CALTON & ASSOCIATES, INC.

Registered adviser

CIK

822648

Location

Tampa, FL

Portfolio Value

Small $653,365,016

Diversification

Diversified

Filing Date

Global Rank

#3,280 / 8,827 ▼ 258

Top Industry

Semiconductors 15.4%

Period ended 4 months ago

Filed Aug 10, 2026 · 3mo

26 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 20999

Roster of Nov 1, 2026

Regulatory AUM

$1,576,517,756

Main clients

Individuals and high net worth (92% of AUM)

LEI

254900TDJ7LH64ZKRY86

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Jan 2026 to Nov 2026	$1,576,517,756	Individuals and high net worth (92%)
Jan 2025 to Dec 2025	$1,216,021,701	Individuals and high net worth (98%)
Jan 2024 to Dec 2024	$1,059,090,559	Individuals and high net worth (97%)
May 2023 to Dec 2023	$970,466,410	Individuals and high net worth (97%)
Jan 2023 to Apr 2023	$970,466,410	Individuals and high net worth (97%)
Jan 2022 to Dec 2022	$1,290,950,297	Individuals and high net worth (95%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Diversified active

Top 10 weight 46.6%, 31.5 effective positions, active share 68.2% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Medium turnover

38.7% over the last four quarters (30% to under 100%)

Horizon

Horizon unknown

The value-weighted holding period is at least 10.5 quarters, but 17.7% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 68.2%; sector active share 61.3% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

416 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

9.6%

−0.9 pts

Top 5

32.0%

−1.1 pts

Top 10

46.6%

−1.7 pts

HHI

317

Diversified−20

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	74.2%	$484,657,726	249
Technology	9.4%	$61,343,426	33
Financial Services	5.1%	$33,273,156	34
Industrials	2.6%	$16,952,553	24
Healthcare	1.7%	$11,197,874	13
Energy	1.5%	$10,119,703	12
Communication Services	1.5%	$9,708,236	9
Utilities	1.3%	$8,255,917	14
Consumer Cyclical	1.2%	$8,145,271	9
Consumer Defensive	1.1%	$7,420,539	10
Basic Materials	0.2%	$1,412,164	7
Real Estate	0.1%	$878,451	2

