Triad Investment Management

Registered adviser

CIK

1615717

Location

NEWPORT BEACH, CA

Portfolio Value

Micro $74,473,639

Diversification

Diversified

Filing Date

Global Rank

#8,399 / 8,827 ▼ 44 · as of Jun 2026

Top Industry

Information Technology Services 15.2%

Period ended 37 days ago

Filed Oct 13, 2026 · 24d

18 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Records disagree; the first in precedence decides.

Form ADV adviser

CRD 146786

Roster of Nov 1, 2026

Regulatory AUM

$119,542,078

Main clients

Individuals and high net worth (90% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
May 2026 to Nov 2026	$119,542,078	Individuals and high net worth (90%)
May 2023 to Jun 2023	$76,948,899	Individuals and high net worth (88%)
Apr 2023	$76,948,899	Individuals and high net worth (88%)
Mar 2022 to Mar 2023	$124,945,961	Individuals and high net worth (91%)
Mar 2021 to Feb 2022	$103,464,506	Individuals and high net worth (91%)
Feb 2020 to Feb 2021	$121,771,663	Individuals and high net worth (91%)

1 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 52.0%, 24.9 effective positions, active share 86.8% against the Dow Jones Industrial Average as of 2026-07-31; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Short horizon

Value-weighted holding period 2.8 quarters (under 4)

Closest benchmark: the Dow Jones Industrial Average as of 2026-07-31, active share 86.8%; sector active share 28.8% against the combined 13F book's sector weights.

Over time 17 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

32 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

8.2%

+1.7 pts

Top 5

35.1%

+6.2 pts

Top 10

59.3%

+7.3 pts

HHI

487

Diversified+86

Portfolio Trend

18 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Financial Services	34.7%	$25,860,971	10
Technology	31.3%	$23,333,947	7
Communication Services	11.7%	$8,677,188	3
Unclassified	11.4%	$8,520,965	6
Consumer Cyclical	4.8%	$3,580,485	1
Industrials	4.6%	$3,411,634	2
Healthcare	1.1%	$850,523	2
Real Estate	0.3%	$237,926	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

15 positions

Ticker	Company	Δ Shares	Shares	Value
BINC		+10,601	50,339	$2,556,717
HTGC	Hercules Capital, Inc.	+6,652	131,661	$2,213,221
IT	Gartner Inc	+2,403	32,933	$6,143,321
FISV	Fiserv Inc	+1,354	73,060	$3,300,850
INTU	Intuit Inc.	+833	9,392	$2,589,468
GOOG	Alphabet Inc.	+519	15,398	$5,246,714
VGSH	VANGUARD SHORT-TERM TREASURY INDEX FUND	+192	35,708	$2,055,352
V	Visa Inc.	+190	15,379	$5,526,136
SPGI	S&P Global Inc.	+188	6,045	$2,384,571
ACGL	Arch Capital Group Ltd.	+168	21,083	$1,947,225
NXPI	NXP Semiconductors N.V.	+162	6,714	$1,594,776
BRK-B	Berkshire Hathaway Inc	+158	6,490	$3,231,695
ROP	Roper Technologies Inc	+150	12,508	$4,370,420
MSFT	Microsoft Corp	+126	6,761	$3,467,716
WSO	Watsco Inc	+32	2,477	$749,763
No positions match the current search.

Trimmed

Positions the filer reduced

8 positions

Ticker	Company	Δ Shares	Shares	Value
MAX	MediaAlpha, Inc.	−44,349	324,382	$3,104,335
BRO	Brown & Brown, Inc.	−2,569	62,042	$3,778,357
ASML	Asml Holding NV	−1,524	695	$1,259,110
THO	Thor Industries Inc	−84	51,816	$3,580,485
WTM	White Mountains Insurance Group Ltd	−55	2,416	$4,847,679
HEI-A	Heico Corp	−44	11,658	$2,661,871
—		−43	19,198	$0
CDW	CDW Corp	−38	30,502	$3,909,136
No positions match the current search.

New Positions

Positions the filer opened this quarter

3 positions

Ticker	Company	Shares	Value
VOO	VANGUARD 500 INDEX FUND	444	$311,181
WCMI	First Trust WCM International Equity ETF	15,559	$296,865
AMGN	Amgen Inc	501	$211,176
No positions match the current search.

