CONFLUENCE INVESTMENT MANAGEMENT LLC
Position in HTGC — Hercules Capital, Inc.
CIK 1442056
ST. LOUIS, MO
Position in HTGC
as of Jun 30, 2026
· filed Jul 1, 2026
Position Value
$4,355,389
+$318,114 QoQ
Shares Held
276,182
+1.0% QoQ
Ownership
0.148%
of shares outstanding
% of Portfolio
0.08%
of 13F equity value
Holder Rank
#1
of 10 holders
Holding Since
Mar 2020
26 quarters on record
Voting authority
Sole 16.900449703456417.ToString("F0")%
Shared 83.09955029654358.ToString("F0")%
None 0.ToString("F0")%
Common Shares in HTGC Over Time
Shares Held
Position Value (USD)
Position in Asset Management
Financial Services · as of Jun 30, 2026CONFLUENCE INVESTMENT MANAGEMENT LLC holds $321,331,745 across 25 Asset Management names. HTGC ranks #5 (1.4% of the industry book) .
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | NTRS |
Northern Trust Corp
|
660,416 | $114,806,717 | |
| 2 | TROW |
Price T Rowe Group Inc
|
936,409 | $106,460,338 | |
| 3 | ARCC |
Ares Capital Corp
|
3,367,580 | $61,778,254 | |
| 4 | MAIN |
Main Street Capital CORP
|
93,486 | $4,850,053 | |
| 5 | HTGC |
Hercules Capital, Inc.
This page
|
276,182 | $4,355,389 | |
| 6 | GBDC |
GOLUB CAPITAL BDC, Inc.
|
327,523 | $4,218,495 | |
| 7 | TSLX |
Sixth Street Specialty Lending, Inc.
|
211,954 | $3,639,249 | |
| 8 | BXSL |
Blackstone Secured Lending Fund
|
146,606 | $3,609,439 |
All Filings in HTGC
Export CSV
26 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-06-30 | $4,355,389 | 276,182 | Shares | Sole | 2026-07-01 | |
| 2026-03-31 | $4,037,275 | 273,343 | Shares | Sole | 2026-04-01 | |
| 2025-12-31 | $5,453,828 | 289,789 | Shares | Sole | 2026-01-05 | |
| 2025-09-30 | $5,720,520 | 302,513 | Shares | Sole | 2025-10-14 | |
| 2025-06-30 | $7,015,461 | 383,778 | Shares | Sole | 2025-07-01 | |
| 2025-03-31 | $7,350,303 | 382,629 | Shares | Sole | 2025-04-01 | |
| 2024-12-31 | $7,677,654 | 382,163 | Shares | Sole | 2025-01-02 | |
| 2024-09-30 | $7,472,077 | 380,452 | Shares | Sole | 2024-10-31 | |
| 2024-06-30 | $7,761,756 | 379,548 | Shares | Sole | 2024-07-01 | |
| 2024-03-31 | $6,949,616 | 376,673 | Shares | Sole | 2024-04-01 | |
| 2023-12-31 | $6,458,358 | 387,424 | Shares | Sole | 2024-11-05 | |
| 2023-09-30 | $6,357,659 | 387,190 | Shares | Sole | 2023-10-10 | |
| 2023-06-30 | $5,728,206 | 387,041 | Shares | Sole | 2023-07-03 | |
| 2023-03-31 | $4,940,376 | 383,272 | Shares | Sole | 2023-04-04 | |
| 2022-12-31 | $5,316,978 | 402,192 | Shares | Sole | 2023-01-04 | |
| 2022-09-30 | $4,654,002 | 401,900 | Shares | Sole | 2022-10-03 | |
| 2022-06-30 | $5,452,253 | 404,170 | Shares | Sole | 2022-07-12 | |
| 2022-03-31 | $7,464,518 | 413,089 | Shares | Sole | 2022-04-04 | |
| 2021-12-31 | $6,851,172 | 412,970 | Shares | Sole | 2022-01-04 | |
| 2021-09-30 | $6,817,225 | 410,429 | Shares | Sole | 2021-10-04 | |
| 2021-06-30 | $6,972,592 | 408,710 | Shares | Sole | 2021-07-01 | |
| 2021-03-31 | $6,538,444 | 407,888 | Shares | Sole | 2021-04-05 | |
| 2020-12-31 | $6,517,681 | 451,989 | Shares | Sole | 2021-01-25 | |
| 2020-09-30 | $5,209,033 | 450,219 | Shares | Sole | 2020-10-19 | |
| 2020-06-30 | $4,711,227 | 449,974 | Shares | Sole | 2020-07-01 | |
| 2020-03-31 | $4,029,626 | 527,438 | Shares | Sole | 2020-06-03 | |
| No filing history on record for this holder in this stock. | ||||||