | Shares | Defined | 2026-05-05 | ||||
| Mega Invesco Ltd. | $14,529,164 | 8.59% | 1,807,110 | Shares | Defined | 2026-05-12 | ||||
| Mega VAN ECK ASSOCIATES CORP | $14,514,708 | 8.58% | 1,805,312 | Shares | Defined | 2026-05-15 | ||||
| Small Diameter Capital Partners LP | $13,308,177 | 7.87% | 1,655,246 | Shares | Sole | 2026-05-15 | ||||
| Mid Altshuler Shaham Ltd | $8,274,542 | 4.89% | 1,029,172 | Shares | Defined | 2026-05-18 | ||||
| Mega Legal & General Group Plc | $6,151,299 | 3.64% | 765,087 | Shares | Defined | 2026-05-08 | ||||
| Mega MORGAN STANLEY | $4,837,345 | 2.86% | 601,660 | Shares | Defined | 2026-05-15 | ||||
| Mega LPL Financial LLC | $3,212,735 | 1.90% | 399,594 | Shares | Sole | 2026-05-06 | ||||
| Mega BlackRock, Inc. | $3,095,568 | 1.83% | 385,021 | Shares | Sole | 2026-05-13 | ||||
| Mid Advisors Asset Management, Inc. | $2,889,061 | 1.71% | 359,336 | Shares | Sole | 2026-05-15 | ||||
| Mega TWO SIGMA INVESTMENTS, LP | $2,361,195 | 1.40% | 293,681 | Shares | Sole | 2026-05-15 | ||||
| Small GraniteShares Advisors LLC | $2,112,646 | 1.25% | 262,767 | Shares | Sole | 2026-04-23 | ||||
| Large OSAIC HOLDINGS, INC. | $1,740,137 | 1.03% | 216,435 | Shares | Defined | 2026-05-15 | ||||
| Mid HBK INVESTMENTS L P | $1,549,308 | 0.92% | 192,700 | Put | Sole | 2026-05-15 | ||||
| Large Qube Research & Technologies Ltd | $1,513,184 | 0.89% | 188,207 | Shares | Sole | 2026-05-15 | ||||
| Large Trexquant Investment LP | $1,429,230 | 0.85% | 177,765 | Shares | Sole | 2026-05-15 | ||||
| Mid NewEdge Wealth, LLC | $1,428,563 | 0.84% | 177,682 | Shares | Sole | 2026-05-13 | ||||
| Small Muzinich & Co., Inc. | $1,382,108 | 0.82% | 171,904 | Shares | Sole | 2026-04-24 | ||||
| Mega MILLENNIUM MANAGEMENT LLC | $1,294,391 | 0.77% | 160,994 | Shares | Sole | 2026-05-15 | ||||
| Mid XTX Topco Ltd | $1,188,320 | 0.70% | 147,801 | Shares | Defined | 2026-05-15 | ||||
| Mega Sumitomo Mitsui Trust Group, Inc. | $1,183,592 | 0.70% | 147,213 | Shares | Defined | 2026-04-30 | ||||
| Mid PFG Investments, LLC | $1,129,804 | 0.67% | 140,523 | Shares | Sole | 2026-04-27 | ||||
| Mid Independent Advisor Alliance | $1,105,500 | 0.65% | 137,500 | Shares | Sole | 2026-05-12 | ||||
| Small Krilogy Financial LLC | $995,995 | 0.59% | 123,880 | Shares | Sole | 2026-04-17 | ||||
| Large CANADA LIFE ASSURANCE Co Insurance | $869,879 | 0.51% | 108,194 | Shares | Sole | 2026-05-14 | ||||
| Large Tidal Investments LLC | $849,474 | 0.50% | 105,656 | Shares | Sole | 2026-05-15 | ||||
| Small PFG Advisors | $796,136 | 0.47% | 99,022 | Shares | Sole | 2026-05-05 | ||||
| Large Cerity Partners LLC | $695,966 | 0.41% | 86,563 | Shares | Sole | 2026-05-15 | ||||
| Small VARCOV Co. | $689,269 | 0.41% | 85,730 | Shares | Sole | 2026-05-15 | ||||
| Large Cambridge Investment Research Advisors, Inc. | $685,369 | 0.41% | 85,245 | Shares | Sole | 2026-04-30 | ||||
| Mid CastleKnight Management LP | $635,964 | 0.38% | 79,100 | Shares | Sole | 2026-05-15 | ||||
| Small Naviter Wealth, LLC | $628,864 | 0.37% | 78,217 | Shares | Sole | 2026-04-10 | ||||
| Small Virtus Investment Advisers, LLC | $603,112 | 0.36% | 75,014 | Shares | Other | 2026-05-14 | ||||
| Small Yelin Lapidot Holdings Management Ltd. | $598,393 | 0.35% | 74,427 | Shares | Defined | 2026-04-22 | ||||
| Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP | $597,372 | 0.35% | 74,300 | Put | Other | 2026-05-15 | ||||
| Mega GOLDMAN SACHS GROUP INC | $582,465 | 0.34% | 72,446 | Shares | Defined | 2026-05-15 | ||||
| Large HighTower Advisors, LLC | $575,503 | 0.34% | 71,580 | Shares | Sole | 2026-05-05 | ||||
| Large Cetera Investment Advisers | $562,325 | 0.33% | 69,941 | Shares | Sole | 2026-05-13 | ||||
| Large GUGGENHEIM CAPITAL LLC | $542,973 | 0.32% | 67,534 | Shares | Defined | 2026-05-15 | ||||
| Mega BANK OF AMERICA CORP /DE/ Bank | $442,650 | 0.26% | 55,056 | Shares | Defined | 2026-05-18 | ||||
| Large COMMONWEALTH EQUITY SERVICES, LLC | $426,047 | 0.25% | 52,991 | Shares | Sole | 2026-04-27 | ||||
| Mega ENVESTNET ASSET MANAGEMENT INC | $398,221 | 0.24% | 49,530 | Shares | Sole | 2026-05-04 | ||||
| Large STIFEL FINANCIAL CORP | $380,348 | 0.22% | 47,307 | Shares | Defined | 2026-05-12 | ||||
| Small DENALI ADVISORS LLC | $378,153 | 0.22% | 47,034 | Shares | Sole | 2026-05-08 | ||||
| Micro Andina Capital Management, LLC | $377,453 | 0.22% | 46,947 | Shares | Sole | 2026-04-17 | ||||
| Mid Foundations Investment Advisors, LLC Endowment | $361,775 | 0.21% | 44,997 | Shares | Sole | 2026-05-11 | ||||
| Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP | $357,780 | 0.21% | 44,500 | Call | Other | 2026-05-15 | ||||
| Large Janney Montgomery Scott LLC | $336,088 | 0.20% | 41,802 | Shares | Sole | 2026-04-22 | ||||
| Small Sovran Advisors, LLC | $303,920 | 0.18% | 37,801 | Shares | Sole | 2026-05-01 | ||||
| Small OXFORD ASSET MANAGEMENT LLP | $299,433 | 0.18% | 37,243 | Shares | Sole | 2026-05-15 | ||||
| Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP | $298,485 | 0.18% | 37,125 | Shares | Other | 2026-05-15 | ||||
| Mid DRW Securities, LLC Broker-Dealer | $266,968 | 0.16% | 33,205 | Shares | Other | 2026-05-13 | ||||
| Mid WEDBUSH SECURITIES INC Broker-Dealer | $265,014 | 0.16% | 32,962 | Shares | Sole | 2026-04-21 | ||||
| Mid Freestone Capital Holdings, LLC | $233,521 | 0.14% | 29,045 | Shares | Defined | 2026-05-13 | ||||
| Small GREENWOOD GEARHART LLC | $233,160 | 0.14% | 29,000 | Shares | Sole | 2026-05-07 | ||||
| Mega ROYAL BANK OF CANADA Bank | $222,137 | 0.13% | 27,629 | Shares | Defined | 2026-05-15 | ||||
| Mid CERTUITY, LLC | $214,330 | 0.13% | 26,658 | Shares | Sole | 2026-05-11 | ||||
| Micro Strategic Financial Concepts, LLC | $210,961 | 0.12% | 26,239 | Shares | Sole | 2026-05-13 | ||||
| Mid Brevan Howard Capital Management LP | $204,658 | 0.12% | 25,455 | Shares | Defined | 2026-05-15 | ||||
| Mid FIRST CITIZENS BANK & TRUST CO Bank | $201,960 | 0.12% | 27,000 | Shares | Sole | 2026-07-13 | ||||
| Mega WELLS FARGO & COMPANY/MN | $196,055 | 0.12% | 24,385 | Shares | Defined | 2026-05-11 | ||||
| Small Cornerstone Wealth Management, LLC | $181,800 | 0.11% | 22,612 | Shares | Sole | 2026-04-24 | ||||
| Mid AE Wealth Management LLC | $181,269 | 0.11% | 22,546 | Shares | Sole | 2026-05-13 | ||||
| Large M&T Bank Corp Bank | $176,067 | 0.10% | 21,899 | Shares | Defined | 2026-05-12 | ||||
| Small PW Nova Financial Services LLC | $173,237 | 0.10% | 21,547 | Shares | Sole | 2026-04-16 | ||||
| Small BEACON INVESTMENT ADVISORS LLC | $171,621 | 0.10% | 21,346 | Shares | Sole | 2026-05-14 | ||||