Sold Out

Positions the filer fully exited

5 positions

Ticker	Company	Shares	Value
NVR	Nvr Inc	871	$5,934,471
MAC	Macerich Co	106,916	$2,693,214
AKRE	Professionally Managed Portfolios	36,586	$1,946,009
SLRC	SLR Investment Corp.	152,053	$1,880,895
OCSL	Oaktree Specialty Lending Corp	88,563	$1,057,442
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

32 tracked positions · $74,473,639 total · filing declares 32 positions · $75,435,932 · as of Sep 30, 2026

All sectors Communication Services Consumer Cyclical Financial Services Healthcare Industrials Real Estate Technology

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
IT	Gartner Inc Technology	Added	32,933	+2,403	$6,143,321	+55.2%	8.25%
V	Visa Inc. Financial Services	Added	15,379	+190	$5,526,136	+6.0%	7.42%
GOOG	Alphabet Inc. Communication Services	Added	15,398	+519	$5,246,714	−0.2%	7.05%
WTM	White Mountains Insurance Group Ltd Financial Services	Reduced	2,416	-55	$4,847,679	−5.4%	6.51%
ROP	Roper Technologies Inc Technology	Added	12,508	+150	$4,370,420	+4.5%	5.87%
CDW	CDW Corp Technology	Reduced	30,502	-38	$3,909,136	−9.0%	5.25%
BRO	Brown & Brown, Inc. Financial Services	Reduced	62,042	-2,569	$3,778,357	−8.8%	5.07%
THO	Thor Industries Inc Consumer Cyclical	Reduced	51,816	-84	$3,580,485	−8.2%	4.81%
MSFT	Microsoft Corp Technology	Added	6,761	+126	$3,467,716	+40.1%	4.66%
FISV	Fiserv Inc	Added	73,060	+1,354	$3,300,850	−6.2%	4.43%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	6,490	+158	$3,231,695	+2.0%	4.34%
MAX	MediaAlpha, Inc. Communication Services	Reduced	324,382	-44,349	$3,104,335	−33.0%	4.17%
HEI-A	Heico Corp Industrials	Reduced	11,658	-44	$2,661,871	−11.8%	3.57%
INTU	Intuit Inc. Technology	Added	9,392	+833	$2,589,468	+15.9%	3.48%
BINC		Added	50,339	+10,601	$2,556,717	+22.9%	3.43%
SPGI	S&P Global Inc. Financial Services	Added	6,045	+188	$2,384,571	−0.0%	3.20%
HTGC	Hercules Capital, Inc. Financial Services	Added	131,661	+6,652	$2,213,221	+12.3%	2.97%
VGSH	VANGUARD SHORT-TERM TREASURY INDEX FUND	Added	35,708	+192	$2,055,352	−0.6%	2.76%
ACGL	Arch Capital Group Ltd. Financial Services	Added	21,083	+168	$1,947,225	−4.1%	2.61%
NXPI	NXP Semiconductors N.V. Technology	Added	6,714	+162	$1,594,776	−13.4%	2.14%
AXP	American Express Co Financial Services	Held	4,296	0	$1,306,413	−10.1%	1.75%
ASML	Asml Holding NV Technology	Reduced	695	-1,524	$1,259,110	−71.5%	1.69%
WSO	Watsco Inc Industrials	Added	2,477	+32	$749,763	−26.4%	1.01%
JNJ	Johnson & Johnson Healthcare	Held	2,415	0	$639,347	+4.2%	0.86%
ARCC	Ares Capital Corp Financial Services	Held	19,474	0	$371,953	+3.1%	0.50%
SIRI	Sirius Xm Holdings Inc. Communication Services	Held	12,602	0	$326,139	−12.4%	0.44%
VOO	VANGUARD 500 INDEX FUND	NEW	444	NEW	$311,181	NEW	0.42%
WCMI	First Trust WCM International Equity ETF	NEW	15,559	NEW	$296,865	NEW	0.40%
TSLX	Sixth Street Specialty Lending, Inc. Financial Services	Held	14,080	0	$253,721	+5.0%	0.34%
CBRE	Cbre Group, Inc. Real Estate	Held	1,852	0	$237,926	−4.6%	0.32%
AMGN	Amgen Inc Healthcare	NEW	501	NEW	$211,176	NEW	0.28%
		Reduced	19,198	-43	$0	−100.0%	0.00%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.