PFLT · PennantPark Floating Rate Capital Ltd. · Shareholders & Ownership

$6.19 -0.07 (-1.12%) At close · Oct 21

Market Cap

$621.10M

99.22M

Volume · Oct 21 865.42K Avg daily vol (3M) 890.09K

Every disclosed holder of PFLT in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.

How the holder list picks a filing →

Who Owns PFLT

13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions

Holder group	Holders	Shares	% Out	Summed
Institutional (13F)	123	19,691,409	19.85%	Yes
Insiders (Forms 3, 4, 5)	2	381,084	0.38%	Yes
13D/G-only blocks	0	0	0.00%	Yes
Remaining	—	79,145,403	79.77%	Rest
Registered funds (N-PORT, not summed)	7	5,058,909	5.10%	No

Shares outstanding: 99,217,896, the issuer's latest cover-page count restated onto today's split basis.

13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.

Holders of PFLT

One row per holder Every filing By ultimate parent

All 13F Funds Insiders 13D/G Non-US

#	Holder	Shares	% Out	Change	As of	Notes
1	UBS Group AG 13F CIK 1610520 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	3,086,895	3.11%	+1,066,870	Jun 30, 2026	carried, not yet filed for the newest quarter
2	Sound Income Strategies, LLC 13F CIK 1730960 · Registered investment adviser · Sep 30, 2026	2,930,953	2.95%	-2,291,663	Sep 30, 2026
3	VAN ECK ASSOCIATES CORP 13F CIK 869178 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	2,473,706	2.49%	+668,394	Jun 30, 2026	carried, not yet filed for the newest quarter
4	VanEck BDC Income ETF Fund S000033466 · Registered fund · Jun 30, 2026 VanEck ETF Trust, not summed	2,006,576	2.02%	+547,866	Jun 30, 2026	VanEck ETF Trust, not summed
5	Invesco Ltd. 13F CIK 914208 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,796,252	1.81%	-10,858	Jun 30, 2026	carried, not yet filed for the newest quarter
5.1	Invesco KBW High Dividend Yield Financial ETF Fund S000030361 · Registered fund · May 31, 2026 Invesco Exchange-Traded Fund Trust II, not summed	1,823,643	1.84%	+469,304	May 31, 2026	Invesco Exchange-Traded Fund Trust II, not summed
6	Altshuler Shaham Ltd 13F CIK 1324290 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	1,029,172	1.04%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
7	Diameter Capital Partners LP 13F CIK 1727012 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	900,000	0.91%	-755,246	Jun 30, 2026	carried, not yet filed for the newest quarter
8	Legal & General Group Plc 13F CIK 764068 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	810,824	0.82%	+45,737	Jun 30, 2026	carried, not yet filed for the newest quarter
9	MORGAN STANLEY 13F CIK 895421 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	777,564	0.78%	+175,904	Jun 30, 2026	carried, not yet filed for the newest quarter
10	FRANKLIN RESOURCES INC 13F CIK 38777 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	584,585	0.59%	+584,585	Jun 30, 2026	carried, not yet filed for the newest quarter
10.1	Putnam BDC Income ETF Fund S000077137 · Registered fund · Jul 31, 2026 Putnam ETF Trust, not summed	761,678	0.77%	—	Jul 31, 2026	Putnam ETF Trust, not summed
11	Advisors Asset Management, Inc. 13F CIK 1297376 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	377,174	0.38%	+17,838	Jun 30, 2026	carried, not yet filed for the newest quarter
12	BlackRock, Inc. 13F CIK 2012383 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	375,781	0.38%	-9,240	Jun 30, 2026	carried, not yet filed for the newest quarter
13	Briones Jose A Insider CIK 1927262 · May 12, 2026 Director, issuer-wide	356,084	0.36%	+5,770	May 12, 2026	Director, issuer-wide
14	GraniteShares Advisors LLC 13F CIK 1839545 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	302,342	0.30%	+39,575	Jun 30, 2026	carried, not yet filed for the newest quarter
15	GraniteShares HIPS U.S. High Income ETF Fund S000059908 · Registered fund · Jun 30, 2026 GraniteShares ETF Trust, not summed	302,342	0.30%	+39,575	Jun 30, 2026	GraniteShares ETF Trust, not summed
16	Independent Advisor Alliance 13F CIK 1696899 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	271,050	0.27%	+133,550	Jun 30, 2026	carried, not yet filed for the newest quarter
17	OSAIC HOLDINGS, INC. 13F CIK 1677044 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	245,703	0.25%	+29,268	Jun 30, 2026	carried, not yet filed for the newest quarter
18	CITADEL ADVISORS LLC 13F CIK 1423053 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	173,041	0.17%	+173,041	Jun 30, 2026	carried, not yet filed for the newest quarter
19	Muzinich & Co., Inc. 13F CIK 1618824 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	172,096	0.17%	+192	Jun 30, 2026	carried, not yet filed for the newest quarter
20	NewEdge Wealth, LLC 13F CIK 1861796 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	168,559	0.17%	-9,123	Jun 30, 2026	carried, not yet filed for the newest quarter
21	BANK OF AMERICA CORP /DE/ 13F CIK 70858 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	164,131	0.17%	+109,075	Jun 30, 2026	carried, not yet filed for the newest quarter
22	MILLENNIUM MANAGEMENT LLC 13F CIK 1273087 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	156,573	0.16%	-4,421	Jun 30, 2026	carried, not yet filed for the newest quarter
23	Sumitomo Mitsui Trust Group, Inc. 13F CIK 1475365 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	147,213	0.15%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