| Small Ethos Financial Group, LLC | $171,316 | 0.10% | 21,308 | Shares | Sole | 2026-05-05 | ||||
| Small CALTON & ASSOCIATES, INC. | $165,414 | 0.10% | 20,574 | Shares | Sole | 2026-05-13 | ||||
| Large Mariner, LLC | $162,295 | 0.10% | 20,186 | Shares | Sole | 2026-05-13 | ||||
| Mega RAYMOND JAMES FINANCIAL INC | $154,914 | 0.09% | 19,268 | Shares | Defined | 2026-05-14 | ||||
| Large Squarepoint Ops LLC | $148,675 | 0.09% | 18,492 | Shares | Defined | 2026-05-15 | ||||
| Small Westend Capital Management, LLC | $137,628 | 0.08% | 17,118 | Shares | Sole | 2026-04-14 | ||||
| Mega JANE STREET GROUP, LLC | $136,680 | 0.08% | 17,000 | Call | Defined | 2026-05-12 | ||||
| Small TWO SIGMA SECURITIES, LLC Broker-Dealer | $135,843 | 0.08% | 16,896 | Shares | Sole | 2026-05-15 | ||||
| Mid Savvy Advisors, Inc. | $130,071 | 0.08% | 16,178 | Shares | Sole | 2026-05-11 | ||||
| Small Sunbelt Securities, Inc. Broker-Dealer | $126,461 | 0.07% | 15,729 | Shares | Sole | 2026-05-18 | ||||
| Small MIRABELLA FINANCIAL SERVICES LLP | $117,367 | 0.07% | 14,598 | Shares | Sole | 2026-05-12 | ||||
| Mid VestGen Advisors, LLC | $116,580 | 0.07% | 14,500 | Shares | Sole | 2026-05-14 | ||||
| Small Strategies Wealth Advisors, LLC | $114,489 | 0.07% | 14,240 | Shares | Sole | 2026-05-15 | ||||
| Mid Private Advisor Group, LLC | $114,200 | 0.07% | 14,204 | Shares | Sole | 2026-04-27 | ||||
| Small Avior Wealth Management, LLC | $105,011 | 0.06% | 14,039 | Shares | Sole | 2026-07-07 | ||||
| Micro Bridgewealth Advisory Group, LLC | $104,857 | 0.06% | 13,042 | Shares | Sole | 2026-05-15 | ||||
| Large Corient Private Wealth LLC | $103,185 | 0.06% | 12,834 | Shares | Sole | 2026-05-15 | ||||
| Mega NORTHERN TRUST CORP Bank | $102,622 | 0.06% | 12,764 | Shares | Defined | 2026-05-14 | ||||
| Large Lido Advisors, LLC | $101,030 | 0.06% | 12,566 | Shares | Sole | 2026-05-13 | ||||
| Large NOMURA HOLDINGS INC | $100,500 | 0.06% | 12,500 | Shares | Defined | 2026-05-15 | ||||
| Mid Concurrent Investment Advisors, LLC | $98,610 | 0.06% | 12,265 | Shares | Sole | 2026-04-21 | ||||
| Small Garner Asset Management Corp | $96,938 | 0.06% | 12,057 | Shares | Sole | 2026-04-29 | ||||
| Mid Sowell Financial Services LLC | $94,880 | 0.06% | 11,801 | Shares | Sole | 2026-04-20 | ||||
| Mid FULTON BREAKEFIELD BROENNIMAN LLC | $94,855 | 0.06% | 11,798 | Shares | Sole | 2026-04-27 | ||||
| Mega CITADEL ADVISORS LLC | $93,264 | 0.06% | 11,600 | Call | Defined | 2026-05-15 | ||||
| Micro BCO Wealth Management LLC | $89,902 | 0.05% | 12,019 | Shares | Sole | 2026-07-14 | ||||
| Mid WINTON GROUP Ltd | $89,002 | 0.05% | 11,070 | Shares | Sole | 2026-05-12 | ||||
| Micro Miller Financial Services LLC | $86,767 | 0.05% | 10,792 | Shares | Sole | 2026-05-04 | ||||
| Mid Glenview Trust Co Bank | $85,626 | 0.05% | 10,650 | Shares | Sole | 2026-05-08 | ||||
| Small WESTBOURNE INVESTMENTS, INC. | $84,420 | 0.05% | 10,500 | Shares | Sole | 2026-05-15 | ||||
| Mid EverSource Wealth Advisors, LLC | $80,408 | 0.05% | 10,001 | Shares | Sole | 2026-05-18 | ||||
| Small INVESTMENT PARTNERS, LTD. | $80,400 | 0.05% | 10,000 | Shares | Sole | 2026-05-05 | ||||
| Small Golden State Wealth Management, LLC | $79,210 | 0.05% | 9,852 | Shares | Sole | 2026-04-28 | ||||
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