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
VUG	VANGUARD GROWTH INDEX FUND	+73,606	97,164	$8,369,706
CGDV	Capital Group Dividend Value ETF	+20,348	80,494	$3,966,744
VRIG	Invesco Variable Rate Investment Grade ETF	+19,706	489,131	$12,262,514
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	+14,326	58,103	$4,591,880
ENB	Enbridge Inc	+12,838	18,283	$991,121
MGK	VANGUARD MEGA CAP GROWTH INDEX FUND	+11,591	12,187	$1,071,359
FNDF	Schwab Fundamental International Equity ETF	+9,362	38,309	$2,021,182
AEP	American Electric Power Co Inc	+8,075	12,252	$1,676,196
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	+8,021	33,786	$1,794,374
DFAC	Dimensional U.S. Core Equity 2 ETF	+7,786	36,896	$1,636,706
COWZ	Pacer US Cash Cows 100 ETF	+7,183	118,523	$7,372,130
GOVT	iShares U.S. Treasury Bond ETF	+6,931	126,389	$2,879,141
VXUS	Vanguard Total International Stock ETF	+6,717	9,818	$839,340
—		+6,696	20,156	$557,313
JEPI	JPMorgan Equity Premium Income ETF	+6,326	82,507	$4,659,995
—		+6,234	129,441	$11,861,973
XLF	State Street Corp	+5,656	57,224	$3,067,778
GARP	iShares MSCI USA Quality GARP ETF	+5,482	34,860	$2,877,693
CGMU	Capital Group Municipal Income ETF	+5,275	56,145	$1,542,303
—		+4,994	9,141	$1,511,738
WMT	Walmart Inc.	+4,811	24,377	$2,760,939
COP	Conocophillips	+4,459	6,152	$639,561
UGA	United States Gasoline Fund, LP	+4,422	6,587	$678,263
VFMF	Vanguard Wellington Fund	+4,149	11,419	$2,020,820
DCOR	Dimensional ETF Trust	+4,149	19,992	$1,638,944
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
BPRE	Bluerock Private Real Estate Fund	−85,758	14,884	$193,640
SGVT		−79,179	7,143	$719,585
—		−43,436	84,488	$4,030,922
FLRN	State Street(R) SPDR(R) Bloomberg Investment Grade Floating Rate ETF	−42,531	280,541	$8,654,689
SRLN	State Street(R) Blackstone Senior Loan ETF	−41,924	55,797	$2,248,061
USFR	WisdomTree Floating Rate Treasury Fund	−38,138	231,578	$11,659,952
RDVI	FT Vest Rising Dividend Achievers Target Income ETF	−33,288	69,431	$2,041,271
VFH	VANGUARD FINANCIALS INDEX FUND	−26,663	61,387	$8,078,529
F	Ford Motor Co	−26,533	25,685	$357,021
PECO	Phillips Edison & Company, Inc.	−20,405	17,995	$748,951
GDX	VanEck Gold Miners ETF	−19,531	20,056	$1,513,225
SPEM	State Street(R) SPDR(R) Portfolio Emerging Markets ETF	−19,148	8,182	$423,663
—		−18,836	64,106	$6,370,854
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	−18,440	49,063	$9,347,482
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	−17,464	16,288	$820,752
FLOT	iShares Floating Rate Bond ETF	−16,387	23,781	$1,214,020
SLYV	State Street(R) SPDR(R) S & P 600(TM) Small Cap Value ETF	−16,196	35,035	$3,822,668
SHV	iShares 0-1 Year Treasury Bond ETF	−15,561	16,284	$1,796,939
FVD	First Trust Value Line Dividend Index Fund	−13,272	31,899	$1,536,893
AAPL	Apple Inc.	−13,061	51,716	$14,964,541
HYG	iShares iBoxx $ High Yield Corporate Bond ETF	−13,042	7,498	$599,615