24	CANADA LIFE ASSURANCE Co 13F CIK 1046192 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	124,076	0.13%	+15,882	Jun 30, 2026	carried, not yet filed for the newest quarter
25	Krilogy Financial LLC 13F CIK 1659047 · Registered investment adviser · Sep 30, 2026	123,880	0.12%	0	Sep 30, 2026
26	Naviter Wealth, LLC 13F CIK 1855567 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	116,148	0.12%	+37,931	Jun 30, 2026	carried, not yet filed for the newest quarter
27	Tidal Investments LLC 13F CIK 1600064 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	105,656	0.11%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
27.1	Sound Enhanced Fixed Income ETF Fund S000070510 · Registered fund · May 31, 2026 Tidal Trust I, not summed	105,656	0.11%	-2,322	May 31, 2026	Tidal Trust I, not summed
28	PFG Investments, LLC 13F CIK 1973224 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	104,583	0.11%	-35,940	Jun 30, 2026	carried, not yet filed for the newest quarter
29	Trexquant Investment LP 13F CIK 1633445 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	101,622	0.10%	-76,143	Jun 30, 2026	carried, not yet filed for the newest quarter
30	Cambridge Investment Research Advisors, Inc. 13F CIK 1419186 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	100,621	0.10%	+15,376	Jun 30, 2026	carried, not yet filed for the newest quarter
31	Cerity Partners LLC 13F CIK 1566475 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	87,479	0.09%	+916	Jun 30, 2026	carried, not yet filed for the newest quarter
32	LPL Financial LLC 13F CIK 1403438 · Broker-dealer · Jun 30, 2026 carried, not yet filed for the newest quarter	84,883	0.09%	-314,711	Jun 30, 2026	carried, not yet filed for the newest quarter
33	GUGGENHEIM CAPITAL LLC 13F CIK 1283072 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	74,194	0.07%	+6,660	Jun 30, 2026	carried, not yet filed for the newest quarter
34	HighTower Advisors, LLC 13F CIK 1462245 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	71,067	0.07%	-513	Jun 30, 2026	carried, not yet filed for the newest quarter
35	COMMONWEALTH EQUITY SERVICES, LLC 13F CIK 312272 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	69,866	0.07%	+16,875	Jun 30, 2026	carried, not yet filed for the newest quarter
36	SUSQUEHANNA INTERNATIONAL GROUP, LLP 13F CIK 1446194 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	66,225	0.07%	+29,100	Jun 30, 2026	carried, not yet filed for the newest quarter
37	Cetera Investment Advisers 13F CIK 1666741 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	65,017	0.07%	-4,924	Jun 30, 2026	carried, not yet filed for the newest quarter
38	GOLDMAN SACHS GROUP INC 13F CIK 886982 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	64,089	0.06%	-8,357	Jun 30, 2026	carried, not yet filed for the newest quarter
39	Curi Capital, LLC 13F CIK 1332905 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	60,000	0.06%	+60,000	Jun 30, 2026	carried, not yet filed for the newest quarter
40	Virtus Investment Advisers, LLC 13F CIK 19481 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	58,934	0.06%	-16,080	Jun 30, 2026	carried, not yet filed for the newest quarter
40.1	Virtus Private Credit Strategy ETF Fund S000064727 · Registered fund · Jul 31, 2026 ETFis Series Trust I, not summed	58,934	0.06%	-4,743	Jul 31, 2026	ETFis Series Trust I, not summed
41	XTX Topco Ltd 13F CIK 1828301 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	58,365	0.06%	-89,436	Jun 30, 2026	carried, not yet filed for the newest quarter
42	GREENWOOD GEARHART LLC 13F CIK 1084683 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	56,662	0.06%	+27,662	Jun 30, 2026	carried, not yet filed for the newest quarter
43	Yelin Lapidot Holdings Management Ltd. 13F CIK 1590495 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	54,927	0.06%	-19,500	Jun 30, 2026	carried, not yet filed for the newest quarter
44	STIFEL FINANCIAL CORP 13F CIK 720672 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	54,260	0.05%	+6,953	Jun 30, 2026	carried, not yet filed for the newest quarter
45	ENVESTNET ASSET MANAGEMENT INC 13F CIK 1407543 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	49,727	0.05%	+197	Jun 30, 2026	carried, not yet filed for the newest quarter
46	MQS Management LLC 13F CIK 1759395 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	49,574	0.05%	+49,574	Jun 30, 2026	carried, not yet filed for the newest quarter
47	DENALI ADVISORS LLC 13F CIK 1142941 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	43,052	0.04%	-3,982	Jun 30, 2026	carried, not yet filed for the newest quarter
48	RAYMOND JAMES FINANCIAL INC 13F CIK 720005 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	42,078	0.04%	+22,810	Jun 30, 2026	carried, not yet filed for the newest quarter
49	Janney Montgomery Scott LLC 13F CIK 1329948 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	41,156	0.04%	-646	Jun 30, 2026	carried, not yet filed for the newest quarter
50	Sovran Advisors, LLC 13F CIK 2051471 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	39,124	0.04%	+1,323	Jun 30, 2026	carried, not yet filed for the newest quarter

Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.

Showing 1–50 of 127 holders

Create a free account to page through every holder, filter by source and group by ultimate parent.

Key facts CIK 1504619 CUSIP 70806A106 13F (30d) 14 filings 14 filers Visit website Investor relations