AE Wealth Management LLC

Position in HTGC — Hercules Capital, Inc.

CIK 1697723 TOPEKA, KS

Position in HTGC

as of Mar 31, 2026 · filed May 13, 2026 Compact

Position Value

$1,487,235

+$479,707 QoQ

Shares Held

100,693

+88.1% QoQ

Ownership

0.054%

of shares outstanding

% of Portfolio

0.02%

of 13F equity value

Holder Rank

—

not a current holder

Holding Since

Jun 2020

24 quarters on record

Voting authority Sole 0.ToString("F0")% Shared 0.ToString("F0")% None 100.ToString("F0")%

Financial Services · as of Mar 31, 2026

AE Wealth Management LLC holds $127,090,964 across 49 Asset Management names. HTGC ranks #15 (1.2% of the industry book) .

#	Ticker	Company	Shares	Value (USD)
1	TROW	Price T Rowe Group Inc	369,052	$33,266,317
2	PFG	Principal Financial Group Inc	227,548	$20,504,319
3	PSLV	Sprott Physical Silver Trust	577,520	$14,085,712
4	STT	State Street Corp	58,756	$7,436,148
5	PDI	PIMCO Dynamic Income Fund	338,360	$5,789,339
6	CEF	Sprott Physical Gold & Silver Trust	118,243	$5,642,555
7	ARCC	Ares Capital Corp	278,472	$5,018,064
8	PHYS	Sprott Physical Gold Trust	88,641	$3,141,436

24 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-03-31	$1,487,235	100,693	+88.1%	Shares	Sole	2026-05-13
2025-12-31	$1,007,528	53,535	+84.8%	Shares	Sole	2026-01-26
2025-09-30	$547,747	28,966	+1.9%	Shares	Sole	2025-11-03
2025-06-30	$519,389	28,413	+8.8%	Shares	Sole	2025-08-06
2025-03-31	$501,534	26,108	-3.0%	Shares	Sole	2025-05-06
2024-12-31	$540,903	26,924	+10.7%	Shares	Sole	2025-02-13
2024-09-30	$477,566	24,316	-20.0%	Shares	Sole	2024-11-14
2024-06-30	$621,536	30,393	+18.9%	Shares	Sole	2024-08-12
2024-03-31	$471,729	25,568	-43.0%	Shares	Sole	2024-05-15
2023-12-31	$748,016	44,872	+16.3%	Shares	Sole	2024-02-14
2023-09-30	$633,500	38,581	+6.1%	Shares	Sole	2023-10-11
2023-06-30	$537,950	36,348	-51.7%	Shares	Sole	2023-07-10
2023-03-31	$969,070	75,180	-46.5%	Shares	Sole	2023-04-14
2022-12-31	$1,858,837	140,608	+130.9%	Shares	Sole	2023-01-31
2022-09-30	$705,048	60,885	-14.2%	Shares	Sole	2022-10-25
2022-06-30	$957,088	70,948	-5.1%	Shares	Sole	2022-08-03
2022-03-31	$1,351,310	74,782	-1.2%	Shares	Sole	2022-04-18
2021-12-31	$1,256,194	75,720	-0.0%	Shares	Sole	2022-01-20
2021-09-30	$1,258,307	75,756	-1.5%	Shares	Sole	2021-11-01
2021-06-30	$1,312,698	76,946	+357.2%	Shares	Sole	2021-07-21
2021-03-31	$269,752	16,828	-9.5%	Shares	Sole	2021-04-27
2020-12-31	$268,183	18,598	+6.3%	Shares	Sole	2021-02-01
2020-09-30	$202,486	17,501	-23.7%	Shares	Sole	2020-11-06
2020-06-30	$240,160	22,938	—	Shares	Sole	2020-08-05
No filing history on record for this holder in this stock.