XLV	State Street(R) Health Care Select Sector SPDR(R) ETF	−12,950	14,920	$2,367,207
MGC	VANGUARD MORNINGSTAR MEGA CAP INDEX FUND	−12,600	24,363	$6,666,447
TMFC	Motley Fool 100 Index ETF	−12,246	8,275	$630,224
INDA	iShares MSCI India ETF	−11,830	10,192	$503,382
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
MPC	Marathon Petroleum Corp	9,908	$2,533,178
ED	Consolidated Edison Inc	8,536	$944,337
—		3,733	$919,101
IWS	iShares Russell Mid-Cap Value ETF	5,337	$878,470
ATO	Atmos Energy Corp	5,022	$865,139
IUSV	iShares Core S&P U.S. Value ETF	7,486	$824,582
PPA	Victory Portfolios II	4,454	$786,799
SCHD	Schwab U.S. Dividend Equity ETF	24,732	$784,251
COWG	Pacer US Large Cap Cash Cows Growth Leaders ETF	18,739	$752,295
IVLU	iShares MSCI Intl Value Factor ETF	17,419	$728,462
XEL	Xcel Energy Inc	8,838	$709,691
IJS	iShares S&P Small-Cap 600 Value ETF	4,792	$654,970
XHB	State Street(R) SPDR(R) S&P(R) Homebuilders ETF	5,639	$651,642
DGT	State Street(R) SPDR(R) Global Dow ETF	3,494	$645,656
XSMO	Victory Portfolios II	6,576	$615,710
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	9,238	$567,767
SPCX	Space Exploration Technologies Corp	3,246	$554,611
SGOV	iShares 0-3 Month Treasury Bond ETF	5,198	$523,282
ECG	Everus Construction Group, Inc.	2,842	$471,629
COIN	Coinbase Global, Inc.	2,983	$436,084
VLO	Valero Energy Corp	1,432	$372,950
XMMO	Victory Portfolios II	2,173	$369,714
RCL	Royal Caribbean Cruises Ltd	1,112	$353,093
PSFJ	Pacer Swan SOS Flex (July) ETF	9,470	$333,059
HSY	Hershey Co	1,877	$329,319
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
PTLC	Pacer Trendpilot US Large Cap ETF	24,892	$1,305,834
JAAA	Janus Henderson AAA CLO ETF	19,672	$990,878
LAZ	Lazard, Inc.	22,278	$946,369
SPMO	Invesco Ltd.	8,361	$937,351
IWF	iShares Russell 1000 Growth ETF	2,111	$900,130
BIV	Vanguard Bond Index Funds	11,532	$890,039
IQLT	iShares MSCI Intl Quality Factor ETF	18,625	$861,033
IVT	InvenTrust Properties Corp.	28,056	$854,585
KXI	iShares Global Consumer Staples ETF	11,937	$799,898
ODFL	Old Dominion Freight Line, Inc.	3,539	$691,520
SHY	iShares 1-3 Year Treasury Bond ETF	8,103	$669,064
VNQ	VANGUARD REAL ESTATE INDEX FUND	7,058	$626,044
INCM		21,554	$619,677
IJT	iShares S&P Small-Cap 600 Growth ETF	4,118	$595,915
CTBI	Community Trust Bancorp Inc	9,258	$562,145
TLT	iShares 20+ Year Treasury Bond ETF	6,295	$545,713
PAAA	PGIM AAA CLO ETF	10,594	$542,200
CMCSA	Comcast Corp	18,501	$531,163
SAMT	Strategas Macro Thematic Opportunities ETF	13,335	$523,665
ONEQ	Fidelity Nasdaq Composite Index ETF	5,620	$477,194
ICVT	iShares Convertible Bond ETF	4,464	$454,390
EWZ	iShares MSCI Brazil ETF	11,083	$425,476
PGX	Invesco Ltd.	39,000	$424,320
VGM	Invesco Trust for Investment Grade Municipals	42,637	$420,827
MCK	Mckesson Corp	480	$415,372
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

