CONFLUENCE INVESTMENT MANAGEMENT LLC
Position in HTGC — Hercules Capital, Inc.
CIK 1442056
ST. LOUIS, MO
Position in HTGC
as of Sep 30, 2026
· filed Oct 1, 2026
Position Value
$4,769,988
+$414,599 QoQ
Shares Held
283,759
+2.7% QoQ
Ownership
0.152%
of shares outstanding
% of Portfolio
0.08%
of 13F equity value
Holder Rank
#3
of 10 holders
Holding Since
Mar 2020
27 quarters on record
Voting authority
Sole 15%
Shared 85%
None 0%
Common Shares in HTGC Over Time
Shares Held
Position Value (USD)
Position in Asset Management
Financial Services · as of Sep 30, 2026CONFLUENCE INVESTMENT MANAGEMENT LLC holds $300,468,165 across 24 Asset Management names. HTGC ranks #5 (1.6% of the industry book) .
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | NTRS |
Northern Trust Corp
|
629,512 | $106,614,152 | |
| 2 | TROW |
Price T Rowe Group Inc
|
894,846 | $93,108,726 | |
| 3 | ARCC |
Ares Capital Corp
|
3,275,333 | $62,558,858 | |
| 4 | MAIN |
Main Street Capital CORP
|
96,050 | $5,287,552 | |
| 5 | HTGC |
Hercules Capital, Inc.
This page
|
283,759 | $4,769,988 | |
| 6 | GBDC |
GOLUB CAPITAL BDC, Inc.
|
335,237 | $4,234,043 | |
| 7 | TSLX |
Sixth Street Specialty Lending, Inc.
|
216,194 | $3,895,814 | |
| 8 | BXSL |
Blackstone Secured Lending Fund
|
122,536 | $2,938,412 |
All Filings in HTGC
Export CSV
27 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-09-30 | $4,769,988 | 283,759 | Shares | Sole | 2026-10-01 | |
| 2026-06-30 | $4,355,389 | 276,182 | Shares | Sole | 2026-07-01 | |
| 2026-03-31 | $4,037,275 | 273,343 | Shares | Sole | 2026-04-01 | |
| 2025-12-31 | $5,453,828 | 289,789 | Shares | Sole | 2026-01-05 | |
| 2025-09-30 | $5,720,520 | 302,513 | Shares | Sole | 2025-10-14 | |
| 2025-06-30 | $7,015,461 | 383,778 | Shares | Sole | 2025-07-01 | |
| 2025-03-31 | $7,350,303 | 382,629 | Shares | Sole | 2025-04-01 | |
| 2024-12-31 | $7,677,654 | 382,163 | Shares | Sole | 2025-01-02 | |
| 2024-09-30 | $7,472,077 | 380,452 | Shares | Sole | 2024-10-31 | |
| 2024-06-30 | $7,761,756 | 379,548 | Shares | Sole | 2024-07-01 | |
| 2024-03-31 | $6,949,616 | 376,673 | Shares | Sole | 2024-04-01 | |
| 2023-12-31 | $6,458,358 | 387,424 | Shares | Sole | 2024-11-05 | |
| 2023-09-30 | $6,357,659 | 387,190 | Shares | Sole | 2023-10-10 | |
| 2023-06-30 | $5,728,206 | 387,041 | Shares | Sole | 2023-07-03 | |
| 2023-03-31 | $4,940,376 | 383,272 | Shares | Sole | 2023-04-04 | |
| 2022-12-31 | $5,316,978 | 402,192 | Shares | Sole | 2023-01-04 | |
| 2022-09-30 | $4,654,002 | 401,900 | Shares | Sole | 2022-10-03 | |
| 2022-06-30 | $5,452,253 | 404,170 | Shares | Sole | 2022-07-12 | |
| 2022-03-31 | $7,464,518 | 413,089 | Shares | Sole | 2022-04-04 | |
| 2021-12-31 | $6,851,172 | 412,970 | Shares | Sole | 2022-01-04 | |
| 2021-09-30 | $6,817,225 | 410,429 | Shares | Sole | 2021-10-04 | |
| 2021-06-30 | $6,972,592 | 408,710 | Shares | Sole | 2021-07-01 | |
| 2021-03-31 | $6,538,444 | 407,888 | Shares | Sole | 2021-04-05 | |
| 2020-12-31 | $6,517,681 | 451,989 | Shares | Sole | 2021-01-25 | |
| 2020-09-30 | $5,209,033 | 450,219 | Shares | Sole | 2020-10-19 | |
| 2020-06-30 | $4,711,227 | 449,974 | Shares | Sole | 2020-07-01 | |
| 2020-03-31 | $4,029,626 | 527,438 | Shares | Sole | 2020-06-03 | |
| No filing history on record for this holder in this stock. | ||||||