416 tracked positions · $653,365,016 total · filing declares 419 positions · $682,843,075 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 416 positions by value · page 1 of 9

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
QQQ	Invesco Qqq Trust, Series 1	Reduced	56,351	-79	$41,496,876	+27.4%	26+	before history	6.35%
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	Reduced	265,895	-4,350	$23,366,852	+13.0%	11	$69.23	3.58%
SPY	Spdr S&P 500 ETF Trust	Reduced	29,442	-1,898	$21,986,402	+7.9%	2	$679.90	3.37%
FDVV	Fidelity High Dividend ETF	Reduced	294,506	-7,660	$17,755,766	+6.4%	17	$50.11	2.72%
AAPL	Apple Inc. Technology	Reduced	51,716	-13,061	$14,964,541	−9.0%	26+	before history	2.29%
VRIG	Invesco Variable Rate Investment Grade ETF	Added	489,131	+19,706	$12,262,514	+4.3%	10	$25.11	1.88%
SCHG	Schwab U.S. Large-Cap Growth ETF	Reduced	359,676	-1,611	$12,171,435	+15.7%	8	unpriced	1.86%
DBEF	Xtrackers MSCI EAFE Hedged Equity ETF	Added	219,312	+2,982	$11,981,014	+12.1%	11	$43.31	1.83%
		Added	129,441	+6,234	$11,861,973	+5.1%	8	$91.58	1.82%
USFR	WisdomTree Floating Rate Treasury Fund	Reduced	231,578	-38,138	$11,659,952	−14.1%	3	unpriced	1.78%
QQQM	Invesco Ltd. Financial Services	Added	34,292	+809	$10,389,447	+30.6%	10	$222.80	1.59%
NVDA	Nvidia Corp Technology	Reduced	50,416	-7,597	$10,087,737	−0.3%	2	$183.46	1.54%
MU	Micron Technology Inc Technology	Reduced	8,464	-686	$9,769,910	+216.1%	4	$153.69	1.50%
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	Reduced	49,063	-18,440	$9,347,482	+4.2%	26+	before history	1.43%
FLRN	State Street(R) SPDR(R) Bloomberg Investment Grade Floating Rate ETF	Reduced	280,541	-42,531	$8,654,689	−13.0%	11	$30.69	1.32%
VUG	VANGUARD GROWTH INDEX FUND	Added	97,164	+73,606	$8,369,706	−18.7%	26+	before history	1.28%
VFH	VANGUARD FINANCIALS INDEX FUND	Reduced	61,387	-26,663	$8,078,529	−24.1%	5	unpriced	1.24%
COWZ	Pacer US Cash Cows 100 ETF	Added	118,523	+7,183	$7,372,130	+5.8%	18	$56.19	1.13%
RDVY	First Trust Rising Dividend Achievers ETF	Reduced	88,508	-1,912	$7,174,458	+16.2%	7	$65.68	1.10%
VHT	VANGUARD HEALTH CARE INDEX FUND	Reduced	23,369	-5,119	$6,987,564	−9.9%	11	unpriced	1.07%
MGC	VANGUARD MORNINGSTAR MEGA CAP INDEX FUND	Reduced	24,363	-12,600	$6,666,447	−23.7%	11	unpriced	1.02%
VOO	VANGUARD 500 INDEX FUND	Reduced	9,642	-2,317	$6,622,222	−7.3%	11	unpriced	1.01%
SMH	VanEck Semiconductor ETF	Added	10,052	+1,307	$6,593,006	+96.6%	8	unpriced	1.01%
		Reduced	64,106	-18,836	$6,370,854	−22.8%	6	$99.31	0.98%
CGGR	Capital Group Growth ETF	Added	128,616	+1,948	$6,070,675	+19.2%	3	$44.17	0.93%
MGV	VANGUARD MORNINGSTAR MEGA CAP VALUE INDEX FUND	Added	36,079	+1,865	$5,897,112	+18.9%	11	unpriced	0.90%
MSFT	Microsoft Corp Technology	Reduced	14,343	-1,030	$5,350,225	−6.0%	26+	before history	0.82%
IWM	iShares Russell 2000 ETF	Reduced	17,123	-2,089	$5,144,605	+8.0%	11	unpriced	0.79%
DGRO	iShares Core Dividend Growth ETF	Added	65,132	+2,789	$4,936,354	+12.8%	6	unpriced	0.76%
JEPI	JPMorgan Equity Premium Income ETF	Added	82,507	+6,326	$4,659,995	+7.9%	2	$58.05	0.71%
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	Added	58,103	+14,326	$4,591,880	+32.3%	6	$79.32	0.70%
VEA	Vanguard FTSE Developed Markets ETF	Reduced	64,168	-10,257	$4,571,970	−4.1%	26+	before history	0.70%
FTSM	First Trust Enhanced Short Maturity ETF	Reduced	74,350	-1,605	$4,440,925	−2.2%	7	$59.93	0.68%
ACWI	iShares MSCI ACWI ETF	Reduced	28,178	-682	$4,423,100	+10.8%	2	unpriced	0.68%
		Reduced	84,488	-43,436	$4,030,922	−30.8%	11	$40.47	0.62%
CGDV	Capital Group Dividend Value ETF	Added	80,494	+20,348	$3,966,744	+55.0%	9	$41.08	0.61%
SLYV	State Street(R) SPDR(R) S & P 600(TM) Small Cap Value ETF	Reduced	35,035	-16,196	$3,822,668	−21.1%	11	$81.27	0.59%
LQD	iShares iBoxx $ Investment Grade Corporate Bond ETF	Added	32,190	+1,145	$3,510,963	+3.8%	6	unpriced	0.54%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	14,693	-1,412	$3,501,929	+4.4%	26+	before history	0.54%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	6,861	-2,452	$3,433,175	−23.1%	26+	before history	0.53%
LLY	ELI LILLY & Co Healthcare	Added	2,827	+293	$3,390,788	+45.5%	11	$801.38	0.52%
GCOW	Pacer Global Cash Cows Dividend ETF	Reduced	74,063	-2,189	$3,206,927	−9.0%	6	$36.10	0.49%
ITOT	iShares Core S&P Total U.S. Stock Market ETF	Reduced	19,051	-2,032	$3,129,507	+4.2%	11	unpriced	0.48%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	9,436	-2,216	$3,088,685	−9.9%	26+	before history	0.47%
BSV	VANGUARD SHORT-TERM BOND INDEX FUND	Reduced	39,548	-6,671	$3,081,184	−15.0%	11	$77.43	0.47%
XLF	State Street Corp Financial Services	Added	57,224	+5,656	$3,067,778	+20.5%	26+	before history	0.47%
ITA	iShares U.S. Aerospace & Defense ETF	Reduced	12,634	-1,312	$3,062,734	+0.4%	11	unpriced	0.47%
BUFR	FT Vest Laddered Buffer ETF	Reduced	81,693	-9,805	$2,984,245	−3.4%	7	unpriced	0.46%
GOVT	iShares U.S. Treasury Bond ETF	Added	126,389	+6,931	$2,879,141	+5.2%	6	unpriced	0.44%
GARP	iShares MSCI USA Quality GARP ETF	Added	34,860	+5,482	$2,877,693	+53.1%	5	unpriced	0.44%

Showing the top 50 of 416 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.